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The American Journal of Legal History
293
the amount and kind of crime prosecuted and the effectiveness of the
courts in handling it-it is possible to make useful, though unavoid-
ably imprecise, geographic and chronological comparisons. With
that task completed, I will try to suggest a broader framework
for future research and interpretation.
II
6. In addition to the works cited below, other studies of crime and justice i
colonial New England include Powers, Crime and Punishment; Kai T. Erikson,
Wayward Puritans: A Study in the Sociology of Deviance (New York, 1966); an
Emil Oberholzer, Delinquent Saints: Disciplinary Action in the Early Congre
gational Churches of Massachusetts, 1620-1692 (New York, 1956).
11. Gail Sussman Marcus, "Puritanism and Criminal Punishment. New Haven and
Connecticut Colonies, 1636-1680" (unpublished paper), 11. See also Murrin,
"Settlers, Sinners, and Magistrates," 6-13.
12. Murrin, "Settlers, Sinners, and Magistrates," 10.
13. Marcus, "Puritanism and Criminal Punishment."
14. See Nathaniel B. Shurtleff, ed., Records of the Colony of New Plymouth in
New England, Vols. 1-6 (Boston, 1855-1861) and David Thomas Konig, ed., Plymouth
Court Records, 1686-1859 (Wilmington, Del., 1978), I.
15. Murrin, "Settlers, Sinners, and Magistrates," 55.
to the eighteenth century. For now, though, we may note that the
criminal justice system of the colony seems almost never to have
done its job effectively. Conviction rates were low (usually less than
45%), more than one-third of all defendants failed to appear for trial
and escaped the reach of the law altogether, and law enforcement
officers of all kinds were notoriously inattentive to their duties.
Perhaps this is why New York courts never paid much attention to
the morals crimes that so absorbed New England tribunals. They
had too many other problems without also having to worry about
punishing adulterers, fornicators, and men with an unseemly affec-
tion for pigs. In short, if institutions of criminal justice in New Eng-
land succeeded in accomplishing the task set for them by society's
leaders, those in New York failed utterly to achieve the ends for
which the Dutch and then the English designed them.
The Quaker colonies of West Jersey and Pennsylvania provide
instructive contrasts to both New England and New York. On the
one hand, they shared the powerful ideological basis of New Eng-
land, although Quakerism certainly emphasized different aspects of
human nature than Puritanism did. On the other hand, however,
they shared the ethnic diversity and lack of institutional coherence
that characterized New York. The result was a system of law en-
forcement whose operation was frequently haphazard and some-
times contradictory. Punishments in these colonies, for example,
were as lenient as those in New England were harsh. Pennsylvania
had but two capital felonies in its earliest years: treason and murder.
Moreover, in the beginning neither Pennsylvania nor West Jersey
seems to have paid unusual attention to morals crimes--although, of
course, we have no reason to believe that Quakers were any less
promiscuous than Puritans, and many such offenses may have been
handled outside the formal legal system in the Quaker meetings.
In any case, although neither West Jersey nor Pennsylvania
seems to have been quite so chaotic as New York, patterns of crime
and law enforcement assumed a similar character. Conviction rates
were low, law enforcement officials often failed to perform their
duties faithfully, and citizens were frequently contemptuous of the
law. Using a familiar epithet, one Jerseyman summed up the attitude
of many of his fellows when he said to an intrepid officer: "Thou
sherriff, thou turd."'s Attitudes like these hardly supported com-
pliance with the law, and many West Jersey and Pennsylvania crim-
inal trials, like those in New York, were never completed for want
of the defendant's presence. Even after West Jersey merged with
East Jersey in 1702, the situation did not improve. The New Jersey
Supreme Court managed but one conviction between 1704 and
19. Thomas P. Slaughter, "The Supreme Court of Colonial New Jersey, 1695-
1715" (unpublished paper).
20. Herbert W. K. Fitzroy, "The Punishment of Crime in Provincial Pennsyl-
vania," Pennsylvania Magazine of History and Biography, 60 (1936), 242-69 and
Lawrence Henry Gipson, "Crime and Its Punishment in Provincial Pennsylvania,"
Pennsylvania History, 2 (1935), 3-16.
21. The literature on the colonial Chesapeake is extensive and familiar to colonial
historians. Those unacquainted with Virginia's and Maryland's seventeenth century
should consult Edmund S. Morgan, American Slavery, American Freedom: The
Ordeal of Colonial Virginia (New York, 1975), Thed W. Tate and David L. Ammer-
man, The Chesapeake in the Seventeenth Century: Essays on Anglo-American Soci-
ety and Politics (New York and Chapel Hill, 1979), and John Barth, The Sot-Weed
Factor (New York, 1967). The Tate and Ammerman volume contains an excellent
historiographic and bibliographic essay written by Tate.
22. Murrin, "Settlers, Sinners, and Magistrates," 27-28.
III
26. This discussion of the situation in Connecticut draws upon Mary Kilbourne
Matossian, "The Wayward Yankees: Deviant Behavior in Colonial Connecticut"
(unpublished paper) and Richard Gaskins, "The Criminal Law in Colonial Connec-
ticut in the Late Eighteenth Century" (unpublished paper).
27. Murrin, "Settlers, Sinners, and Magistrates," 69 and David H. Flaherty,
"Crime and Social Control in Provincial Massachusetts" (unpublished paper).
36. See Morgan, American Slavery, American Freedom and Abbot E. Smith, Col-
onists in Bondage: White Servitude and Convict Labor in America, 1607-1776
(Durham, N.C., 1947).
37. See A. G. Roeber, "Authority, Law, and Custom: The Rituals of Court Day in
Tidewater Virginia, 1720-1750," William and Mary Quarterly, 3rd series, 37 (1980),
29-52. On Maryland, see Ashley Ellefson, "The Functions of Punishments in
Eighteenth-Century Maryland" (unpublished paper).
38. Peter C. Hoffer and William B. Scott, "The Richmond County Virginia Crimi-
nal Trials Record, 1711-1754" (unpublished paper), 11-19.
nisms that helped to insure the status and position of the elite in th
hierarchy of the region.
To the south of the Chesapeake lay the relatively isolated col-
ony of North Carolina, whose population grew quite rapidly in th
eighteenth century. German and Scots-Irish settlers flocked to the
colony, and they did so at a rate that placed great strains on institu
tions of law enforcement that had first developed in a far differen
social environment. Between 1720 and 1740, the pattern of crime
and justice in North Carolina resembled that of no colony so muc
as it did New York's. North Carolina courts were somewhat more
sensitive to moral offenses, but the most common crimes were as-
saults, thefts, and contempts. As in New York, contempt of author-
ity constituted more than 10% of the total case load. One constable
who tried to make an arrest faced a suspect, one Robert Atkins, who
warned him that if he came any closer "by God I will blow your
Brains out."41
Attitudes like that expressed by Atkins were as common in
North Carolina as they were in New York. They hardly made for
effective law enforcement, and the records of the colony reflect the
low regard in which the courts and the law were held by eighteenth-
century North Carolinians. For example, the rate of turnover among
justices in the colony was very high; 71% of them served less than
two years in office. In addition, constables, juries, and sheriffs fre-
quently failed to appear at court sessions or refused to serve al-
together. North Carolina jails were in almost constant disrepair, and
not a few jailkeepers were themselves prosecuted for allowing es-
capes. Most important of all, 57% of all cases appearing before the
courts were not resolved because the defendant did not appear or
could not be apprehended. Finally, the conviction rate in North
Carolina was only 25%, the lowest such rate I have discovered for
any colony before the Revolution. It should be noted however, that
there was an inverse relationship in North Carolina between the
social status of the defendant and the conviction rate; as the one
declined, the other increased. In sum, North Carolina law enforce-
ment was probably less effective than anywhere else in colonial
North America. When the so-called Regulator movement of the late
1760's complained about the lack of courts and law in the Carolina
back-country, it was not raising a bogus issue. Rather, the Reg-
ulators, whatever else they may have been, were seeking a solution
to a genuine social problem.42
43. Michael Hindus' Prison and Plantation illuminates some of these issues-
although the author is primarily concerned with developments in post-Revoluti
South Carolina.
44. A. S. Sally, ed., Concessions and Instructions from the Lords Proprietors
Carolina to Public Officials in South Carolina, 1685-1715 (Columbia, 1916), 270 an
J. H. Easterby, ed., The Journal of the Commons House of Assembly [volum
for 1742-1744] (Columbia, 1954), 72.
45. Easterby, ed., Journal [volume for 1745-1746] (Columbia, 1956), 64.
46. Easterby, ed., Journal [volume for 1748] (Columbia, 1961), 46-47.
47. R. Nicholas Olsberg, ed., Journal [volume for 1750-1751] (Columbia, 1974),
188, 326.
48. Terry W. Lipscomb and R. Nicholas Olsberg, eds., Journal [volume for 1751-
1752] (Columbia, 1977), 160-61.
49. Evidence of these difficulties appears in the Journal thorughout the 1740's and
1750's.
IV
50. On New York, see Greenberg, Crime and Law Enforcement, chs. 6-7.
51. See Greenberg, Crime and Law Enforcement and Spindel, "The Administra-
tion of Justice." Hull's dissertation was completed at Columbia University in 1981.
52. See, among other unpublished work, Phillip J. Schwarz, "Slave Criminality
and the Slave Community: Patterns of Slave Assertiveness in Eighteenth-Century
Virginia" (unpublished paper).
53. The details of these differences need not concern us here. However, three
examples may at least serve as cautions for future researchers. In my work on New
essay inevitably covers the subtle and significant shifts in crime and
justice that occurred in various jurisdictions over periods of less
than a century as well as those among geographic regions within a
given colony.
With these caveats entered and unspecified others apologized
for, however, the data presented here do require additional discus-
sion. In these concluding pages, I should like to address three issues.
After a brief attempt to draw together the disparate conclusions of
the extant literature, I would like to suggest what I take to be the
most critical questions that future research should address. Second,
something more needs to be said about the influence of external
social, economic, and political factors upon criminal justice systems
in the colonies. And third, the broader significance of law and courts
for social historians is also a question that deserves further
attention.
One sure generalization to be garnered from our review of re-
cent scholarship would seem to be that crimes against morality lost
importance in the eighteenth century in areas where they had been
significant in the seventeenth. David Flaherty suggested as much in
an important essay published in 1971, and the accumulated data
generally support his conclusions.54 Recent work also provides
geographic and chronological refinements to Flaherty's work, for it
suggests that such prosecutions were a luxury in which law en-
forcement officials indulged only when there was a relative paucity
of other, more threatening crimes of violence or against property.
The New England colonies demonstrated this point in the eighteenth
century as crimes against morality lost significance, while the
seventeenth-century histories of the other colonies prove the same
point since they rarely prosecuted morals offenses in that earlier era.
In addition, Maryland and Virginia provide additional evidence to
support this view because the preliminary data indicate that they be-
gan to prosecute morals offenses more frequently after about 1700.
If we were to draw patterns in still more general terms, we
would have to say that in eighteenth-century New England there
was some erosion of the extraordinary stability of the earlier period.
York, I calculated rates of both indictment and conviction on the basis of all criminal
prosecutions in a given area per 100,000 of total population per year. In David Flaher-
ty's work on Massachusetts, he has calculated indictment and conviction rates on the
basis of "serious" crime (that appearing before the Superior Court) only. Hoffer and
Scott, on the other hand, in their research on Richmond County, Virginia, have
computed indictment rates only (using only trials in the county court) against the
standard of 10,000 adult males per year. In order to compare these rates, therefore,
further computations must be undertaken (as in note 39 above, where I have con-
verted my New York data to Hoffer's and Scott's standard).
54. See David H. Flaherty, "Law and the Enforcement of Morals in Early
America," Perspectives in American History, 5 (1971), 209-53.
That is, the most critical influence upon institutions of law may be
the attitude of various social classes to the law itself. As Eugene
Genovese has observed in another context, the capacity of a legal
system to preserve "the wider social order and system of class rule"
depends not merely upon its control of the means of violence, but also
upon its "ability to present itself as the guardian of the interests and
sentiments of those being ruled."56 In other words, another way to
say that law enforcement is effective is to say that the law and its
institutions function, to use Genovese's Gramscian language,
"hegemonically." They survive not through terror, but through
their capacity to persuade large segments of society that their con-
tinued security and safety depend upon a given system of legal rules
and institutional mechanisms.
In an essay on "Property, Authority, and Criminal Law,"
Douglas Hay has applied a perspective similar to that outlined
above, and he has concluded that several aspects of English criminal
law in the eighteenth century helped to encourage respect for estab-
lished authority and deepened the power of the English ruling
class."' In particular, Hay highlights three aspects of the criminal
law as an ideological system: majesty, justice, and mercy. Briefly,
"majesty" refers to the rituals of the law, "justice" to its technical
and rule-bound nature, and "mercy" to the tendency of the legal
system to temper its harsh punishments with liberal pardons. All
three factors, Hay contends, helped to preserve values of deference
among the people of England. They were, in a phrase, the means of
"hegemony."
At present, it is impossible to apply a schema like Hay's sys-
tematically to all the American colonies. Fragmentary evidence does
suggest, however, that "majesty," "justice," and "mercy" all
made their appearance in early American criminal law and that they
were frequently associated with attempts to establish secure elite
control over political and social institutions. Of course, not all such
attempts were successful since ideology by itself is usually insuffi-
cient to establish social and political hegemony, and historians must
account for the other factors we have noted as having influenced the
operation of criminal law in the colonies. Nonetheless, the following
examples suggest that Hay's conclusions about England may have
significant parallels in the American colonies:
"Majesty"
Item: Court sessions in seventeenth-century New England
and in eighteenth-century Virginia were very elaborate affairs
56. Eugene D. Genovese, Roll, Jordan, Roll: The World the Slaves Made (New
York, 1974), 25.
57. Douglas Hay, "Property, Authority, and the Criminal Law" in Hay, et al.,
Albion's Fatal Tree, 17-63.
58. See Powers, Crime and Punishment and Roeber, "Authority, Law, and
Custom."
"Mercy"
Item: In seventeenth-century New Haven and Massa-
chusetts, the purpose of criminal tribunals was clearly not
punishment for its own sake. Rather, "mercy" was applied
generously when the court was assured that the accused had
made appropriate deference to the behavioral standards of the
community.63
Item: In eighteenth-century New York, Pennsylvania, and
Maryland, despite the formal institutionalization of the severe
penalties of English criminal law, pardons were liberally
granted much as they were in contemporary England.64
Examples are only examples, of course; and to demonstrate the
presence of "majesty," "justice," and "mercy" in early American
criminal law is not to demonstrate their function. Certainly, there
were variations from one jurisdiction to another, and it is equally
apparent that such practices did not always succeed in inculcating
deference or establishing social control. One New York official was
astounded to discover in 1756, for instance, that a man charged with
murdering the Sheriff of New York "had imbibed and strongly be-
lieved a common Error generally prevailing among the Lower Class
of Mankind in this part of the world that after warning the Officer to
desist and bidding him stand off at his Peril, it was lawful to oppose
him by any means to prevent the arrest."65 Thus, future studies will
have to come to terms not only with the "lessons" the criminal law
was designed to teach, but also with the extent to which those les-
sons were learned and applied in actual social behavior. As yet, we
know far too little about popular attitudes toward the law and legal
institutions, although such attitudes almost certainly had a critical
impact upon the hegemonic function of law in a given colony.
Perhaps we also need to think about law and courts in the col-
onies in even more general terms. Anyone who has looked even
briefly at a set of colonial court records knows that criminal cases
occupied only a very small portion of the court's time. In every
jurisdiction with which I am familiar, civil litigation was far more
common than criminal prosecution. Yet the study of litigiousness in
the colonies is even more retarded than the history of crime and law
enforcement. In a very important book, David Konig has recently
argued that the rise of litigation in seventeenth-century Essex
County, Massachusetts represented a sort of conquest of society by
63. See Faber, "Puritan Criminals" and Marcus, "Puritanism and Criminal
Punishment."
64. See Greenberg, Crime and Law Enforcement, 127-31; Fitzroy, "The Punish-
ment of Crime;" and Ashley Ellefson, "Pardons and Reprieves in Eighteenth-
Century Maryland" (unpublished paper).
65. Quoted in Greenberg, Crime and Law Enforcement, 160.
66. David Thomas Konig, Law and Society in Puritan Massachusetts: Essex
County, 1629-1692 (Chapel Hill, 1979).