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As two typical layered nickel-rich ternary cathode materials, NCA and NCM are expected to be
commercialized in lithium-ion power batteries. However, there is still a lack of systematic research on
the pros and cons of these two nickel-rich materials in industry. Herein, LiNi0.85Co0.1Al0.05O2 and
LiNi0.8Co0.1Mn0.1O2 were synthesized by the co-precipitation method. It is found that
LiNi0.85Co0.1Al0.05O2 delivers a better cycling stability than LiNi0.8Co0.1Mn0.1O2, even with a higher nickel
content. Characterization of the internal structure and the chemical composition of materials after
cycles indicated serious Mn dissolution in LiNi0.8Co0.1Mn0.1O2 during the long cycles. The Mn dissolution
will lead to more serious Li/Ni mixing and Ni dissolution, which would finally cause the worse structural
stability of LiNi0.8Co0.1Mn0.1O2. Besides, first principles calculations were used to calculate the difficulty
of generating oxygen vacancies in LiNi0.85Co0.1Al0.05O2 and LiNi0.8Co0.1Mn0.1O2 during cycling, and the
result showed that the formation energy of vacancy defects of O adjacent to the dopant atoms in the Al
Received 6th February 2021
Accepted 10th May 2021
doped structure is higher than that of the Mn doped structure. The existence of oxygen vacancies
provides a channel for the migration and dissolution of transition metal atoms. Finally, it is calculated and
DOI: 10.1039/d1ta01128f
proved that the Al–O bonding stability under the TM–O octahedral coordination system is much greater
rsc.li/materials-a than the Mn–O bonding stability.
13540 | J. Mater. Chem. A, 2021, 9, 13540–13551 This journal is © The Royal Society of Chemistry 2021
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process, O will be precipitated owing to the charge conservation NCA and NCM as the next-generation cathode materials of
of the material, which will cause the destruction of the material lithium-ion power batteries in commercial applications are
structure.8,9 In addition to the above three internal structural explained, respectively.
damage mechanisms, another main reason for the decline of
nickel-rich materials is the serious side reactions on the surface
Results and discussion
during the cycles. The high oxidation state Ni4+ remaining on
the material surface in the high delithiation state can oxidize Differences in electrochemical performance of NCA8515 and
the electrolyte to generate electrochemically inert by-products NCM811 during long cycles at 55 C
and corrosive acids, resulting in a sharply raised impedance Fig. 1 shows the long-term cycling performance of NCA8515 and
of the material/electrolyte interface and further corrosion of the NCM811 in lithium metal half-cells. It can be seen from Fig. 1(a)
material surface, which can promote the dissolution of transi- that the capacity retention rates of NCA8515 and NCM811 are
tion metals in the material and produce more inactive 57% and 44% aer 500 cycles at 55 C with 0.5C rate, respec-
substances.10,11 Although many scholars have done a lot of tively. Obviously, the capacity of NCM811 decays faster than
research studies on the decline mechanism of nickel-rich NCM that of NCA8515, but the coulomb efficiencies of the two
and NCA in recent years, most of the studies are biased towards materials remain above 95%. The median voltage of NCA8515
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the study of the two materials separately, and there are few and NCM811 at the beginning of discharge is above 3.77 V, and
studies that link these two materials to carry out a comparative the voltage attenuates to 0.2427 V and 0.2794 V aer 500 cycles,
systematic study. As a result, there is still erce debate in respectively. The platform voltage retention ability of NCA8515
industry about which nickel-rich material is a more suitable is better than that of NCM811, as shown in Fig. 1(b). Fig. 1(c)
cathode for the next-generation lithium-ion power batteries. and (d) show the interval charge–discharge curves of the two
Wangda Li et al.12 studied the long-term cycling stability of materials during 500 cycles at 55 C. It can be seen that the rst
LiNi0.8Co0.15Al0.5O2 and LiNi0.7Co0.15Mn0.15O2 in a graphite full charge–discharge capacities of NCA8515 are 212.4 mA h g1 and
battery system. It is found that LiNi0.8Co0.15Al0.05O2 with 198.8 mA h g1 which are higher than those of NCM811 due to
a higher nickel content has better stability during long-term the higher nickel content. Aer 500 cycles, the capacity of
charge and discharge cycles. However, the thermodynamic NCA8515 and NCM811 decayed to 112.6 mA h g1 and
and kinetic factors that produce the difference in the stability of 110 mA h g1, respectively, with a discharge capacity loss of
the two materials have not been studied in depth. In this work, 88.8 mA h g1 aer long cycles. While the rst charge and
it is also found that the long-term cycling stability of nickel-rich discharge capacities of NCM811 at high temperature are
NCA with higher nickel content is better than that of nickel-rich 197.7 mA h g1 and 190.9 mA h g1, the charge and discharge
NCM. This gives us a revelation worth pondering that the capacities aer 500 cycles are 85.7 mA h g1 and 84.1 mA h g1,
stability of NCA may be better than that of NCM with the same respectively, with a capacity loss of 106.8 mA h g1 aer cycles.
nickel content in long-term cycling. In terms of elemental It is worth noting that although NCA8515 has a higher nickel
composition, both these materials have Ni and Co, and the content than NCM811, it has better stability than NCM811
difference is most likely caused by the difference in the role of Al during cycles. This is inconsistent with the conclusions of
and Mn. numerous current research studies, because it is generally
In order to further explore the gaps le by academics and
resolve the current disputes regarding nickel-rich cathode
materials in the lithium-ion battery industry, a comparative test
has been designed to investigate the stability of LiNi0.85Co0.1-
Al0.05O2 (NCA8515) and NCM811 materials at high temperature
and under long cycles. Under the common voltage window of
a half-cell system (2.7–4.3 V vs. Li+/Li) for 500 charge–discharge
cycles, it is found that NCA8515 delivers a better cycling stability
than NCM811 even with higher nickel content. Based on this
anomalous phenomenon, this work explores the reasons for the
difference in the structural stability of the nickel-rich NCA and
NCM during cycles in terms of the elemental composition and
crystal microstructure. In this process, eld emission scanning
electron microscopy (SEM), X-ray diffractometry (XRD), cold
eld emission transmission electron microscopy (TEM),
inductively coupled plasma-optical emission spectroscopy (ICP-
OES), X-ray photoelectron spectroscopy (XPS), and density
functional rst-principles calculations have been utilized to
Fig. 1 Long-term cycling performance of NCA8515 and NCM811 in
study the mechanism of structural degradation of NCA8515 and
lithium metal half-cells. Evolution of (a) specific discharge capacity and
NCM811 materials during cycling. Finally, thermodynamic (b) medium charge and discharge voltages over 500 cycles, and (c and
structural stability differences between the two nickel-rich NCA d) voltage profiles at the 1st, 100th, 200th, 300th, and 500th cycles at
and NCM materials are found, and the advantages of nickel-rich 55 C, 0.5C rate. 1C is equal to 180 mA g1.
This journal is © The Royal Society of Chemistry 2021 J. Mater. Chem. A, 2021, 9, 13540–13551 | 13541
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believed that the higher the Ni content in a nickel-rich material, illustrations in Fig. 2(b) and (c), it can be seen that the
the more unstable the structure of the material.13,14 In this work, increased Rct value in the low-frequency region is much larger
NCA8515 and NCM811 have the same Co content, and the main than the Rf in the high-frequency region. Obviously, the
reason for the difference in stability of the two materials may be impedance of the half-cell corresponding to the two materials is
related to the difference in the effects of Mn and Al. mainly Rct's contribution during the long cycles, indicating that
EIS impedance spectroscopy was used to describe the NCM811 can produce a thicker electrochemically inert layer on
dynamic process of the cathode/electrolyte interface during its surface during cycles, which may be related to the phase
battery cycles.15 Fig. 2 shows the impedance of NCA8515 and change of the material surface. Fig. 2(d) shows the impedance
NCM811 aer the rst, 200, and 500 discharges with a voltage simulation values of the two samples under different cycles,
window of 2.7–4.3 V at 55 C. The impedance spectrum is corresponding to the results of Fig. 2(a)–(c).
composed of a small semicircle in the high-frequency region
and a semicircle in the low-frequency region. The semicircle in The dQ/dV curve reects the subtle changes in the charge
the high-frequency region represents the active material contact and discharge platform of the material. It reveals the relation-
impedance (Rf), including the lm impedance of the active ship between the phase change and voltage of the material
material surface and the contact impedance of the material during the cycles. Generally, a nickel-rich ternary material's
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particles, conductive carbon and current collector. The low- capacity platform is caused by the change in the valence of the
frequency region is the charge transfer resistance (Rct) of the transition metal ions in the material, and the price change of
interface between the material and electrolyte, including the metal ions is directly related to the phase change of the mate-
transfer resistance of the charge and ions at the material/ rial.18 Fig. 3 shows the dQ/dV curves of NCA8515 and NCM811 at
electrolyte interface.16 Fig. 2(a) shows the impedance of the a voltage window of 2.7 V to 4.3 V. Fig. 3(a) and (b) show the rst,
two materials at the completion of the rst discharge. It can be second, third, and seventh time differential capacity curves of
seen that the Rf of NCM811 is slightly larger than that of the activation process of the two samples with an activation rate
NCA8515, which may be related to the byproducts produced of 0.1C. It is found that the phase change will occur from
from the reaction between the material and electrolyte during hexagonal H1 to monoclinic M and from hexagonal H2 to H3 in
the rst cycle. The slightly smaller Rct of NCM811 may be due to the rst two cycles, therein, the phase change from H1 to M is
the doping of Al in NCA8515 which leads to a lower electronic reversible, while the phase change from H2 to H3 is partially
conductivity, so a larger charge transfer resistance is reected at irreversible.19,20 Moreover, it can be seen from Fig. 3(a) and (b)
the interface between the material and electrolyte.17 Fig. 2(b) that the peak shi during the rst and second charging of
and (c) show the two materials' impedance tests aer 200 and NCM811 is larger than that of NCA8515, indicating that
500 cycles of discharge. It is found that the Rf and Rct of NCM811 NCM811 has a slight overcharging phenomenon during the rst
increase faster than those of NCA8515. Aer 200 cycles, the Rct charging. This result may be related to the different ratios of
of NCM811 is much greater than that of NCA8515. The Rf values transition metal elements in the two samples. The capacity
of NCM and NCA show no obvious difference, indicating that platform of the two samples remains unchanged from the third
the charge transfer ability of the material/electrolyte interface of to the seventh cycle, indicating that the phase changes of the
NCM811 decreases more severely than that of NCA8515 during two samples tend to be stable, and the reversibility performance
long cycles at high temperature. Combined with the
13542 | J. Mater. Chem. A, 2021, 9, 13540–13551 This journal is © The Royal Society of Chemistry 2021
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is improved. Fig. 3(c) and (d) show the differential capacity Fig. 4(a), (b), (e), and (f), the morphologies of the two samples
curves of the two samples at the 8th cycle of adjusting the are very similar before the cycling. It can be seen that the two
magnication, the 9th cycle at 55 C, and the subsequent 10th, samples’ particles are secondary particles with a particle size of
11th, 209th, and 509th cycles. It is found that the phase tran- around 10 mm with a complete shape and good sphericity. Aer
sition of the two samples from the hexagonal H1 phase to the 500 cycles, the secondary particles of these two samples have
monoclinic M phase near 3.6 V and from the hexagonal H2 to cracks or are even broken. In comparison, the NCM811 (Fig. 4(c)
H3 phase near 4.2 V increased slightly aer sub-adjusting the and (d)) particles are broken more slightly than NCA8515
rate at the 8th cycle.21 However, the increase degree of NCA8515 particles (Fig. 4(g) and (d)). The possible reason for faster
is greater than that of NCM811, which may be related to the capacity decay of NCM811 under high temperature and long
higher Ni content in NCA8515. In the 9th cycle, high tempera- cycles may be its more serious irreversible cracks and particle
ture is used, compared with the 10th and 11th cycles, and the breakage. The secondary particle nickel-rich material synthe-
peak intensities of NCA8515 near 3.6 V and 4.2 V are almost the sized by the co-precipitation method will show internal cracks
same, indicating that the state of deintercalation of NCA8515 in the particles due to the volume shrinkage and expansion
under the high temperature is almost the same as that of during the charge and discharge process. Previous mainstream
normal temperature with no signicant phase transition, while reports revealed that the internal cracks of NCM/NCA materials
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the phase transition of the NCM811 material around 3.6 V and are caused by the accumulation of internal grain boundary
4.2 V is more obvious. Taking into account the lower Ni content defects in the secondary particles during long cycles.23 But
and the same Co content of NCM811, it is believed that the recent studies have shown that the long cycle is not the main
different electrochemical performances of these two samples in factor which promotes the generation of internal cracks.
the rst cycle at high temperature may be the result of the slight Internal cracks will occur due to lattice expansion during the
structural stability difference between the two materials being rst charging process and become more serious with the
amplied under the fast kinetic process. Furthermore, from the deepened charging depth. The initial crack is reversible and will
differential capacity curves of the 200th and 500th cycles at high gradually close during the discharge process, but the long cycle
temperature, it can be seen that the voltage plateaus of the two mainly affects the reversibility of the crack.24 Besides, irrevers-
samples are both polarized during the cycling process.22 ible cracks will extend along the inside to the surface of the
However, the polarization of NCM811 is more serious than that material, leading to the entry of the electrolyte which causes
of NCA8515, which shows that the structural stability of more severe material/electrolyte interface side reactions. As
NCM811 is worse than that of NCA8515 during high tempera- a result, the impedance increases sharply, and the contact of the
ture and long cycles. particles distributed inside the material will be lost due to the
lack of conductive substances, resulting in inability to provide
The mechanism of the difference in stability between capacity.25 The occurrence of irreversible cracks is directly
NCA8515 and NCM811 during long cycles related to the stability of the internal boundary of the material.
The more serious particle fragmentation phenomenon of
Fig. 4 shows the SEM images of the electrode slices of NCM811
NCM811 shows that the stability of the internal grain boundary
and NCA8515 materials before and aer 500 cycles. As shown in
during the high temperature and long cycle process is far worse
than that of NCA8515. The reason for this phenomenon may be
that the primary grain surface layer of NCM811 can produce
a more serious irreversible phase change layer, which needs to
be further conrmed in the subsequent characterization.
Although it is suspected that an irreversible phase change layer
will appear on the grain surface of the material aer a long
cycle, it is considered that the content of the phase change layer
in the entire material is minimal, so the main structure of the
two materials may still be unchanged aer the long cycle.12 It is
still a layered structure with the space group R3 m, which can be
seen from the cracking degree of the (006)/(012) peak in the XRD
continuous fast-scan spectrum.26 In addition, as shown in
Fig. 4(i) and (j), the increased ratio of (003) and (104) peak
intensities indicates that the cation mixing of the two materials
increases aer long cycles,27 but in the NCM811 material, it is
more serious. Continuous XRD quick trace can only provide
a simple qualitative analysis of the material structure, and the
quantitative analysis of its delicate structure is carried out in the
following characterization.
Fig. 4 NCA8515 (a–d and i) and NCM811 (e–h and j) materials before
the cycles (fresh pole piece; a, b, e and f) and after 500 cycles (c, d, g Fig. 5 is the Rietveld renement processing results of the
and h). SEM image and XRD surface distribution of the secondary XRD slow point scan data of NCA8515 and NCM811 materials
particles of the pole piece material. before and aer 500 cycles. It can be seen that the main phase
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Fig. 5 Rietveld refinement maps of XRD stepwise slow scan data for NCA8515 and NCM811 before and after 500 cycles: (a) and (c) represent the
original material; (b) and (d) represent the material after the cycles; the black cross, red line and blue line represent the directly observed data
points, calculated fitting data points, calculation results and error of the observed results, respectively. The light green line represents the Bragg
position of the R3m space group.
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structure of the two materials has not changed aer the cycles. generation of lithium vacancies may be the result of the disso-
Both of them show a layered structure with the R3 m space lution of transition metal elements caused by the changed
group, which is consistent with the conclusion of the previous chemical environment of the oxygen atoms at both ends of the
XRD quick scan data. This is in line with the current main- lithium layer, thereby promoting the migration of Li+ to the TM
stream conclusion of phase transition research studies on site. From the rened results in Table 1, it can be seen that the
nickel-rich ternary cathode materials: the phase transition Li-occupied Ni site defect in NCA8515 (6.1%) is much smaller
mainly occurs on the material surface during the cycles. The than that in NCM811 (9.4%) aer the long cycles, indicating
renement results revealed the changes in the lattice parame- that there may be more serious transition metal element
ters of the two materials before and aer the cycles. It is found dissolution in NCM811. In addition, the full width at half
that the lattice parameters a and c of the fresh NCA8515 and maximum (FWHM) of the (003) and (104) diffraction peaks of
NCM811 are similar. Aer the cycles, the lattice parameter NCM811 aer cycling increased more obviously than that of
a showed a slight decrease with the amplitudes of 0.01442 Å and NCA8515. The increased FWHM indicates that the crystallinity
0.01636 Å, respectively. The lattice parameter c increases of the material decreases during the cycles accompanied by the
signicantly with the increasing amplitudes of 0.0231 Å and destructed lithium-ion insertion sites in the crystal lattice as
0.05394 Å aer cycles, as shown in Table 1. It can be seen that well as the irreversible lithium-ion migration.12
the lattice parameter c of NCM811 and NCA8515 has increased Fig. 6 shows the high-resolution TEM images and selected
drastically aer the long cycling process. This may be the actual area electron diffraction (SAED) images along the h010i direc-
reason for the volume expansion of the material during the tion of a part of the NCA8515 and NCM811 secondary particle
cycling process,28 which is consistent with the previous SEM section aer cycles. It is found that the thickness of the Fm3 m
characterization results. NCM811 has a more serious volume rock salt layer (hexagonal H3 phase) below the surface of the
expansion effect during the cycles. NCA8515 and NCM811 also primary NCA8515 particles reaches 30–40 nm, as shown in
have a signicant difference in the values of the lattice param- Fig. 6(a–c). Fig. 6(d) is the Fourier transform images of different
eter c/a before and aer the cycles, which increased by 0.0331 micro-regions. As shown in Fig. 6(d), an obvious boundary layer
and 0.0471 aer 500 cycles, respectively, as shown in Table 1. In between the rock salt phase and the R3 m layered phase
general, the value of c/a directly reects the degree of distortion (hexagonal H1 phase) can be observed near 40 nm depth, and
of the lattice. The increased c/a value indicates that the material a small amount of the Fm3 m spinel phase (hexagonal H2 + H3
lattice has been stretched irreversibly along the direction phase) area runs through their boundary layers. Almost all the
perpendicular to the plane of the Li layer. This irreversible regions below 40 nm show obvious lattice fringes, indicating
stretch is related to the generation of lithium vacancies in the that these regions are layers without phase change states
material during the lithium insertion process.29 Hence, the (Fig. 6(e)). The arrangement of h006i, h003i and h101i points in
NCM811 material has a greater degree of lithium vacancy the SAED image also proves the existence of the Fm3 m region
generation than the NCA8515 material aer long cycles. The 30
above 40 nm and the R3m region below 40 nm, as shown in
Table 1 The lattice parameters of the XRD data of NCA8515 and NCM811 materials before and after 500 cycles after Rietveld refinement
13544 | J. Mater. Chem. A, 2021, 9, 13540–13551 This journal is © The Royal Society of Chemistry 2021
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Fig. 6(c) and (e). In the same way, it is found that the thickness
of the rock salt phase layer below the surface of the NCM811
material reaches 50–60 nm aer cycles. A wide range of rock salt
phases and spinel phases can be observed at 50 nm or even
deeper without an apparent layered phase boundary layer.
However, the neatly arranged lattice fringe regions without
phase change can be observed in the region below 60 nm.
Obviously, the rock salt phase layer formed on NCM811 is
thicker than that on NCA8515 aer cycling. The rock salt phase
results from transition metal atoms occupying lithium sites,
which is essentially a phenomenon of atom migration caused by
atomic vacancies. Aer the atoms of the transition metal layer
occupy the lithium layer, the Li+ transmission will change from
two-dimensional to one-way one-dimensional transmission.
The lithium-ion transmission efficiency will be reduced seri-
ously, which will cause severe capacity degradation.31 The
difference in performance between the two materials aer the
cycles is related to the stability of their respective structures.
From the perspective of the composition of the two materials, Fig. 7 The SEM-EDS line scan images (a–d) of the secondary particle
section of NCA8515 and NCM811 after 500 cycles and the STEM
the two materials have the same Co content. It is inferred that
images (e and f) of the primary particle section and the line scan energy
Co may not be the factor causing the difference in the structural spectrum (g and h) along the radial direction of each other.
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EDS line scan in SEM and STEM modes shows that NCA8515 Table 2 ICP analysis of transition metal element contents of lithium
has a more stable structure than NCM811 during the cycles. metal anodes corresponding to NCA8515 and NCM811 after 500
cycles
This proves the excellent electrochemical data of the NCA8515
material in the long cycle. In addition, the dissolution degree of Ni/ppm Co/ppm Mn/ppm Al/ppm
the Co element from the inside of the crystal grain to the surface
layer is slight for both materials, which may be related to the NCA8515 183.33 5.04 — 31.82
ultra-high stability of Co under the normal voltage window. NCM811 256.16 6.16 146.13 —
Previous research studies have proved that Co plays a decisive
role in the cycling stability of nickel-rich materials under a high
voltage window above 4.2 V.32 Finally, it is found that the close to 5 times that of Al, which is 146.13 ppm and 31.82 ppm,
stability of Al and Mn in the two materials showed a huge as shown in Table 2.
difference. The dissolution degree of Mn (88.3%) in the In order to further verify the dissolution of transition metal
NCM811 surface layer was almost twice that of Al (40.47%) in elements, ICP was used to analyze the content of transition
the NCA8515 material. So, the better structural stability of metal elements in NCA8515 and NCM811 before and aer the
NCA8515 in long cycles may be because the incorporation of Al cycles. The result shows that the dissolution of Ni in NCM811 is
much more severe than that in NCA8515. Besides, the dissolu-
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can stabilize the transition metal layer more than Mn, particu-
larly to inhibit the migration and dissolution of Ni during the tion degree of Mn is also more severe than that of Al, as shown
cycles. The phase change of the surface layer of the high-nickel in Table 3. It can be seen that the ICP results are consistent with
ternary layered material is the change in the atomic occupation the results of the energy spectrum analysis in the dark eld
of the original structure. In other words, the cations of the STEM mode. Hence, the worse cycling stability of NCM811 is
transition metal layer and the lithium layer have reversed mainly due to the more serious Ni dissolution, and the key
occupation. The essence of this anti-occupying defect is the factor causing this difference is that the contribution of Mn to
migration and dissolution of cations.31 material stability is inferior to that of Al during the long cycles,
Fig. 8 shows the EDS mapping analysis of transition metal which is reected in the serious Mn element dissolution
elements on the lithium metal anodes in the NCA8515 and phenomenon. Once this vacancy defect occurs when Mn plays
NCM811 half-cell systems aer 500 cycles. As shown in Fig. 8(a) a role in stabilizing the material structure, it will promote more
and (b), it is found that both the surfaces of the lithium metal serious migration and dissolution of Ni.33
anodes corresponding to NCA8515 and NCM811 have severe Ni Fig. 9 shows the XPS test on the surface of fresh NCA8515
element deposition aer the cycles, while the deposition of Co and NCM811 materials and those aer 500 cycles. From the
was very slight. In addition, the dissolution of Mn in the spectrum of C1s, it can be seen that the carbon components on
NCM811 material is much more serious than that of Al in the surface of fresh NCA8515 and NCM811 are mainly from
NCA8515. It can be seen from the ICP test results that the Li2CO3 and hydrocarbons, which are related to the reaction of
deposition content of the Ni element on the surface of the the nickel-rich cathode material with CO2 and H2O in ambient
lithium metal anode of an NCA8515 half-cell (183.33 ppm) is air. The higher Li2CO3 content in fresh NCA8515 is related to its
lower than that of NCM811 (256.16 ppm) aer the cycles. The higher Ni content. But aer 500 cycles, the Li2CO3 content on
deposited Co element contents in the two materials are basi- the NCM811 surface is signicantly higher than that in
cally the same. In addition, the molar ratio of Mn in the original NCA8515 with a molar ratio of 20.18%, as shown in Fig. 9(b).
NCM811 material is twice that of Al in NCA8515, but the content However, the proportion of Li2CO3 on the NCA8515 surface
of deposited Mn on the lithium metal anode aer cycling is tends to decrease aer cycles, as shown in Fig. 9(a). The possible
reason is that more carbon-containing by-products are gener-
ated on the material surface during the cycles.34 From the
spectrum of Ni2p, it can be seen that the surface Ni state of
fresh NCA8515 and NCM811 is mainly Ni3+, and the proportions
of Ni2+ in the two samples are 26.64% and 23.61%, respectively.
Aer 500 cycles, the Ni2+ contents on the surface of NCA8515
Samples Li Ni Co Mn Al
13546 | J. Mater. Chem. A, 2021, 9, 13540–13551 This journal is © The Royal Society of Chemistry 2021
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Fig. 9 XPS spectra of C (a and b), F (c), Ni (e and f), O (g and h), Al (i) and Mn (j) on the surface of fresh NCA8515 and NCM811 materials and those
after 500 cycles.
and NCM811 are 47.34% and 58.16%, respectively, as shown in reaction on the NCM811surface during the same cycles.37 The
Fig. 9(c) and (d). The reason for this result may be that the Ni3+ accumulation of side reaction products on the cathode surface
on the NCM811 surface is reduced more severely than that on (CEI) during the cycles is a reversible process. The side reaction
NCA8515 aer 500 cycles, or the more severe Ni2+ dissolution in components on the lithium metal anode surface (SEI) will
the bulk of the material during the cycles, because the reduction migrate to the cathode surface during the discharge process,
of Ni3+ itself and the dissolution of bulk Ni2+ can both cause the while the CEI components will dissolve and migrate to the
increase of Ni2+ on the material surface.35,36 However, since the anode during the charging process. This cross-reaction between
surface layers of the NCA8515 and NCM811 materials aer the cathode and the anode is also an important factor affecting
cycles have been transformed into the rock salt phase, the same the stability of the cathode material.38 Aer cycling, the surface
reduction degree of Ni3+ is observed on the surface of the two of the NCM811 material accumulates more uorine-containing
materials aer the cycles. Hence, the reason for the higher Ni2+ substances than the NCA8515 material, indicating that there is
content on the surface of the NCM811 material aer the cycles more serious cross-reaction between the NCM811 material and
may be the dissolution of more bulk Ni2+ during the cycles, lithium metal anode during the cycles. This is the reason for the
which is consistent with the previous characterization results of poor interface stability of the NCM811 material during the
TEM-EDS. From the F1s spectra of the two materials aer cycles.
cycling, it can be seen that the NiF2 (684.5 eV) contents on the From the O1s spectrum, the products of side reaction with
NCA8515 and NCM811 surfaces are 36.41% and 41.31% aer air containing CO and C]O can be observed on surface of fresh
cycling, respectively, as shown in Fig. 9(e) and (f). It can be seen NCA8515 and NCM811, and O–TM in uncontaminated mate-
that NCM811 has more Ni precipitation and dissolution than rials has also been detected. As shown in Fig. 9(g) and (h), the
NCA8515 aer the cycles. The dissolved Ni reacts with the binding energies of oxygen and transition metal atoms in
electrolyte components to form NiF2, which is consistent with NCA8515 and NCM811 display high energy shis of 0.75 eV and
the results of the EDS analysis in the STEM mode of the 0.98 eV aer 500 cycles, respectively, which indicates that the
transmission electron microscope. In addition, the organic oxygen in the surface structure of the material has lost electrons
uoride and uoride lithium binding energies are close, and it aer cycles.39 The oxygen in the layered nickel-rich material is
is difficult to accurately distinguish them in the F1s spectrum. mainly xed by bonding with the transition metal atom Ni, and
However, it is obvious that the total amount of uoride on the once the O between the transition metal layer and the Li layer
NCM811 surface is more than that on the NCA8515 surface aer exhibits electron-loss oxidation behavior, oxygen vacancy
the cycles, which indicates that there is a more severe interfacial defects are easily generated. Then the transition metal atom Ni
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will enter the Li layer along the oxygen vacancies and nally spectrum in the STEM mode. Therefore, the structural stability
precipitate out of the material in the delithiation process.40 The of NCA8515 is better than that of NCM811 during the high
electron loss behavior of oxygen is a charge compensation temperature and long cycling process, and the possible reason
phenomenon caused by the reduction of high-valence transi- may be that the doping of Al in NCA8515 leads to more struc-
tion metal atoms during delithiation, mainly the reduction of tural stability than the doping of Mn in NCM811.
Ni3+ and Ni4+, which is determined by its unstable thermody-
namic properties.41 The more severe electron loss behavior on
the NCM811 surface structure indicates that the structural Mechanism of difference in stability between Al and Mn in the
stability of the transition metal layer aer cycling is far less than transition metal layer of nickel-rich layered oxides
that of NCA8515. Considering that the same content of Co in the Based on the previous electrochemical data and characteriza-
two materials shows almost no dissolution during the entire tion results of NCA8515 and NCM811 in the long cycling
cycling, it can be believed that Al and Mn play a decisive role in process, it is concluded that the stability of Al in nickel-rich
causing the difference in structural stability between NCA8515 layered oxides is stronger than that of Mn, and this stability is
and NCM811. It can be seen from the Al2p and Mn2p spectra mainly manifested in the binding of the O adjacent to the
that there is no chemical shi in the Al2p peak of the NCA8515 doping element; the previous characterization has shown that
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material before and aer the cycles, which indicates that the Al the oxidation behavior of Al-doped NCA8515 aer long cycles is
in NCA8515 aer the cycles maintains the chemical structure much slower than that of Mn-doped NCM811. In order to
environment. In contrast, the Mn2p peak in NCM811 has conrm the difference in the binding ability of Mn and Al to O
a chemical shi to a low binding energy, indicating that Mn has in the nickel-rich layered oxide, we analyzed the formation of
undergone a reduction behavior of electrons. Aer tting vacancy defects in the adjacent O atoms when the nickel-rich
calculations, it is found that the contents of Mn4+, Mn3+, and layered oxide is doped with Al and Mn, respectively.42 First-
Mn2+ in the fresh NCM811 are 79.45%, 10.95%, 9.6%, and principles calculations based on density functional theory
become 55.56%, 33.4%, 11.04% aer cycling, respectively. The were performed. In view of the same Co content in the two
instability behavior of Mn observed by XPS is consistent with original material systems and the same effect on the materials,
the results of the previous sufficient analysis of the energy we have approximately constructed a LiNiO2 super unit cell
structure model which is doped with Mn and Al to replace Ni
sites,43 as shown in Fig. 10. VASP simulation soware was used
throughout the calculation process. The GGA + U approach is
adopted to describe the strongly correlated d electrons of the
TM.44 The Hubbard U parameters of 6.5 and 4.5 eV are used with
Ni and Mn ions, respectively. The plane-wave cutoff is set to
500 eV. The gamma centered Monkhorst–Pack scheme of k-
point generation is applied to grids of 4 4 2 for structural
optimization and 8 8 2 for the nal energy calculation.45
Structural optimization is performed for all of the defective
cases until the maximum residual force on all atoms becomes
less than 0.03 eV Å1 while the cell is allowed to relax. All 144
atoms (Li12M12O24 expanded 3 times) are used in a 3 3 1
supercell structure with the space group R3 m, where M repre-
sents the TMs Ni, Mn/Al (Ni : Mn ¼ 11 : 1, Ni : Al ¼ 22 : 1),46 as
shown in Fig. 10(a). Only substitution doping is considered in
this study, and one atomic percent (equivalent to one atom) is
doped with either Al or Mn. To obtain the delithiated structures,
the Ewald summation method, which is implemented in the
PyMatgen library, is employed.
The formation energies of O vacancies aer replacing Ni
sites with Mn and Al are calculated based on the following
theoretical formulae, as shown in Fig. 10(b) and (c); the
formation energy (DfE(X)), for defect type X, is computed as:
13548 | J. Mater. Chem. A, 2021, 9, 13540–13551 This journal is © The Royal Society of Chemistry 2021
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Al in the Mn-doped and Al-doped structures are shown in Tables Table 6 Calculation results of bond formation energy with O when
4 and 5. doped with Mn to replace Ni sites
From the above calculation results, it can be seen that the
E(LiNiONi,Mn
2 ) (eV) E(LiNiOP2) (eV) m(Ni) (eV) m(Mn) (eV) DfENi,Mn (eV)
formation energy of oxygen vacancies in Al-doped nickel-rich
layered materials is greater than that of Mn-doped layered 274.8797 268.5219 9.9327 8.8700 7.4205
materials, indicating that oxygen vacancy defects are more likely
to occur in Mn-doped nickel-rich layered materials. It proves
that the modied Ni-rich layered material by doping Al to Table 7 Calculation results of bond formation energy with O when
replace Ni shows a better performance than that doped with doped with Al to replace Ni sites
Mn. In short, Al doping can better stabilize the adjacent O
E(LiNiONi,Al
2 ) (eV) E(LiNiOP2) (eV) m(Ni) (eV) 2m(Al)
1
(eV) DfENi,Al (eV)
atoms, thereby more effectively inhibiting the generation of
oxygen vacancies during cycles, so that the probability of Al 272.4264 268.5219 9.9327 1.8732 11.9641
migrating to the Li layer along the O vacancies is much less than
that of Mn. According to this mechanism of action, the Mn
atoms in the Mn-doped structure will migrate and dissolve From the calculation results in Tables 6 and 7, it can be seen
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more and more severely, resulting in numerous vacancy defects that the O bond formation energy in the Al doped material is
of Mn and O in the transition metal layer. Finally, Ni in the much lower than that of the Mn doped material, indicating that
material will migrate and dissolve along this kind of vacancy the O bonding stability with Al is stronger than that of O with
defect. This may be the possible reason for the structural Mn in the transition metal layer, which also explains the
deterioration of NCM811 being more serious than that of previous calculation results listed in Tables 4 and 5. The
NCA8515 during the long cycles. The above calculation results structural stability of Al and Mn doped systems depends on the
of the stability of O in the two doping systems are consistent bonding stability of doping atoms and oxygen atoms. The
with the conclusions of the O spectra in part XPS stronger the bonding between dopant atoms and oxygen atoms,
characterization. the stronger the stability of the doped system structure. Hence,
According to the calculation results of the oxygen vacancy the essential thermodynamic factors may be the reasons for the
formation energies in the two doping systems, it can be known difference in structural stability between NCA8515 and
that the oxygen atom stability of the nickel-based transition NCM811. The reason why NCA8515 has better structural
metal layer aer doping Al is higher than that that aer Mn stability than NCM811 is that the bonding stability of Al–O in
doping. In order to explore the actual reason behind this the transition metal layer is stronger than that of Mn–O. It
difference, rst-principles calculations were performed to should be noted that although the above conclusions are based
calculate the formation energy of oxygen bonds with Al and Mn on the half-cell system, they are also applicable to the full-cell
doped to replace Ni sites based on the following theoretical system. What we studied is the internal structure evolution
formula, as shown in Fig. 10(d); the formation energy (DfENi,D), mechanism of the material in the process of lithium dein-
for the D atom replacing a Ni site, is computed as: tercalation. Whether it is a full-cell or a half-cell system, the
thermodynamic evolution mechanism of the positive electrode
DfENi,D ¼ E(pristineNi,D) + m(Ni) E(pritineP) m(D) (2) material in the process of lithium deintercalation is the same.
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causes Mn to be more easily eluted from the transition metal eld-emission scanning electron microscope (FEI). Analyses of
layer than Al. Inhibiting the dissolution of transition metal the elemental distribution of the cross-section of particles and
elements is the focus of future research on the modication of the lithium metal anode were performed using SEM based
nickel-rich ternary materials. It is mainly based on the modi- energy-dispersive X-ray spectrometer (EDS). Particle sections
cation technology of stabilizing the surface structure of the were prepared by embedding particles in epoxy resin and then
material, including surface coating, surface doping, and by mechanically polishing. Chemical composition of the
formation of core–shell and concentration gradient structures. cathode samples before and aer extensive cell operation was
Future research will continue to explore the mechanism of also evaluated using an ICP-OES (Varian 715 ES).
material structure evolution to nd lower cost and better A Leica EM RES102 Multifunctional Ion Milling System
stability modication technologies, so that the application of instrument was used to perform li-outs of the nickel-rich
nickel-rich ternary materials in the eld of lithium-ion batteries NCM/NCA cathode samples at the regions-of-interest, followed
can be further expanded to meet the social development by milling to fabricate the lamellar shaped TEM specimens.
demands for high-energy density lithium-ion batteries. Then, STEM and EDS studies were conducted with a JEM-F200
TEM/STEM at 200 kV. The phases were identied using high-
resolution STEM and fast Fourier transform (FFT) images with
Experimental section
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13550 | J. Mater. Chem. A, 2021, 9, 13540–13551 This journal is © The Royal Society of Chemistry 2021
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This journal is © The Royal Society of Chemistry 2021 J. Mater. Chem. A, 2021, 9, 13540–13551 | 13551