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Abstract: A procedure is developed for designing low-cost or low-weight cantilever reinforced concrete retaining walls, with base shear
keys, using big bang–big crunch (BB-BC) optimization. The objective of the optimization is to minimize the total cost or total weight per unit
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length of the retaining structure subjected to constraints on the basis of stability, bending moment, and shear force capacities and the require-
ments of the American Concrete Institute (ACI 318-05). An iterative population-based heuristic search method, BB-BC optimization has a
numerically simple algorithm with relatively few control parameters as compared with other evolutionary methods. Low-cost and low-weight
designs for two retaining walls are presented. In addition, results are presented on the effects of surcharge load, backfill slope, and internal
friction angle of the retained soil on the values of low-cost and low-weight designs with and without a base shear key. DOI: 10.1061/(ASCE)
ST.1943-541X.0000461. © 2012 American Society of Civil Engineers.
CE Database subject headings: Optimization; Retaining structures; Structural design.
Author keywords: Optimization; Retaining walls; Big bang–big crunch optimization; Structural design.
base shear key sections and the bearing force of the base soil. FD
Typically, three failure modes are considered in the analysis of P
in which
P F R = sum of the horizontal resisting forces; and
the retaining structure: overturning, sliding, and bearing stress. The F D = sum of the horizontal sliding forces.
overturning moment about the toe of the wall is a balance of the In this formulation, horizontal resisting forces resulting from the
force caused by the active soil pressure of the retained soil weight total vertical weight of wall, the friction of the base soil, and passive
and the self-weight of the concrete structure, the soil above the earth pressure of soil on front of wall are defined as
base, and the surcharge load. The passive forces on the front of X
the toe and the base shear key section are not considered in the X 2ϕbase 2Bcbase
overturning moment. The factor of safety for overturning FSO FR ¼ W wall tan þ þ Pp ð5Þ
3 3
about the toe is defined as P
P in which W wall = total weight of the wall; ϕbase = internal friction
MR
FSO ¼ P ð1Þ of the base soil; B = total width of base slab; cbase = adhesion be-
MO tween the soil and the base slab; and
P
in which M PR = sum of the moments about the toe resisting over- 1 qffiffiffiffiffi
turning; and M O = sum of the moments about the toe tending to Pp ¼ γbase D21 k p þ 2cbase D1 kp ð6Þ
2
overturn the structure. The active earth pressure is computed by the
Rankine theory of active and passive earth pressure (Das 1994). in which γbase = unit weight of the base soil; and D1 = total depth of
The active earth pressure coefficient k a is the passive earth pressure block.
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi The horizontal component of the active force Pa that will tend to
cos β cos2 β cos2 θ cause the wall to slide is
k a ¼ cos β pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ð2Þ
cos β þ cos2 β cos2 θ X
F D ¼ Pa cos β ð7Þ
Design Variables
Fig. 2 shows the design variables for the reinforced concrete
Fig. 1. Forces acting on a cantilever retaining wall
retaining wall model. The design variables are divided into two
FSB design
g3 ¼ 1≥0 ð13Þ Maximum reinforcement area constraints g½1720 are defined as
FSB
As
in which FSO design , FSS design , and FSB design = prescribed safety fac- g½1720 ¼ 1≥0 ð21Þ
As;max st
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in which ε = positive penalty exponent (typically > 1). The penal- xmax ~
rαð~ xmin Þ
~
xinew ¼ β~
xcm þ ð1 βÞ~
xbest þ ð39Þ
ized objective function F i is a product of either the cost or the s
weight objective function of candidate design i and its total penalty
in which β is a parameter controlling the influence of the ~
xbest on
F i ¼ Φi f i ð34Þ the location of new candidate solutions. For truss structures,
Camp (2007) and Kaveh and Talatahari (2009, 2010) have shown
The penalty function imposes a numerical penalty on the value that there is a significant improvement in the quality of solution
of the objective function that tends to reflect the degree at which the and the computational efficiency of BB-BC algorithms using
constraints are violated by a candidate set of design variables. formulations similar to Eq. (39) over the original model developed
designs that satisfy safety, stability, and material constraints. In ad- Kaveh, A., and Abadi, A. S. M. (2010). “Harmony search based algorithm
dition, a sensitivity analysis indicated that cost formulation is more for the optimum cost design of reinforced concrete cantilever retaining
sensitive to changes in surcharge load, backfill slope, and the in- walls.” Int. J. Civ. Eng., 9(1), 1–8.
ternal angle of friction of the retained soil than the weight model. In Kaveh, A., and Talatahari, S. (2009). “Size optimization of space trusses
addition, there is a slight decrease in cost associated with retaining using Big bang-big crunch algorithm.” Comput. Struct., 87(17–18),
structures that include a base shear key. 1129–1140.
In general, the hybrid BB-BC algorithm has several important Kaveh, A., and Talatahari, S. (2010). “A discrete big bang-big crunch al-
differences from other evolutionary methods. The two most signifi- gorithm for optimal design of skeletal structures.” Asian J. Civ. Eng.
cant differences are the fairly simple numerical structure of the (Build. Hous.), 11(1), 103–122.
algorithm and a relatively small of number of algorithmic param- Keskar, A. V., and Adidam, S. R. (1989). “Minimum cost design of a can-
eters. Without considering typical evolutionary algorithm parame- tilever retaining wall.” Indian Concr. J., 63(8), 401–405.
Kwak, H. G., and Kim, J. (2008). “Optimum design of reinforced concrete
ters (e.g., population size, convergence criteria, penalty function
plane frames based on predetermined section database.” Comput. Aided
structure), the performance of the hybrid BB-BC algorithm is con- Des., 40(3), 396–408.
trolled by just two parameters: the upper limit α on the search space Kwak, H. G., and Kim, J. (2009). “An integrated genetic algorithm com-
and the center of mass weighting factor β. If a multiphase appli- plemented with direct search for optimum design of RC frames.”
cation of the BB-BC algorithm is used, an additional search space Comput. Aided Des., 41(7), 490–500.
reduction parameter is required. Lee, C. L., and Ahn, J. (2003). “Flexural design of reinforced concrete
frames by genetic algorithm.” J. Struct. Eng., 129(6), 762–774.
Lepš, M., and Šejnoha, M. (2003). “New approach to optimization of re-
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