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Electrochemical Surface-Enhanced Raman Spectroscopy of Nanostructures
Electrochemical Surface-Enhanced Raman Spectroscopy of Nanostructures
spectroscopy of nanostructures
Kari Iltanen
kari.iltanen@mbnet.fi
Salo 3.11.2021
1 Introduction 1
2 Method 2
2.2 SERS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
3 Applications 10
4 Summary 16
References 17
1
1 Introduction
namic, molecular and mechanistic aspects of the system, which provide information
sured from the electrochemical cell, so an optical path though the cell is required
which complicates the setup. Also, selectivity improves as different molecules with
the electrode surface and small distance around it. It is extremely sensitive and
requires good fluorescence from target which is uncommon, also the interference of
ambient light can be an issue. The main weakness is in quantitative analysis. The
EC-SERS is often favored due its sensitivity and ease of sample preparation
associated with Raman spectroscopy in general. SERS is one answer to the low
2 Method
This section seeks to describe how Raman spectroscopy and especially its EC-SERS
variant works and what kind of equipment is required, before looking into its ad-
In Raman spectroscopy electrons are excited with a laser to virtual energy states
above vibrational energy states but below the first electronic excited state. The
ground state can happen in three possible ways that are known as Rayleigh, Stokes,
Virtual
energy
states
Vibrational
energy states
4
3
2
1
0
Infrared Rayleigh Stokes Anti-Stokes
absorption scattering Raman Raman
scattering scattering
In Rayleigh scattering electron relaxes directly to the same state that it was
excited from and a photon with the same energy that was used in excitation is
emitted. In Stokes scattering electron returns to the first excited vibrational state
and emitted photon has less energy than incoming photon. In anti-Stokes scattering
electron is excited from the first excited vibrational state to the virtual level and
relaxes to the vibrational ground state emitting photon with higher energy than
scattering, thus the intensity of Rayleigh peak is many orders of magnitude larger
than Stokes peak, which is the next largest peak by intensity as the molecule is much
more likely to be in the ground state than in the excited state thus anti-Stokes peak
has the lowest intensity. Note that order of intensities of Stokes and anti-Stokes
Raman activity requires that vibration leads polarizability changes in the molecule,
in contrast of IR spectroscopy that requires that dipole moment changes during vi-
bration. One major group of Raman active vibration are symmetric vibrations, also
device, which use 1064 nm laser and are nowadays used for routine measurements
only. Both consist of excitation source, a system to illuminate the sample and
collect scattered light, a filter unit, spectrometer, detector, control electronics, and
a computer for data capture and operating the equipment. The excitation source
is currently almost always a laser that are available from UV though visible to IR
wavelengths. [6, 7]
The role of sample optics is to focus the laser as small spot in millimeter range
and then collect the scattered light. If the Rayleigh scattered light is not blocked
with the bandstop filter it would saturate the detector preventing the detection of
Raman scattered light. The spectrometer uses a diffraction grating to disperse the
scattered light to reveal spectrum, which is then digitized usually with CCD camera.
[6, 7]
major impact on spectrum quality and spatial resolution. Some compounds are
fluorescent, which leads high intensity fluorescent peak drowning low intensity Ra-
man peaks if the excitation laser corresponds to electronic transition. The signal
efficiency is proportional to 1/λ4 . The laser spot size increases with wavelength
to address some other disadvantages, one of these methods is SERS enhances re-
sponse. In the resonance Raman variant the excitation wavelength is chosen so that
scattering happens from real electron eigenstates enhancing signal several orders of
magnitude. Enhancing the signal is required for the detection of low concentrations.
[3, 6, 7]
2.2 SERS
with surface plasmon resonances (SPR) exciting them on the surface of metallic
light. [3, 8]
surface, which enhances the intensity Raman scattered light as its intensity is pro-
portional to intensity of incoming light that increases in interaction. Also, SPR and
nitude and is the sum of various mechanisms: ground-state enhancement due in-
between metallic surface and molecule, and the resonance Raman enhancement.
of a molecule on the metal surface disturbing the electronic structure of the sub-
Raman spectrum and SERS spectrum of the same compound can differ from each
other and enhancement varies between between different Raman modes. Surface
selection rules cause is this as according to them the modes parallel to the surface
are not enhanced at all or only very weakly while modes perpendicular to the surface
Good SERS substrates are non-toxic, chemically compatible with the sample,
temporally stable, reproducible, and preferably be both easily prepared and low cost.
gold, and copper although other metals are possible but their enhancement factor is
If nanoparticles are used their shape and size distribution affects greatly the
enhancement and the plasmon resonance frequency setting significant demands for
surface of the SERS substrate can overwhelm the spectrum of the target compound
looking at unknown sample. Often the SERS substrate has to be prepared just
before experiment though some commercial products exist. [8, 10, 11]
Also, some variants have been developed, one possibility is use silica coated
ment happens due strong electromagnetic field at metallic scanning probe micro-
scope (SPM) tip. TERS, while providing very high spatial resolution, requires
modified equipment including modified SPM tip, so laser can be focused on the
tip/sample interface (Figure 2). Resonance effect applied to SERS is often referred
as surface-enhanced resonance Raman scattering (SERRS). SERS has also been used
an electrochemical cell that can be placed under Raman spectroscope and control for
cell electrode potentials. This kind of setup usually requires long working distance
objectives, in some cases water immersion objectives can be used. [9, 11]
reaction of interest might happen somewhere else than in area spectrum is measured
spectra is often measured at constant potential with potential change between mea-
surements, but in some cases spectrum has been measured while potential changes
The cell design is critical part of experimental setup as it has to enable a strong
SERS response and ability to control the electrochemical experiment precisely. In-
tegrating optically transparent window that tolerates operating conditions into the
cell can be challencing. Connections to allow gas/liquid flow though the cell are also
Three electrodes are typically used, which are working electrode (WE), common
electrode (CE), and reference electrode (RE). To get SERS active WE one has
to either make the electrode surface active or use the electrode as substrate for
RE, which is chosen so that its electrode potential remains stable. CE is used to
remove excess current away from system to protect the RE. Typically CE is noble
The metal Fermi-level moves upwards closer to vacuum level as electrode poten-
tial becomes more negative and vice versa. As energy levels of the molecule remain
unchanged at some potential value energy difference between Fermi-level and lowest
unoccupied level in the molecule match the excitation energy allowing charge eas-
ily move between metal and molecule. This phenomena is equivalent to resonance
The plasmon frequency (ωp ) is dependent on electrode potential though free elec-
√︂
tron density (n) which increases with more negative potential (ωp = 4π ne2
me ϵ0
). A
band centered at ωp has the largest enhancement. The electrolyte choice affects the
system properties, such as plasmon frequency and electrolyte refractive index. Elec-
trochemical reactions of the solvent containing both target molecule and electrolyte
has to be taken into account along with the possibility of the solvent spectrum
which can be divided into a few main categories that are according Wu et al.
substrate, and templated SERS substrates. The last one is the most interesting
nanoparticles. [15]
One of the largest issues in EC-SERS is the fabrication of the nanostructured elec-
trode that provides relatively uniform SERS enhancement over its whole surface
area that remains stable during the experiment. The fast development of nanofabri-
cation techniques can solve the electrode issue at least partially. EC-SERS setup is
also more complex than plain SERS setup, which can limit its usability somewhat.
EC-SERS can provide additional enhancement for signal intensity over plain SERS.
[16]
The lifetime of SERS substrate is one major issue, as typically used gold or
silver can dissolve during electrochemical reactions, some groups have used metal
research combining SERS substrate with catalytic substance can cause issues. [17]
Gittleson et al. note that as Raman measurement can be also done with aqueous
electrolytes and during the electrochemical process directly from the electrochem-
ical cell, which are major advantages for battery research. Raman spectroscopy is
preferred over Fourier transform infrared (FTIR) spectroscopy for in-situ measure-
ments of electrochemical cell due its more flexible setup and some species of interest
posite electrode surface as they can affect spectrum and especially can determine
There is risk that laser used in Raman spectroscopy, as tightly focused spot has
high power density on the sample surface even at milliwatt laser power levels, could
on target. This leads to unwanted signals, such as florescence and Raman signals
from decomposed species, which lower the signal-to-noise ratio. [16, 18]
Current materials for SERS substrate limit the usability of EC-SERS, but ex-
isting materials still improve and researchers are looking into totally new materials
for next generation SERS substrates, such as alloys. Microfluidic cells would enable
ment preparation, in EC-SERS this would require integrating electrodes and SERS
The highest sensitivity is achieved when the gap between adjacent metallic nanos-
tructures is in nanoscale (10 nm), these gaps are referred as "hot spots". [13]
EC-SERS. EC-TERS offers high spatial resolution and removes need for substrate
support for localized SPR, but on other hand setup is much more complex as illu-
mination and SPM within the electrochemical cell has to be fitted together. Illu-
needed. [19]
3 Applications
This section seeks to provide some information about potential applications for EC-
Due the high sensitivity of EC-SERS it has multiple applications in basic research,
reactions of molecules on the metal surface is one potential application for EC-SERS.
Just by adjusting electrode potential sensitivity can be increased. Raman tags with
strong SERS signal can enable the detection of the target compound though indirect
knows what parts of reaction to pay most attention when looking to either en-
hance or block some reactions. Applications can be found for example in corrosion
protection, fuel cells, synthesis, and catalyst search. In biophysics, inter- and in-
EC-SERS and its variants can be used to investigate different charge transfer
reactions. In biochemistry, the behavior of DNA bases which could allow diagnos-
and RNA with other molecules often use EC-SERS. Identifying bacteria was also
reported. EC-SERS as biosensor is potentially one major application for the tech-
Huang and Hsiao have developed an integrated EC-SERS chip (Figure 3) for uric
acid detection. The chip consists of printed circuit board (PCB) with three elec-
trodes, EC-SERS working electrode, and microfluidic reservoir. The goal is to use
the chip for rapid testing so good usability, small size, and small sample volume
plate for several minutes. After cooling the substrate is released from the mold, and
then gold nanoshperes were formed at the tips of each nanocone with sputtering.
[13]
The chip was tested at first with NaCl electrolyte solution containing rodamine-
6G to measure EC-SERS response which shows the right potential level significantly
enhances signal. Using settings determined during testing detection of uric acid even
at 0,1 µmol/L concentration from artificial urine. Enhancement was up to 8,5 × 106 .
[13]
Figure 3. Diagram of EC-SERS cell developed by Huang et al.. Source: Huang et al.
[13] CC BY 4.0, via Wikimedia Commons. On right diagram of the nanoparticle-
RNA conjugate and its fabrication and use. Source: Lee et al. [23], CC BY 4.0.
Lee et al. have build a package consisting of a sephadex G-100 resin tagged
RNA chain with a three-way junction to which biotin and Methylene Blue termi-
nated RNA chains were connected. This structure was then attached to streptavidin
coated gold nanoparticles with biotin (Figure 3). The nanoparticle-RNA conjugate
Nanoparticle and thiol termined head of RNA attached to substrate when small
positive electrode potential was applied with Methylene Blue, which provides the
SERS signal, termined head pointed upwards. After the microRNA-155 strand at-
taches itself to the junction, structure changes as the junction dissolved and Methy-
lene Blue swings towards surface attaching itself there. Comparison of Raman spec-
trum before and after microRNA-155 attachment showed a significantly higher in-
tensity of Methylene Blue peaks in the latter case. If the target RNA strand differs
from microRNA-155 even by single base Raman intensity drops significantly. This
type of setup was considered a potentially interesting starting point for the devel-
Vezvaie et al. have used a working electrode with silver nanocavities to study
layer with EC-SERS to see how potential changes affect these model membranes.
[24]
crospheres on top of gold film on glass plate by electroplating silver on it, after this
template was dissolved. Lipid was then deposited to the cavities. Electrochemi-
cal and EC-SERS measurements show that bilayers can transition from the liquid
crystalline state to the mixed gel/liquid crystalline state at some potential values.
[24]
was a gold tip coated with a self-assembled monolayer of biphenyl-4-thiol with gold
nanoparticles on top. RE was Ag/AgCl wire. Then a few nanometers thick sil-
solution. [25]
transformation of Ag shell to AgCl. The cause SERS intensity changes was at-
change. The setup can be used to investigate SERS enhancement mechanisms, and
Kang et al. have investigated local heterogeneity in redox behavior on the elec-
trode surface at nanoscale with EC-SERS setup based on atomic force microscopy
(AFM). The electrode was polycrystalline indium tin oxide (ITO) substrate with
was used as the RE and Pt as the counter electrode, the electrolyte was mixture of
Tris buffer and NaCl. AFM tips were coated with Au. [26]
an intensity drop. TERS intensity was mapped over area containing Au nanoplate
corner at different potential values. The intensity maps show higher intensity on
nanoplate than on ITO before the potential level where the reduction of the molecule
mation about the role of local electrode structure was acquired as spatial resolution
core-shell nanoparticles. Working electrode was glassy carbon and the electrolyte
was a mixture of NaClO4 and NaOH in solution. Reduction of RuO2 was done at
pH levels 10 and 7, in latter case the electrolyte was NaClO4 solution. [27]
At both cases two-step reduction process was noted in SERS spectra recorded
at different potential levels, from Ru(IV) to Ru(II) (1,6–1,0 V) and then to metal-
lic Ru (0,8–0,3 V). Results indicate formation of OH species during reduction, and
therefore Li et al. believe that O from RuO2 reacts with water forming these species
which are later removed as H2 O. The same intermedies are produced during the sec-
ond step. The goal is to use these results to advance research into water electrolysis
Mahurin et al. have looked into interactions between room temperature ionic
liquid electrolytes and graphene electrode with EC-SERS. SERS enhancement was
provided by a roughened silver working electrode. The ionic liquid used consisted
Significant differences in SERS spectrum were visible when negative potential was
applied compared to the zero potential case. Differences were attributed to increased
Increase in applied potential caused higher overall intensity and changes in the
located from intensity changes, and interaction strength of the cation determined.
Also, the relative intensities show the orientation of the molecule relative to the
surface. [28]
Graphene on the electrode caused some changes in spectrum, one effect was
supression of the graphene peaks likely caused by strong interaction between ionic
liquid and graphene. Some peak shifts were noticed at zero potential indicating
stronger interaction with graphene than silver. Applied potential led additional
shifts caused by differences interaction strengths. The results indicate that EC-SERs
is a good method for studying interfacial interactions between electrode surfaces and
Lynk et al. have used EC-SERS to identify bacteria from their nucleotide break-
enhance the SERS signal and to take into surface charge differences between differ-
ent bacteria strains. The working electrode was a screen printed carbon electrode
coated with silver nanoparticles. Bacteria were placed at the electrode by incubating
Compared to SERS EC-SERS spectra was shown to have clearer and more in-
tense peaks, with up five times higher enhancement. Reproducibility of signal inten-
sity was weak with likely cause indicated as nanoparticle coating being non-uniform
due the coating method used. Next development steps were stated to be improve-
[22]
4 Summary
its components separately. SERS and its variants offer one solution to weak Ra-
man signal by using using surface plasmons to enhance the signal, which requires
The enhancement is divided into chemical and electromagnetic parts, with latter
providing most of it. SERS spectrum can differ from the Raman spectrum of the
same compound. For the reproducibility substrates with similar enhancement fac-
tors is important and is realized though controlling the shape and size distribution
over SERS and enhancement can be controlled with applied potential. [3, 8, 9]
Rapidly evolving nanofabrication techniques can solve many issues with SERS
substrates, such as the stability, uniformity, lifetime, and use of non-plasmonic ma-
terials as the electrode. High power density of the laser spot on the surface could
induce unwanted chemical reactions that could lead unwanted signals. [16–18]
The application field for EC-SERS is extremely wide as it can be used to investi-
gate reaction pathways, bioscience, absorption on the surface, etc. Energy storage,
catalysis, and synthesis are some potential research targets with EC-SERS. Also,
biosensors could benefit from the sensitivity of EC-SERS and the ability to adjust it
with electrode potential, and are likely one of first applications outside lab. [20–22]
Commercial SERS enabled electrodes would allow the much wider utilization of the
technique. EC-TERS combines SPM and EC-SERS for extremely high spatial reso-
References
[1] J. Garoz-Ruiz, J. V. Perales-Rondon, A. Heras, and A. Colina, Electroanalysis
31, 1254 (2019).
[12] N. Kumar, S. Mignuzzi, W. Su, and D. Roy, EPJ Techniques and Instrumen-
tation 2, 9 (2015).
[15] D.-Y. Wu, J.-F. Li, B. Ren, and Z.-Q. Tian, Chem. Soc. Rev. 37, 1025 (2008).
[16] B. Ren, Y. Cui, D.-Y. Wu, and Z.-Q. Tian, in Surface Enhanced Raman Spec-
troscopy (John Wiley & Sons, Ltd , YEAR), Chap. 9, pp. 191–218.
[17] E.-M. Höhn, R. Panneerselvam, A. Das, and D. Belder, Anal. Chem. 91, 9844
(2019).
17
18
[22] T. Lynk, C. S. Sit, and C. L. Brosseau, Anal. Chem. 90, 12639 (2018).
18