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Conventional surgical-orthodontic approach with double-jaw surgery for a


patient with a skeletal Class III malocclusion: Stability of results 10 years
posttreatment

Article  in  American journal of orthodontics and dentofacial orthopedics: official publication of the American Association of Orthodontists, its constituent societies, and the American
Board of Orthodontics · July 2018
DOI: 10.1016/j.ajodo.2016.12.034

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CASE REPORT

Conventional surgical-orthodontic
approach with double-jaw surgery
for a patient with a skeletal Class III
malocclusion: Stability of results
10 years posttreatment
~o Julio da Cunha Filho,b and Susiane Allgayerc
Susana Maria Deon Rizzatto,a Luciane Macedo de Menezes,a Joa
Porto Alegre, Rio Grande do Sul, Brazil

This case report presents the treatment of a young man with a skeletal Class III malocclusion. He was treated
with a conventional surgical-orthodontic approach in which 2 jaw surgeries were performed. The esthetic facial
profile, pleasant smile, appropriate occlusion, and overall good treatment outcome remained stable 10 years af-
ter active orthodontic treatment. (Am J Orthod Dentofacial Orthop 2018;154:128-39)

A
lthough various types of skeletal and dental pro- be controlled by various orthodontic and surgical
files are associated with Class III malocclusions,1 procedures.17-20 After treatment, orthognathic surgery
the mandible is typically the aberrant skeletal patients benefit from an improved smile, more positive
component of the patient's craniofacial anomaly.2-6 esthetics, increased self-esteem, and consequently a bet-
The standard approach for adults with dentofacial ter quality of life.3,9,19,21-25
deformities is surgical-orthodontic treatment.2-9 Most Orthodontists and surgeons should be experienced,
dentofacial deformities requiring 2 jaw surgeries can be and teamwork is necessary to achieve the treatment ob-
corrected with conventional orthognathic treatment.10 jectives. The successful attainment of treatment goals
However, currently, some clinicians are again advocating was achieved for this patient with an interdisciplinary
surgery first to reduce treatment time and prevent wors- approach.20,23
ening of the profile during decompensation.2,3,8,11-14 This article describes the treatment of a Class III pa-
Proper evaluation of patients requires examination of tient including the combination of 2 jaw surgeries. Bilat-
facial soft and hard tissues.4 When planning surgery eral sagittal split osteotomy procedures were performed
for Class III patients, the lip position is an important to set back the mandible and correct the occlusal cant; a
point to consider.4,15-18 Many factors are involved in LeFort I osteotomy was performed for advancement and
lip protrusion, and the amount of protrusion can anterior inferior repositioning to correct the maxillary
anterior vertical tooth display, the smile anatomy, and
the fullness of the upper lip. The esthetics and occlusal
a
Department of Orthodontics, Pontifıcia Universidade Catolica do Rio Grande do
Sul, Porto Alegre, Rio Grande do Sul, Brazil.
results achieved and their stability are shown in a
b
Department of Surgery, Federal University of Rio Grande do Sul, Porto Alegre, 10-year follow-up. See Supplemental Materials for a
Rio Grande do Sul, Brazil; private practice, Porto Alegre, Brazil.
c
short video presentation about this study.
Department of Orthodontics, Associaç~ao Brasileira de Odontologia Seç~ao Rio
Grande do Sul, Porto Alegre, Rio Grande do Sul, Brazil; private practice, Lajeado,
Brazil. DIAGNOSIS AND ETIOLOGY
All authors have completed and submitted the ICMJE Form for Disclosure of Po-
tential Conflicts of Interest, and none were reported. A male patient, aged 19 years, came for orthodontic
Address correspondence to: Susiane Allgayer, Department of Orthodontics, Pon- treatment at the dental school in Associaç~ao Brasileira
tificial Catholic University, Av. Ipiranga, 6681, Predio 6, Sala 503, Porto Alegre,
Rio Grande do Sul, Brazil; e-mail, susianeallgayer@gmail.com; susiane. de Odontologia, Porto Alegre, Rio Grande do Sul, in
allgayer@acad.pucrs.br. Brazil with the chief complaint of the unesthetic
Submitted, July 2016; revised and accepted, December 2016. appearance of his teeth. He also complained of chew-
0889-5406/$36.00
Ó 2018 by the American Association of Orthodontists. All rights reserved. ing difficulties and impaired nasal function. He re-
https://doi.org/10.1016/j.ajodo.2016.12.034 ported that he had undergone orthodontic treatment
128
Rizzatto et al 129

Fig 1. Pretreatment facial and intraoral photographs. Facial photograph shows occlusal cant to the left.

when both maxillary first premolars were extracted 90 ). The Steiner26 (SNA angle, 86 ; SNB angle, 85 )
because of lack of space for the canines. The facial and McNamara27 analyses showed both maxillary and
photographs showed an increased lower facial third, a mandibular protrusion in relation to the cranial base
concave profile, and incompetent lips in a relaxed po- (Co-A, 102 mm; A-NPerp, 5 mm; Co-Gn, 145 mm;
sition.4,15-18 The upper lip was retruded by 1.5 mm, Pog-Nperp, 11 mm). A remarkable maxillomandibular
and the lower lip was protruded by 5 mm in relation discrepancy was noticed, with Co-A to Co-Gn of
to the S-line. The intraoral photographs and dental 43 mm, when the normal range is 30 to 33 mm. The
casts showed Class II molar and Class III canine measurements also highlighted an increased lower facial
relationships, 3.5-mm negative overjet, 1-mm overbite, height (82 mm). The panoramic radiograph showed all
and occlusal cant. The maxillary arch was relatively teeth, except for the third molars and maxillary first pre-
constricted, and a midline diastema could be seen. Pos- molars (Fig 3; Table).
terior and anterior crossbites, extending from the right
first molar to the left second molar, were associated
with the transverse maxillary deficiency (Figs 1 and 2). TREATMENT OBJECTIVES
The cephalometric analysis showed a Class III jaw- The treatment objectives were to (1) correct the max-
base relationship (ANB angle, 1 ; Wits appraisal, illomandibular discrepancy to obtain a normal occlu-
7 mm). The maxillary incisors were relatively well posi- sion, (2) resolve the crossbite, and (3) achieve ideal
tioned, whereas the mandibular incisors were protruded overjet and overbite, thus improving function and es-
(1: NA, 6 mm and 19 ; 1: NB, 10 mm and 32 ; IMPA, thetics.

American Journal of Orthodontics and Dentofacial Orthopedics July 2018  Vol 154  Issue 1
130 Rizzatto et al

Fig 2. Initial dental casts.

Fig 3. Initial panoramic radiograph, lateral cephalometric radiograph and tracing, and posteroanterior
cephalometric radiograph and tracing.

July 2018  Vol 154  Issue 1 American Journal of Orthodontics and Dentofacial Orthopedics
Rizzatto et al 131

4. Conventional surgical-orthodontic approach. Double-


Table. Cephalometric summary
jaw surgeries would combine bilateral sagittal spilt
10-year osteotomy to set back the mandible with LeFort I
Measurement Norm Pretreatment Posttreatment follow-up osteotomy for advancement and inferior repositioning
SNA ( ) 82 86 84 84
of the maxilla.5,23,31,32
SNB ( ) 80 85 80 81
ANB ( ) 2 1 4 3
1-NA (mm) 4 6 4 6
TREATMENT PROGRESS
1:NA ( ) 22 19 18 22
1-NB (mm) 4 10 7 7 Before orthodontic treatment, the patient was
1:NB ( ) 25 32 26 30 referred to an oral surgeon (J.J.C.F.) for a clinical exam-
1:1 ( ) 131 129 133 126
ination. Based on the diagnostic data and according to
Occl:SN ( ) 14 15 13 13
GoGn.SN ( ) 32 33 37 33 the patient's and parent's decision, the fourth treatment
S-LS (mm) 0 1.5 0 1 plan was chosen.
S-LI (mm) 0 5 3 2 Before orthognathic surgery, the maxillomandibular
y-axis to FH ( ) 59.4 59 60 60 tooth axes were improved during preoperative ortho-
NPog.FH ( ) 87.8 94 92 91
dontics by fixed edgewise appliances with
Angle of 0 1 4 2
convexity ( ) 0.022 3 0.028-in slot brackets in both arches (Fig 4).
Wits (mm) 1.17 7 1 1 In the maxillary arch, a typical sequence of archwires,
FMA ( ) 25 28 30 29 starting with 0.0175-in coaxial, followed by 0.014-in,
FMIA ( ) 65 62 63 58 0.016-in, 0.018-in, 0.020-in, and 0.019 3 0.025-in
IMPA ( ) 90 90 87 92
stainless steel archwires (3M Unitek, Monrovia, Calif),
Nasolabial 102 109 110 110
angle ( ) was used. The mandibular arch followed the same
A-NPerp (mm) 1 5 4 2 sequence of archwires to eliminate crowding and pro-
Co-A (mm) 102 104 104 vide alignment and leveling. The anterior maxillary dia-
Co-Gn (mm) 145 138 138 stema was closed with 0.019 3 0.025-in stainless steel
ALFH (mm) 82 81 81
archwires with sliding mechanics.
Pog -NPerp 2.2 11 4 3
(mm) Subsequent impressions were obtained to evaluate
the intercuspation and simulate the surgical movements.
ALFH, Anterior lower facial height; Occl:SN, occlusal plane angle. After cast surgery and predictive tracing, it was planned
to perform a 1-mm maxillary advancement with a slight
TREATMENT ALTERNATIVES posterior impaction, which led to 8 mm of inferior repo-
sitioning of the anterior part of the maxilla (anterior
The following alternatives were presented to the pa-
nasal spine), and an 8-mm mandibular setback. The pa-
tient and his parents.
tient received 0.020 3 0.025-in rectangular archwires
1. Maxillary expansion followed by maxillary protrac- with clipped hooks (TP Orthodontics, LaPorte, Ind) and
tion with a facemask. Little or no orthopedic maxil- postoperative recommendations (Figs 4-6).
lary response could be expected because the patient Surgery was performed including bilateral sagittal
was already 19 years old.6,28 In addition, his strong split osteotomy to achieve the planned mandibular posi-
mandible required reduction to improve his profile. tion and also for mandibular centering. Next, the
2. Surgically assisted rapid maxillary expansion fol- segmented LeFort I maxillary osteotomy with advance-
lowed by maxillary protraction with a facemask.29 ment and posterior impaction was performed. Titanium
The Steiner26 SNA and McNamara27 analyses miniplates were used for rigid internal fixation.
showed maxillary protrusion in relation to the cranial After surgery, the patient was monitored closely for
base at pretreatment; therefore, this approach would 1 month and was then referred for postsurgical ortho-
worsen the profile. Moreover, the patient did not dontics. At that point, with the same archwires placed,
want 2 separate surgeries for surgically assisted rapid he wore light posterior vertical elastics full time for
maxillary expansion and mandibular setback.2,3 3 months. The postoperative stage aimed at finalization;
3. Surgery first. This was not common 10 years ago, therefore, coordination of the maxillary and mandibular
when this patient came to our clinic; also, studies arches was followed by finishing and detailing of the oc-
suggested that it was less stable than conventional clusion. After a total treatment time of 48 months, all
orthognathic surgery for mandibular progna- brackets were debonded. A wraparound retainer was
thism.30 placed in the maxillary arch, and a lingual retainer was

American Journal of Orthodontics and Dentofacial Orthopedics July 2018  Vol 154  Issue 1
132 Rizzatto et al

Fig 4. Presurgical facial photograph of mandibular asymmetry and intraoral photographs showing the
0.020 3 0.025-in rectangular archwires with clipped hooks.

Fig 5. Presurgical dental casts.

bonded in the mandibular anterior segment. From this before treatment. The posttreatment photographs of
moment on, the patient was placed in a retention control the patient and his smile confirmed that good esthetic
program with periodic visits (Figs 7-10). and facial results and dental relationships were achieved.
Posttreatment intraoral photographs and dental casts
TREATMENT RESULTS showed bilateral Class II molar and Class I canine rela-
This interdisciplinary approach to manage the tionships with good interdigitation of the lateral seg-
occlusal and esthetic discrepancies in this patient al- ments, competent lips, and ideal overjet and overbite
lowed the team to achieve all objectives established (Figs 7 and 8).

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Rizzatto et al 133

Facial and dental deformities impair mastication, speech,


and swallowing and affect the person's social behavior
in many aspects,9 thus affecting the entire spectrum
that constitutes quality of life.8,19,21,22,25 Esthetics
motivates patients with dentofacial deformities to
seek orthodontic treatment and guides the indication
of orthognathic surgery as a treatment alternative
(Fig 1).33-35 Knowledge of the patient's chief complaint
and expectations, and proper diagnostic examinations,
are important factors in determining the ideal treatment
plan and achieving the final treatment outcome among
the alternatives.26
Proper diagnosis begins with the facial soft tissues and
skeleton, followed by intraoral evaluations of teeth and
their relationship with the lips and respiratory condi-
tions.4,24 Examination of the facial skeleton indicates
maxillary or mandibular dysmorphia, including horizontal
and vertical skeletal deformities (Fig 1).4 Facial beauty is
a subjective concept, and treatment cannot be based
only on cephalometric or facial normative values, which
Fig 6. Presurgical lateral cephalometric radiograph.
are the objective methods available for clinicians as a start-
ing point (Table).4,24 Arnett and Gunson15 suggested that a
The panoramic radiographs confirmed the correct par- combination of clinical, facial, and soft tissue cephalomet-
allel root positioning, and the radiographs, cephalometric rics is effective at guiding the treatment of occlusion and
tracings, and superimpositions confirmed the dental and face in the 3 planes of space for an improved esthetic
skeletal changes after treatment (Figs 9 and 10). outcome. They also added 7 steps that are involved in
The most significant cephalometric changes were the the cephalometric treatment planning to optimize the
8-mm mandibular setback (Fig 10) and the maxillary facial and occlusal results: (1) correct the torque of the
posterior impaction, which led to the 8-mm inferior re- maxillary incisors, (2) correct the torque of the mandibular
positioning of the anterior nasal spine (Fig 10, A and B). incisors, (3) position the maxillary incisor (LeFort I), (4)
As a result, the ANB angle increased from 10 to 40 , autorotate the mandible to 3 mm of overbite, (5) move
and the Wits appraisal increased from 7 to 1 mm. the mandible to 3 mm of overjet, (6) set the maxillary
Not only both jaws improved their positions (Co-A, occlusal plane, and (7) assess chin projection and height.15
104 mm; A-NPerp, 4 mm; Co-Gn, 138 mm; Pog–Nperp, In adult patients with skeletal Class III, the outcome may
4 mm), but also the maxillomandibular discrepancy not always be successful with orthodontic therapy alone,
decreased (Co-A to Co-Gn, 34 mm). All measurements and a surgical approach for correction of dentofacial defor-
were near average values, thus straightening the profile mities is usually the treatment of choice.3,15,22,29,31,36-39 A
(Fig 10; Table). simple surgery may not produce the necessary facial
The superimposition showed improvement in the changes for some patients, as for this one.10,40 Because
positioning of the maxillary and mandibular incisors the anteroposterior prognathism had the greatest
(1:NA, 4 mm and 18 ; 1:NB, 7 mm and 26 ; IMPA, negative impact on facial esthetics in our patient, it was
87 ) (Fig 10, B and C; Table). Furthermore, a more decided to perform setback in the mandible4,36,39
harmonious facial profile was obtained (Figs 10, A, and combined with maxillary repositioning,2,10,16 thus solving
13); the upper lip was 0 mm, and the lower lip was his main problems: mandibular prognathism, concave
3 mm in relation to the S-line (Figs 10, A). The patient profile, and deficient smile (Fig 1). The orthognathic sur-
gained balanced respiratory and lingual functions. The gery straightened the profile (Figs 7 and 10, A), improved
retention records obtained 10 years after debonding the smile (Figs 1 and 7) and respiratory function,
showed generally stable results (Figs 11 and 12). increased his self-esteem and thus the quality of
life.8,19,21,22,24
DISCUSSION Ellis and McNamara1 found that the typical adult
Patients with dentofacial deformities have a disadvan- with a Class III malocclusion clinically appears to have
tage in society because of low self-esteem, decreased a midface deficiency. Most of this deficiency has been
confidence levels, and associated physiologic problems. attributed to the soft tissue draping effect of a protruded

American Journal of Orthodontics and Dentofacial Orthopedics July 2018  Vol 154  Issue 1
134 Rizzatto et al

Fig 7. Posttreatment facial and intraoral photographs. Notice the occlusal relationship with the social-
spontaneous smile.

Fig 8. Posttreatment dental casts.

July 2018  Vol 154  Issue 1 American Journal of Orthodontics and Dentofacial Orthopedics
Rizzatto et al 135

Fig 9. Posttreatment lateral radiograph, lateral cephalometric radiograph and tracing, panoramic
radiograph, and periapical radiographs.

mandible, in which the inferior origin of the orbicularis On the other hand, Ackerman and Ackerman16 stated
oris musculature is anteriorly located, giving a flat that surgical correction of a Class III malocclusion in-
appearance to the face (Fig 1). In accordance with this cludes maxillary advancement, inferior repositioning,
previous statement, Lira et al7 added that the middle and clockwise rotation. In addition, rotation of the max-
facial third is influenced by the lower facial third. The illomandibular complex is a valuable alternative to
dentoskeletal mandibular changes cause a greater effect obtain satisfactory esthetic results.10,32 In accordance
on the profile, as in this patient, in which the setback re- with these treatment principles, in our patient the
sulted in a decrease in the anteroposterior position of B maxillary occlusal plane was steepened; note the effect
point (Steiner SNB angle 80 and Steiner ANB angle on anterior tooth display (Figs 1 and 7). We also
4 ),26 a decrease in maxillomandibular discrepancy established an age-appropriate vertical anterior tooth
(Co-Gn, 138 mm; Co-A to Co-Gn, 34 mm), and retrac- display, with the smile arc curve parallel to the inner con-
tion at Pog-Nperp (4 mm), in addition to improvement tour of the lower lip, which is the goal for beauty.16,24 As
in the anteroposterior position of the mandibular inci- is often said, “In a youthful smile, 75-100% of the
sors (1:NB: 7 mm and 26 ; IMPA, 87 ). When the incisors maxillary central incisors should be positioned below
are upright, the lower lip is retracted and the deep sulcus an imaginary line drawn between the commissures”
is reduced, achieving concordant lip position (Fig 7).17 (Fig 7).16
Furthermore, since the upper lip achieved 0 mm and To maximize the stable postoperative occlusion,
the lower lip achieved 3 mm in relation to the S-line conventional surgical-orthodontic treatment includes
(Figs 9 and 10, A; Table),38 a more harmonious facial preoperative orthodontics for dental decompensa-
profile was achieved, confirming the statement in a pre- tion.2,3,5,10,13,23,30,37,39 In this context in our patient,
vious study: “Mandibular dentoskeletal measurements appropriate decompensation (Fig 4) provided surgical
showed a greater correlation with the profile.”7 correction without limitation (Fig 5),23 and orthognathic

American Journal of Orthodontics and Dentofacial Orthopedics July 2018  Vol 154  Issue 1
136 Rizzatto et al

Fig 10. Superimposition tracings before treatment (black line) and after treatment (red line) according
the American Board of Orthodontics directions: A, cranial base superimposition to evaluate surgical
changes in bone and soft tissues; B, maxillary superimposition; C, mandibular superimposition to eval-
uate tooth movement, extrusion and incisor repositioning; and D, superimposition, with the sella-nasion
plane parallel and at the articular point to evaluate the quantity of mandibular setback.

surgery improved the facial esthetics and provided orthodontic treatment aims to provide support to aid the
good bone-base relationships to support the teeth surgical stability and achieve detailing of the occlusion.
(Figs 7-10).16,17,19 However, worsening of the facial Finally, regarding the interdisciplinary approach, the
profile during long-term presurgical orthodontics is a orthodontist and the surgeon should communicate on
limitation (Fig 6).8,9,30 To avoid this part of the the progress toward surgery throughout the presurgical
treatment, some authors have suggested a surgery-first orthodontic treatment stage. In addition, both clinicians
procedure in recent years.13,14 However, it is difficult should agree on the presurgical tooth alignment and the
to match the dentition without proper orthodontic desired jaw position after surgery.3,30 Surgeons should
decompensation before surgery, especially when dental consider the preoperative soft tissue characteristics of
alignments do not coordinate well between the 2 their patients to help predict the soft tissue changes
arches. This could lead to underestimation of the (Fig 13),38 mainly the length and fullness of the lips,
magnitude of surgery required for the best skeletal when determining the ideal position of teeth (Fig 1).4
harmony.2 Moreover, the postsurgical occlusion is Ultimately, surgery can be used to treat different types
unstable, and its influence on relapse has not been of deformities with excellent results. Complications are
fully investigated.2,8,30 Conversely, when orthodontic rare when surgery is done by well-trained and experi-
mechanics are performed preoperatively, the postoperative enced oral and maxillofacial surgeons in well-equipped

July 2018  Vol 154  Issue 1 American Journal of Orthodontics and Dentofacial Orthopedics
Rizzatto et al 137

Fig 11. Facial and intraoral photographs at the 10-year follow-up.

Fig 12. Dental casts at the 10-year follow-up.

American Journal of Orthodontics and Dentofacial Orthopedics July 2018  Vol 154  Issue 1
138 Rizzatto et al

SUPPLEMENTARY DATA
Supplementary data related to this article can be
found online at https://doi.org/10.1016/j.ajodo.2016.
12.034.

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American Journal of Orthodontics and Dentofacial Orthopedics July 2018  Vol 154  Issue 1
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