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2007 - PEGlaytion of CHitosan Espin
2007 - PEGlaytion of CHitosan Espin
DOI 10.1007/s10570-007-9122-3
Received: 18 January 2007 / Accepted: 6 April 2007 / Published online: 10 June 2007
Springer Science+Business Media B.V. 2007
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544 Cellulose (2007) 14:543–552
few have ventured into making much smaller chito- products and pharmaceutical (Tirelli et al. 2002).
san fibers by electrospinning where a high voltage is Indeed, PEGylation of chitosan has been shown to
applied to a capillary droplet of polymer solutions or improve the affinity to water or organic solvents,
melts to overcome the liquid surface tension. most commonly by reductive amination of chitosan
To date, electrospinning of chitosan, either alone with PEG-aldehyde in aqueous organic acid (Sugim-
or with another polymer, has only been possible from oto et al. 1998; Gorochovceva et al. 2005; Bhattarai
acid solutions of trifluoroacetic acid (Ohkawa et al. et al. 2005b). Grafting PEG onto very short chitosan
2004), formic acid (Park et al. 2004), and acetic acid (Mn = 28 kDa) produced water-soluble PEGylated
(Spasova et al. 2004; Duan et al. 2004; Bhattarai et al. chitosan (Sugimoto et al. 1998), at a very low DS of
2005a; Geng et al. 2005; Li and Hsieh 2006). 0.05. PEGylation of chitosan (Mn = 150 kDa) with
Electrospinning of chitosan alone has only been PEG (Mn = 2 kDa) by carbodimide hydroxybenzo-
reported on relatively low molecular weight triazole coupling with the 6-O-triphenylmethyl-chito-
(Mv = 210 kDa, 78% DDA) from trifluoroacetic acid san derivative also yielded water-soluble products at
(Ohkawa et al. 2004) and (Mv = 106 kDa, 54% DDA) a low DS of 0.1 (Ouchi et al. 1998). Etherification of
from 90% acetic acid (Geng et al. 2005). Others have N-phthaloyl chitosan (Mn = 400 kDa) with PEG
generated fibers by electronspinning chitosan with monomethyl ether iodide (Mn = 2 kDa) produced
another polymer from acid solutions (Park et al. water-soluble derivative with DS 0.15 and
2004; Spasova et al. 2004; Duan et al. 2004; Bhattarai organic-soluble (acetone, ethanol, chloroform, DMF
et al. 2005a; Geng et al. 2005; Li and Hsieh 2006). and toluene at 40–508C) at 1.97 DS (Gorochovceva
These studies dealt mostly with relatively low and Makuška 2004). These PEGylation works either
molecular weight chitosan that was often a minor produced very low substitutions or, in order to reach
component in the mixture. A 3/7 chitosan high DS, involved complex, multiple-step reactions
(Mv = 220 kDa, 86% DD)/silk fibroin mixture in to protect or generate intermediates, and/or catalysts
formic acid was electrospun to 130 nm diameter that are difficult to remove.
fibers (Park et al. 2004). Electrospinning of 45 wt% This study aims to improve solubility of chitosan
chitosan (Mv = 210 kDa, 78% DD) mixed with by molecular weight control and PEG modification
polyvinyl alcoho (PVA) (Mn = 88 kDa) in 0.2 M and to generate ultra-fine fibers by electrospinning of
acetic acid produced 120 nm diameter fibers (Ohkawa PEGylated chitosan in non-acidic solutions. The
et al. 2004). Fibers with 40–290 nm diameters have focus is to understand how the chain length of
been electropsun from mixtures of up to 90% chitosan and PEG as well as the degree of side chain
chitosan (Mw = 190 kDa, 85% DD) and poly(ethylene modification affect the solubility of the PEGylated
oxide) (PEO) (Mw from 800 kDa to 900 kDa) in chitosan. Reductive amination and acylation of
acetic acid (Spasova et al. 2004; Duan et al. 2004; chitosan are targeted for N-PEGylation and N,O-
Bhattarai et al. 2005). We have generated much finer PEGylation of chitosan, respectively. Furthermore,
20 nm diameter fibers from chitosan (82.5% DDA) at fiber formation of various PEGylated chitosan via
Mv = 1,600 kDa, the highest molecular weight electrospinning from aqueous and organic solutions is
reported, by mixing with 50% or more PVA investigated.
(Mw = 186 kDa) (Li and Hsieh 2006). Upon
dissolution of PVA from these bicomponent fibers,
nanoporous chitosan fibers were created. Experimental
To improve solubility of chitosan in a broader
range of solvents, chemical modification through Materials
reactions of the amine and/or hydroxyl groups should
be promising as demonstrated by cellulose deriva- The starting chitosan (Aldrich) had a viscosity
tives. Poly(ethylene glycol) (PEG) is an ideal graft- molecular weight (Mv) of 405 kDa and 84.7% DDA
forming polymer because it is soluble in both water (CS400). The molecular weight of CS400 was
and organic solvents and its low toxicity, good reduced by alkaline and acid hydrolysis. Alkaline
biocompatibility and biodegradability (Harris 1992); hydrolysis (40% NaOH, ambient temperature, 4d) of
and approved use in food, cosmetics, personal care CS400 reduced Mv to 190 kDa and raised DDA to
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Cellulose (2007) 14:543–552 545
92.1% (CS190). Further alkaline hydrolysis of CS190 was mixed in a 2% acetic acid and methanol (2/1 v/v)
at 608C for 8 h yielded CS137 (Mv = 137 kDa, DDA solution (pH 6), while aqueous cyanoborohydride
= 98.4%). CS145 (Mv = 145 kDa, DDA = 89.3%) (NaCNBH3) (10% v/v) was added dropwise to a 1.5/1
was obtained by hydrolysis of CS400 in 2% acetic NaCNBH3/PEG-aldehyde molar ratio. The resultant
acid with 2% hydrogen peroxide at 608C for 30 min. mixture was dialyzed with a dialysis membrane (MW
The molecular weight was derived from the intrinsic 12,000–14,000 cut) against distilled water and
viscosity [g] measured in a 0.1 M acetic acid-0.2 M 0.05 M aqueous NaOH solution, then concentrated.
NaCl mixture using a Cannon–Fenske viscometer at N-PEGylated chitosan was finally precipitated as
38 ± 0.58C. The Mv was calculated by the Mark– white powder by adding excess acetone.
Houwink equation for chitosan (Roberts and Domszy
1982): ½g ¼ KMva , where K and a are 1.81 · 103 and
Synthesis of PEG-N,O-chitosan by acylation of
0.93, respectively. Poly(ethylene glycol) (PEG) at Mn
chitosan (Scheme 2)
of 550, 2000, and 5000 Da was purchased from
Aldrich. Anhydrous dimethylsulfoxide (DMSO), tol-
The terminal hydroxyl of PEG was converted to
uene, and pyridine were provided by Fisher. All other
carboxyl group by adding a pyridine solution of
reagents and chemicals were of analytical grade or
higher and used without further purification.
O
O
SOCl2 , toluene
CH3O-(CH2CH2O)n-COOH CH3O-(CH2CH2O)n-COCl
PEG-aldehyde was prepared by oxidizing PEG with Refluxing
10-fold molar excess of acetic anhydride in anhy- OH
OOCR
drous DMSO/chloroform (90/10 v/v) under nitrogen
O
and constant stirring at 228C for 9 h, following * RCOCl
O
O
precipitation with excess diethyl ether. The precipi- Pyridine
O
NH2
tate was separated, reprecipitated twice with diethyl OH
n OOCR
NHCOR
n
ether and vacuum dried to white PEG-aldehyde
powder. Equal molar of PEG-aldehyde and chitosan Scheme 2 Synthesis route of PEG-N,O-Chitosan
OH
O
CH3O(CH2CH2O)mCH2CH2OH
*
O
Ac2O DMSO,CHCl3
HO NH2
n
CH3O(CH2CH2O)mCH2CHO
AcOH/MeOH
pH5-6
OH OH
O O
* NaBH3CN *
O O
HO AcOH/MeOH, pH6 HO
N NH
CH3O(CH2CH2O)mCH2CH n CH3O(CH2CH2O)mCH2CH2
n
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546 Cellulose (2007) 14:543–552
succinic anhydride (4-fold molar excess) dropwised The fiber diameters were grouped for size distribution
into 10% PEG toluene solution under anhydrous and averaged.
conditions and refluxed for 6 h. The product was
precipitated with ether addition, filtered, reprecipitat- Results and discussion
ed twice from chloroform solution with diethyl ether,
then vacuum dried. The carboxylate-terminated PEG Synthesis and characterizations of PEGylation of
was combined with 2-fold molar excess of thionyl chitosan
chloride under nitrogen atmosphere to obtain PEG-
acyl chloride. The reaction was kept refluxing for 6 h PEGylation of chitosan proceeded with two reactions:
followed by degassing under vacuum to remove reductive amination of the amino group (Scheme 1)
residual SO2 gas and excess thionyl chloride. Chito- and acylation reaction of the amino and hydroxyl
san was homogenized by soaking in dry pyridine for groups (Scheme 2). Both reactions required convert-
3 days, and then added to the PEG acyl chloride ing the hydroxyl-terminal groups of PEG to more
under nitrogen at a 0.1 chitosan/PEG-acyl chloride reactive end groups. In reductive amination, the
molar ratio. The mixture was stirred for 2 h and hydroxyl terminal was converted to aldehyde by
refluxed at boil for 24 h. The cooled product was oxidation with acetic anhydride in DMSO. The
precipitated twice with ethyl ether, and vacuum dried. aldehyde-terminated PEG was coupled to the chito-
san amino group via Schiff base formation, then to
Fiber formation from PEGylated Chitosan by PEG-N-Chitosan by reductive amination. The extent
electrospinning of this reaction was found to be low with DS = 0.12–
0.44 (Table 1). One reason is that PEG-aldehyde
The chitosan derivatives solution for electrospinning oxidzes readily and aldol condensation may emerge
was fed into a 5 ml syringe fitted with a pipette tip of during the reaction, resulting in polymerization of
0.5 mm in diameter. The solution feed was fed by the PEG-aldehyde (Bentley et al. 1998). In addition, the
tilt angle of the syringe. A DC voltage (Gamma High excess NaCNBH3 can turn the solution to more alkali
Voltage Supply, ES 30-0.1 P) of 10–15 kV was in which chitosan becomes less soluble. Precipitation
applied between the syringe tip and grounded alumi- is expected to suppress the reduction of Schiff-base
num foil collector, separated by a distance of 17– (Sugimoto et al. 1998). To avoid these drawbacks and
20 cm. Upon applying an electric charge, the pendant to improve the selectivity of this reaction, the
droplet at the syringe tip was split by the repulsion hydroxyl end group on the PEG was converted to
force to form a cone-shape jet that traveled towards acyl chloride. The acyl chloride is more reactive than
the collector and deposited on the collector in form of the corresponding aldehyde while also capable of
a fibrous mat upon evaporation of the solvent. The as- reacting with not only amino but also hydroxyl groups
spun fibers were further dried under vacuum at room of chitosan in the esterification process (Scheme 2).
temperature. The structures of the PEGylated chitosan deriva-
tives were confirmed by FTIR and 1HNMR analyses.
Characterization The PEG characteristic peaks of das(CH) and c(CH2)
appeared at 1461 cm1 and 946, 838 cm1, respec-
Fourier Transform Infra-Red (FTIR) spectra were tively. The characteristic amide bands of chitosan at
collected using the KBr method on a Nicolet Magna- 1651 cm1 (amide I), 1593 cm1 (amide II) and
IR 560 spectrometer with the wavenumber range 1382 cm1 (amide III) were clearly evident. PEGy-
from 500–2000 cm-1. 1H NMR measurements were lated chitosan exhibited the characteristic absorption
performed on a Bruker Avance DMX500 spectrom- bands of both chitosan and PEG. PEG grafting,
eter under a static magnetic field of 500 MHz. The however, shifted the chitosan amino and amide peaks
morphology of Au/Pd sputter-coated nanofibers was slightly to the lower wavenumbers and significantly
examined with a SEM (XL30-SFEG, FEI/Philips) at reduced their intensities. By contrast, the amide I
an accelerating voltage of 5 kV. The diameters of band at 1651 cm-1 became less intense and was
electrospun nanofibers were determined on 100 shifted to 1648 cm-1, possibly due to hydrogen
locations of SEM images using the ImageJ software. bonding between amide I carbonyl with PEG
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Cellulose (2007) 14:543–552 547
hydroxyl. For PEG550-N,O-Chitosan145 with DS 2.3 ppm (a) and 2.2 ppm (c), respectively (Fig. 2b).
= 1.5, the –NH2 peak at 1593 cm1 disappeared, In PEGylated chitosan spectrum, peaks in the range
indicating that amino group of chitosan was fully of 3.6–4.0 ppm were not well separated due to the
reacted with PEG. A new shoulder at 1730 cm1 is overlapping of a more intense PEG methylene peak with
attributed to the ester bond formed between PEG acyl the peaks from the chitosan saccharine backbone.
chloride and chitosan hydroxyl, indicating low sub-
stitution of the hydroxyl with PEG. Fig. 1 Solubility of PEGylation of chitosan
The 1HNMR spectra of the N-PEGylated chitosan
showed sharp singlets of PEG –OCH3 at 3.3 ppm (a) Reductive amination targets only the amino groups of
and –NH–CH2CH2O– at 2.7 ppm (c), and a strong chitosan and generates N-PEGylated chitosan or
broad PEG –OCH2CH2O– peaks at 3.5–3.8 ppm (b) PEG-N-CS. Chitosan at 137, 190 and 400 kDa was
(Fig. 2a). N,O-PEGylated chitosan exhibited the reductive aminated with PEG grafts of varied lengths.
H-proton of –OCOCH 2– and –NHCOCH 2 – at Generally, the extent of amination or DS of
N-PEGylation increased with shorter chitosan chains
d
1730
as well as PEG grafts except for PEG550-N-CS137
1556 c that feeded by 1/3 molar ratio –CHO of PEG/-NH2 of
chitosan, which was different from others 1/1 molar
b ratio because of the gel situation at higher molar ratio
a (Table 1). At any given chitosan chain length, the
T%
1593
1651
extents of amination or DS, increased with decreasing
PEG chain lengths. On the original chitosan (CS400),
1382
1461 the DS increased from 0.20 to 0.39 when reacted with
946 838 reducing PEG molecular weights from 5 kDa to
550 Da. Similarly, the extents of reaction with PEG at
2000 1500 1000 500 a fixed molecular weight improved with decreasing
Wavenumbers (cm-1)
chitosan molecular weights. Reductive amination
Fig. 1 IR spectrum of: (a) PEG, (b) chitosan, (c) PEG5k-N- with 5 kDa PEG, a 0.44 DS was reached on the
CS137, (d) PEG550-N,O-CS145 137 kDa chitosan, more than double of the 0.20 DS
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548 Cellulose (2007) 14:543–552
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Cellulose (2007) 14:543–552 549
Fig. 3 Electrospinning of PEG modified chitosan from aqueous solutions: (a) 4 wt% PEG5k-N-CS137 (DS = 0.44); (b) 13 wt%
PEG2k-N,O–CS145 (DS = 0.68); (c) 15 wt% PEG550-N,O–CS145 (DS = 1.50)
In electrospinning of any aqueous solution, the electrospinning. Spraying of large beads with 1-
high surface tension of water demands stronger 3mm diameters was observed from the 10% DMF
electric fields or higher voltages. Therefore, Triton solution, similar to that from the 15% aqueous
X-100 was added to reduce the solution surface solution (Fig. 3c). Increasing the concentration to
tension. The voltage required was indeed lowered, 15% produced smaller beads with a few incipient
however, still only beads were observed. Electros- fibers (Fig. 4a). Much more fibrillated structure
pinning of organic solutions was therefore studied intermixed with beads were observed as the concen-
employing PEG550-N,O-chitosan145, the PEGylated tration increased to 25%, the highest possible
chitosan that is soluble in all organic solvents chosen. (Fig. 4b). The enhance chain entanglement with
DMF was selected as the solvent because its high higher concentrations played the major role in this
dielectric constant, a desirable characteristic for series. At low polymer concentrations, the solutions
Fig. 4 Electrospinning of
PEG550-N,O-CS145 from
DMF at concentrations of:
(a) 15 wt%; (b) 25 wt%
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550 Cellulose (2007) 14:543–552
Table 2 Properties of solvents used for electrospinning molecules in the solution increases rapidly, reaching
Solvent Surface tension Dielectric Vapor pressure
a critical level of chain entanglement to sustain fiber
(mN m1) constant (Torr) formation. It is important to point out that the same
PEG550-N,O-chitosan145 was not fiber forming (or
Water 72.8 80.1 17.54 least fiber-forming in comparison to those with longer
DMF 33.92 36.71 2.7 PEG, but lower DS) from aqueous solutions. The
CHCl3 27.12 4.81 158.4 difference could be due to the ability of PEG grafts to
THF 26.4 7.58 142 hydrogen bond with water molecules, preventing or
Source: Handbook of organic solvent properties, Smallwood, reducing their entanglement.
I.M., Elsevier (1996). All data were measured at 208C In the attempt to further improve fiber formation of
do not contain sufficient entanglement to produce PEG550-N,O-chitosan145 from DMF, THF and
fibers. With increasing polymer concentration, the CHCl3, cosolvents were added (Table 2). Accelerated
number of interchain associations among chitosan solvent evaporation has shown to increase surface
Fig. 5 Electropsinning of
15 wt% PEG550-N,O-
CS145 in co-solvents: (a)
50:50 (v/v) DMF:CHCl3;
(b) 50:50 (v/v) DMF:THF;
(c) 25:75(v/v) DMF:THF;
and (d) 25:75(v/v)
DMF:THF with 0.5%
Triton X-100; (e) fiber size
distribution of image d
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Cellulose (2007) 14:543–552 551
charge density, thus forces, to promote fiber formation or partially soluble in CHCl3 and DMSO. At a 1.50
(Shawon and Sung 2004). As poorer solvents for DS, PEG-N,O-CS was completely soluble in CHCl3,
PEGylated chitosan, these cosolvents should also DMF, DMSO and THF. The improved solvent
increase the solution viscosities, which should favor compatibility and solubility indicate that DS has the
fiber formation. At 15% PEG550-N,O-chitosan145, significant effect on the solubility of the grafted
equal volume of either THF or CHCl3 cosolvent was chitosan derivatives.
added to DMF. Both increased the extents of fibers Electrospinnig of various PEG-N,O-chitosan from
(Fig. 5a, b vs 4a), while addition of THF produced aqueous solutions produced only beads. The associ-
more continuous fibers with fewer beads as well as ation of longer PEG lengths and lower PEGylation
increased fiber efficiency than CHCl3. The lower with reduced bead sizes suggests further work on
efficiency with CHCl3 as a cosolvent is due to its high PEGylation remains promising toward successful
vapor pressure, causing too rapid solvent evaporation fiber electrospinning from aqueous media. In DMF,
and plugging of the syringe injection nozzle during PEG550-N,O-chitosan145 (DS = 1.50) could be
electrospinning. Further improvement in fiber forma- electrospun into fibers and fiber uniformity was
tion was achieved by raising the THF content to 75%. improved by increasing the PEG-N,O-chitosan con-
Much finer fibers with diameters around tens nano- centrations, using a cosolvent and adding a surfactant.
meter, were generated (Fig. 5c). However, the fibers For instance, electrospinning of 15% PEG550-N,O-
were irregularly shaped and with few elongated beads. chitosan145 from 75/25(v/v) THF/DMF coslovents
Yet another approach to improve fiber formation with 0.5% Triton X-100TM produced uniform nanof-
was by reducing the solution surface tension with ibers with diameters ranging from 40 nm to 360 nm
added surfactant. In 75/25 (v/v) THF/DMF cosolvent and an average diameter of 162 nm. Findings of this
with 0.5% Triton X-100TM, the beaded structure was study show that chitosan nanofibers can be efficiently
essentially eliminated and the fibers became more generated from organic solutions, enabling engineer-
uniform (Fig. 5d). However, the fibers became larger ing of new chitosan nanofibrous membranes. Contin-
with diameters ranging from 40 nm to 360 nm and an uing investigations are underway in our laboratory to
average diameter of 162 nm (Fig. 5e). The improved further explore new chitosan derivatives to allow
fiber uniformity and enlarged sizes are attributed to electrospinning of aqueous systems to generate
the enhanced chain entanglement from greater inter- chitosan nanofibers.
actions between the surfactant and PEG side chains.
Strong interactions between PEG and TX-100
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