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13 Chapter 7 Thesis
13 Chapter 7 Thesis
CHAPTER 7
A useful translation of Coke‟s maxim, “actus non facit reum, nisi mens sit
rea” is “an act does not make a person legally guilty unless the mind is legally
blameworthy”. Since, a complete crime is having four different stages viz. intention,
preparation attempt and actual commission of crime, division of the same into “actus
reus” and “mens rea” is proved to be helpful to the judges in administration of criminal
justice.
The mental element or the subjective element and the actus reus or the
objective element, both are essential to commit the crime of attempt. In State of
Rajasthan v. Shera Ram1 the court held that both mens rea and actus reus are essential
elements of crime. However, the subjective and objective theory had been contesting for
supremacy in the field of criminal law and after great struggle it has been established
In R v. Khandu 2 the accused intended to kill, had beaten his victim on the
head. Believing him to be dead, had set fire to the hut in which he was lying in order to
remove all the evidence relating to the crime. However, medical evidence showed that
the blows did not cause the death, which was, in fact, caused by burning. Accordingly,
1
(2012) 1 SCC 602: (2012) 1SCC (Cri) 406: AIR 2012 SC 1
2
(1890) I.L.R 15 Bom., 194
271
the Court quashed the conviction of murder. In this case due importance was given to
both subjective and objective theory because court analyzed the whole incident in two
distinct parts. When he had beaten the accused the mens rea was present but actus reus
was absent as death caused not due to blows but of burning. In the second stage actus
reus was present when he burnt the hut to remove the evidence. In the second stage the
mens rea was absent. Since both are essential to constitute a complete crime, the court
rea in practice meant that the courts appraised the prisoner‟s conduct objectively, yet a
consideration of the actual working of his mind was in some degree necessarily
involved. Again, it often happened that the “actus reus” and the “mens rea” were not
about a result that would constitute a crime, together with some substantial steps taken
in furtherance of the intent. In accordance with this definition, it is apparent that the
state of mind, or mens rea, required is the actual intent or purpose to achieve the
proscribed result; mere recklessness or negligence will not suffice. The general basis for
imposing liability in criminal attempt is that the defendant must be proved to have
committed a guilty act whilst having had a guilty state of mind. It is the fundamental
duty of the prosecution to prove both the mental and physical elements of the offence to
the satisfaction of the judge or jury beyond reasonable doubt. In the absence of such
In Raghunath alias Ram Singh 3 the court held that for conviction under
Section 511 of the Indian Penal Code, 1860 it is not necessary that the accused should
complete every stage in the actual offence except the final stage. It is enough if in the
The question whether a crime can be said to have been committed has always
led to considerable controversy. The level of „crime‟ and the accompanying social
stigma normally confine their scope to those activities seemed as injurious to the
general population or to the State, including some that cause serious loss or damage to
individuals. There are three components of administration of criminal justice, viz. State,
accused and victim, each requiring due consideration. In case of criminal attempt the
seriousness of the attempted crime has been one of the criteria in deciding the liability
of the accused. However, in case of crime against women and children the courts have
taken a strict view. In a case of violent crime, an attempt may be classified as a felony.
Once it had been admitted that some degree of wickedness was requisite in criminal
guilt, it followed logically that mens rea must eventually become a subjective matter of
Some cases are there which are difficult to prove due to anomalous character
3
(1940) 16 Luck 194
273
does so. If he deliberately did so, some other questions may arise namely did he desire
the death of the victim? Whether he was having the knowledge that the victim would
die? If he did not desire the death of the victim then why he conceived the intention
which lead to the victim‟s death? If he desires victim‟s death then it is crime of murder.
If he did not deliberately push the victim and did not desire his death but the person
died then what amount of punishment should be given to the accused? These are based
these cases will call for punishment on the basis of subjective consideration. The
criterion is to look into what the actor thinks and wants to do and not what he actually
and objective criteria is necessary. But can the intention of the offender be deduced on
the basis of manifest criminality? The behaviors of the accused show the manifestation
of the intention to commit the particular kind of crime like hurt, murder, rape etc.
However, in many cases, intention and knowledge merge into each other and intention
Once the defendant's conduct has moved from "mere preparation" into the
change of heart and decides to abandon his plan? Many cases appear to give a negative
answer to this question. Just as a defendant who has stolen property cannot avoid
liability by making restitution, the courts often say that once the defendant's attempt
goes far enough to be punishable, a crime has been committed and subsequent actions
cannot change that fact, although they may have a bearing on the appropriate sentence .
Many substantive crimes are in effect attempts to commit some other offense.
and entering a structure with intent to commit a felony therein) is essentially an attempt
to commit some other felony. Sometimes a defendant is charged with attempted assault
or attempted burglary and will argue that the alleged conduct should not be punishable
or they may reflect the view that conduct not amounting to an attempt is necessarily
liability at an excessively early point need to be faced, but in principle there is no reason
why preparations to commit burglary, for example, might not pass the realm of mere
preparation, even though the burglary itself was not successfully perpetrated.
The demarcating line between knowledge and intention is no doubt thin. Both
are state of mind. Lord Mansfield observed that so long as act rests in bare intention it
is not punishable by our laws; but immediately when an act is done, the law punishes
not only of the act done, but of the intent with which it is done; and if it is coupled with
275
an unlawful and malicious intent though the act itself would otherwise have been
innocent the intent being criminal and on the basis of that punishment is given.
1. Specific intent
2. Ulterior intent
4. Conditional intent
The mens rea of a specific intent crime requires proof of a purposive element.
Recklessness may not amount to the specific intent. However, in practice, there is no
clear agreement on what exactly constitute a crime of specific intent and it is suggested
that one‟s opinion should be based upon decided cases. In fact specific intent crimes
need to be distinguished from ulterior intent crimes. In Om Prakash4 the court held that
In ulterior intent crime the requisite mental element can be inferred from the
acts already done by the accused. He may not desire the consequences of his act but
nevertheless he has crossed the limit and accordingly he will be punished on the basis of
his conduct. In case of transferred intent the accused is being punished as if he was
trying to do that what he already has done. He may be frustrated for his act. But
criminal law punishes on the basis of the unlawful conduct. Here the subjectivity has
lost its significance. But in case of conditional intent it becomes difficult to infer the
4
AIR 1962 SC 1782
276
Following are different cases which have been taken to get a clear picture of
between attempt and preparation in relation to shooting case the prosecution has to see
whether the accused has take off the catch, whether the accused puts his finger on the
trigger and finally whether he has pulled the trigger. If A with a loaded gun enters in to
B‟s car, points it at B and he is about to pull the trigger. From this situation it can be
inferred that A‟s intention is to affect a particular offence. He has overcome the stage of
acquitted as he has not done the last act. It is merely preparation and there is no
punishment in Indian Penal Code for preparation for murder. So, accused will definitely
intimidation, threatening with firearm for dire consequences or such other similar
offences.
Let it now be considered a few graded firearms offences cases which are
3) A does not know whether the gun is loaded or not and points at B
4) A pulls the trigger pointing near B and the bullet passes without harming B
6) A pulls the trigger pointing at B but the bullet does not come out of the barrel
Although these differ slightly from one another on both objective and
subjective consideration, they all are still taken together to show the offences as attempt
Item (1),(2) and (3) and to some extent (4) as well may be chebbed together
for offences of criminal intimidation and /or wielding of firearms endangering life of
other people which may be placed as separate category of offences provisions of which
simple injury basing on subjective consideration whereas (6) and (7) can attract
Outcome of (1), (2) and (3) have been considered on the basis of “last act”
criterion which is pulling the trigger which was not done based on objectivity. Result of
(4) has been considered purely on the basis of subjectivity provided missing due to aim
is purely ruled out. (5) is also in the similar footing of (4). The result of (6) is based on
the principle of doing the ultimate or last act which is pulling the trigger and this is
278
based mainly on subjectivity. Outcome of (7) is plain and simple and is based on both
Firing by A at an empty bed where B generally sleeps calls for punishment for
attempt to commit murder based mainly on subjectivity although A might have been
firing to the roof where the intended victim B was there some time ago. Similarly, on
the basis of subjective consideration as stated above, a Missouri Court convicted for
attempted murder for shooting at empty bed.6 The decisions of these cases are based on
manifest criminality. That is why firing to a dreamy deer calls for attempted killing of
case. There can now be added one ryder on items (1), (2) and (3) above. If A is
apprehended at the time of pointing the gun, then there is a point that he might be
whether A would have abandoned the idea of pulling the trigger or was about to pull the
trigger. Benefit of doubt in this case goes against A because of the dangerousness as a
person.
very similar to empty bed case. And so, the wrongdoer in this case should be convicted
5
People v. Lee Kong, 95 Cal. 666, 30 p. 800
6
State v. Mitchell, 170 Mo.633, 71 S.W. 175 (1902)
279
case which cannot be committed. So, the wrongdoer may get acquitted on the charge of
that of desecrating a dead body. The difference with empty bed case is that the former is
Apt and inapt cases are measured in terms of possible and impossible cases.
So, A trying to kill B fires at B but he is beyond the range of the gun. This is an inapt
on above example. However, A should not get complete acquittal too basing on the
dangerous manner which requires renovation in the appropriate place of the IPC. It has
thus been seen that both objectivity and subjectivity are complementary to each other in
many shooting cases but in certain cases, basing on aptness, inaptness, character of
dangerousness and actual man criterion, objectivity or subjectivity, as the case may be,
Like shooting cases few instances can be cited for poisoning cases.
food with intent to kill him. B takes the food and since these are harmless it
2) A mixed some poisonous substances to B‟s food with intent to kill him. B
3) A mixed some poisonous substances to B‟s food with intent to kill him. B
takes some of them and got seriously ill. He was taken to doctor and
recovered.
4) A mixed some poisonous substances to B‟s food with intent to kill him. B has
not taken and offered it to C. After taking it C got seriously ill. He was taken
5) A administers poison to a person but he, due to illness, reject the food
offered by A.
to effect abortion
Here in item (1) on the basis of objectivity the wrongdoer will be acquitted. But in
item (2) the wrongdoer will be punished on the basis of subjectivity. And rest of (3) and
(4) the accused will be convicted on the basis of both subjective and objective
consideration. In case of the item (4) the wrongdoer cannot take the plea that he was
he was trying to kill C. A mixed some harmless substance like sugar thinking it to be
basis of his subjectivity. Today he has given a harmless substance by mistake but
tomorrow he will be more cautious to give harmful substance. So, if the justification is
done only on the basis of objective element of crime, there will be more chance of
In item no (5) A will be punished for both subjectivity and objectivity. In this case
he has done everything including the last step. But due to lack of interest of the victim
In item no (6) although the woman was not pregnant but the substance was harmful
for which she may suffer. So, here also he will be punished for his act. But for this type
of cases punishment will be given on attempt to cause bodily harm but not in attempt to
the condition precedent. In item no (7) and (8) the person will be punished for his act on
pregnant woman is the condition for causing miscarriage. But here the subjectivity of
the offender is more than sufficient for convicting him for causing miscarriage.
1) A thrusts his hand in B‟s pocket which is empty and he is caught red handed;
282
2) A thrusts his hand in B‟s pocket which is full of money and he was unable to
3) A thrusts his hand in B‟s pocket with a view to finding out whether it is full of
money or not and after doing that he finds nothing there and he was caught
In all the cases A will be punished. In item no (1), (3) and (4) A will be penalized
basing on his subjectivity. In these types of cases the accused completed all the steps
necessary to complete the offence. In item no (2) he will be punished on the basis of his
both subjectivity and objectivity. Here he was about to succeed in his criminal plan but
due to intervention of other he was unable to complete the offence. If there was no
In Ring7 which is a case relating to empty pocket, where conviction was given on
the basis of subjective element. In this case the actor has crossed substantial step. The
court emphasized the subjectivity of the accused and also gave due importance on what
he has done with his subjectivity. The court is least bordered whether he has
successfully done it or not. His subjective element is more important and he has done
not only proximate step but last act also, now he has nothing to do as he has cross the
limit of abandonment at all. Yes, pocket was empty but this was not important for the
judges. Here specific offence is committing theft. So, this is not important whether he
would be able to do that or not or because of the reason that the pocket was empty.
7
(1892) 117 Cox 491
283
In case of objective penal liability, if the substantive offence could not be done
then attempt to commit it does not arise. But here, however, main offence could not be
done or was impossible to do, attempt to commit it is a punishable offence even if the
offence is very specific or even if the offence could not have been done or could not
have been committed. When the person has not only surplus substantive step but also
the last step just like empty pocket that he wanted to commit theft only, where he
thought that the pocket was full of money or full of some valuable and that is why he
In Collins8 the accused was acquitted on the basis of objective penal liability
and court observed that where the main offence could not be done than the person
cannot be convicted on attempting to commit it. This decision was based on a case
decided in 1857, where the accused could not be convicted for breaking and entering
The court said, “An attempt must be to do that which, if successful, would
amount to the felony charged, but here the attempt never could have succeeded.” 9 But
so far as the mentality of the accused is concerned it will be seen that he was thinking
the pocket was full and accordingly he puts his hand to the pocket and because of that
he should have been convicted. Here he was subjectively as well as objectively liable on
the basis of actual man criterion. However, it was overruled in Ring’s case 10.
8
9 Cox. C.C. 497: (1864) 12 WR 886
9
R v. M‟Pherson, (1857) 1 D & B 197
10
Supra note 7
284
In this type of cases the accused completed all the steps required for the full
consummation of the intended offence. But due to some other factor beyond the control
of the accused he could not be successful in his criminal plan. But his intention is very
much clear. So, on the basis of subjectivity, the objectivity can be deduced which is
No one can be punished until and unless he has done an offence. If a legal
system punished a person who will commit a crime in future than it is against the
principle of legality. The manifest criminality in case of receiving theft article was to
attempt to purchase the theft article. Whether his mind was there for having possession
of certain article which of course a theft articles. That was the manifest criminality. If
the accused was unsuccessful to complete the manifest crime he should be punished for
where after intercepting the theft article police asked him to drive the vehicle and he did
accordingly and police arrested him. The accused appealed in the court successfully that
the article was no longer theft article after intervention by the police. The theft article
was in the possession of the police when he was asked by them to drive the vehicle.
In an American case of Jaffe12 wherein Jaffe was finally acquitted for “attempt
to receive stolen property” in the nature of cloth which had already been recovered by
11
(1975) AC 476, (1973) 3 All ER 1109
12
People v Jaffe, 185 N. Y. 497, 78 N.E. 169(1906)
285
the police. In this case also more emphasis was given to the objective criterion and only
In both the case it was not attempt to purchase theft articles according to the
court. The accused was not guilty because the property was no longer been stolen. If
one says that intention and actus reus to that extent to procure items which he thinks to
be stolen then on the basis of this he will be guilty. It is stolen or not is not visible but
Attempt to receive stolen property will not be the proper offence which will
come out. But it can be said that intention and actus reus to that extent to procure items
which he thinks to be stolen and in this way he will definitely be punished. It is not the
general criterion but a particular criterion. In case of general reasonable man criterion
certain things may be avoided. But what the person thinks that will be the basis of his
On the other hand the mentality of the accused was to purchase the theft
article. That was theft article or whatever it may be, it hardly matters to him but he
wanted to purchase an article on lesser prize than the actual prize. He may be used to do
all these antisocial activities. He has completed substantive step as well as the last step
and caught red handed. In this case, he can be punished on the basis of his mentality.
So, that was wrongly decided. That could have been decided on the basis of the
subjective theory and he could have been convicted on the basis of his subjectivity.
286
Let us suppose that one 6 year boy has stolen one bye-cycle and the accused
knowing it to be stolen purchases that article from him. In this case on the basis of
objective analysis he may be acquitted of attempt. Below seven years age category is
exempted from penal liability which is called doli incapax. So, the article is not a stolen
article in true sense. But if this case is subjectively analyzed then the accused should not
On the other hand, one 8 year boy whom the accused believed to be 6 years
has stolen a bye cycle and the accused gave him some money for the article. Now he
can surely be punished for receiving stolen article on the basis of objective
consideration. Because he was believing that the boy is 6 years old but in fact he is 8
years and having sufficient maturity of understanding which is required for giving
punishment. Here he has taken the risk of age factor or he might be least bodered about
the age group of the boy. On the basis of that the accused should be punished. This may
be against the principle of legality. But punishment will be sufficed for proper
person but he did not disclose the fact that the article is stolen and ask reasonable price
from A. A, did know nothing about the nature of the article and purchased that article
from B at a reasonable price. If it is proved that A‟s intention was not to purchase stolen
article but to purchase an article at a reasonable price then he will be acquitted on the
basis of his objectivity. However, if it is proved that A has purchased an article from B
in lesser price than market price, from this fact it can be inferred that A‟s intention was
287
to purchase an article at lesser price than the market price and he is reckless enough to
the nature of the article. So, on the basis of his subjectivity he should be punished.
Crime free society is a myth but every society had adopted some norms to
maintain its dignity in a systematic manner. To maintain peace in the society state
authorities has declared some acts as offences which interfere with social norms. In
every civilized society certain acts of commission or omission are forbidden. The gist of
crime and to provide a dignified life to everyone who is a member of the society by way
Social danger means a serious threat to life and liberty of human beings who
are the members of a society. It creates barriers in the right path of life. In case of
adjudication of a criminal matter the judiciary has a very important role to play to
protect the rights of the accused by providing him all the rights available to him under
the existing law and at the same time judiciary has a duty to uplift of social norm. So, to
maintain a balance between the rights of the accused and social norm, both subjective
and objective considerations are necessary. Obviously it is not an easy task. Let it be
considered some of social danger phenomenon which created more difficulties for the
drug, possession of illegal firearms etc. created nuisance in the society. Possession of
illegal drug itself is a crime. Attempt to possess illegal drug is also a crime.
The Model Penal Code of USA defines an attempt as „„an act or an omission
crime‟‟. The substantial step has been illustrated as “lying in wait, searching for or
following the contemplated victim of the crime” there by paving the way for subjective
consideration in criminal attempt. Thus the actor‟s criminal purpose has been given
more weightage for conviction under criminal attempt. This has been evidenced by
powder.
2gms which in fact, is less than 5gms which is considered to be the threshold limit for
conviction under Narcotic Drugs & Psychotropic Substances Act. During search police
found small quantity of drug and the accused did not know that he possessed a small
quantity. He was thinking it to be higher than small quantity. So, he would be punished
on the basis of subjective consideration not on the basis of objective consideration. So,
is higher than the permissive limit which he thought 5 mg where his subjectivity was
there to carry 5 mg of drugs. On the basis of that he should have been convicted for
possessing 5 mg drugs.
difficult cases which require certain guidelines. It may seem that what is important is
the motivation which is very much clear in this case for conviction.
Thus, it will be a tussle between legality and motivation and the honorable
courts are to decide. It will, perhaps, be proper to convict the actor when the intended
end is clear enough irrespective of any other circumstances. In R v Shivpuri13 the scope
of Section 1 of the Criminal Attempt Act, 1981 came under judicial scrutiny and finally
on the basis of subjectivity he was convicted. The court of Appeal certified that the
point of law involved therein was, does a person commit an offence under Sec.1 of the
criminal Attempts Act, 1981 where if the facts were as that person believed them to be,
the full offence would have been committed by him, but whereon the true facts the
offence which that person set out to commit was in law impossible. Because the
substance imported and believed to be heroin was not heroin but harmless substance.
theft articles is also an offence. One chiprang, one dao, one knife, one screwdriver these
are household implement. Since these are lawful items, there is no bar to posses of such
thing. But if a person possesses this entire thing in a midnight trying to open a gate of
someone‟s house or waiting or going with these articles, then this will be fallen in the
13
[1986] 2 AMER 334 (HL)
290
When the accused will not be able to conduct that illegal thing in a proper
way, he cannot fulfill his criminal intention. But these can be considered as apt cases.
Now, in inapt case, a person is trying to kill someone with a rifle having capacity to kill
within 1 kilometer. The victim is standing more than the range. His intention was to kill
the person. As, objectively considered, he will not be convicted since it is impossible
attempt and an inapt case but if we subjectively consider then he will be convicted just
than objective consideration. Who knows today he failed because of the capacity of the
rifle then tomorrow he will definitely try it from a close distance. Here the subjectivity
can be convicted on its attempt. In R v. Collins14 the decision taken by the judiciary was
not correct. Supposing firing to a corpse, whether he may be convicted or not as the
person is already dead. On the basis of subjectivity he will surely be convicted but not
in attempt to commit murder. On the basis of actual man criterion he will not be
thing from a long distance and this is not possible to kill him in this way and it is also
scientifically proved. Therefore, nobody can be punished. These are not attempt to
In case of black magic, by practicing the same no one can be killed but he
might be frightened. So, it can be said that attempt to frighten and to cause mental
disturbance. Some provisions should be there in the Indian Penal Code, 1860 otherwise
if someone who is practicing black magic will become real danger to the society.
Ultimately he will go for some other more crime. If there is some punishment for these
types of peculiar activities than it will be possible to prevent it. Attempt to commit
murder is not proper but why not attempt to frighten and to cause mental disturbance?
In case of legal impossibility the accused is acquitted. So, these should not be
Taking the thumb impression of someone on a blank paper by itself may not
amount to attempt to cheat as it may fall only on the preparatory stage. But where the
same is done with the requisite guilty mind as given in section 415 of the Code, it would
then amount to attempt to cheat. The Supreme Court has held that an offender would be
guilty of attempting to cheat even though the intended victim does not believe in the
representations made to him and is not misled by him but only feigns belief in order to
candidate slating in his application that he was a graduate and that he had been teaching
15
AIR 1961 SC 1698
292
The University permitted him to take the examination and sent him the
admission card. Later on it was found on inquiry that he was neither a graduate nor a
teacher and his certificates enclosed with the form were false. The University withdrew
the permission given to him earlier to appear at the examinations, and prosecuted him. It
was held by the Supreme Court that the accused had committed an offence under
It was observed that the stage of preparation on the part of the accused was
complete when the application along with all relevant documents were ready for
dispatch, and the moment he dispatched the same, attempt on his part was complete. In
this case his intention was to seat in the exam. His conviction was made on the basis of
his act coupled with mental element. He crossed the proximate step to commit the
offence. In this case the judiciary has given more emphasis to the manifestation of the
intent of the accused in the light of the steps already he has completed for commission
of the offence of cheating. It is based on good reasoning and this kind od activities
The principle adopted in this case was reaffirmed in Sudhir Kumar Mukherjee
v. State of West Bangal16. In this case the question was whether the signing of a challan
evidencing receipt of goods without actually receiving the goods on the part of the
accused amounted to attempt to commit offence under Section 120-B read with Sections
16
AIR 1973 SC 2655
293
420 and 5110f the Penal Code. The accused contended before the court that for cheating
affixing of stamp to the challan and again signing of the same is necessary which has
not been completed. So, it is preparation only. Rejecting the contention it was held that
in this case quite good amount of money was given to the supplier from the company.
The challan had been prepared and the initials of the concerned clerk were
obtained by the accused and these were definite step towards the commission of the
offence of cheating though the penultimate step of affixing the stamp and signing by the
accused in order to enable the supplier to receive the payment was not completed.
Accordingly, he was convicted of criminal attempt. These cases are the examples of
criminal attempt where the court has given due importance to both subjectivity and
objectivity. Another example can be cited in this regard where an accused makes a
stamp stating the designation of a magistrate. Police found the stamp in his possession.
Simply anybody may have a stamp. But here he has a specific purpose because he is not
the person having the designation. He was trying to successfully do one specific thing
In Hope v Brown17 they prepared sticker of high price than the market price
but not yet affixed. When customers were come they decided to affix and sell. When
police would intercept packets were far away from the sticker. They were kept in
different place. So, it is only preparation and thereby they have been acquitted. If the
case is analyzed in the light of substantive step then it will be clear that his intention
17
(1954) 1 All. E.R. 330
294
To make him successful he has done everything and waited for customer. In
the mean time due to interception of police he would not be able to do that. So, in the
light of subjective consideration the person should have been convicted. Interestingly
both were acquitted in this case. But they have done a substantive offence. If the
judiciary judge it in the light of substantive step and manifest criminality then they
There is a time lag between substantive step and proximate step or last step.
The last step means there is nothing to do. Everything has been done. In Robinson’s
case 18the last step was not performed by the accused as he did not give the letter to the
insurance company for which he was acquitted. But he could have been punished on the
basis of substantive step. He was unable be able to performed all the formalities because
of the intervention of the police. Already it is discussed that there is a time lack
between substantive step and proximate step and in between the mindset of the person
may be charge where he will lost his interest to do that offence for which he was
intending. There is a chance in Hope v. Brown19 that the accused may lastly be able to
decide not to do that or he may say to her to destroy the sticker and ready to sell them in
market prize fixed by the government. Only on the basis of that the persons were
acquitted. But on the basis of substantive step person should have been convicted.
performance of the last step or punished them on the basis of substantive step? After
analyzing all the aspect it is seen that if we punished them on the basis of substantive
18
R v. Robinson, (1915) 2 K.B. 342
19
Supra note 17
295
step, that will be better than to wait for abandonment. Abandonment is a weird
obsession of a particular case. Substantive step is a general case. Now whether it will be
proper to give importance to the particular case or peculiar case rather than to give
importance to the general character? Obviously priority should give to the substantive
his intention was not feasible consequence. His intention was not to hurt the police
officer on duty. He might think, he will be able to escape. He did not know that the
police officer was following him by chasing the car and on doing so was badly injured.
But his intention was not to hurt him or to kill him. That was rightly decided. It was not
attempt to commit murder. But he can be convicted on certain other offences like rash
and negligent driving. Or he can be convicted on attempt to cause hurt a police officer
In case of empty pocket case, not only the substantial step, he has overcome
even the last step also. But the specific thing was that everyone has some money on the
pocket generally. So, he was trying to pickpocket. He was driving his mind towards
committing one specific offence that is to pick pocket. But he was unsuccessful because
of the inaptitude or inefficiency or whatever manner it was. Pocket was empty for
which he could not be able to take something from it. But he has crossed his substantive
step and the last step also. So, he was convicted. He should not be acquitting on the
20
1975 2 All ER 193
296
basis of not completion of the intended offence. He wanted to do a manifest crime. That
is more important than whatever he has done and unsuccessful in committing it.
be a handicap person and has taken the benefit of a handicap person and win the race.
Finally if it is discovered that he is a fit person and also he does not take the prize than
whether he will be punished? Or it may have happened he has not completed the race
he lost his interest to win the race due to some physical discomfort, then will it be taken
Substantial step has a very important part to perform in case of the defense of
abandonment. Before abandonment what the accused has done is more important.
Before doing the last step what has been done by him is more important to convict or to
acquit the offender. Before doing the last step he may or may not abandon the idea of
The, Indian Penal Code, 1860 is a specific Code with certainty where anybody
having ordinary foresight may understand its provisions. However, there are certain
controversial areas in the Code which needs more study and elaboration for proper
understanding.
These areas are very significant because the controversy regarding subjective
and objective theory. Let it now consider few IPC offences which are generally
7.1.6.1 Attempt in respect of Common Intention and Common Object under the
Mens rea is the most critical area of criminal attempt. The doctrine of common
intention has been accepted by the makers of the Penal Code in a specific provision21.
Common object is adopted in Section 149 of the IPC. Common intention is dealing with
the theory of subjectivity and common object is dealing with the theory of objectivity.
Both are different from each other. Sections 149 and 34 of IPC deal with liability for
constructive criminality, i.e., liability for an offence not committed by the person
charged. It is not important to show that any overt act must have been done by a
particular accused.
The Section 34 of IPC will be attracted if it is established that the criminal act
has been done by all or any one of the accused persons in furtherance of the common
intention. There is a deference between object and intention, for though their object is
common, the intention of the several members may differ and indeed may be similar
only in respect that they are all unlawful, while the element of participation in action,
which is the leading feature of Section 34, is replaced in Section 149 by membership of
require prior concert and a common meeting of minds before the attack, and an
unlawful object can after the people get there. Where, all the accused persons had gone
together to the house of deceased and asked him to vacate the premises immediately.
21
Section 34 of Indian Penal Code, 1860
298
On his refusal one of the accused ordered other accused persons to finish him then the
way they acted thereafter leaves no doubt, about their acting in furtherance of their
common intention. 22 Mere presence of appellant does not prove that he was also
favour of him he cannot be held liable for any act conducted by other two
accused. 23 When the actual crime has taken place, the accused alleged as having
common intention, must be proved to have his physical presence over there.24
prosecution that the accused person had a grievance against Amar Singh and his uncle
Malkiat Singh for having launched some security proceedings against the accused
persons and they had come with an intention of taking revenge from Amar Singh and
Malkiat Singh. According to the statement of Pal Singh, Pashora Singh had given a
Gandasa blow on the right knee of Amar Singh and Lahora Singh also gave a Gandasa
blow on the right hand of Amar Singh from the reverse side. Admittedly, the injuries on
Amar Singh are found to be simple in nature and this clearly goes to establish that the
accused persons had no intention of causing death of any person nor any injuries found
on Pal Singh were stated to be sufficient in the ordinary course of nature to cause death.
The High Court was not correct in holding that the accused had an intention to
cause the death of Pal Singh or the knowledge of possible death of Pal Singh, only
22
Surjan Singh v. State of Haryana, 1998(7) SCC 336: 1998(6) JT 5
23
Rangaswami v. State of Tamil Nadu, AIR 1989 SC 1137: 1989 Cri LJ 875: (1989) 1 Crimes 692
24
Shreekantiah Ramayya Munipalli v. State of Bombay, AIR 1955 SC 287:1955 Cri LJ 857
25
AIR 1993 SC 1256: 1993 SCC (Cr) 387
299
injury No. 1 on the head of Pal Singh has been described as dangerous to life and the
High Court has itself recorded a finding that the previous litigation between the parties
had nothing to do with Pal Singh and it was not established as to which of the two
accused had inflicted injury No. 1 on the head of Pal Singh. Thus, in the above facts, it
cannot be held that Pashora Singh had committed any offence under Section 307 read
with Section 34 of the IPC. The appellant Pashora Singh in the facts and circumstances
of the case can only be held guilty for an offence under Section 326 read with Section
34 of the IPC. In Jagtar Singh v State of Punjab26 the court held that the charge under
Section 302 and Section 307 of IPC cannot be framed against accused when victim is
one. The conviction under Section 302 and Section 307/34 of IPC also cannot be
awarded.
In Ranjit Mondal & Ors v. The State of West Bengal 27 where the victim has
suffered bullet injuries and where the identity of the victim has not been established and
upon considering the evidence on record the identity of the victim fails to be
established, it infers that the prosecution has failed to prove the case beyond reasonable
furtherance of common intention then they will be punished irrespective of the steps
taken by them to cause the effect. For example, A and B with a common intention to
kill C procured poison. A mixed it with the C‟s food. B only watches whether
26
AIR 1993 SC 2448: 1993Cr LJ 2886
27
(2014) 4 CAL LT 171(HC)
300
somebody has noticed that particular act. Consequently C did not take the food as a cat
has taken some portion of it and afterwards died. Here both A and B will be liable for
attempting to kill C.
All sections 34, 114 and 149 of IPC deal with participation in crime, common
object, common intention, involvement of one central point around which others
moved, in such situations, evidences are normally given to get a primarily responsible
person who gets committed the offence4 and such evidence keeps great evidential
value.28
liability. The members of the unlawful assembly should have done some overt act.
Overt act on part of each and every member is not necessary to convict a person in
section 34 of IPC.
7.1.6.2 Mischief
Section 425 of the Indian Penal Code lays down that whoever, with intent to
cause, or knowing that he is likely to cause, wrongful loss or damage to the public or to
any person, causes the destruction of any property, or any such change in any property
commit mischief. Intention is very essential ingredient of the offence of mischief. The
28
Willie (William) Slaney v. State of M.P. AIR 1956 SC 116: 1956 Cri LJ 291: 1956 SCJ 182
301
subjectivity of the offender is crucial for determining his guilt. “Wrongful loss or
In Punjaji Bapuji Bagul 29 where the accused installed an oil engine on his
property and the complainant, who was a neighbor of the accused, instituted criminal
proceeding against the accused, alleging that his property was damaged by reason of
vibrations from the engine. The court held that the accused was not liable to be
convicted of mischief, for there was nothing in his installing an oil engine on his own
property and working in any way he chose, and that if the damage complained of was
attributed to what was in its nature a lawful act of the accused, the matter could be dealt
with in the civil court. So, subjectivity of the accused is vital for offence of mischief. If
someone is attempting to cause mischief then his intention can well be deduced from his
acts.
Section 503 of the Indian Penal Code states whoever threatens with any injury
to his person or property, or to the person or reputation of anyone in whom that person
is interested, with intent to cause alarm to that person, or to cause that person to do any
act which he is not legally bound to do, as the means of avoiding the execution of such
commit criminal intimidation. But while deciding such type of cases the judiciary will
have to consider both the subjective as well as objective theory. However, while
29
AIR 1935 Bom 164
302
deciding such type of cases circumstantial factors play a vital role. The character of
with criminal intimidation by threatening a person X and his daughter of injury to their
reputation by making public a nude photograph of the daughter unless “hush money”
was to paid to him. The intent was to cause alarm to them. The evidence, however,
disclosed that the real intention was not to merely cause alarm but to force X to pay
“hush money”. The accused was convicted for offence under Section 506, IPC, by trial
court, which was confirmed by the high court. However, in the Supreme Court it was
his contention that if at all he had committed an offence, it was not one under Section
506, IPC but an offence under Section 384 read with Section 511 of IPC and since he
was not charged with this offence he ought to be acquitted. Rejecting the contention the
The section is in two parts: the first part refers to the act of threatening another
with injury to his person, reputation or property or to the person or reputation of anyone
in whom that person is interested; the second part refers to the intent with which the
threatening is done and it is of two categories: one is intent to cause alarm to the person
threatened, and the second is to cause that person to do any act which he is not legally
bound to do or to omit to do any act which that person is legally entitled to do, as the
The court stated that the aim of the accused was not just to cause alarm but to
cause the father of X to give him “hush money” to ensure that he did not go ahead with
30
AIR 1960 SC 154, (1960) Cr. LJ 177 (SC)
303
his threat of making public the damaging photograph. Finally the accused was
subjectivity but the prosecution should prove that the accused was trying to threaten
some person.
7.1.6.4 Assault
According to the definition under Section 351 of the Indian Penal Code,
whoever makes any gesture, or any preparation intending or knowing it to be likely that
such gesture or preparation will cause any person present to apprehend that he who
makes that gesture or preparation is about to use criminal force to that person, is said to
commit an assault. Now in terms of attempt whether assault has penultimate crime of
and it will be judged in the light of subjectivity. Here in this case the subjectivity is
more important than the objective theory of attempt. In the definition the Code makers
had used the term “intending” and “knowingly”. So, the subjectivity had been given due
7.2 Evaluation
one of the stages of complete crime and it is the most significant one and it needs
can be deduced. Falling short of the intended ultimate crime to constitute a criminal
attempt can well be described only with the help of objective consideration. If the
attempt is unsuccessful due to actors fault and he has not done even antepenultimate act,
praying with a vehicle. It is not clear in this case whether he wants to commit theft of
the vehicle or to commit theft of the articles inside or to have just a joy ride. May be he
mistakenly believed that this is his own car. There can be no wrong if the actor is
charged with attempt to commit theft of the vehicle on subjective consideration. Similar
prohibited firearm, even if it is very less powerful can be punished then why not for
possessing even a little quantity of prohibited drug or police intercepted theft articles?
These are difficult cases for conviction on the basis of principle of legality but whether
accused to get rid of certain future criminals. Law may, if necessary, be modified
On the other hand, too much subjectivity may not be justified to book the
accused on attempt cases like certain provisions of the American Model Penal Code.
For example: lying in wait for somebody to rob of him is still to be considered as a
preparatory state and after any moment but before the arrival of the person to be robbed,
the actor may have change of mind and may abandon his idea of robbing. If he is still
305
considered as an accused for attempt before the time of change of heart then the
criminal attempt.
impossible due to some defect of the gun or the intended victim is far away from the
accused then it should be judged on the basis of subjective consideration and actual man
criterion. Area of certainty and uncertainty of commission of crime both manifested and
non-manifested and the law of abandonment play a very important role in case of
criminal attempt. If the accused abandoned his idea to commit intended crime due some
intervention from outside, or if he realized that he is using insufficient means for which
should be punished. If he abandoned his idea to commit crime due to fear of punishment
or he is frustrated from his criminal design, then on the basis of subjective consideration
he should be punished. On the other hand if he has abandoned his idea to commit the
In case of manifest crimes falling short of the intended crime, attempt can well
also be looked into. The attempt must come dangerously close to succeeding the actual
crime. Only the harmful acts as per gravity are to be penalized based on objective
analysis. However, in empty pocket case, only subjective consideration on the part of
Since subjective element is qualitative element and is not well defined, it will
have to be gauged in utmost accuracy to punish the wrongdoer as such. However, non-
attempt to commit the manifest criminality such as empty pocket cases or firing to an
impossibility the defendant has mistaken the criminal law and he thinks that what he is
doing is an offence but in fact it is not. However, he is having sufficient mental element
On the other hand generally physical impossibility is not an excuse. But non-
into consideration of all the circumstances of each case. This will encompass all types
of offences regarding non-manifest criminality like the actual offences, its attempt and
such others.
In case of poisoning case the act of the accused is judged in the light of the
acts already completed by the accused for his intended ultimate crime. But if he
judged on the basis of subjective consideration. Here actual man criterion and character
of dangerousness will be vital. But some serious cases where the accused administers
abortive substance to a woman who is not pregnant then subjective consideration get
offender does know that the property is stolen that accordingly he wanted to purchase
the same, he will be convicted basing on actual man criterion and his objectivity. The
subjectivity is to be judged on the basis of his act. But if he does not know that the
property is stolen but he purchases it on a lesser price then he may not be convicted.
Then in such types of cases, some other more convincing proofs are to be sought for.
The „subjective test‟ must satisfy the court that the accused actually had the requisite
stages; conceiving the plan, acquiring the materials or firearms necessary for the job,
making one‟s way to the scene of the intended crime, deploying the materials, and then
Many substantive crimes are in effect attempts to commit some other offense.
and entering a structure with intent to commit a felony therein) is essentially an attempt
to commit some other felony. Sometimes a defendant charged with attempted assault or
attempted burglary will argue that the alleged conduct should not be punishable because
it amounts to no more than an attempt to attempt. Such arguments may suppose the
conceptual impossibility of such an offense, or they may reflect the view that conduct
excessively early point need to be faced, but in principle there is no reason why
preparations to commit burglary, for example, might not pass the realm of mere
308
preparation, even though the burglary itself was not successfully perpetrated. One can
consider the case of a masked man caught in the act of picking the lock of an apartment
pursuant to the prearranged plan is a very debatable issue in case of criminal attempt.
Since attempt is an unsuccessful effort on the part of the accused, common intention
become very difficult to prove relying on their participation. The common intention to
bring about a particular result may well develop on the spot as between a number of
persons with reference to the facts and circumstances of the situation. In case of
not? Like this in case of common object it is not possible to determine whether
accused. In that case objective criterion will be looked into. The liability in criminal
attempt is mainly based on the overt act done by the accused which falls short of actual
offence stage. So, on the basis of what he has done when he was caught by the police or
due to some intervening factor he was unable to do or wound not complete the intended
attempt. The offences like murder, rape, dacoity etc. are more serious offences and
attempt made for commission of those offences should be severally punished. Section
309
307 of Indian Penal code, 1860, is a specific provision for attempt to commit murder
and Section 308 of the Code provides punishment for attempt to commit culpable
homicide not amounting to murder. But there should be some specific provisions in
Indian Penal Code, 1860 for attempt to commit socially more dangerous act like rape,
theft, assault, intimidation, etc. similarly, there might be certain offences short of
criminal attempt to commit murder, such as, wielding a gun in a dangerous manner,
frightening with weapons, hijacking a plane with a cricket ball looks like a grenade,
attempting rape with a corpse etc. proper avenues should be created in the proper place,
if necessary by innovating certain new Sections of law through amendment for lesser
liability in criminal attempt should be divided into dangerous act and dangerous person.
Some acts are very dangerous to our social well being. But sometimes these have been
done by someone having high social status. On the other hand some dangerous persons
do some antisocial acts which are not very dangerous act. In this case judiciary has to
criminal jurisprudence. The real justification will not be possible if judiciary gives
attention only to the objective approach. Attention is to be given to both the aspects at
the same time other aspects such as circumstances, actual man criterion and reasonable
man criterion should be taken into consideration for which some suggestions are given