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Sepsis-associated encephalopathy and its differential diagnosis

Emanuele Iacobone, MD; Juliette Bailly-Salin, MD; Andrea Polito, MD; Diane Friedman, MD;
Robert D. Stevens, MD; Tarek Sharshar, MD, PhD

Sepsis is often complicated by an acute and reversible dete- cephalography is required in the presence of seizure; neuroimag-
rioration of mental status, which is associated with increased ing in the presence of seizure, focal neurologic signs or suspicion
mortality and is consistent with delirium but can also be revealed of cerebral infection; and both when encephalopathy remains
by a focal neurologic sign. Sepsis-associated encephalopathy is unexplained. In practice, cerebrospinal fluid analysis should be
accompanied by abnormalities of electroencephalogram and so- performed if there is any doubt of meningitis. Hepatic, uremic, or
matosensory-evoked potentials, increased in biomarkers of brain respiratory encephalopathy, metabolic disturbances, drug over-
injury (i.e., neuron-specific enolase, S-100 ␤-protein) and, fre- dose, withdrawal of sedatives or opioids, alcohol withdrawal
quently, by neuroradiological abnormalities, notably leukoen- delirium, and Wernicke’s encephalopathy are the main differential
cephalopathy. Its mechanism is highly complex, resulting from diagnoses of sepsis-associated encephalopathy. Patient manage-
both inflammatory and noninflammatory processes that affect all ment is based mainly on controlling infection, organ system
brain cells and induce blood-brain barrier breakdown, dysfunc- failure, and metabolic homeostasis, at the same time avoiding
tion of intracellular metabolism, brain cell death, and brain inju- neurotoxic drugs. (Crit Care Med 2009; 37[Suppl.]:S331–S336)
ries. Its diagnosis relies essentially on neurologic examination KEY WORDS: sepsis; encephalopathy; delirium; blood brain bar-
that can lead one to perform specific neurologic tests. Electroen- rier; neuroimaging

S epsis is often associated with (1). SAE is accompanied by abnormalities way involves the circumventricular or-
an acute and reversible deteri- of electroencephalography (EEG) and so- gans, which are strategically located near
oration of mental status, which matosensory-evoked potentials, increase neuroendocrine and neurovegetative nu-
affects preferentially con- in biomarkers of brain injury (i.e., neu- clei, are deprived of a blood-brain barrier
sciousness, awareness, cognition, and be- ron-specific enolase, S-100 ␤-protein) (BBB), and express components of innate
havior and, therefore, matches with cur- and, frequently, by neuroradiological ab- and adaptive immune systems. Once vis-
rent criteria for delirium (1). There are normalities. Occurrence of encephalopa- ceral or systemic inflammation is de-
various denominations for this disorder, thy in a septic patient implies a system- tected by the first or the second pathway,
among which the most frequent used are atic diagnostic approach of all potential the activating signal will spread to behav-
sepsis-associated encephalopathy (SAE), factors, in addition to sepsis, that contrib- ioral, neuroendocrine, and neurovegeta-
sepsis-associated delirium, or brain dys- utes to the brain dysfunction including tive centers. Various mediators are in-
function. The term sepsis encephalopa- drug toxicity or metabolic disturbances. volved including proinflammatory and
thy is misleading as it refers to a direct First, meningitis or brain abscess should anti-inflammatory cyokines, nitric oxide,
cerebral infection, whereas SAE is con- be ruled out if there is any doubt. The and prostaglandins but also chemokines,
sidered a diffuse cerebral dysfunction as a purpose of this review is to address the carbon monoxide. It will affect directly or
consequence of the systemic inflamma- pathophysiology, differential diagnosis, indirectly migroglial cells, astrocytes, and
tory response to an infection with no and outcome of SAE. neurons, ending up in a modulation of
direct central nervous system infestation neurosecretion and neurotransmission.
PATHOPHYSIOLOGY It is therefore conceivable that this brain-
activating signal can become pathogenic
From the General Intensive Care Unit (EI), Fermo and induce such an alteration of neuro-
Hospital Ancona, Italy; General Intensive Care Unit Brain Signaling in Sepsis
(JB-S, AP, DF, TS), Raymond Poincaré Teaching Hos-
transmission, which is the pathophysio-
pital (AP-HP), University of Versailles Saint-Quentin en The response to stress is physiologi- logical substratum of encephalopathy. In
Yvelines, Garches, France; Departments of Intensive cally triggered by an activating signal a clinical point of view, it must be em-
Care Medicine (SS), Hospital of Sud Essonne, Etampes, phasized that response to stress-related
that is mediated by two pathways (2, 3).
France; and the Departments of Anesthesiology and
The first one is the vagus nerve, which changes in behavior can be similar to
Critical Care Medicine, Neurology, and Neurosurgery
(RDS), Johns Hopkins University School of Medicine, can detect visceral inflammation through those observed during an encephalopa-
Baltimore, MD. its axonal cytokines receptors. The vagus thy. Furthermore, behavioral response is
The authors have not disclosed any potential con- nerve nucleus is connected to various mainly controlled by the amygdala and
flicts of interest.
brainstem autonomic nuclei, notably the hippocampus, which are liable to hemo-
For information regarding this article, E-mail:
tarek.sharshar@rpc.aphp.fr nucleus tractus solitarius that integrates dynamic and metabolic (i.e., hypoxemia
Copyright © 2009 by the Society of Critical Care the baroreflex, but also the paraventricu- and hypoglycemia) insults. Therefore,
Medicine and Lippincott Williams & Wilkins lar nuclei that control adrenal axis and modification of behavior can be adaptive
DOI: 10.1097/CCM.0b013e3181b6ed58 vasopressin secretion. The second path- and physiologic, i.e., behavioral features

Crit Care Med 2009 Vol. 37, No. 10 (Suppl.) S331


Endothelial activation (22). Large amounts of glutamate are also
Hemodynamic failure Intense activating brain
Brain vascular dysfunction signal
released by activated microglia, cell acti-
BBB breakdown vation that is consistently observed dur-
Coagulopathy Infection ing sepsis (23).
Drugs toxicity The proapoptotic role of TNF-␣, along
Metabolic disorders
with other proinflammatory cytokines, is
Inflammatory Neurotoxic supported by the report of multifocal ne-
mediators substances crotizing leukoencephalopathy in a pa-
Ischemia tient who had died of septic shock (24).
Hypoxemia This disease is characterized by apoptotic
Dysglycemia
and marked inflammatory lesions of the
pons and excessive systemic inflamma-
Brain Oxydative stress tory response. On the other hand, no
damage
correlation was found between TNF-␣ ex-
pression and neuronal or microglial apo-
Apoptosis Cellular dysfunction Neurotransmitters ptosis (18). Finally, hyperglycemia in-
creases microglial vulnerability to
lipopolysaccharide (LPS)-mediated toxic-
ity (25).
ENCEPHALOPATHY It must be remembered that there are
highly complex interactions between
Figure 1. Mechanisms of sepsis-associated encephalopathy. BBB, blood-brain barrier.
neurons and glial cells that determine
brain cell survival. Thus, activated micro-
glial cells can become neuroprotective or
of the response to stress, or maladaptive oxide dismutase and catalase activity (11)
neurotoxic. Furthermore, we should not
and pathophysiological, i.e., conse- as well as mitochondrial dysfunction
always consider apoptosis as a deleterious
quences of SAE (4). (12). It can be also due to hyperglycemia
phenomenon. For instance, it has been
In addition to these two pathways, en- and hypoxemia. It has been experimen-
demonstrated to facilitate plasticity.
dothelial cells play a major role in sepsis- tally demonstrated that expression of in-
associated brain inflammation. Sepsis in- ducible nitric oxide synthase (iNOS), dys-
duces their activation, which results in function of respiratory chain, and Endothelial Activation and BBB
release of various mediators into the brain formation of superoxide anions within a Breakdown
but also in BBB dysfunction (Fig. 1). medullar autonomic center sequentially LPS and proinflammatory cytokines
precede hypotension (13). However, it is trigger the endothelial expression of
Alteration of Neurotransmission interesting to note that previous studies CD40, E-selectin, vascular adhesion mol-
have not shown any decrease in brain en- ecule-1, and intercellular adhesion mole-
The cholinergic (5), brain ␤-adrener-
ergy during sepsis (15). cule-1, activating both the endothelial cy-
gic, ␥-aminobutyric acid, and serotonin-
One major consequence of oxidative clooxygenase 2 synthesis and the I␬B-␣/
ergic release or receptors expression (6,
stress is apoptosis. Mitochondrial-medi- nuclear factor-⌲b (NF-␬B) pathway. LPS
7) are impaired during experimental sep-
ated apoptosis has been evidenced in sep- also induces endothelial expression of in-
sis. There phenomena predominate in
tic rats’ brains (16) that might be related terleukin-1 and TNF-␣ receptors, produc-
cortex and in hippocampus (8) and may
to a decrease in intracellular proaptoptic tion of interleukin-1␤, TNF-␣, and inter-
be mediated by nitric oxide, cytokines,
(bcl-2) and an increase in antiapoptotic leukin-6 as well as the activation of both
and prostaglandins (7, 9). Neurotransmit-
(bax) factors (16, 17). In patients who had endothelial and iNOS (2, 3). Then, this
ter synthesis is also altered by ammonium
and tyrosine, tryptophan and phenylala- died from septic shock, neuronal and mi- endothelial activation relays into the
nine, whose plasma levels are increased croglial apoptosis has been detected in brain the inflammatory response by re-
secondary to liver dysfunction and muscle neurovegetative and neuroendocrine nu- leasing proinflammatory cytokines and
proteolysis (10). Their neurotoxic effect clei as well as in amygdala (18). Intensity nitric oxide that are able to interact with
might be potentiated by the decrease in of apoptosis correlated with expression of surrounding brain cells.
branched-chain amino acids (10). endothelial iNOS. In addition to nitric Endothelial activation alters vascular
oxide, other proapoptotic factors have tone and induces both microcirculatory
been incriminated, such as glutamate, tu- dysfunction and coagulopathy, which will
Mitochondrial Dysfunction,
mor necrosis factor (TNF)-␣ and glucose. favor ischemic or hemorrhagic lesions.
Oxidative Stress, and Apoptosis
The excito-neurotoxicity of glutamate has However, changes in cerebral flow and its
Various brain areas of septic rats, es- been extensively investigated in various autoregulation during sepsis are contro-
pecially in the hippocampus and cortex, neurologic disorders including acute versial. Thus, both human and experi-
are liable to an early but transitory oxi- stroke and chronic neurodegeneration mental sepsis studies found an increased,
dative stress (11, 12), which can be in- (19). Interestingly, recycling and gluta- unchanged, or reduced cerebral flow (2)
duced by nitric oxide, via formation of mate export of ascorbate by astrocytes are as well as an altered or preserved autoreg-
peroxinitrite (13) but also a decrease in inhibited in sepsis (20, 21) and both ulation (2). However, ischemia is consis-
antioxidant factors (heat shock factor, plasma and cerebrospinal fluid ascorbate tently observed in brain areas susceptible to
ascorbate) (14) imbalance between super- levels are decreased in patients with SAE low cerebral flow (24). Furthermore, it has

S332 Crit Care Med 2009 Vol. 37, No. 10 (Suppl.)


been recently shown that sepsis-associ- Sedation necessary
ated delirium is more likely associated Non sedated Sedated What
strategy?
with disturbed autoregulation than with
altered cerebral flow or tissue oxygen- Discontinuation of sedation
whenever possible
ation (26). Neuropathological examina-
EXAMINATION Normal Monitoring
tion reveals hemorrhages in about 9% of
patients who died from septic shock,
LUMBAR PUNCTURE IF ANY DOUBT
which were always associated with clot-
ting disorders (24). However, clotting Focal sign Brain imaging
tests, platelets count, and occurrence of
disseminated intravascular coagulopathy Myoclonus EEG - Biochemistry - Drugs Brain imaging
Antagonist?
Antagonist?
were reported to not statistically differ Coma EEG - Biochemistry - Drugs Brain imaging
between septic shock patients with and
Delirium Biochemistry - Drugs EEG Brain imaging
without hemorrhages (24). Agitation
The other consequences of endothelial UNCONTROLLED SEPSIS?
activation include impairment of oxygen,
nutrient, and metabolite movements but, Figure 2. Proposed decision tree for assessment of brain dysfunction in a septic patient. EEG,
electroencephalogram.
most importantly, BBB breakdown,
which will facilitate the passage of neu-
rotoxic factors. Interestingly, glutamate
plays an important role in BBB perme- netic resonance imaging can reveal cere- Detection
ability (27). Breakdown of BBB has been bral infarctions, posterior reversible
evidenced in an experimental model of encephalopathy syndrome, or localized to First of all, detection should be based
sepsis (28, 29) but also in septic patients, diffuse leukoencephalopathy (30, 31). on daily neurologic assessment of mental
with help of brain magnetic resonance However, brain magnetic resonance im- status (2, 3). Physicians have at their dis-
imaging (30, 31). BBB breakdown can be aging may fail to detect some brain le- posal validated scores for detecting delir-
localized around the Virchow-Robin sions observed in neuropathological stud- ium and monitoring awareness. For de-
spaces or diffuse in the whole white mat- ies, such as hemorrhages related to lirium, the Confusion Assessment
ter. It can also predominate in posterior disseminated intravascular coagulopathy, Method for the Intensive Care Unit (39)
lobes, being consistent with a posterior microabscesses or multifocal necrotizing or the Intensive Care Unit Delirium
reversible encephalopathy syndrome. leukoencephalopathy (24). Screening Checklist (40) can be pro-
Sepsis is undoubtedly a cause of agi- posed. For awareness, Glasgow Coma
FEATURES, PREVALENCE, AND tation (37) and delirium (3). About a Scale or scores used for monitoring seda-
third of septic patients had a Glasgow tion, such as the Richmond Agitation and
OUTCOME
Coma Scale of ⬍12, and alteration of Sedation Scale or the Assessment to In-
Its clinical characteristics are changes alertness and consciousness is an inde- tensive Care Environment (41), can be
in mental status, especially of awareness/ pendent prognosis factor, increasing used. Once delirium is identified, an ex-
consciousness and cognition. Alteration mortality rate up to 63% when Glasgow haustive neurologic examination assess-
of the former range from alteration to Coma Scale drops to ⬍8 (38). Mortality ing neck stiffness, motor responses, mus-
sleep/wake cycle to deep coma and that of also increases with severity of electro- cular strength, plantar and deep tendon
the latter include symptoms of delirium, physiological abnormalities, ranging reflexes and cranial nerves is mandatory.
i.e., disorientation, hallucination, im- from 0 when EEG is interpreted as nor- In case of focal neurologic sign, brain
paired attention, or disorganized think- mal to 67% when it shows burst sup- imaging will be indicated. In case of sei-
ing. It is often associated with changes in pressions. zure (including palpebral myoclonus) or
motor activity, ranging from agitation to Surprisingly, the mortality rate also neck stiffness, an EEG and a lumbar
hypoactivity (2). Agitation and somno- increases with plasma levels of biomark- puncture will be required, before or after
lence can occur alternatively. Other but ers, although they do not correlate with neuroimaging (Fig. 2). The main limita-
less frequent motor symptoms include clinical and neurophysiological severity tion of clinical detection is sedation, as
paratonic rigidity, asterixis, tremor, and (3). There are long-term cognitive and sedatives alter awareness and cognition,
multifocal myoclonus. Alterations of EEG psychological sequelae of SAE are un- even after their discontinuation. Despite
activity are present most of the time and, known. Although SAE is considered a re- this, we think that a neurologic examina-
according to severity, include excessive versible phenomenon, neuroradiological tion should be performed daily in sedated
theta, predominant delta, triphasic waves and neuropathological findings can plau- patients (Table 1). Occurrence of sudden
and suppression or burst suppression sibly cause disability. changes in mental status unexplained by
(32). It is also associated with alteration modification of sedative infusion rate, fo-
of somatosensory-evoked potentials la- DIAGNOSTIC APPROACH cal neurologic sign, seizure, or neck stiff-
tency or amplitude (33, 34). Elevated ness should lead the physician to discuss
plasma levels of neuron-specific enolase Prevalence and severity of encephalop- neuroimaging, EEG, and lumbar punc-
and S-100 ␤-protein have been reported athy in septic patients should prompt ture. Beside clinical examination, neuro-
in patients with SAE (35) but seem not to physicians to detect a brain dysfunction, physiological testing and assessment of
be correlated with clinical or EEG sever- diagnose its causes, and finally, whenever biomarkers have been proposed for de-
ity (36). As forementioned, brain mag- possible, propose a treatment. tecting brain dysfunction in sedated sep-

Crit Care Med 2009 Vol. 37, No. 10 (Suppl.) S333


Table 1. Neurologic approach in sedated patients Septic patients are also susceptible to
drug overdose but also drug withdrawal,
Interruption
notably of benzodiazepines and opioids as
Assessment Symptoms of Sedation Investigation
they are often prescribed to these pa-
Motor activity Agitated Careful If no obvious explanationa tients. The chronological link and the
Awarenesss/awakeness Comatose Yes If persistenta,b neurologic improvement after their read-
Cognition Delirium Yes If persistenta ministration are arguments for a with-
Motor and brainstem 1. Modification not 1. Yes 1. If persistenta drawal syndrome. Tobacco dependency is
responses explained by sedation 2. Not necessary 2. Any focal sign (MRI)
a risk factor for delirium in critically ill
2. Focal signs 3. No 3. Necessary (EEG, MRI . . . )
patients whose dependency can be re-
3. Myoclonus
versed by a nicotine patch.
MRI, magnetic resonance imaging; EEG, electroencephalogram. Alcohol withdrawal delirium is often
a
Biological, neuroradiological, and electrophysiological complementary investigations must be evoked in an alcoholic patient who devel-
discussed; buse of antagonist of benzodiazepines or opioids can be discussed. ops an encephalopathy. Delirium tre-
mens is a potentially fatal complication
that occurs, however, in only 5% of hos-
tic patients. In contrast to EEG, somato- brain imaging should be balanced. In ad- pitalized alcohol-dependent patients and
sensory-evoked potentials may be useful dition to etiological diagnosis for the phy- usually within 48 hrs to 72 hrs of the last
as they are not affected by sedative drugs sicians and the relatives of the patient, drink. The predominance of psychomotor
(33). Even if they can detect subclinical assessment of the nature and extent of agitation, zoopsias, and autonomic signs
focal signs and their subcortical and cor- brain damage may also influence the pa- (hyperpyrexia, tachycardia, hypertension,
tical peak latencies are correlated with tient’s treatments. For example, evidence and diaphoresis) are suggestive. In mal-
severity of the systemic inflammatory re- for brain hemorrhage should lead to dis- nourished or alcoholic patients, Wer-
sponse syndrome, they are too cumber- continuation of any drug with an antico- nicke’s encephalopathy must always be
some to be performed routinely at the agulant activity. evoked and treated, especially if there is
patient’s bedside. The usefulness of Beside these specific tests, standard an ophthalmoplegia or ataxia. Thiamine
bispectral index is controversial in criti- laboratory tests must be done to detect deficiency can be aggravated by infusion
cally ill patients (42). Plasma levels of metabolic disturbances, liver dysfunc- of glucose. Encephalopathy is a sign of
biomarkers of brain cell damages, such as tion, and renal insufficiency as well as respiratory failure, induced by hypoxemia
neuron specific enolase and S-100 ␤-pro- drug chart screening to identify neuro- and/or hypercapnia, and indicates respi-
tein, can be more easily performed. How- toxic treatment that could be discontin- ratory assistance. Finally, air embolism is
ever, their specificity and sensitivity for ued or tapered according to their plasma an iatrogenic cause of sudden coma, ag-
detecting sepsis-associated brain dysfunc- levels or to the liver and/or renal func- itation, seizure, or focal neurologic signs,
tion or lesions have not been demon- tion. In addition to sedatives and analge- and for which hyperbaric oxygen is rec-
strated sufficiently to recommend their sics, many classes of drugs currently ad- ommended. Medical history of the patient
measurement routinely. Neither neuro- ministered in critically ill patients are should also be taken into account as var-
imaging nor cerebrospinal fluid analysis neurotoxic, notably a number of antibiot- ious diseases can affect the central ner-
can be considered a monitoring tool. ics and cardiac drugs. It must be empha- vous system.
sized that encephalopathy is often multi-
Complementary Investigations factorial; therefore, a physician should
not stop his/her query once one factor TREATMENT AND
After neurologic examination has been has been identified. Finally, reappearance THERAPEUTIC PERSPECTIVE
performed, specific tests need to be ad- or persistence of encephalopathy may in-
dressed. In routine practice, cerebrospi- dicate that sepsis is not controlled and is There is no specific treatment for sep-
nal fluid analysis should be always done a classic feature of deep abscess. sis-associated delirium yet. Thus, treat-
whenever meningitis is suspected. EEG ment should focus on the underlying sys-
should be performed if there is seizure temic illness and supportive measures,
Differential Diagnosis
(including palpebral myoclonus) or if al- such as control of sepsis, management of
tered neurologic status remains unex- As aforementioned, a brain infection organ failure and metabolic disturbances,
plained as it may be secondary to non- must always be suspected and relevance and avoidance of neurotoxic drugs.
convulsive epilepsy, which is treatable. In of brain imaging and lumbar puncture Among treatments currently used in
septic patients, evidences for focal neuro- must always addressed in a septic patient septic patients, intensive insulin therapy,
logic signs or seizure are undisputable with any central neurologic symptoms. activated protein C, and steroids may
criteria for brain imaging. It should be Encephalopathy in critically ill patients have some effects on the main and sup-
also considered when no cause for en- can result from various causes, which can posed pathophysiological mechanisms of
cephalopathy has been identified. Mag- be entwined, masked, or worsened by a SAE, which are endothelial activation,
netic resonance imaging is more helpful septic process. Sepsis can be the trigger- BBB breakdown, neuroinflammation, ox-
than computed tomography scan for de- ing and aggravating factor of hepatic or idative stress, and apoptosis. However,
tecting recent ischemic stroke, white uremic encephalopathy. Anamnesis, re- there is no evidence from clinical trials
matter lesions, or BBB rupture, and for spective severity of sepsis and liver or that insulin therapy, activated protein C,
exploring cerebral arteries. Before trans- renal failure can help to discriminate be- or steroids reduce the incidence or sever-
porting the patient, risk and benefit of tween these processes. ity of SAE.

S334 Crit Care Med 2009 Vol. 37, No. 10 (Suppl.)


Insulin therapy could be neuroprotec- have also been proposed for reducing and reduced cortical cholinergic innervation
tive as hyperglycemia experimentally in- BBB permeability (59). Modulation of after recovery from sepsis in a rodent model.
duces oxidative stress and apoptosis. brain signaling is another option. It has Exp Neurol 2007; 204:733–740
However, the potential benefit of insulin been shown that pharmacologic inhibi- 6. Kadoi Y, Saito S: An alteration in the gamma-
aminobutyric acid receptor system in experi-
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