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Civil Disobedience

Author(s): Rex Martin


Source: Ethics , Jan., 1970, Vol. 80, No. 2 (Jan., 1970), pp. 123-139
Published by: The University of Chicago Press

Stable URL: https://www.jstor.org/stable/2379876

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CIVIL DISOBEDIENCE

REX MARTIN

INTRODUCTION detail. In my opinion there are three


In a spirit of opposition to many main types: the revolutionary, the
things in this country-to the Vietnam political, and the moral-religious. In
War and the draft, to laws and court this paper I will not be concerned with
injunctions in support of one racial the general question of type analysis-
policy or another, to the antiabortion beyond suggesting that there are type
statutes of various states, to legal pro- differences. What I do want to do is
hibitions on the use of marijuana and to bring one of these types-the politi-
LSD-citizens have acted in defiance cal into clearer focus. This is pri-
of law and of existing public policy in marily what I mean by "developing a
ways which have been widely, perhaps perspective" on the concept of civil
disobedience.
uncritically, characterized as acts of
"civil disobedience." Although the Second, I shall take up the issue of
practice of civil disobedience has be- the justifiability of civil disobedience.
come relatively widespread and al- I want to indicate how one might go
though there is much discussion of it, about the job of justifying civil dis-
pro and con, there has been no ade- obedience. In particular, I want to try
quate systematic study of the concept to show that civil disobedience is justi-
of civil disobedience. I cannot pretend fiable in a democracy, in a specific
to offer such a study in this essay, but sense and under certain conditions.
I would like to take a few preliminary And, finally, I shall try to map out
steps toward providing a philosophical the concept of civil disobedience by
analysis of that concept. For I do think showing its place in democratic politi-
that civil disobedience, as an issue in cal philosophy relative to other con-
the public forum, presents problems cepts. Specifically, I want to indicate
which can be resolved only by philo- its relationship to the paired concepts
sophical analysis. of political authority and obligation.
In providing this analysis, it is not
DISTINCTIONS
my intention to comment directly on
particular acts of civil disobedience or I would like to begin by drawing
to pass any sort of judgment on them. tain distinctions between civil disob
I want, rather, to develop a perspective ence and other things that have been,
on the concept of civil disobedience. or could be, confused with it. In the
In this essay I shall take up three first place civil disobedience is dis-
issues. First, I shall elucidate the con- obedience to law. But we should recog-
cept of civil disobedience by drawing nize that there are many cases of dis-
some distinctions. It is my aim here (a) obedience to law which are not cases
to provide a formula of definition and of civil disobedience. As an example,
(b) to suggest types or subclasses of we might take the widespread break-
civil disobedience. A systematic study ing of prohibition laws in the 1920s.
would explore this question of types in People broke a law that they did not
123

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124 ETHICS

like, but that was not normally their any law. Indeed, he did not even know,
"motive"-they liked gin. In fact, most when he set out to defy the system of
cases of lawbreaking are not cases of bus segregation and to organize the
civil disobedience. boycott, of the existence of the law
More important to my point is the under which he was later convicted. He
observation that there are cases in can hardly be said, then, to have
which laws are not disobeyed, yet they broken the law intentionally. That the
are called cases of civil disobedience. blacks continued in a course of action
This, in my opinion, is simply an error which had been judged illegal in one
in classification. But it is a common case has to be assessed in the light of
error. For instance, let us take the case a further salient fact in the history of
of the CORE demonstrators at the this boycott.
1964 Republican Convention. Radio- In November of that same year, a
TV announcers insisted on calling them court hearing was held to determine
civil disobedients. I do not think they whether an injunction should be issued
broke any laws; indeed, they were sit- to stop the car pool and to grant com-
ting down-more or less quietly-in pensation for damages to the city. Dr.
an area which the police had roped off King attended these hearings, fearful
for that purpose. Hence I would not that the injunction would be issued.
call what they did civil disobedience. But when the injunction was issued it
In fact, much of the picketing and had no effect because, before the hear-
mass assembly-demonstration or con- ing could be concluded, the U.S.
frontation, as we call it-does not, Supreme Court declared unconstitu-
contrary to popular conventions in tional the Alabama and local statutes
naming, involve direct and deliberate in support of bus segregation, and the
disobedience to law. need for the bus boycott disappeared.'
A classic case in point here is the The existence of the injunction was an
famous Montgomery bus boycott of academic matter; it was issued but it
1955-56 led by the late Dr. Martin was neither contested nor defied. It
Luther King, Jr. The tactic of the should be clear from this recital that
Negro bus riders was not to break the Dr. King and his followers, although
local segregated-bus ordinances but to protesting a public policy of municipal
boycott the buses by walking and by bus segregation, were not engaged in
organizing car pools. The issue of civil disobedience. If they did break
breaking the law was avoided by this a law, it was done unwittingly and
tactic; in intention the boycott did not incidentally. And the crucial injunc-
involve disobedience to law, any law. tion, when issued, was never disobeyed.
At a later point, local authorities dis- It is apparent, indeed, that Dr. King
covered on the books an antiboycott was willing to abide by the injunction.2
statute, which they thought might be I would say in summary that there was
applicable to the Negro car pools and no deliberate breaking of law and, by
"taxi" services. It so happened, next, definition, no civil disobedience.
that Dr. King was indicted and con- Many such confrontations do not in-
victed under this statute. He became volve disobedience to law, deliberate
de facto and technically a law violator, or otherwise; hence they are not classi-
although he had not set out to violate fiable as civil disobedience. Even when

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CIVIL DISOBEDIENCE 125

they involve incidental violation of law clarify the concept of civil disobedi-
(breach of peace, walking on the grass, ence; it represents a conceptual con-
parade without permit) I would hesi- fusion.
tate to call them civil disobedience on Third, civil disobedience should be
the basis of that kind of law violation. distinguished from certain acts of dis-
In the second place, civil disobedi- obedience to law which one can claim
ence is not to be confused with revolu- to be both nonrevolutionary and justi-
tionary political action. There are fiable. An instance of what I mean is
many acts of revolution that are not supplied by Brandt. He says: "Con-
acts of civil disobedience. And it should sider the following real-life example.
be clear that an act can be one of In the Commonwealth of Pennsylvania
civil disobedience without being a revo- it is unlawful to operate a motor vehi-
lutionary act. For civil disobedience can cle that has not been inspected. The
have the more modest goal of frustrat- penalty is not high-perhaps $25, more
ing specific laws of existing govern- or less, depending on the whims of the
ments rather than of replacing one sys- magistrate. But the action is unlawful.
tem of government with another. Now suppose an uninspected car is the
Of course, some acts of civil dis- only vehicle available for transporting
obedience are revolutionary (e.g., an ill person to a hospital for urgently
Gandhi in India). I think it is impor- needed care."3
tant, both from the point of view of Although the act of disobedience in
philosophy and from the point of view question was nonrevolutionary and ap-
of a rational classification scheme for parently justifiable, I am disinclined to
political actions, to distinguish two call any such act a case of civil dis-
classes: revolutionary civil disobedi- obedience. My reason is that the law
ence and nonrevolutionary civil dis- violated was admittedly "innocent";
obedience. there was no claim against the law dis-
It is curious that the traditional dis- obeyed to the effect that the law itself
cussion of civil disobedience by philos- was unjust, contrary to good morals,
ophers, divines, and statesmen has not or against good policy. In fact there
made a clear distinction between rev- was no claim against the law at all,
olutionary action per se and civil dis- nor was the law violated to frustrate
obedience per se, or, within the concept some undesirable public policy.
of civil disobedience, between the revo- Finally, I want to make a distinction
lutionary and nonrevolutionary types; based on one further stipulation: that
rather, it has tended to tie in civil dis- the civilly disobedient person is not act-
obedience with revolution rather close- ing in any public capacity-as, for ex-
ly. Those who hold the traditional posi- ample, a governor defying a Supreme
tion see, or claim to see, some necessary Court decision or the United States
connection between civil disobedience House defying a Supreme Court ruling
and subversion of government, revolu- about the constitutionality of exclud-
tion, even anarchy. This linking of the ing Adam Clayton Powell (a now hypo-
two notions is a mistake. I would say thetical example). I make this stipula-
that it is the single greatest mistake in tion because I find it difficult to say
the traditional analysis of civil disobe- that the one public agent is disobeying
dience. It really amounts to a failure to the other; the relationship here might

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126 ETHICS

better be described as "constitutional obedience so long as the ground of ac-


impasse" rather than as civil disobedi- tion is the claim that the government's
ence. Thus, I suggest that we have policy is unwise, unjust, immoral, or
regard only to the case where the civilly unconstitutional. And, in either case,
disobedient agent is acting solely as a there is a claim, explicit or implicit, that
private citizen. the act of disobedience is justifiable.
Before I turn to the question of There is an oddity of the political
what civil disobedience is, let me sum- system of the United States which
marize briefly the distinctions I have should be noted. In this country, as in
made up to this point: (a) Civil dis- certain others, there is a form of dis-
obedience is to be distinguished from obedience known as "testing a law."
"demonstrations" or confrontations in Such a test is performed in order to
which laws are not violated. (b) Civil find out what the standards of judicial
disobedience is not necessarily tied in enforcement are going to be. In the
with revolutionary action. (c) There United States there is the additional
are some cases of justifiable, nonrevolu- factor that the Supreme Court has the
tionary disobedience to law which are power of judicial review, i.e., of declar-
not cases of civil disobedience. (d) ing laws unconstitutional. However, the
Civil disobedience, which refers to the Court will "review" a law only if the
citizen's relation to the state and its "petitioners" have standing before the
laws, can be distinguished from consti- Court, and this normally requires that
tutional impasse, a relation between they be in violation of the law. Hence,
two public agencies. persons do sometimes violate laws
either to "test" them or to attempt to
A FORMULA OF DEFINITION
get them judicially annulled. Are such
What then is civil disobedience? persons committing acts of civil dis-
Civil disobedience is the deliberate and obedience? In answering I would apply
public violation of the command of an the following criterion: if they seek
authorized and accepted political su- judicial remedy and, after taking it to
perior on the ground that this decree the highest court, accept that ruling,
is unjust, immoral, unconstitional, con- then they are not civil disobedients;
trary to good public policy, etc. Some- but if, after exhausting judicial remedy
times the objection is lodged not against and finding the law still intact, they
a specific command (law, decree) but still disobey, they are acting in a civilly
against some policy of the government disobedient manner. But whether one
with which the law is connected. And accepts my criterion or not, I do want
sometimes the connection between the to leave aside, as a highly peculiar case,
law violated and the policy protested disobedience to law when it is an inci-
is remote, and the act of protest or dental feature of seeking judicial clari-
defiance becomes largely symbolic. In fication or remedy.
any case, the law is broken as a way
THE ISSUE OF JUSTIFIABILITY
of "getting at" the policy-to some-
how frustrate the government through One might feel, upon reflection, that
disobedience in order to get it to modify very little remains of the notion of
its policies. We should be able to count civil disobedience. For it could be al-
such acts of lawbreaking as civil dis- leged that accepting a political agency

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CIVIL DISOBEDIENCE 127

as authorized and a certain law as duly rather limited sense which I have just
enacted effectively rules out disobedi- presented. I will not attempt to recount
ence as a possible course of action. But these arguments fully, but I will iden-
this would be a mistake; it is not the tify them and briefly discuss them. One
case that the formula removes all possi- could argue that civil disobedience is
ble grounds for disobeying a law, or not allowable on the ground that it
even that it removes all justifiable violates a principle of morality or
grounds. justice, that it violates the principle of
It is important not to confuse the authority, or that it violates the princi-
question of grounds for disobeying law ple of democracy. We have, then, three
with that of criteria for deciding when counterclaims against the justifiability
disobedience to law is civil disobedi- of civil disobedience: the arguments
ence. What the formula of definition from morality, from authority, and
provides is a set of criteria for using from democracy.
the term "civil disobedience." It does First let us consider the claim that
not remove (as unjustifiable) any pos- civil disobedience is morally wrong. It
sible ground of disobedience to law; it is not clear that it is always morally
does, however, rule out some grounds wrong to violate a law. One could not
as being incompatible with the practice conclude that it is wrong simply by
of civil disobedience. The formula nar- inspecting the terms "disobedience to
rows the field regarding the grounds law" and "morally wrong." For the
that could be included in a description separability of morals and politics is
of an act of civil disobedience, but it accepted to the extent that it is not
allows scope for disobeying many laws. self-contradictory to say, "Disobedi-
The criterion that the political agent ence to law is sometimes morally
is authorized and accepted as such is right." To conclude that it is morally
meant to serve as the principal feature wrong one would have to construct an
in characterizing acts of disobedience argument.
to law as acts of civil disobedience. And Let us consider -the argument that
it is by reference to this standard, in civil disobedience represents the vio-
particular, that we should pose the lation of a tacit "agreement" with the
issue, Is civil disobedience justifiable? state and is morally wrong (since it is
Under the condition that the citizen morally wrong to break one's agree-
perceives the decree of a recognized ment). This is the unambiguous argu-
public authority to be lawful, the ques- ment of Socrates in the Crito. (It is
tion is whether it is ever right for the also, possibly, found in John Locke's
citizen to disobey the law on the ground Second Treatise and, in a curious way,
that the law is intrinsically defective, in Hobbes's Leviathan.)
in his opinion, with respect to some con- What, specifically, is the agreement
ception of morality, justice, or good to which Socrates referred in his argu-
public policy. ment? It is that, upon reaching man-
hood, a citizen by the very fact of
ARGUMENTS AGAINST
staying in a country agrees to abide by
CIVIL DISOBEDIENCE
the following rule: If one cannot dis-
Many arguments have been leveled suade the authorities from an unjust
against civil disobedience-even in the law then one obeys. Now it should be

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128 ETHICS

evident why Socrates' position dis- specified, violates the principle of con-
allows morally justifiable disobedience stituted authority. Thomas Hobbes
to unjust laws. The reason is that one makes this point. We can paraphrase
has agreed, barring the removal of the his contention as follows: Although
law through dissuasion, to obey any resistance to government in certain
and all laws, just or unjust. Hence, the carefully specified cases is allowable, a
unjust character of a law can never private citizen should not set up his
be a justifiable ground for disobedience personal and subjective opinion of what
-given the agreement in question. is moral, or just, or politic against that
There is, in terms of the agreement, no of the sovereign. To conduct oneself
such thing as justifiable disobedience; according to these private standards
rather, any disobedience to law is a and in defiance of the public ones is
breaking of the fundamental agreement incompatible with the very notion of a
and, hence, ipso facto unjust.4 public authority. We are going to have
But I am a little troubled by the either anarchy or authority; to have
contention that this is an argument authority we must let the sovereign set
from morality. We might grant that if the standards to which we all adhere.5
one has made such an agreement, then Finally, we have the claim that civil
it is morally right to abide by it; but disobedience is contrary to the princi-
we need not grant that it is morally ple of democracy. The contention here
right to make such an agreement. I is that the principles and procedures of
find it paradoxical to say that making democracy constitute a special case
such an agreement is morally right. against civil disobedience. Thus, we
We can do something with Socrates' find the English philosopher T. H.
argument; we can shift his point. For Green saying: "Supposing then the in-
we might regard Socrates' "agreement" dividual to have decided that some
as satisfying, not the idea of morality, command of a 'political superior' is
but the idea of "good citizenship." not for the common good, how ought he
Thus we could say: the good citizen is to act in regard to it? In a country
one who abides by his country's laws; like ours, with a popular government
if he cannot dissuade the authorities and settled methods of enacting and re-
from a law then he obeys it. Such a pealing laws, the answer of common
rule of action is part of what we mean sense is simple and sufficient. He
by good citizenship, even though it is should do all he can by legal methods
not part of what we mean by morality. to get the command cancelled, but till
Of course, it is always possible to re- it is cancelled he should conform to
treat one step and say that being a it.",6
good citizen is a moral matter. But I
A COMPOSITE CLAIM
doubt that this would bring any ad-
vantage, since there are surely oc- I will not attempt to assess these
casions when the claims of citizenship claims individually. Rather I will con-
and the claims of morality could con- struct, from these diverse claims, a
flict. single composite claim. And it is this
A second claim has been lodged composite claim that strikes me as
against civil disobedience. Some have having a peculiar merit. This is how
contended that civil disobedience, as I would put it: part of being a good

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CIVIL DISOBEDIENCE 129

citizen in a democracy requires the the political. We can ask: Is it ever


citizen to adhere to the principle of right-"right" meaning here that which
democratic authority, that all decisions is in accord with the principles of
are made by elected representatives, democracy-for the citizen to disobey
and ultimately by majority vote, in ac- a democratically derived law on the
cordance with established procedural ground that the law is intrinsically de-
rules, and that all persons are bound by fective, in his opinion, with respect to
such decisions. And as long as we leave some conception of morality, justice, or
the situation open for free discussion, good public policy? I would answer
further scheduled votes, and the forma- that even here the answer is yes.
tion of new majorities, we have a con- You will note here a shift in my
tinuing democracy. It would seem that argument "from the moral dimension
a good citizen in a continuing democ- to the political," corresponding to my
racy will not disobey a democratically earlier restatement of the issue in po-
derived law; if he does, he is not acting litical terms (i.e., with respect to the
like a good democrat. "good citizen" in a democracy). I have
already granted that the justification of
THE JUSTIFIABILITY OF
civil disobedience can be (logically)
CIVIL DISOBEDIENCE
carried through solely on the grounds
The issue has been drawn, and a of moral considerations and by refer-
persuasive claim against civil disobedi- ence to moral standards. But civil dis-
ence has been entered. What counter- obedience is, also, a political-legal con-
claim for civil disobedience could be cept and any consideration of its justi-
developed? fiability should take account of that
Let us begin by observing that im- fact. This is, I think, sufficient ground
moral, unjust, impolitic laws are possi- for regarding the moral issue of justi-
ble in a democracy. As long as we fication-however it is decided-as in-
allow the possibility of unjust laws conclusive with respect to the political
here, we implicitly recognize standards issue. In other words, I have indicated
of justice external to the democratic that there is a sense in which the issue
political process. It follows that these of justification is apparently not a
external standards may be grounds for moral matter.
disobedience to law; we might answer What I want to contend, with respect
that it could be morally right to disobey the political justifiability of civil dis-
to
the law. obedience, is that civil disobedience is
I would put the case for disobedience not necessarily an act of bad citizen-
here rather strongly: as long as one ship; it is not necessarily subversive of
asks whether it is ever morally right the principle of democratic authority.
to disobey morally unjust laws, I think Civil disobedience by a democrat
he is logically committed to say yes. against a democratically derived law is
If it is a moral matter, the answer is neither logically impossible nor even
entailed by the question. undemocratic. My thesis is that civil
But we can vary the question to disobedience is not conceptually in-
make its answer more problematical- compatible with the demands of good
and more interesting. This involves citizenship in a democracy-as long
moving from the moral dimension to as the citizen observes certain princi-

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130 ETHICS

ples. There are, in other words, prin- ing of those institutions, although not
ciples of allowable civil disobedience in with their destruction. But the charac-
a democracy. ter of this paradoxical consistency
The sense I intend when I speak of should be noted. It is a point of con-
"justifiable" civil disobedience in a ceptual analysis to say that civil dis-
democracy is quite attenuated. I want obedience is allowable (in my special
only to suggest that, under certain con- sense) in a democracy. It is an empiri-
ditions, civil disobedience is allowable cal hypothesis, to be confirmed or
in a democracy. The sense in which it denied by reference to the facts of the
is justifiable, according to my argu- matter, to say that civil disobedience
ment, is that it is not inconsistent per in a given case will have a particular
se with democratic procedures and effect. If the effect is demonstrably bad,
principles; I want to claim simply that as an effect on democratic practices and
civil disobedience can be internally attitudes, this might be a reason not to
justified in a democracy, that is, al- engage in civil disobedience, and a de-
lowed on principles compatible with cisive reason from the viewpoint of
democratic authority. good citizenship in a democracy. But
There are other senses of "allow- this is quite a different question from
able" which I do not intend my claim whether, on grounds of internal consis-
to cover. (a) I am not making any sort tency, it is allowable in a democracy at
of procedural claim to the effect that all. This latter question can be asked
civil disobedience is allowable only and answered without prejudice to the
after all or certain of the "normal" question of effect. It is possible that
channels (e.g., petition, electioneering, civil disobedience is compatible with
recourse to courts and commissions, democratic principles and, at the same
etc.) have been tried unsuccessfully. time, unjustifiable in some other sense
When I say that civil disobedience is (from the point of view, say, either of
allowable I am claiming only that it procedural priorities or of effects). One
is basically compatible, if restricted by might conclude, then, that it was al-
certain principles, with democratic lowable (in my attenuated sense) but
obligation and authority. (If it were ought not to be done, upon having due
not, it would not be allowable at all.) regard to its antidemocratic effects.
But I am not saying that civil disobedi- This would be a political argument
ence has some particular rank in a list against the practice of civil disobedi-
of procedural priorities. (b) I am not ence in a democracy. There might still
making any sort of prediction that be political arguments that would tell
civil disobedience will be effective (i.e., in its favor (e.g., those that would be
effective in getting policy or law re- persuasive to an antidemocrat) or
vised) or that it will ultimately be of moral ones.
benefit to democratic institutions them- For the most part, arguments against
selves (e.g., by strengthening a general civil disobedience mix up these senses
attitude of respect for the constitu- of "allowable" rather indiscriminately.
tional process of lawmaking). For example, when it is alleged that
Indeed, the sense in which I speak of civil disobedience is incompatible with
civil disobedience as allowable is con- democracy, is this a logical claim (like
sistent even with a calculable weaken- the composite claim stated earlier and,

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CIVIL DISOBEDIENCE 131

hence, one that would tell against my on the ground that he opposes the
conceptual sense of "allowable civil governmental authority behind the law,
disobedience in a democracy"), a or that he denies the fundamental legit-
causal claim, or a procedural one? imacy of the law, that is, its general
Let me specify, then, an attenuated process of formulation and decree.
sense in which I will talk of the justi- Here, as is required, civil disobedience
fiability of civil disobedience in a is directed against a specific law, not
democracy. First, let us begin by re- against the whole system of authority
calling that we are operating on the or the process of enactment of law in
assumption that the principle of author- that system.
ity is a democratic one (e.g., majority 2. The citizen perceives the decree in
-or plurality-rule by means of repre- question to be democratically derived.
sentative institutions and established It is a law, in the sense that it is not
procedures), that the law in question is defective from the point of view of
democratically derived, that the de- legality. The decree or command is
mocracy is a continuing one-there will regarded as part of the "law of the
be regular elections, freedom to cam- land."
paign and to vote-and that the citizen 3. The citizen does not intend that his
is prodemocratic. Second, let us stipu- action cause the replacement of demo-
late that the effect of civil disobedience, cratic political procedures with nondem-
under certain specified conditions, on ocratic ones. Nor does he intend that
the particular democratic political sys- the authorized and existing govern-
tem is incalculable and, hence, set at mental system and mode of enacting
zero. Finally, rather than decide when,laws be substantially altered in struc-
on a list of procedural priorities, civil ture as a direct result of actions in
disobedience is allowable, let us simplydefiance of law. And it is reasonable to
say that, if it is on the list at all, it is suppose that these intentions will be
allowable. The question would then be: sustained by events. I will summarize
In accordance with what principles, if this principle by calling it the condition
any, is civil disobedience allowable in of nonrevolutionary intent and con-
a democracy? sequence.
This is not so much an attempt to 4. The citizen in disobeying the law
restrict the matter as an attempt to does not act merely out of self-interest
build up one possible paradigm case or merely out of some conception of
of allowable civil disobedience in a non- what he personally should do as a
defective democracy. moral agent; rather his action is done
In my opinion, there are six main from some conception of political jus-
principles of justifiable civil disobedi- tice, the public good, social utility, or
ence in a democracy. Together they human rights. This is not to say that
form a picture of how one could in- he cannot also act out of self-interest
ternally justify civil disobedience in or the deliverances of conscience-
a democracy (i.e., allow it on principles moral or religious. It is specified merely
compatible with democratic authority).that these are not enough; he must
include some civic-regarding principle,
PRINCIPLES
some conception of civil good, among
1. The citizen does not violate histhe -law
reasons for action.

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132 ETHICS

5. In disobeying the law, the citizen criterion against violence, even if much
does not intend nor does he bring more precise than the one I have of-
about, in a way that could be reason- fered, will draw the line somewhere.
ably foreseen, physical harm to other And this leads to a second and more
persons or their property. This princi- basic consideration: Why should any
ple might be called the condition of line be drawn against violence at all?
nonviolence. The answer to this question is not
6. Finally, the citizen should disobey an easy one; certainly, in an essay of
the law publicly and on the condition this length it can only be indicated. I
that he is willing to take the conse- would suggest the following points as
quences as regards punishment.7 an approach to an answer: (a) One of
The reason behind two of my six the primary features of the rationale
conditions should be brought out ex- of the modern state is the control of
plicitly. Why nonviolence and willing- violence; this is the teaching of both
ness to accept punishment? For ex- Hobbes and Locke. (b) The sover-
ample, one might favor nonviolence be- eignty of the state resides largely in its
cause he was a pacifist or for tactical ability to proscribe individual violence
reasons; one might be willing to accept by law, on the one hand, and to mo-
punishment to keep his motives pure
nopolize coercive force, at least in
or even to demonstrate his moral su-
principle, on the other. (c) A demo-
periority over or his contempt for the
cratic state can claim to be sovereign
punishing authority. But the demo-
in this sense.
crat's reasons are that he is unwilling
It seems to me that if each of these
to use violence against or in violation
points is accepted not only as an ac-
of democratic law and that, as a good
curate description of certain claims but
citizen, he has an obligation to uphold
also as what justifiably ought to be the
democratic law and, hence, authority.
case (and I do not see how a political
Even so, one might question why it
democrat can easily avoid these ac-
is undemocratic to use violence as a
weapon against or as a mode of violat- ceptances), then it follows that the
ing an admittedly democratically de- democrat qua democrat ought not to
rived law. If it is allowable to violate use violence, however it might be de-
the law, why draw the line at violence? fined ultimately, against the institu-
Why is violence unjustifiable in this tions of democratic law-giving or in
context? An answer to this question violation of democratic law.
actually involves two considerations. It would seem, moreover, that the
First, there is the question of exactly democratic man would accord a pre-
where the line is to be drawn. I have sumptive validity to the democratic
drawn it by specifying that the action tradition as it bears on the issue of
not cause physical harm and that this violence: the state exists to protect life,
prohibition of violence include violence liberty, and property from violence.
against property. Either or both of Hence, both the tradition of democratic
these stipulations can be challenged as thought and government and the laws
arbitrary. I will readily concede this; enacted under that tradition serve to
I will also grant that my criterion is define proscribed violence and to pro-
vague. But it seems to me that a vide a reason for drawing the line

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CIVIL DISOBEDIENCE 133

against violence so as to include both type, we could generate the other main
persons and property. types-the revolutionary and the mor-
al-religious-from this list by eliminat-
TYPES OF CIVIL DISOBEDIENCE
ing or by further amending some of
It should be noted that my principles these conditions.
of allowable civil disobedience in a The purely moral form of civil dis-
democracy could, if reworded, also obedience is apolitical. We can construe
cover the case of nonrevolutionary civil it as indifferent with respect to the
disobedience in a nondemocratic state. first three conditions, indifferent in the
I would suggest that this is the proper sense that an act of civil disobedience
way to "unpack" the concept of civil can go either way with respect to such
disobedience. We could, I would argue, conditions as revolutionary intent and
restate certain of the conditions, replac- still be classified as an instance of the
ing any special reference to democracy moral-religious type. On the other
with neutral terms, to delineate what I hand, I think that the latter three con-
earlier called the "political" type of ditions are not a matter of indifference.
civil disobedience. This systems-inde- Indeed, this type of civilly disobedi-
pendent profile would not offer a justi- ent person can act strictly out of moral
fication of the political form of civil or religious considerations, contrary to
disobedience in any system but, rather, condition (4) as it stands (i.e., where
a definition of that particular type of condition [4] is a defining standard for
civil disobedience, with general appli- a contrasting type, the political form
cation. of civil disobedience). Again, most
Whether the political form of civil people can provide moral reasons for
disobedience is allowable in a particu- or against violence; hence, the matter
lar political system or by reference to of nonviolence does not appear to be
particular political principles cannot be morally indifferent.
answered in the abstract. One would Finally, the issue of whether the per-
have to do a system-located analysis, son who acts for narrowly moral or
to provide an internal justification for religious reasons is civilly disobedient
the political form of civil disobedience turns largely on his willingness to ac-
in that system. I have attempted to jus- cept penalty. It is difficult to see how,
tify, in an admittedly attenuated sense, if this standard is rejected, an act of
only the political form of civil disobedi- disobedience to law can conform to the
ence in a democracy. generic criterion of civil disobedience,
But what about the justifiability of the criterion that there is some sense in
the other types of civil disobedience- which the political superior who issues
the revolutionary and the moral; can the violated law be "authorized and ac-
these be justified in a democracy? Let cepted."
me deal with this question by first In saying this I am not trying to
indicating the logical relationship that rule out disobedience on moral grounds,
exists between the political form and or saying that such disobedience is
the two other types of civil disobedi- justified only where there is a willing-
ence. I would suggest that once we ness to take the penalty; I am saying
have suitably stated the six conditions, that there can be a civil disobedience
for purposes of defining the political of the moral-religious type only if cer-

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134 ETHICS

tain definitional standards are ob- the existing government to "give way"
served. I am saying that the willingness but, until it does, he accepts its author-
of the disobedient person to accept ity. Such an attitude is required if there
penalty, because he regards himself in is to be any such thing as a revolution-
some sense under law, is not a matter ary form of civil disobedience. I would
of indifference regarding the classifica- concede that the attitude described,
tion of some morally motivated acts of although possible, is rare. It has, I
disobedience to law as cases of civil think, been found in recent movements
disobedience. (e.g., perhaps Gandhi and, possibly,
It would seem, then, that disobedi- King). But the attitude seems to be
ence to law out of strictly moral or unstable.
religious considerations could be made Indeed, it is easy to imagine a man,
to approximate the political form of or, if not a man, a movement, migrating
civil disobedience. To the extent that from the political to the revolutionary
this is so, the moral type of civil dis- form of civil disobedience and thence
obedience is compatible with demo- to revolution per se. I imagine that
cratic principles and, in an extended something of this sort happened in
sense, is politically justifiable in a American political experience and con-
democracy. sciousness at the time of the Revolu-
The revolutionary form of civil dis- tion; a political attitude was replaced
obedience, unlike the moral, is of a- by a revolutionary attitude of civil dis-
political nature. We can construe it as obedience, and then, somewhere be-
indifferent with respect to the condition tween 1774 and 1776, another gray
of nonviolence; by this I mean that zone was passed over into revolution
violence can be used or not used in an proper with the Declaration of Inde-
act of civil disobedience of the revolu- pendence.
tionary type. On the other hand, I do Perhaps something of the same sort
not think that the first three conditions,is happening today. One feels that the
in particular, are a matter of indiffer- political form of civil disobedience has
ence. Certainly, a person whose acts given way, for many persons at least,
are of the revolutionary type intends to a revolutionary type. And even the
political revolution. Moreover, we can further line of demarcation, between
assume that he is motivated by opposi- civil disobedience and revolution itself,
tion to the existing governmental sys- has been allegedly passed by some,
tem and, hence, that he would be with what consequence I do not know.
inclined to deny the fundamental legit- There are no sharp lines except those
imacy of the law in that society. How which can be drawn conceptually. My
can a man hold such attitudes and per- argument here, which is conceptual and
form such actions and still be regarded deals in definitions and justifications,
as a civil disobedient? is not affected by the relative rarity of
I would suggest that it is possible certain attitudes, or the complexity of
for a man to hold the attitudes de- concrete human motivation, or the
scribed, on the one hand, and for him instability of political positions.
to accept the existing government as I do not think that any of the points
in a sense "authorized," on the other. I have raised would suggest the un-
His acceptance is provisional; he wants justifiability either of revolutions per

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CIVIL DISOBEDIENCE 135

se or of civil disobedience of the rev- political dimension imposes certain


olutionary type. Indeed, my remarks limits or conditions on the civilly dis-
have been directed principally to de- obedient person.
lineating the revolutionary type of civil In fact, I would argue that the politi-
disobedience, in contrast to the other cal dimension is not only a necessary
two forms, and have not really dealt complement to the moral dimension but
with the issue of justification at all. could even be more important in our
On the point of justification, I think evaluation of the act of civil disobedi-
this much can profitably be said: no ence. The moral argument for civil dis-
revolution against democratic institu- obedience-stemming from Thoreau-
tions or principles is ever allowable for is weakened, I think, by the failure to
the democrat. If political system D is a see the political dimension. In denying
democratic one, then civil disobedience the political, it has tended to absolutize
of the revolutionary sort, and a fortiori the individual and his moral con-
8
revolution per se, can never be com- science.
patible with democratic principles. If we view civil disobedience as a
From the perspective of an existing moral and a political act, we can say
democracy, revolutionary civil dis- that the civilly disobedient citizen acts
obedience cannot be justified. This con- according to conscience but does not
clusion still leaves open, however, the put his individual judgment above
possible justifiability of an antidemo- society-he puts it against society. He
cratic revolution against a democracy, remains within the body politic, in
and of a democratic revolution against particular through his willingness to
a nondemocratic system. accept punishment. If disobedience to
law were simply a moral matter, then
CONCLUSION
it could be argued that the citizen
In concluding, I would have us look could make his judgments absolute: he
at certain advantages of the perspective would not consider himself subject to
on civil disobedience which I have de- punishment, and the state could not
veloped. First, it draws a clear dis- justifiably punish him. Without the
tinction between the political form of political dimension, the moral claim is
civil disobedience and revolutionary absolutized; the result is anarchy and
action. The failure to do this is the moral fanaticism.
greatest defect in the traditional analy- The main virtue I claim for my
sis of civil disobedience. political analysis of civil disobedience
Second, my analysis indicates that is that it recognizes the fallibility of
civil disobedience has an indispensable men, whether rulers or ruled. The
political dimension; it must be per- majority, the minority, and the
ceived as a political act. Whatever "Athanasian individual" (the man who
other dimensions it has (e.g., the mor- stands alone against the world) can
al) it does have a political dimension. make mistakes in matters of substance.
Determinations of the "rightness" or To say that civil disobedience should
"justifiability" of civil disobedience not be allowed in a democracy suggests
must take account of political stan- that democrats have solved the prob-
dards and of principles of political obli- lem of human finitude.
gation. And the recognition of this Civil disobedience, politically con-

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136 ETHICS

ceived, puts the dissident man or group one's obligations to that authority and,
in opposition to society but not above on the other hand, to disobey a demo-
it; he remains, the group remains, with- cratically derived law. There is nothing
in the boundaries of acceptable civic in the notion of authority, or obliga-
conduct. Such civil disobedient action tion, that requires absolute obedience.
has as its goal the clarification and im- Even for Hobbes, propositions respect-
provement of civil life, in its standards ing one's obligation to obey or respect-
and in its practices. ing obedience to authoritative laws
If my point about the acceptability were not analytic but had to be vali-
of civil disobedience is granted, then dated by argument. The same could be
it follows that certain civic principles said for Saint Paul's injunctions to "be
will require a new and different elabo- subject."
ration or, at least, a different emphasis. To have authority is to be entitled
First, we should continue to expect a to issue laws. Subjection is being under
government to uphold the value of laws duly issued, recognizing them as
obedience to law and to defend in the law that one is under. Political
public forums the laws that it has obligation is the obligation to conform
decreed; at the same time we should to law, including the penalty clauses,
respect the principle of civil disobedi- and to the standards of acceptable
ence to the extent that we do not political conduct in the political system
equate civil disobedience per se with that one adheres to. Neither the nature
revolution, anarchy, immorality, bad of political authority per se nor the
citizenship, or opposition to democratic character of that authority in a democ-
authority. racy requires obedience to law as a
In effect, civil disobedience can strict principle and without exception.
observe, or follow, lines of political Rather than treat civil disobedience
"due process," even though there is a as an exception to the notions of
sense in which it must always be re- authority and obligation, as something
garded as illegal. We should not, of essentially contrary, we might consider
course, expect or want a government building into the very idea of authority
to endorse the breaking of its laws- and obligation in a democracy some
either in general or in a particular case. conception of allowable civil disobedi-
The proper move for a government to ence, along the lines specified in this
make (in such a strait) is not to paper. On conceptual grounds, there
endorse disobedience to its laws but is much to commend this move.
to change those laws. And this, I would Finally, we might consider the notion
suppose, is the essential goal of any of political authority as having several
act of civil disobedience of the political dimensions. For example, authority in
sort: to effect through legal means the a democracy is usually conceived along
change of bad laws. such lines as constitutional roles, the
Second, we shall probably need to procedures for the passage of laws, the
rethink our philosophy of political binding character of such laws. But
authority and obligation in a democ- there is good reason to consider author-
racy. We might begin by noting that ity, as well, along such lines as the
it is consistent, on the one hand, to ability to establish consensus on public
recognize democratic authority and policy (an educational as much as a

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CIVIL DISOBEDIENCE 137

political matter) and the ability to these respects is, I think, good reason
provide laws and policies which com- to provide suitable procedural safe-
mend themselves to the reflective judg- guards: not just to safeguard the judg-
ment of citizens. It is, perhaps, the ment and conscience of the individual
breakdown of authority in this latter in matters of substance, but also to
sense that has made disobedience to safeguard democratic authority itself.
law seem plausible in our time.
The fact that authority can fail in UNIVERSITY oF KANSAS

NOTES

1. The particulars of the Montgomery, Alabama, it was a point of pride with King that he never
bus boycott of 1955-56 are given in the book by disobeyed a federal court injunction.
Martin Luther King, Jr., Stride toward Freedom 3. R. B. Brandt, "Utility and the Obligation to
(New York: Harper & Row, 1964; originally pub- Obey the Law," Law and Philosophy, ed. S. Hook
lished by Harper & Brothers, 1958). King's indict- (New York: New York University Press, 1964),
ment under the antiboycott law is described on p. p. 51.
122, his trial and conviction (March 19-22, 1956) 4. For those interested in the details of Socrates'
on pp. 126-29. The injunction hearing is described arguments against civil disobedience, I would sug-
on pp. 138-40. The Supreme Court decision in gest a reading of that part of the Crito which deals
question was issued on November 13, 1956; it with "Socrates' Dialogue with the Personified Laws
affirmed the two-to-one decision of a special three- of Athens" (see Plato, Euthyphro, Apology, Crito,
judge U.S. District Court that Alabama's laws, trans. F. S. Church, 2d ed. [New York: Library of
both state and local, requiring segregation on buses Liberal Arts, 1956], pp. 60-65).
were unconstitutional. The District Court deci- 5. See T. Hobbes, Leviathan, ed. M. Oakeshott
sion was issued on June 4, 1956, i.e., after King's (Oxford: Basil Blackwell, 1957), chap. 20, p. 136;
conviction under the antiboycott law (see pp. 131- chap. 21, p. 138. Hobbes's doctrine of authority is
33). This decision, the fact that King's conviction firmed up by certain legalistic features of his anal-
was under appeal, and the fact that no injunction ysis. I have in mind his discussion of "representa-
had been issued to stop the car pools must all be tion" (chap. 18, esp. p. 113). The essential point,
taken into account; what they point to, I think, bearing on the nature of authority, which emerges
is that the car pool system had not definitively been in this discussion is that each member of a com-
declared or made illegal. monwealth must authorize "all the actions and
2. King has pointed out the effectiveness of court judgments" of the representative and sovereign
injunctions in stopping direct-action civil rights agent "in the same manner, as if they were his
demonstrations. But he notes that he did not face own" and authorize them, as it were, in advance
up to disobeying such an injunction until Birming-(p. 113). It follows from this, Hobbes argued,
ham (1963). It was here, really, that King's civil (a) that "every particular man is author of all the
rights demonstration movement of nonviolent op- sovereign doth: and consequently he that com-
position became a civil disobedience movement. plaineth of injury from his sovereign, complaineth
The importance of this step, and its novelty, is of that whereof he himself is author" (chap. 18,
indicated by the following remark King made in pp. 115-16), and (b) that "nothing the sovereign
an interview (Playboy [January 1965]): "We did representative can do to a subject ... can properly
not take this step hastily or rashly. We gave the be called injustice, or injury; because every sub-
matter intense thought and prayer before deciding ject is author of every act the sovereign doth"
that the right thing was being done. And when we (chap. 21, p. 139). The sovereign's acts are always
made our decision, I announced our plan to the authorized; we can never urge, as a ground for dis-
press, making it clear that we were not anarchists obedience, that laws are unjust. In this sense,
advocating lawlessness, but that in good conscience Hobbes ruled out the idea of a justifiable civil
we could not comply with a misuse of the judicial disobedience. At the same time, he did allow for
process in order to perpetuate injustice and segre- a narrow range of cases in which, even though the
gation. When our plan was made known, it be- law was not unjust, it was "right" to disobey the
wildered and immobilized our segregationist op- law, the "right" in question being neither political
ponents. We felt that our decision had been moral- nor moral but a "right of nature," the right of
ly as well as tactically right-in keeping with God's self-preservation (see chap. 21, pp. 141-43).
law as well as with the spirit of our nonviolent 6. T. H. Green, Lectures on the Principles of
direct-action program." For some time after Political this, Obligation (London: Longmans, Green

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138 ETHICS

& Co., 1960), sec. 100, p. 111. It appears, at a later any government's failure, to put him or any other
point in his lectures, that Green did not find the man under moral obligation that Thoreau had in
"answer of common sense" to be "simple and suffi- mind when he said, "I simply wish to refuse alle-
cient." For we find him developing a principle of giance to the State. . . . In fact, I quietly declare
justifiable civil disobedience along the following war with the State, after my fashion" (p. 236; see
lines: "There can be no right to disobey the law also p. 240). Thoreau's civil disobedience (refusal
of the state except in the interest of the state; i.e. to pay a head tax) was partly symbolic of his
for the purpose of making the state in respect of its personal repudiation of the federal union and of
actual laws more completely correspond to what the U.S. Constitution (both of which allowed
it is in tendency or idea, viz. the reconciler and slavery), and of his personal repugnance toward
sustainer of the rights that arise out of the social the war with Mexico (1846-48), but it was in large
relations of men" (sec. 142, p. 147). It should be part simply a rejection of the State (the political
obvious that this principle could justify civil dis- condition) in principle (see pp. 224-25, 228).
obedience in a democracy. Indeed, it is interesting It is quite consistent with this position on gov-
to note that the example of justifiable civil dis- ernment that Thoreau would be antidemocratic.
obedience which he did cite was opposition to He alleged that "a government in which the ma-
legalized slavery in the United States (e.g., Fugi- jority rule in all cases cannot be based on justice"
tive Slave Laws); yet he believed that the United (p. 223). He meant by this that majority rule per
States was the paramount political democracy of se is incapable of moral discrimination and should
the nineteenth century (see secs. 144-47, pp. 149- be used only to decide on matters of expediency;
53). It would be difficult to save Green from a majority rule has established itself, he alleged,
charge of inconsistency about civil disobedience in solely because the majority are "physically the
a democracy. strongest" (pp. 223, 234). This explains, at least
7. On the basis of my analysis up to this point, in part, Thoreau's indifference to voting (p. 226)
I think a somewhat stronger sense of justification and to the use of political channels for the remedy
could be constructed. I would argue that civil dis- of evils-even when they are the evils of a policy.
obedience in a democracy is justified in this Thoreau says, "They take too much time, and a
stronger sense if (a) it is allowable in the at- man's life will be gone." He adds, "It is not my
tenuated sense I have been specifying and, further, business to be petitioning the governor or the legis-
if (b) it does not have the effect of weakening lator any more than it is theirs to petition me" (p.
democratic political practices and attitudes, and if 229). Thus, the sort of situation I envision, the
(c) it is effective to the end of getting a law or dilemma of the prodemocratic citizen standing in
a policy changed, and if (d) it is the most effec- opposition to a democratically derived law, did
tive device vis-a-vis its procedural alternatives, not arise for Thoreau; it could not become a prob-
in the sense that such alternatives alone cannot lem, either for him personally or for anyone who
achieve the change at all, or cannot achieve it as subscribes to his antipolitical individualism-in
quickly. particular, to his doctrine of the absolute author-
8. I am talking here about the rhetoric of such ity of individual moral consciences.
arguments. The rhetoric of Thoreau's famous es- At the same time, Thoreau was willing to con-
say "On the Duty of Civil Disobedience," reprinted cede to Massachusetts that, even though it could
in Walden and On the Duty of Civil Disobedience not command his conscience (the only ground of
(New York: New American Library, 1964) is im- subjection he could conceive), it could jail him.
bued with the spirit of moral absolutism, as these As he said to his Concord audience, "I have paid
examples demonstrate: "the only obligation which no poll-tax for six years. I was put into jail once
I have a right to assume, is to do at any time on this account, for one night" (p. 233; see also
what I think right" (p. 223); "any man more right p. 234). But he took the penalty for his civil dis-
than his neighbors, constitutes a majority of one obedience, not in order to maintain democratic
already" (p. 230). Behind this absolutism lies a law, but in order to demonstrate his indifference
sort of radical individualism: "There will never be to it and his moral contempt for it. In any case,
a really free and enlightened State, until the State Thoreau's practice was more concessionary to-
comes to recognize the individual as a higher and ward democratic political authority than was his
independent power, from which all its power and rhetoric.
authority are derived, and treats him accordingly" Thoreau did what was right, in his eyes, despite
(p. 240). Thoreau's individualism was tinged with the incidental cost; indeed, he argues that one
perfectionism; it could also be described as an- should do what is right regardless of personal cost.
archistic or, perhaps more accurately, as anti- If you are forced by law and policy to be the agent
political. When he said, "That government is best of injustice to another or if your support of law
which governs not at all" (p. 222), he was not so implicates you as a party to injustice, then he
much enunciating an anarchist principle as he was says you must break the law: "Let your life be a
indicating the moral inadequacy of any govern- counter friction to stop the machine" (p. 229).
ment's claims on what might be called "con- The sort of attitudinal and behavioral syndrome
science" (see p. 223). It was government's failure, I am discussing here (civil disobedience on the

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CIVIL DISOBEDIENCE 139

principle of the moral deliverances of individual Perry Miller, in an "Afterword" to this edition,
conscience) is best symbolized in Sophocles' An- provides several facts worth noting with respect to
tigone. Thoreau's contribution to this syndrome Thoreau's essay (see pp. 249-55, esp. p. 255). The
is that he sets the idea of conscience outside reli- essay was originally delivered as an oration to
gion and tradition by pitting the individual, not the Concord Lyceum (on January 26, 1848); it
the laws of God and piety, against "the System." was published with some revisions-in particular,
It is interesting to speculate whether Thoreau's a rather long passage was added at the end-in
modern-day disciples have not replaced the in- 1849 (in a journal called Aesthetic Papers, which
dividual with the mob. In any case Thoreau's posi- had only one issue). In this journal, the title given
tion raises the interesting question whether the to the essay was "Resistance to Civil Government."
moral individual can afford to smash "the System." I would suggest the appropriateness of this title to
After all, it was the hated constitutional govern- the theme of Thoreau's essay. For further details,
ment of the United States that ended slavery, first as to titles and publication history, see H. A.
as a system of property-holding and then as a sys- Bedau, ed., Civil Disobedience: Theory and Prac-
tem of indignities visited on men; it is difficult to tice (New York: Pegasus, 1969), pp. 15-16, 269;
see that anarchists of good will could have suc- and Walter Harding, ed., The Variorum Civil Dis-
ceeded in the absence of "the System." obedience (New York: Twayne Publishers, 1967).

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