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r Human Brain Mapping 38:5740–5755 (2017) r

Intrinsic Functional Connectivity Variance and


State-Specific Under-Connectivity in Autism

Heng Chen,1 Jason S. Nomi,2 Lucina Q. Uddin,2 Xujun Duan,1* and


Huafu Chen 1*
1
Key laboratory for NeuroInformation of Ministry of Education, School of Life Science and
Technology and Center for Information in BioMedicine, University of Electronic Science and
Technology of China, Chengdu 610054, People’s Republic of China
2
Department of Psychology, University of Miami, Coral Gables, Florida

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Abstract: Autism spectrum disorder (ASD) is a neurodevelopmental condition associated with altered
brain connectivity. Previous neuroimaging research demonstrates inconsistent results, particularly in
studies of functional connectivity in ASD. Typically, these inconsistent findings are results of studies
using static measures of resting-state functional connectivity. Recent work has demonstrated that func-
tional brain connections are dynamic, suggesting that static connectivity metrics fail to capture
nuanced time-varying properties of functional connections in the brain. Here we used a dynamic func-
tional connectivity approach to examine the differences in the strength and variance of dynamic func-
tional connections between individuals with ASD and healthy controls (HCs). The variance of dynamic
functional connections was defined as the respective standard deviations of the dynamic functional
connectivity strength across time. We utilized a large multicenter dataset of 507 male subjects (209
with ASD and 298 HC, from 6 to 36 years old) from the Autism Brain Imaging Data Exchange (ABIDE)
to identify six distinct whole-brain dynamic functional connectivity states. Analyses demonstrated
greater variance of widespread long-range dynamic functional connections in ASD (P < 0.05, NBS
method) and weaker dynamic functional connections in ASD (P < 0.05, NBS method) within specific
whole-brain connectivity states. Hypervariant dynamic connections were also characterized by weaker
connectivity strength in ASD compared with HC. Increased variance of dynamic functional connec-
tions was also related to ASD symptom severity (ADOS total score) (P < 0.05), and was most promi-
nent in connections related to the medial superior frontal gyrus and temporal pole. These results
demonstrate that greater intraindividual dynamic variance is a potential biomarker of ASD. Hum Brain
Mapp 38:5740–5755, 2017. VC 2017 Wiley Periodicals, Inc.

Additional Supporting Information may be found in the online *Correspondence to: Hua-Fu Chen and Xujun Duan, Key labora-
version of this article. tory for NeuroInformation of Ministry of Education, School of
Contract grant sponsor: 863 project; Contract grant number: Life Science and Technology and Center for Information in Bio-
2015AA020505; Contract grant sponsor: Natural Science Founda- Medicine, University of Electronic Science and Technology of
tion of China; Contract grant numbers: 61533006 and 61673089; China, Chengdu 610054, People’s Republic of China. E-mails:
Contract grant sponsor: Fundamental Research Funds for the chenhf@uestc.edu.cn and duanxujun@uestc.edu.cn
Central Universities; Contract grant numbers: ZYGX2014J078 and Received for publication 8 February 2017; Revised 14 July 2017;
ZYGX2015J141; Contract grant sponsor: National Institute of Men- Accepted 30 July 2017.
tal Health Career Development Award; Contract grant number: DOI: 10.1002/hbm.23764
K01MH092288; Contract grant sponsor: National Institute of Men- Published online 9 August 2017 in Wiley Online Library
tal Health; Contract grant number: R01MH107549 (wileyonlinelibrary.com).

C 2017 Wiley Periodicals, Inc.


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Key words: autism spectrum disorder; state-specific under-connectivity; dynamic functional connectiv-
ity; intraindividual variance

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fMRI signal is static during the course of data acquisition.


INTRODUCTION However, recent work suggests that fMRI signals during
Autism spectrum disorder (ASD) is a neurodevelopmen- the resting-state are dynamic, and that several time-varying
tal disorder characterized by social-communication deficits dynamic FC (dFC) states can be found throughout the
and stereotyped behaviors [American Psychiatric Associa- course of a resting-state scan [Allen et al., 2014; Hutchison
tion, 2013]. The estimates of prevalence of ASD has et al., 2013a,2013b; Liu and Duyn, 2013; Zalesky et al.,
increased to 1% or higher in the general population 2014]. Additionally, state-related dFC has also shown
[Developmental Disabilities Monitoring Network Surveil- improved sensitivity in classifying ASD from healthy con-
lance Year 2010 Principal Investigators and Centers for trols (HC) [Wee et al., 2016]. Other research demonstrates
Disease Control and Prevention, 2014]. Previous studies that dynamic functional connectivity variance (dFCvar) bet-
have shown that ASD is related to early overgrowth of ter predicts behavior than static functional connectivity
synapses and later reduced pruning, which could be (sFC) strength in the typical population [Jia et al., 2014].
important factors underlying recently identified atypical Furthermore, dFCvar shows promise as a potential bio-
static functional connectivity (sFC) patterns detected using marker in psychiatric disorders such as schizophrenia [Yu
fMRI [Tang et al., 2014; Zhan et al., 2014]. et al., 2015], epilepsy [Laufs et al., 2014; Liao et al., 2014b],
Functional neuroimaging studies have reported reduced and Alzheimer’s disease [Jones et al., 2012]. Thus, dFC
sFC between brain regions in ASD [Anderson et al., 2011; Ken- approaches often reveal unique patterns of connectivity that
nedy and Courchesne, 2008; Khan et al., 2013] and an “under- traditional sFC methods cannot identify [Liu, et al., 2016]. It
connectivity” hypothesis of ASD was proposed based on these is still unclear how the results of dFC approaches may help
results [Just et al., 2004, 2012]. However, the sFC “under- to explain the inconsistent findings in sFC studies of ASD.
connectivity” patterns revealed by previous studies are not In this study, we utilized a large multicenter dataset to
consistent. Yerys et al. [2015] reported reduced sFC between examine differences in sFC, dFC, and dFCvar between
medial prefrontal cortex (mPFC) and precuneus/posterior ASD and HC groups. First, we attempted to identify if
cingulate cortex (PCC), temporal pole, and pallidum; Jung there were differences in dFC related to specific whole-
et al. [2014] reported reduced sFC between mPFC and pri- brain dynamic connectivity states. Second, we compared
mary motor and sensory cortices; and von dem Hagen et al. the dFCvar between individuals with ASD and HCs. We
[2013] found reduced sFC between mPFC and temporo- hypothesized that the intraindividual dFCvar in ASD
parietal junction, insula, and amygdala. Several other resting- would help to explain the differences in ASD connectivity
state fMRI studies have reported over-connectivity or a mix- patterns found in previous research.
ture of under- and over-connectivity in ASD [Cerliani et al.,
2015; Keown et al., 2013; Supekar et al., 2013]. The cause of
these contradictory resting-state sFC findings is still unclear, MATERIALS AND METHODS
though several attempts at reconciling these findings have Participant Selection and Exclusion Criteria
been undertaken. For example, Uddin et al. [2013] proposed
an age-related under-/over-connectivity theory that predicts Resting-state fMRI data were downloaded from the ABIDE
over-connectivity in children with ASD and under- database (http://fcon_1000.projects.nitrc.org/indi/abide/)
connectivity in adults with the disorder. Kitzbichler et al. uti- [Di Martino et al., 2014]. Inclusion criteria were the same as
lized magnetoencephalography to examine frequencies corre- Di Martino et al.’s previous work [Di Martino et al., 2014]: (1)
sponding to static fMRI functional connectivity [Hipp and only male subjects were included; (2) only sites where at least
Siegel, 2015] and found frequency-related resting-state static 75% subjects have a full scale IQ (FIQ) score were included;
under- and over-connectivity in ASD [Kitzbichler et al., 2015]. (3) only subjects with FIQ within 2 SD 6 mean across all
Alaerts et al. [2016] found static over-connectivity in males ABIDE samples (108 6 15) were included; (4) only subjects
with ASD and static under-connectivity in females with ASD. with mean framewise displacement (FD) [Power et al., 2012]
Finally, Hahamy et al. [2015] reported higher intersubject spa- below 2 SD 1 mean (mean 5 0.23 1 SD 5 0.27 mm) were
tial variance of cortical areas related to atypical sFC patterns included; (5) each subject had an anatomical image; (6) sites
of individuals with ASD, and suggested that increased spatial with less than 10 subjects were excluded. In accordance with
variance may account for the inconsistent static resting-state these criteria, data from 763 subjects (ASD 5 360; HC 5 403)
functional connectivity findings. from 17 sites remained.
All the previous studies reporting inconsistent findings in To further eliminate possible confounds due to differ-
ASD are based on the assumption that the resting-state ences across subjects, we then applied a second set of

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TABLE I. Participant demographics

ASD (n 5 209) HC (n 5 298) Group comparisons (P value)

Age 16.5 6 6.2 16.8 6 6.2 0.5642a


Site 3 group interaction - - 0.9642b
Full scale IQ 111 6 13 110 6 11 0.7191a
Site 3 group interaction - - 0.8502b
Mean FD (mm) 0.14 6 0.1 0.14 6 0.1 0.7219a
Site 3 group interaction - - 0.8341b
High head motion timepointsc 14.99 6 20.78 14.77 6 21.26 0.9091a
ADI-R
Social score 20 6 5 - -
Communication score 16 6 4 - -
RRB score 663 - -
ADOS
Total score 12 6 4 - -
Social score 863 - -
Communication score 461 - -
RRB score 261 - -

ADI-R, Autism Diagnostic Interview-Revised; ADOS, Autism Diagnostic Observation Schedule; RRB, Restricted and Repetitive Behaviors.
a
two sample t-test.
b
ANOVA.
c
Defined as the number of the timepoints whose FD > 0.5 mm and the preceding timepoint and the following two timepoints.

exclusion criteria: (1) 104 subjects with high levels of head and Yu-Feng, 2010]. The first 10 images were discarded to
motion were excluded (maximum motion >2 mm or 28 rota- ensure steady-state longitudinal magnetization. Temporal
tion, or more than 50% of frames with high FD; time points and head motion correction was applied on the remaining
whose FD was larger than 0.5 mm, along with the preceding images, which were then warped into standard Montreal
timepoint and following two timepoints, were defined as Neurological Institute (MNI) space at the resolution of
high head motion time points); (2) 15 subjects were excluded 3 3 3 3 3 mm3. All normalized images were smoothed with
due to incomplete cortical coverage in the scan; (3) 9 subjects a Gaussian kernel (full width at half maximum 5 8 mm) and
with an age above 3 SD 1 mean across the samples were then detrended. Signals from white matter, cerebrospinal
excluded; (4) to create a well-matched dataset between the fluid, and 24 rigid body motion parameters were regressed
HC group and the ASD group, we applied a data driven out of the data [Friston et al., 1996]. The white matter and
algorithm that maximized the P values of the group differ- cerebrospinal fluid masks were obtained from the tissue
ence of age, FIQ and FD (using two sample t tests). As the probability maps in the SPM toolbox. We did not apply
following analysis would compare the relationship of age global signal regression [Fox et al., 2009; Saad et al., 2012].
and dFCvar between HC and ASD, to exclude the influence Finally a bandpass filter (0.01–0.1 Hz) was applied on the
of the site interaction effect, we also maximized the P values regressed time series [Liu, et al., 2013a]. Scrubbing [Power
of the interaction effects between sites and diagnostic et al., 2012] was not applied in our study as it interrupts the
groups of age, FIQ and FD (using ANOVA), 76 subjects continuity of the time series. FD [Power et al., 2012] was cal-
were excluded. It is important to note that the maximization culated to avoid group differences in head motion and was
of a p value is not to create a “best-matched” dataset, but defined as
rather as a heuristic to create datasets that are not signifi-
cantly different from each other. (5) The UCLA (the second FDi 5jDdix j1jDdiy j1jDdiz j1rjDai j1rjDbi j1rjDgi j
dataset), KKI, and OLIN datasets were excluded for having
<5 ASD or HC subjects. Finally a well-matched dataset of where the Ddix represents the displacement of x axis at time-
507 subjects from 14 sites was constructed (Table I; subject point i and is similar with other parameters of Ddiy , Ddiz ,
IDs are listed in Supporting Information). Dai , Dbi , and Dgi . The r is the radius of 50 mm, which is the
approximate mean distance from the center of the head to
the cortex. No significant difference in mean FD between
fMRI Data Preprocessing
ASD and HC was found (P 5 0.7219, two-sample t test).
All resting-state fMRI data were preprocessed using the
Statistical Parameter Mapping 8 toolbox (SPM8 v6313, Static FC Analysis
http://www.fil.ion.ucl.ac.uk/spm) and the Data Processing
Assistant for Resting-State fMRI toolbox (DPARSF advanced To parcellate the brain into regions-of-interest (ROIs),
edition v4.1_160415, http://rfmri.org/DPARSF) [Chao-Gan the automated anatomical labeling (AAL) template

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[Tzourio-Mazoyer et al., 2002] was used. We discarded the 2014a]. By adding the regulation r2D ðb; TÞ to the cost func-
ROIs located in the cerebellum; 90 ROIs remained. The tion, bðtÞ was obtained not only by the signals at timepoint
averaged preprocessed fMRI signals in these 90 ROIs were t, but also using information from other timepoints. Finally
extracted. To construct the sFC network we calculated the the dFC strength at each time points were defined as bðtÞ.
person correlation between each pair of these 90 averaged
signals. The FC values were then transformed to Z values State-Specific dFC Strength Differences Between
according to a Fisher-Z transformation:
ASD and HC
 
1 pffiffiffiffiffiffiffiffiffiffi 11r We next examined differences of dFC strength for each
Z5 n23ln
2 12r functional connection in each whole-brain functional con-
nectivity state between ASD and HC as follows: (1) we
where n represents the number of timepoints and r repre-
combined all dynamic FC networks of all subjects, result-
sents the correlation coefficients between regions.
ing in a dFC matrix of 4005 3 95810 (4005 refers to the
A two-sample t test was used to detect the connections
number of possible connections between the ROIs of the
whose sFC strength is different between ASD and HC with
dFC network (90 3 (90 2 1)/2); 95810 refers to the num-
age, mean FD, FIQ, and site (using dummy coding scheme)
ber of timepoints across all subjects meaning there were
as nuisance covariates. Next, a network-based statistic
95810 dFC matrices across all subjects); (2) a k-means clus-
(NBS) method was applied on the resulting P values (con- tering method was applied to divide the 95810 dFC matri-
nection P < 0.05, cluster P < 0.05, 1000 loops). The NBS ces into 6 clusters (i.e., 6 whole-brain connectivity states),
method identifies clusters of atypical connections and then this procedure was repeated 10 times to avoid local min-
determines whether the cluster size is significantly larger ima. Previous studies have reported the optimal number
than chance using permutation testing [Zalesky et al., 2010]. of dFC clusters ranging from 5 to 7 [Allen et al., 2014;
Damaraju et al., 2014; Nomi et al., 2016, 2017; Rashid et al.,
Dynamic FC Analysis 2014], here we chose 6 and a reproducibility analysis was
done using 5 and 7 (Supporting Information, Figs. S1 and
We utilized a Flexible Least Squares (FLS) algorithm S2). As our study is a multisite study, to avoid the effect
which is embedded in the DynamicBC toolbox (Dynam- of different dFC baselines of each sites, we used the corre-
icBCv1.1 http://restfmri.net/forum/DynamicBC) to calcu- lation coefficient k-means clustering algorithm [Damaraju
late dFC [Liao et al., 2014a]. The FLS is based on a time- et al., 2014].
varying parameter regression model: The k-means was computed on the whole dataset to
ensure that the k-means produced clusters representative of
yðtÞ5xðtÞbðtÞ1lðtÞ (1)
ASD and HC individuals. We repeated the k-means cluster-
where yðtÞ and xðtÞ are the time series of two ROIs, lðtÞ is ing on only the HC dataset and found almost no difference
the approximation error. The bðtÞ is the coefficient to esti- of the 6 cluster centers between the whole dataset and the
mate the covariance of the two ROIs and reflects the con- HC dataset. The final six state-specified dFC whole-brain
nectivity between x and y at time t. To obtain the bðtÞ at networks for each subject were obtained by back-
each time point, a cost function was defined as reconstructing individual subject mean dFCs for each state.
As the dFC strength is normally distributed and for ease
Cðb; l; TÞ5l  r2D ðb; T Þ1r2M ðb; TÞ (2) of calculation, we then utilized two-sample t tests to com-
pare dFC strength between the two groups within all 6
where r2M ðb; T Þ is the sum of squared residual measure- states using age, mean FD, FIQ, and site as nuisance cova-
ment errors; riates. The NBS method was applied on the resulting P
values (connection P < 0.05, cluster P < 0.05, 500 loops).
X
T
r2M ðb; T Þ5 ðyðtÞ2xðtÞbðtÞÞ2 (3)
t51 Comparison of dFCvar Between ASD and HC
Participants
that satisfy yðtÞ2xðtÞbðtÞ  0. r2D ðb; T Þ, and is the sum of
the squared residual dynamic error: For each connection, we defined dFCvar as the standard
deviation of the dFC connectivity correlations across time
X
T21
(Fig. 1). For each subject, the dFCvar matrix that identifies
r2D ðb; T Þ5 ðbðt11Þ2bðtÞÞT ðbðt11Þ2bðtÞÞ (4)
t51
the variability of all dFC estimates across the entire
resting-state scan was calculated. As the dFCvar values do
that regulates the evolving speed of the vector of coeffi- not represent a normal distribution, a permutation test
cients bðtÞ (bðt11Þ2bðtÞ  0). l is the weighting parameter was applied to test whether the dFCvar between individu-
to control these two parts of the cost function. Here the als with ASD and HC was significantly different for each
default value of 100 was used in this study [Liao et al., possible dFC connection. For each dFC connection, the

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Figure 1.
Flowchart of the dynamic FC analysis. [Color figure can be viewed at wileyonlinelibrary.com]

FIQ, age, head motion measured by mean FD [Power connection between two regions was defined by using the
et al., 2012], and site (using a dummy coding scheme) Euclidean distance between the centers of the two regions.
were regressed out of the dFCvar before the permutation We counted the amount of long-range, middle-range and
test. An NBS method was utilized to find the connections short-range connections in the atypical clusters to reflect
with atypical dFCvar in ASD (connection P < 0.05, cluster the length distribution of the connections with atypical
P < 0.05, 1000 loops). Because the NBS method only identi- dFCvar. To examine how hypervariant connections were
fied increased dFCvar in ASD compared to HC (as significantly associated with the type of connections (i.e.,
opposed to decreased dFCvar), subsequent analysis short, mid-range, long-range), we treated the distribution
focused on these “hypervariant” connections. of the rate of long-range hypervariant connections as a
Binomial distribution with the successful rate of 1/3 and
the total trials as the total number of the hypervariant FCs,
Spatial Distribution of Hypervariant Connections
then we transferred the rate into P values based on the
As the NBS method aims to identify atypical clusters that cumulative distribution function. For these three types of
are significantly larger than random cases and results in clus- hypervariant connections, we then identified the regions
ters connecting many brain regions, we identified regions with the most atypical connections.
with the most atypical connections. To do so, we first
counted the amount of atypical connections for each region Partial Correlation Analysis Between Group,
and then identified the regions with an amount of signifi- dFCvar, and sFC Strength
cantly hypervariant connections above the mean 1 3 SD
(regions with the amount of connections greater than the Previous studies have shown that the dFCvar and sFC
mean 1 1 SD and 2 SD are also listed in Fig. 3B). strength are significantly anticorrelated [Thompson and
We sorted the length of all connections defined by the Fransson, 2015, 2016], demonstrating that the altered sFC
AAL template and defined the 33% shortest connections as strength in the ASD group may drive atypical dFCvar in
short-range connections, the 33% longest connections as this study. To determine the relationship between dFC
long-range connections, and the remaining 33% connec- hypervariance and sFC under-connectivity in ASD, a par-
tions as middle-range connections. The length of tial correlation analysis was done to explore the difference

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of dFCvar between HC and ASD while controlling the sFC coefficients between the mean dFCvar and dFC strength of
strength. We extracted the mean dFCvar value of the con- the hypervariant cluster and age in both the HC and ASD
nections which showed hypervariant and the mean sFC group with FIQ, mean FD, site (using a dummy coding
strength value of the connections which showed undercon- scheme), and group (ASD or HC) as nuisance covariates.
nected. Then a partial correlation analysis was done We also examined the relationship between whole-brain
between the mean dFCvar and group with mean sFC mean dFCvar and dFC strength, and age. Whole-brain
strength as covariant. (As the group variable is discrete, a mean dFCvar and whole-brain dFC was calculated as the
Spearman correlation coefficient was reported.) mean values of all dFCvar and dFC strengths across all
time points.
Relationship Between sFC, dFC, dFCvar, and
Severity of ASD Reproducibility Analyses
A network contingency (NC) analysis was applied to To determine the reproducibility of the current findings,
explore the connections whose dFCvar values were related to
we conducted a leave-one-site-out cross validation
the severity of ASD (measured by the ADOS total score)
(LOSOCV). The procedure of LOSOCV is similar to LOOCV
which tested whether the population of severity-related con-
[Li et al., 2015; Liu, et al., 2013b], instead of leaving one
nections is larger than one would expect by chance in the
subject out one time, we excluded one site at a time and
hypervariant cluster [Sripada et al., 2014]. The steps are as fol-
repeated the analysis 14 times. Results from this analysis
lows: (1) Correlation step: for each connection in the hyper-
are presented in Supporting Information, Table S2.
variant cluster, Pearson correlation coefficients were
As head motion is an important factor affecting the
calculated between the dFCvar and ADOS total score. The
dFCvar, we repeated the analysis by adding a despiking
number of significantly positively correlated connections
(AFNI_16.2.16, https://afni.nimh.nih.gov/) step between
(P < 0.05) was summed. During the correlation step, the age,
the detrend and regress steps and then compared the
mean FD, FIQ, sites, and group (ASD or HC) were first
dFCvar values between ASD and HC.
regressed out; (2) Permutation step: the subjects were shuf-
A recent study has demonstrated that the overall
fled to create a random dataset, then the Pearson correlation
strength of static FC may lead to spurious differences in
coefficients between the dFCvar of each connection in the
other functional connectivity metrics [van den Heuvel
hypervariant cluster and ADOS total score were calculated in
et al., 2017]. To examine whether the difference of dFCvar
the shuffled dataset. The number of significantly positively
between ASD and HC is caused by changes in the overall
correlated connections (P < 0.05) was summed. This step was
network organization pattern, we compared several graph
repeated 1000 times and 1000 significantly positively corre-
theoretical metrics between ASD and HC (detailed proce-
lated connections at random were obtained. The P value of
the hypervariant cluster was calculated by the times in which dures are listed in Supporting Information). These metrics
the random correlated connections were more than the actual included global efficiency (defined as the reciprocal of
correlated connections divided by 1000. Then we determined shortest length), local efficiency (defined as the reciprocal
the regions related to the connections associated with ASD of cluster coefficiency), and modularity. These were calcu-
symptom severity. Subjects with no ADOS total score were lated for the static FC matrices and the variance of these
excluded during the analysis, leaving 148 subjects. three metrics based on the dynamic FC matrices. We
We also tested the relationship between the dFCvar of repeated the dFCvar analysis with these graph metrics as
the hypervariant cluster and subscores of the ADOS and nuisance covariates [Ji et al., 2017]. Results from this analy-
ADI-R in ASD. The NC analysis was applied on the 3 sis are presented in Supporting Information.
ADOS subscores (ADOS communication scores of 131 sub- The mu parameter of FLS method controls the continu-
jects, ADOS social scores of 131 subjects, and ADOS RRB ity of the dFC strength across timepoints which might
scores of 118 subjects). ADI-R scores were included in the influence the dFCvar values [Liao et al., 2014a]. To explore
correlation analysis (ADI-R social scores of 150 subjects, the influence of the mu parameter to our dFCvar results,
ADI-R communication scores of 152 subjects, and ADI-R we repeated the dFCvar analysis using the mu parameter
RRB score of 152 subjects). of 50 and 200.
These correlation analyses were repeated using sFC and
dFC to determine if they demonstrated a stronger relation-
ship with ASD symptom severity compared with dFCvar. RESULTS
Static Functional Connectivity
Age-Related Analysis of dFCvar and dFC
A cluster of 1127 connections with reduced sFC strength
Strength
in ASD was detected by the NBS method (connection
To determine the relationship between the widespread P < 0.05, cluster P < 0.05). The connections were mainly
hypervariant FCs and age, we calculated the correlation between prefrontal and temporal regions (Fig. 2). No

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Figure 2.
Decreased sFC strength in ASD. (A) The mean sFC networks of HC and ASD groups; (B)
decreased sFCs in ASD, red points represent connections with lower sFC strength in ASD com-
pared to HC. [Color figure can be viewed at wileyonlinelibrary.com]

cluster of connections with increased sFC strength in ASD connected to the occipital lobes. These results showed that
was found. under-connectivity patterns are manifested differently in a
dFC compared to a sFC analysis. These analyses were also
repeated using 5 and 7 states (Supporting Information,
Dynamic FC Analysis
Figs. S1 and S2).
We divided all dFC networks into 6 clusters that repre- To ensure that the clustering was not biased by group,
sent 6 dynamic brain network states. As shown in Figure we repeated the clustering on only the HC dataset, and
5, the connectivity patterns of the 6 state-related dFC net- compared the cluster centers between the whole dataset
works were different: in State 1, subcortical regions are and the HC dataset. We found that the mean correlation
highly connected to other regions; in State 2, the most con- coefficient of the corresponding state between the whole
nected regions are located in calcarine, cuneus, and supe- dataset centers and HC dataset centers was 0.9959, indicat-
rior occipital gyrus; in State 3, the regions with most ing that the clustering was not biased by one group.
connections are located in orbitalfrontal cortex and inferior
parietal lobule; in State 4, the most connected regions are
Comparison of dFCvar Between ASD and HC
medial superior orbitalfrontal cortex and some posterior
Participants
regions such as posterior cingulate cortex and angular
gyrus; in State 5, the most connected region is rolandic Using a permutation test and the NBS method (connec-
operculum; in State 6, the hippocampus, parahippocam- tivity level P < 0.05, cluster level P < 0.05), a cluster con-
pus, and temporal pole are highly connected. taining 278 hypervariant connections with higher dFCvar
in ASD was revealed, which connected almost all brain
State-Specific dFC Strength Differences Between regions (79 out of 90 ROIs). No hypovariant connections
ASD and HC were found with the NBS method (Fig. 3A). Additionally,
the connections within the hypervariant cluster were asso-
We compared the dFC networks within 6 states between ciated with prefrontal and temporal regions. The most
ASD and HC. Under-connectivity was found in dFC states hypervariant connections were related to the right medial
1 (428 connections), 2 (535 connections), 4 (770 connec- superior frontal gyrus (Fig. 3B).
tions), and 6 (474 connections) (connectivity level P < 0.05, By comparing the dFC strength between ASD and HC
cluster level P < 0.05). Additionally, the under-connectivity of the hypervariant connections in ASD, we found that the
pattern in States 1, 2, and 4 were different from the under- hypervariant connections showed under-connectivity in
connectivity pattern in the sFC network: compared to the state 2 (P 5 2.77e-4, Cohen’s d 5 0.39), 3 (P 5 0.0304,
sFC results, State 1 decreased dFCs were more connected Cohen’s d 5 0.2), 4 (P 5 6.14e-5, Cohen’s d 5 0.42), and 6
to the motor regions located in the posterior part of the (P 5 0.0054, Cohen’s d 5 0.35) of the dFC networks. These
frontal lobe, State 2 decreased dFCs were less connected to results demonstrate that hypervariant connections in ASD
temporal lobes, and State 4 decreased dFCs were more are associated with dFC under-connectivity.

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Figure 3.
Hypervariant dFCs in ASD. (A) Hypervariant connections in are listed in Supporting Information. (C) Severity-related hyper-
ASD. Red blocks represent hypervariant connections in ASD variant connections. The hypervariant connections significantly
and blue blocks represent connections with no significant differ- positively correlated with ADOS total score in ASD. The size of
ence of dFCvar between HC and ASD. The numbers below rep- nodes represents the number of connections. Red regions rep-
resent the numbers of atypical connections with corresponding resent the areas with the most connections. PFR, prefrontal
regions divided by the number of total atypical connections. (B) regions; FR, other regions of frontal lobe; PR, parietal regions;
Hypervariant regions. The length of the bars represents the TR, temporal regions; OR, occipital regions; SUB, subcortical
number of hypervariant connections of the corresponding regions [Wang et al., 2007]. [Color figure can be viewed at
regions. Only regions with hypervariant connections greater wileyonlinelibrary.com]
than the mean 1 SD are shown. Abbreviations of the regions

Spatial Distribution of Hypervariant Connections the right medial superior frontal gyrus and the left mid-
dle temporal pole (both regions have 7 connections). The
As shown in Figure 4, there were 153 long-range hyper- distribution of the hypervariant connections whose
variant connections out of the total 278 hypervariant con- dFCvar values were related to the severity of ASD is
nections (P 5 1.44e-13, based on a Binomial distribution, shown in Figure 3C.
153/278), indicating that there were more long-range con- By testing the sub scores of the ADOS, we found 27 hyper-
nections in the hypervariant cluster. By analyzing the three variant connections whose dFCvar values were related to
types of hypervariant connections, we found that the long- the ADOS communication score (permutation P 5 0.016), 16
range hypervariant connections were associated with fron- connections related to the ADOS social score (permutation
tal regions, especially the medial superior frontal gyrus. P 5 0.067), and 17 connections related to the ADOS RRB
Middle-range hypervariant connections were associated score (permutation P 5 0.102). We did not find significant
with temporal regions such as the temporal pole, and connections correlated with the 3 ADI-R subscores (ADI-R
short-range hypervariant connections were associated with social: 7 connections, permutation P 5 0.957; ADI-R commu-
regions such as the medial superior frontal gyrus and the nication: 3 connections, permutation P 5 0.999; ADI-R RRB:
left anterior cingulate gyrus. 9 connections, permutation P 5 0.897). Although the num-
bers of connections related to the ADOS communication
Relationship Between sFC, dFC, dFCvar, and score was significantly larger than random cases, the P value
Severity of ASD did not survive Bonferroni correction.
Significant sFCs whose strength were correlated with
Using the NC method, the dFCvar values of 31 hyper ADOS total and communication scores were also found;
variant connections were found significantly positively however, the P values did not survive Bonferroni correc-
correlated with ADOS total score. The population was tion. No significant dFCs whose state-related dFC strength
significant larger than random cases (permutation was correlated with ADOS scores were found. Detail
P 5 0.002). These connections are mostly connected with results are reported in Supporting Information, Table S1.

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Figure 4.
Length distribution of hypervariant connections in ASD. (A) atypical connections. (B) Counts of long-range, middle-range,
Overview of the long-range, middle-range, and short-range and short-range hypervariant connections in ASD. Abbreviations
hypervariant connections in ASD: blue lines represent long- of the regions are listed in Supporting Information. [Color figure
range atypical connections, green lines represent middle-range can be viewed at wileyonlinelibrary.com]
atypical connections, and yellow lines represent short-range

Correlation of dFC and dFCvar With Age hypervariant cluster: r2 5 0.036, P 5 0.001) but not in the
ASD group (whole brain: r2 5 0.00016, P 5 0.57; hypervar-
As shown in Figure 6A, both the dFCvar of whole brain iant cluster: r2 5 0.00016, P 5 0.57) (Fig. 6B).
and hypervariant FCs decrease with age in the HC group
(whole brain: r2 5 0.036, P 5 0.0001; hypervariant cluster: Partial Correlation Analyses
r2 5 0.0484, P 5 0.00014) but not in the ASD group
(r2 5 0.0036, P 5 0.4; hypervariant cluster: r2 5 0.0009, After controlling the sFC strength, we found significant
P 5 0.71), indicating atypical development of whole brain correlation between dFCvar and group (rho 5 0.2551,
FC variance in individuals with ASD. The dFC strength of P 5 5.9e-9), which showed that the difference of dFCvar
whole brain and hypervariant FCs increased with age in between HC and ASD was not caused by the difference of
the HC group (whole brain: r2 5 0.04, P 5 0.00057; sFC strength.

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Figure 5.
State-specific difference of the dFC network between ASD and decreased connections related to corresponding regions divided
HC. (A) Top row represents the dFC networks at 6 states. (B) by the total decreased connections. (D) Fourth row represents
Second row represents the hubs of the dFC networks at 6 the dFC strength of the hypervariant connections. Red bars rep-
states. For display, we defined the significant connections as the resent the dFC strength for the ASD group and blue bars repre-
connections whose absolute strength is greater than the sent the dFC strength for the HC group. * represents P < 0.05
mean 1 SD, and hub regions as the nodes whose degree is (Bonferroni corrected). Bi, bilateral; SOG, superior occipital
above mean 1 2 SD. (C) The third row represents the distribu- gyrus; ORBmid, middle frontal gyrus, orbital part; IPL, inferior
tion of the decreased connections in ASD for each state while parietal; ORBsupmed, superior frontal gyrus, medial orbital;
red represents the distribution of decreased dFC in ASD for PCC, posterior cingulate gyrus; ANG, angular; ROL, rolandic
each state. For display, we also compared the sFC between ASD operculum; HIP, hippocampus; PHG, parahippocampus; TPOmid,
and HC (blue). No decreased dFC in ASD at States 3 and 5 temporal pole, middle temporal gyrus. [Color figure can be
were found. The values of the radar map are the ratio of the viewed at wileyonlinelibrary.com]

Reproducibility Analyses and modularity calculated on the sFC matrices between


ASD and HC. The AUC for the variance of global effi-
In the LOSOCV analysis, the result of higher dFCvar in ciency, the variance of local efficiency, and the variance of
ASD repeated 10 out of 14 times, other results were repeated modularity calculated on dFC matrices also showed no
14/14 (Supporting Information, Table S2). The correlation significant differences between ASD and HC. The ASD
results were repeated 8/8 (Supporting Information, Table S3). group still showed dFC hypervariance even when these
After adding the despiking step, we still found a hypervar- graph theoretical metrics were used as nuisance covariates.
iant cluster of 322 connections in ASD group, indicating that Detailed results can be found in Supporting Information
the hypervariant connections in ASD group are not likely to (Fig. S4 and Table S4).
be caused by head motion (Supporting Information, Fig. S3). The dFCvar analysis result did not show any major dif-
We did not find any significant difference of the AUC ference when using the mu parameter of FLS method as
(area under curve) for global efficiency, local efficiency, 50 and 200 (Supporting Information, Fig. S5).

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Figure 6.
Different relationships between FC variance and age and in ASD represent the linear fitting curve of mean dFC strength in ASD
and HC. (A) Relationship between FC variance and age in ASD while the blue lines represent the HC. The upper and lower
and HC. The FC variance of the whole-brain and hypervariant dashed lines represent the linear fitting curve of mean dFC
FCs showed significant negative correlation with age in the HC strength plus and minus the dFCvar in ASD and HC. [Color fig-
group, but not in the ASD group. (B) Diagrammatic drawing of ure can be viewed at wileyonlinelibrary.com]
the dFC development curve in ASD and HC. Red solid lines

Consideration of the SNR of the Hypervariant 4005 connections in HC group, which indicates a minimal
Connections in ASD effect of the SNR on hypervariant connections.

As the dFCvar was defined as the standard deviation of


dFC strength across time, it may be affected by the SNR of DISCUSSION
connections, especially the weak connections with low
SNR. We calculated the mean sFC strength of the hyper- In this study based on a large sample, we utilized dFC
variant connections and found the mean sFC strength of analyses to demonstrate differences in dynamic functional
the hypervariant connections was above 71% of the total connections between ASD and HC. These differences were

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mainly represented by dynamic under-connectivity and and Glover, 2010]. Long-range connections often connect
increased variability in specific whole-brain connectivity hub regions and construct the “backbone” of the brain net-
states in ASD. Importantly, dFC under-connectivity patterns work to minimize wiring and energy costs [Bassett and
within specific whole-brain dynamic connectivity states Bullmore, 2006; van den Heuvel et al., 2012]. Our results
were different from the under-connectivity patterns found show that hypervariant connectivity in ASD tends to occur
in the sFC analysis. This demonstrates that atypical func- in long-range connections, which is consistent with multi-
tional connectivity can be transient in nature and related to ple prior imaging studies reporting long-range sFC deficits
specific temporal windows of a resting-state fMRI scan that in ASD [Just et al., 2004, 2012; Kikuchi et al., 2015]. The
may not be captured by traditional sFC approaches. long-range hypervariant connectivity in ASD may cause
This study also found increased variability of dFC connec- unstable transmission between major brain hubs in indi-
tions (i.e., hypervariant connections: dFCvar) in ASD. The viduals with ASD [Rudie et al., 2012].
results also demonstrated that hypervariant ASD dFCvar By calculating the ratio of hypervariant connections
was significantly related to ADOS scores but not ADI-R between different brain areas, we found that the hypervar-
scores, while there was no relationship between ASD symp- iant connections in ASD were mainly associated with the
tom severity with sFC or dFC. Further analyses demon- frontal and temporal lobes. This trend is consistent with the
strated that long-range hypervariant ASD connections were early overgrowth found for different brain regions in ASD
associated with frontal regions, especially the medial supe- [Chomiak and Hu, 2013; Courchesne, 2004; Schumann et al.,
rior frontal gyrus, middle-range hypervariant ASD connec- 2010; Stoner et al., 2014]. The early overgrowth theory posits
tions were associated with temporal regions such as the that early postnatal brain overgrowth and later delayed
temporal pole, and short-range hypervariant ASD connec- growth are core neurobiological mechanisms underlying
tions were associated with regions such as the medial supe- ASD [Schumann et al., 2010]. For HC, high-level frontal and
rior frontal gyrus and the left anterior cingulate gyrus. temporal association cortices mature later than low-level
Finally, an age-related analysis showed atypical develop- sensory processing areas such as the occipital lobe. How-
ment of dynamic brain properties in ASD compared to HC. ever, there is evidence that frontal and temporal lobe matu-
ration occurs earlier in ASD compared to HC [Chomiak and
State-Related Under-Connectivity in ASD Hu, 2013], leading to early excitatory synaptic overgrowth
and reduced synaptic pruning [Nelson and Valakh, 2015;
Earlier dominant views suggested that the ASD brain is Tang et al., 2014]. As inhibition is believed to contribute to
best characterized by static long-range under-connectivity sharpening the selectivity of excitatory brain responses, the
[Anderson et al., 2011; Just et al., 2004, 2007]. However, the excess of excitation and loss of inhibition could result in
static under-connectivity pattern in ASD has not been consis- enhanced “noise” of brain regions and imprecise brain activ-
tently observed across studies [Jung et al., 2014; von dem ity [Nelson and Valakh, 2015]. This theory was also sup-
Hagen et al., 2013; Yerys et al., 2015]. More recent studies ported by a recent multisite study that reported higher brain
have reported mixed- or over-connectivity in static FC ASD signal fluctuation of frontal and temporal regions in ASD as
research [Picci et al., 2016; Supekar et al., 2013]. This study uti- measured by fractional amplitude of low-frequency fluctua-
lized a state-related dynamic FC analysis to demonstrate tion (fALFF) analyses [Di Martino et al., 2014], indicating
dynamic under-connectivity and increased individual-level greater brain signal oscillation of these two regions in ASD.
dFCvar in a large sample of individuals with ASD. However, As frontal and temporal lobes are two critical regions relat-
dynamic under-connectivity was not present in all substates, ing to higher cognitive, social, and communication functions
and the under-connectivity patterns in each substate were dif- [Chomiak and Hu, 2013], the hypervariance of the dFCs
ferent from each other and the sFC under-connectivity related to these two regions may disturb the transmission of
results. The results demonstrate that under-connectivity can cognitive and social information in the ASD brain, contribut-
be found in different temporal windows throughout the ing to the core symptoms of ASD.
resting-state scan that may be hidden by traditional sFC Additionally, we found that the medial superior frontal
approaches. This result suggests that under-connectivity in gyrus (Fig. 3B) was associated with the most hypervariant
ASD may also be state-related, and specific states within connections. The medial superior frontal gyrus is a key
resting-state fMRI datasets may affect the FC results in ASD. region of the anterior default mode network that is related
Additionally, the results demonstrate that there were no tran- to self-referential mental activity [Gusnard et al., 2001].
sient periods of hyperconnectivity in individuals with ASD Interestingly, we found that this region was associated
that could have been masked by traditional sFC approaches. with long- and short-range hypervariant connections in
ASD (Fig. 4B). This result is similar to a previous sFC
Greater dFCvar in ASD and Relationship With study that reported reduced long- and short-range func-
Long-Distance Connections tional connectivity strength of medial frontal regions in
ASD [Long et al., 2016].
Previous studies showed that dynamic connections are Middle-range hypervariant connections were associated
more prevalent between separated brain regions [Chang the most with the temporal pole (Fig. 4B). Anatomical and

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functional studies have suggested that the temporal pole is 45% from childhood to adolescence, but only by 16% in
important in autobiographical memory, face recognition, individuals with ASD [Tang et al., 2014], implying a net
and linguistic integration [Dupont, 2002]. The medial fron- pruning deficit in ASD. At early ages, the overgrowth of
tal and temporal pole regions are both parts of the default synapses provides more information transmission channels
mode network, which have previously been identified as and results in greater flexibility and strength of FC in
key atypical circuits in ASD [Jung et al., 2014; Washington ASD. Subsequently, altered synaptic pruning may result in
et al., 2014]. delayed and weak changes of these dFC properties.
In this study, we observed a large overlap between the
HC and ASD state-related dFC at early ages. In the adults,
Relationship Between dFCvar and ASD
we can see less variance and stronger strength of FCs in
Symptom Severity
HC, and less overlap of the state-related FC between HC
This study found that dFCvar, but not sFC or dFC and ASD. This trend fits the static under-connectivity find-
strength, was associated with ASD symptom severity. This ings in adults with ASD [Jung et al., 2014; Rausch et al.,
builds on previous work demonstrating that dynamic FC 2016; von dem Hagen et al., 2013].
approaches can better explain behavior in the typical pop- Although there are significant correlations between dFC
ulation [Jia et al., 2014]. This study also found that only and age (Fig. 6), the effect size of the relationships are
symptom severity scores from the ADOS but not the ADI- small. Several factors might contribute to the small effect
R was associated with dFCvar. This may be due to the dif- size: (1) our study used a multisite dataset and the vari-
ferent measurements included in the ADOS and ADI-R. ance of different rating criteria of the ADOS might reduce
The ADOS focuses on the current states of individuals the correlation coefficients; (2) ASD is a spectrum disorder
with ASD [Lord et al., 1989] while the ADI-R scores are a which is thought to be caused by a multitude of factors.
combination of current behavior and historical behavior at Such heterogeneity is characteristic of ASD [Amaral, 2011].
a certain point in time [Le Couteur et al., 1989]. Our study Thus, intersubject variance of ASD might also affect the
showed a significant correlation between age and dFCvar, group correlation analysis, especially in large multisite
suggesting that dFCvar may not reflect the historical part datasets.
of ADI-R scores, resulting in the insignificant correlation
between dFCvar and ADI-R scores. Previous dFC ASD Research
Hypervariant connections related to symptom-severity
were also associated with the right medial superior frontal This study adds to a growing literature utilizing dFC
gyrus and left middle temporal pole. These results further approaches to investigating atypical brain function in
support the importance of these DMN regions in atypical ASD. Recently, Falahpour et al. [2016] utilized a sliding-
ASD neurobiology. window targeted ROI dFC approach in children, adoles-
cents, and adults using publicly available data (ABIDE)
Atypical Developmental Course of the FC and in-house data to investigate functional connections of
the default mode network (DMN), salience network (SN),
Variance/Strength in ASD
along with the amygdala and thalamus. A mediation anal-
The age-related analysis showed that in the HC group, ysis demonstrated that sFC under-connectivity in ASD
dFCvar decreases with age while dFC strength increases was driven by increased dFCvar when compared to HC
with age. In the ASD group, these two developmental individuals. Wee et al. [2016] utilized a whole-brain ROI
trends were not significant. We speculate that this devel- dynamic approach to investigate if a support vector
opmental course is related to synaptic development. Post- machine classification can reliably index ASD compared
natal synaptic development consists of formation and HC dynamic connections. Instead of a sliding-window
pruning. In early ages, the formation exceeds pruning, approach, Wee et al. utilized k-means clustering on the
producing excitatory synapses for the assembly of neural entire time-series from all ROIs to identify different clus-
circuits. Subsequently, the pruning outpaces formation ters (sets of ROI connections) of functional connectivity
during the developmental course from childhood through patterns using a short-time sparse-regressions with Pear-
adolescence [Tang et al., 2014], which suggests that the son correlation (ST-SR-PC) weighting. A support vector
density of dendritic spines reaches a peak in early child- machine (SVM) algorithm was then utilized to demon-
hood and then decreases across late childhood, adoles- strate functional connectivity estimates from frontal, parie-
cence, and adult periods [Peter et al., 2011]. The altered tal, occipital, temporal, and subcortical structures across
developmental course of the dFCvar variance and strength all clusters using the ST-SR-PC method could better differ-
in ASD might be related to atypical synaptic development entiate ASD from HC participants than functional connec-
in ASD. Previous studies have reported that dendritic tivity estimates using just ST, SR, or PC methods
spine density was slightly higher in childhood ASD com- individually.
pared with HC, but greatly higher in adolescent ASD com- This study compliments these previous studies by utiliz-
pared with HC. In HC, dendritic spines decrease by about ing a different type of dFC methodology. Additionally,

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although this study demonstrates increased ASD dFCvar Amaral DG (2011): The promise and the pitfalls of autism
just as in Falahpour, there are a number of important dif- research: An introductory note for new autism researchers.
ferences between the two studies. First, this study extends Brain Res 1380:3–9.
American Psychiatric Association. (2013): The Diagnostic and Sta-
on Falahpour et al. by utilizing a whole-brain cortical-sub-
tistical Manual of Mental Disorders: DSM 5. USA: Bookpoint.
cortical parcellation (without cerebellum) instead of tar-
p 991.
geted ROIs to demonstrate differences in regions other Anderson JS, Druzgal TJ, Froehlich A, DuBray MB, Lange N,
than the DMN, SN, amygdala, and thalamus. Second, Alexander AL, Abildskov T, Nielsen JA, Cariello AN,
Falahpour et al. focused solely on the mediation effect of Cooperrider JR, Bigler ED, Lainhart JE (2011): Decreased inter-
dFCvar on sFC in ASD while this study focused on (1) hemispheric functional connectivity in autism. Cereb Cortex
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(3) how differences in dFCvar are related to the distance roscientist 12:512–523.
Cerliani L, Mennes M, Thomas RM, Di Martino A, Thioux M,
of the functional connections in ASD. Thus, although this
Keysers C (2015): Increased functional connectivity between
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ASD functional connections extend beyond traditional sFC Damaraju E, Allen EA, Belger A, Ford JM, McEwen S, Mathalon
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dynamic functional connections and the variability of such Vaidya JG, van Erp TG, Calhoun VD (2014): Dynamic func-
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exist. This suggests that differences in ASD FC can also be
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transient in addition to being stationary as identified in 2010 Principal Investigators and Centers for Disease Control
traditional sFC ASD research. Furthermore, differences in and Prevention (2014): Prevalence of autism spectrum disorder
dFCvar demonstrate that differences in FC may be related among children aged 8 years-autism and developmental dis-
to the variability of functional connections. This study also abilities monitoring network, 11 sites, United States, 2010. Mor-
demonstrates that dFCvar better explains differences in bidity and mortality weekly report. Surveillance summaries
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Anderson JS, Assaf M, Bookheimer SY, Dapretto M, Deen B,
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Delmonte S, Dinstein I, Ertl-Wagner B, Fair DA, Gallagher L,
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