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SHORT-TERM EFFECTS OF MANIPULATION TO THE UPPER

THORACIC SPINE OF ASYMPTOMATIC SUBJECTS ON PLASMA


CONCENTRATIONS OF EPINEPHRINE AND NOREPINEPHRINE—
A RANDOMIZED AND CONTROLLED OBSERVATIONAL STUDY
Aaron A. Puhl, MSc, a and H. Stephen Injeyan, MSc, PhD, DC b

ABSTRACT

Objective: The purpose of this study was to investigate the short-term effects of spinal manipulation applied to a
hypomobile segment of the upper thoracic spine (T1-T6), on plasma concentrations of norepinephrine (NE) and
epinephrine (E) in asymptomatic subjects, under strictly controlled conditions.
Methods: Fifty-six asymptomatic subjects were randomly assigned to receive either a chiropractic manipulative
intervention or a sham intervention in the upper thoracic spine. A 20-gauge catheter fitted with a saline lock was used
to sample blood before, immediately after, and 15 minutes after intervention. Plasma NE and E concentrations were
determined using an enzyme-linked immunosorbent assay. Changes in plasma catecholamine concentrations were
analyzed within and between groups using 1- and 2-sample t tests, respectively.
Results: The plasma samples of 36 subjects (18 treatment, 18 control) were used in the analysis. Mean plasma
concentrations of NE and E did not significantly differ between the 2 groups at any time point and did not change
significantly after either the manipulative or sham intervention.
Conclusions: The results of this study indicate that a manipulative thrust directed to a hypomobile segment in the
upper thoracic spine of asymptomatic subjects does not have a measurable effect on the plasma concentrations of
NE or E. These results provide a baseline measure of the sympathetic response to spinal manipulation. (J Manipulative
Physiol Ther 2012;35:209-215)
Key Indexing Terms: Musculoskeletal Manipulations; Autonomic Nervous System; Norepinephrine; Epinephrine

pinal manipulative therapy (SMT) is a common clinical benefits of SMT, it does hinder acceptance by the

S treatment modality used in a variety of manual


medicine disciplines. There is an ever-increasing
body of clinical evidence that supports the use of SMT in
scientific and health care communities more broadly as well
as encumber attempts to improve the practice of SMT. One
idea common to many theories is that changes in the normal
the treatment of low back pain, 1 neck pain, 2 headaches, 3 anatomical, physiologic, or biomechanical dynamics of
and other neuromusculoskeletal conditions. 4 Many non- contiguous vertebrae can adversely affect the functioning of
specific, nonmusculoskeletal responses have also been the nervous system, and SMT has been suggested to correct
reported 5; however, the full range of therapeutic benefits of these changes. 6 In this regard, the current model of
SMT and the exact biologic mechanism(s) of its therapeutic somatoautonomic reflex provides 1 potential link between
effects remain unclear. Although this does not negate the spinal manipulation, the autonomic nervous system (ANS),
and various physiologic effects. 7
a
Chiropractic Intern, Canadian Memorial Chiropractic College, The relevance of the somatoautonomic reflex theory to
Toronto, Ontario, Canada. chiropractic philosophers is reliant on the idea that sensory
b
Professor and Chair, Department of Pathology and Microbi- input from spinal or paraspinal tissues can influence bodily
ology, Canadian Memorial Chiropractic College, Toronto, processes by affecting the ANS. Indeed, several experi-
Ontario, Canada.
Submit requests for reprints to: H. Stephen Injeyan, MSc, PhD, ments performed with animal models have indicated a link
DC, Professor and Chair, Department of Pathology and Microbi- between noxious chemical stimulation to paraspinal tissues
ology, Canadian Memorial Chiropractic College, 6100 Leslie St, and somatoautonomic reflexes. 8-12 In these studies, nox-
Toronto, ON, M2H 3J1 (e-mail: sinjeyan@cmcc.ca). ious chemical stimulation of paraspinal tissues appeared to
Paper submitted June 17, 2011; in revised form October 20, produce an excitatory effect on sympathetic activity.
2011; accepted October 27, 2011.
0161-4754/$36.00 Studies examining the effect of mechanical stimulation of
Copyright © 2012 by National University of Health Sciences. spinal joints on autonomic and visceral function in animal
doi:10.1016/j.jmpt.2012.01.012 models have also been conducted. 13-15 These examinations

209
210 Puhl and Injeyan Journal of Manipulative and Physiological Therapeutics
Sympathetic Effects of Spine Manipulation March/April 2012

suggest that when different spinal segments are mechani- examine the effect of manipulation to other regions of the
cally stimulated, this can produce qualitatively and spine and also take strict measures to control for sources of
quantitatively different responses, depending on the area error. The objective of this study was to examine the short-
being stimulated. term effects of SMT to hypomobile segments of the upper
In addition to basic animal model studies, experiments thoracic spine (T1-T6) of asymptomatic subjects on plasma
examining the reflex effects of mechanical stimulation to levels of NE and E under strictly controlled conditions.
spinal and paraspinal tissues of human subjects are also well
documented. Researchers have provided evidence that
SMT can result in measurable changes to distal skin METHODS
temperature, 16-19 cutaneous electrical conductance, 19,20 Subjects
cutaneous blood flow, 21 respiratory function, 22 heart rate
Posters, email, and word of mouth were used to recruit a
and blood pressure, 23-25 pupillary light reflexes, 26,27 and
convenience sample of 56 subjects from the staff and
inflammatory and immune responses. 28-30 Although such student body of the Canadian Memorial Chiropractic
reports may be representative of what may occur in the College as well as their friends and relatives. Subjects
clinical setting, only a limited amount of research into the
were offered a $20 cash incentive for their time and
exact underlying mechanisms has been done. For example,
contribution to the study. Subjects were given all
data stemming from animal studies suggest that neurologic
information about exclusion criteria at the time of
mechanisms may underlie these effects, likely being
recruitment and then reminded of the relevant criteria at
mediated by way of the sympathetic nervous system
24 to 36 hours before their arranged time of participation.
(SNS). Unfortunately, the research connecting the phe-
Subject inclusion was limited to individuals between 20
nomenological responses documented in human studies, and 45 years old. Because we were examining an
such as those mentioned above, with the neurophysiolog- asymptomatic population, subjects who had experienced
ically demonstrated somatoautonomic reflexes from animal
any back pain (including neck or upper back pain) or who
studies is limited.
had experienced any type of illness in the past 1 week were
Physiologic processes under the control of the SNS are
excluded from the study. Furthermore, subjects were
modulated by the local release of norepinephrine (NE) from
excluded if they had a history of hemophilia or any major
nonsynaptic, postganglionic sympathetic terminals and
disease that could potentially affect the spine or SNS,
circulating epinephrine (E) secreted by the adrenal medulla.
including neoplasms, cardiovascular, and endocrine dis-
It is known that the predominant sources of circulating NE eases. Those who were pregnant, had used tobacco
and E in humans are sympathetic nerve endings and the products, and/or had started taking any newly prescribed
adrenal medulla, respectively; that plasma catecholamine
medications within the last 1 month; had any surgery or
levels change in a matter of seconds in response to
major injury in the previous 1 month; had engaged in
sympathetic stimulation 31; and that the measurement of
isometric and isotonic exercise, reported experiencing
plasma concentrations of NE and E is an accepted method
major psychologic stress, or had consumed caffeinated
of gauging overall sympathetic and adrenal medullary
food and/or beverage products within the previous 24
activity. 32-34 Moreover, observed changes in the plasma
hours; or had consumed any food or beverage product
concentrations of NE and E are often sufficient to
(except water) within the previous 2 hours were also
differentiate the activity of these 2 sources because only
excluded from the study. Subjects were also excluded if
2% to 7.5% of circulating NE, as opposed to most of
they had received any manual therapy including SMT,
circulating E in peripheral blood, is derived from the
massage therapy, or acupuncture within the previous 1
adrenal medulla. 35
month. Finally, subjects were excluded if the clinician
To date, there has been only 1 small, nonrandomized study
could not find any hypomobile segments in the upper
examining the effect of SMT on plasma levels of NE and E. 36
thoracic spine (T1-T6) or if the catheter could not be
The study suggested that there were no measurable changes
successfully inserted into the subject's left cubital vein on
to plasma NE or E in response to a high-velocity, low-
the first attempt.
amplitude rotatory thrust to the lower cervical spine when
The final decision with regard to inclusion of a subject
compared with a sham intervention in asymptomatic subjects.
into the study was made by the study clinician after an
However, it is possible that the lack of a demonstrable change
interview and review of the inclusion/exclusion criteria but
in the concentrations of these catecholamines was due to
before randomization.
limitations in experimental protocol. There is documented
evidence of changes to autonomically regulated processes in
humans, in response to thoracic manipulation, 16,25,28,30 and Study Protocol
animal and human studies have both suggested that there can This observational study used a parallel group, random-
be differences in response, depending on the spinal level ized, and controlled design. A single treating clinician with
being stimulated. 16,37 Thus, it is important that studies 26 years of chiropractic clinical experience examined all
Journal of Manipulative and Physiological Therapeutics Puhl and Injeyan 211
Volume 35, Number 3 Sympathetic Effects of Spine Manipulation

participants using static and motion palpation procedures to and number assignment were kept in a secured drawer by
assess for hypomobile spinal motion segments in the upper the treating clinician; the code was broken after the
thoracic spine (T1-T6). Hypomobile segments were marked conclusion of the laboratory analysis to allow for grouping
with an X on the skin to facilitate their relocation when and statistical analysis.
appropriate. Those participants with at least 1 hypomobile
segment were randomized by the treating clinician and then
prepared for phlebotomy by a registered nurse blinded to the Intervention and Control Procedures
participant's allocation. A 20-gauge intravenous catheter The manipulative intervention consisted of a combina-
(REF 381234; BD Insyte, Franklin Lakes, NJ) fitted with a tion type adjustment (hypothenar transverse push) directed
saline lock (2N8378; Baxter, Mississauga, ON) was inserted to the previously identified hypomobile spinal segment
in the subject's left median cubital vein. Then, participants between T1 and T3 or a Carver-Bridge type adjustment
were instructed to lie prone on a treatment table in a (bilateral hypothenar push) for segments T4 to T6. 39 The
comfortable position and to rest quietly and motionless for participant was instructed to breathe in deeply and then
the duration of the study. After a 10-minute equilibration exhale at a natural rate before the application of the
period, a 4-mL resting blood sample was collected. The manipulative intervention. The occurrence of an audible
treating clinician then applied the manipulative or control cavitation was noted but not required. Control participants
intervention to a marked segment, immediately after which were treated in an identical manner with regard to hand
another 4-mL blood sample was collected. After a 15- contact and breathing instructions, except there was no
minute rest period, a final 4-mL blood sample was collected, application of a thrust by the treating clinician.
and the catheter was removed from the participant.
This study protocol was approved by Canadian Memo-
rial Chiropractic College Research Ethics Board. Informed
consent was obtained in writing after the procedure had Laboratory Procedures
been fully explained. One to 3 participants were tested per Blood samples were kept on ice from the moment of
day and always between the times of 10 AM and 12 PM. sampling until laboratory processing. Blood samples were
Samples of venous blood were collected from the centrifuged for 10 minutes at 3000 rpm in a refrigerated
intravenous line into chilled vacutainers containing centrifuge within 30 minutes of sampling. Plasma was
EDTA. A peripheral intravenous line was used because removed from the packed cell fraction and stored at −80°C
this has been shown to yield accurate analyte levels 38 and for later analysis. Plasma NE and E concentrations were
avoided the confounding factor of multiple needles. determined using an enzyme immunoassay kit (2-Cat
Immediately before each sampling, 3 mL of blood was ELISA; BA 10-1500; Labor Diagnostika Nord, Nordhorn,
drawn and discarded to clear the catheter of any saline. Germany) and an enzyme-linked immunosorbent assay
Immediately after each sampling, the catheter was flushed reader (450 nm) according to the supplied protocol. All
with 3 mL of a 0.9% sterile saline solution to maintain samples were run in duplicate.
patency. All blood samples were placed on ice immediately
after collection. The registered nurse recorded any adverse
events from the beginning of the protocol until 10 minutes Statistical Analysis
after removal of the catheter. Appropriate descriptive statistics (mean and SD) were
used to characterize the subjects' demographic data.
Demographic profiles between the treatment and control
Blinding and Randomization groups were compared using 2-sample, 2-tailed t tests or χ 2
Participants were randomly assigned to either the analysis. Baseline and subsequent measures of NE and E
treatment or control group using a lottery method. Equal between the treatment and control groups were compared
sex distribution was ensured by using 2 sets of randomly using a 2-sample, 2-tailed t test. For every subject, samples
assorted folded paper tickets containing allocation status, collected before intervention served as a self-control
one set for each sex, prepared before the study. Participants (baseline) to which postintervention responses were
were asked to choose a ticket from the set of their respective compared. The mean difference between preintervention
sex and give it to the treating clinician. Participants were not and postintervention NE and E concentrations was
permitted to view the contents of the ticket, thus ensuring determined within the treatment and control groups and
that participants remained blinded until after they actually then analyzed using a 1-sample t test. The mean difference
received the manipulation or the control intervention. The between preintervention and postintervention NE and E
allocation of each participant was recorded by the treating concentrations between the treatment and control groups
clinician using a key that was also used to label the blood was also determined and compared using a 2-sample, 2-
samples; this allowed blinding of the laboratory investigator tailed t test. The standard for statistical significance in all
to the source of each blood sample. The subject allocation analyses was P less than .05.
212 Puhl and Injeyan Journal of Manipulative and Physiological Therapeutics
Sympathetic Effects of Spine Manipulation March/April 2012

Fig 1. Study flow diagram.

RESULTS existence of a neurophysiologic model. 40 Indeed, many


chiropractic philosophers have long considered that such
Fifty-six volunteers were accepted into the study and
changes may be mediated by way of the ANS, but there still
randomized: 26 treatment subjects and 30 control subjects
exists a void in the literature for basic studies with human
(Fig 1). Of those, the plasma samples of 36 subjects (18
subjects that evaluate possible explanations for the
treatment, 18 control) were used in the final analysis.
extensive phenomenological evidence using data for
Fourteen subjects (7 treatment, 7 control) became ineligible
primary indicators of sympathetic activity.
postrandomization because of unsuccessful first attempts at
The measurement of plasma concentrations of NE and
insertion of the catheter into the left cubital vein. Two
E is an accepted method of gauging overall sympathetic
subjects (both control) were excluded from the study and adrenal medullary activity, and plasma catecholamine
postrandomization due to an adverse reaction; both subjects
levels are known to change in a matter of seconds in
reported feeling vertigo after insertion of the catheter. Two
response to sympathetic stimulation. 31-34 We sought to
subjects (1 intervention, 1 control) were omitted from the evaluate whether the plasma concentrations of NE and E
data set postrandomization because of movement during the would change as a direct result of a manipulative thrust to
study, and 2 subjects (both control) were omitted because of the upper thoracic spine of asymptomatic subjects. This
excessive hemolysis of their samples, which could have could occur under 2 hypotheses: (1) that mechanical
interfered with laboratory analysis. No immediate or short- stimulation to the upper thoracic spine causes a short-
term adverse events were recorded after the manipulative or term, reflexive alteration in sympathetic outflow or 2) that
control interventions. hypomobility between segments in the thoracic spine of
Demographic profiles did not significantly differ be- asymptomatic subjects can result in an altered basal level of
tween the 2 groups with regard to number of males, mean sympathetic outflow that may be corrected with a
age, or mean time since last SMT (Table 1). Mean plasma manipulative thrust. Indeed, there is ample documented
concentrations of NE and E did not significantly differ evidence of changes to autonomically regulated processes
between the 2 groups at baseline or at either of the in asymptomatic human subjects, in response to thoracic
postintervention sample times and did not change signif- manipulation. 16,25,28,30 However, this study was unable to
icantly over the course of the study (Tables 2 and 3). detect any immediately measurable change in plasma
concentrations of NE or E after a manipulation to a
hypomobile segment and thus did not support either
DISCUSSION hypothesis. These results are consistent with a previous
A multitude of physiologic responses to spinal manip- small, nonrandomized study that observed no measurable
ulation/mobilization are documented in the literature, and effect of cervical manipulation on plasma levels of NE and
there are various theories under consideration to explain E. 36 These results are also consistent with a recent study
these phenomena. A recent systematic review found that observed no change in pupil responsiveness, an indirect
sufficient evidence from human studies to support the measure of the balance between the sympathetic and
Journal of Manipulative and Physiological Therapeutics Puhl and Injeyan 213
Volume 35, Number 3 Sympathetic Effects of Spine Manipulation

Table 1. Demographic characteristics of subjects


Control group Treatment group P
n 18 18
No. of males 11 8 .32
Mean age in years (SEM) 25.9 (1.0) 26.4 (1.1) .74
Mean time since last SMT in days (SEM) 191.9 (74.5) 249.7 (88.9) .62

Table 2. Plasma concentrations of norepinephrine before and after a single manipulative thrust to the upper thoracic spine
Before After a Change a Pa After b Change b Pb
Control 1.57 (0.15) 1.59 (0.14) 0.08 (0.09) .38 1.64 (0.17) 0.06 (0.12) .61
Treatment 1.52 (0.17) 1.55 (0.19) 0.02 (0.13) .89 1.58 (0.23) 0.11 (0.12) .36
P .83 .89 .73 – .84 .90 –
Values are mean values in nanomolars (SEM).
a
Immediately after intervention.
b
Fifteen minutes after intervention.

Table 3. Plasma concentrations of epinephrine before and after a single manipulative thrust to the upper thoracic spine
Before After a Change a Pa After b Change b Pb
Control 0.30 (0.02) 0.32 (0.03) 0.02 (0.02) .29 0.30 (0.02) 0.00 (0.02) .92
Treatment 0.29 (0.02) 0.33 (0.02) 0.03 (0.02) .11 0.30 (0.02) 0.01 (0.02) .65
P .84 .85 .68 – .91 .78 –
Values are mean values nanomolars (SEM).
a
Immediately after intervention.
b
Fifteen minutes after intervention.

parasympathetic nervous system, after a manipulative thrust Limitations


to the T3/T4 segment of patients with chronic neck pain. 41 The present study took particular care to ensure that
Although the observations presented here are consistent extraneous factors could not influence the SNS, a strength
with previous research, this study is notable in that it uses a that provides credence to the findings. This was accom-
novel and more direct outcome measure when compared plished by enforcing a strict set of inclusion criteria to
with other investigations of somatoautonomic reflexes from ensure a homogenous subject pool and using an intravenous
thoracic spine manipulation and used a protocol that greatly line to eliminate confounds of multiple needles. However,
reduced the possibility for bias. there are some limitations to this study. Most subjects were
Any change to sympathetic outflow is expected to alter not naïve to spinal manipulation, which made subject
plasma concentrations of NE and E. 31-34 The negative blinding to group allocation possible only until the actual
results of this study suggest that either our methodology intervention was carried out. In addition, the study did not
was not sensitive enough to detect the change or that there use any of the commonly used secondary measures of
was no change to sympathetic outflow. Statistical evalua- autonomic function (eg, skin conductance or cutaneous
tions indicate that differences of as little as 22% between blood flow), which may have enabled differentiation of no
groups could have been detected, had they occurred at autonomic effect from no measurable change in catechol-
either of the sample periods examined. This was considered amine concentrations and thus a better evaluation of the
a reasonable sensitivity because previous studies using sensitivity of our methodology. Finally, this study cannot
secondary measures of sympathetic activity suggest that answer questions as to whether changes might have been
manual therapy is capable of inducing changes in indirect detected had the manipulation been performed at other
indicators of SNS function and pain-related measures that vertebral levels (ie, cervical or lumbar spine). Spinal level is
are approximately 20% greater than control conditions. 40 a significant variable, as research has shown that there can
Therefore, this study provides a reliable baseline measure of be differences in response depending on the spinal level
catecholamine concentrations as well as the response of being stimulated. 16
catecholamine concentrations to a thoracic manipulation in
asymptomatic subjects. These findings should inform the
design of future studies of a similar nature and aid in the Future Studies
analysis of their results by providing a baseline response to This study used plasma concentrations of NE and E to
manipulation for comparison. monitor sympathetic output and, as such, represents one of
214 Puhl and Injeyan Journal of Manipulative and Physiological Therapeutics
Sympathetic Effects of Spine Manipulation March/April 2012

the most direct measures of autonomic effects of thoracic


Practical Applications
spinal manipulation in human subjects to date. In addition
to being a relatively direct measure of sympathetic activity, • Evidence exists to support a neurophysiological
measurement of catecholamine concentrations might also component to manual therapies; research suggests
provide an indirect but objective measure of pain. 42,43 a somatosympathetic reflex mechanism.
Physical injury has been suggested to generate a complex • A mechanical stimulus, in the form of a high-
stress response that extends beyond the nervous system and velocity, low-amplitude thrust, to hypomobile
contributes to the experience of pain. 44 Future research segments in the upper-thoracic spine of asymp-
might thus investigate the effects of SMT on the tomatic subjects did not affect plasma concentra-
catecholamine levels in symptomatic subjects with spinal tions of norepinephrine or epinephrine.
dysfunction, where the basal activity of the SNS is more
likely to be altered. This approach could use catecholamine
concentrations as an objective and indirect measure of pain ACKNOWLEDGMENT
and direct measure of sympathetic activity. The authors acknowledge the invaluable contribution of
Future studies of a similar nature should also consider Larisa Shevchuk, for her assistance in the design and
using multiple, parallel measures of autonomic activity and implementation of the phlebotomy protocol. We also thank
may want to consider the use of even more sensitive and Dr Christine Reinhart for her assistance in the writing and
direct measures of sympathetic output. One promising editing of this manuscript.
method is microneurography, the only method currently
available for directly recording efferent postganglionic
muscle sympathetic nerve activity in humans (from FUNDING SOURCES AND POTENTIAL CONFLICTS OF INTEREST
peroneal or brachial nerves). 34
Finally, future investigations should consider the The Research Division of the Canadian Memorial
application of a series of treatments, as opposed to a single Chiropractic College funded this study. No conflicts of
thrust manipulation. Although a recent study showed that interest were reported for this study.
16 thoracic spine manipulative treatments was effective in
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