Name!- SHIWANG pw1VvEDL Sub: Cases of Secuthivand Financial Market Coune!- Lim - 1 sem CMtd Tex) Date 04] 1>}>03) Mob!- q3>1022785 E-mail |. duoived. shiwang @gmalk tam Sechon Quohien!-o1 & Financial cyte funchin as an intermestiany behoren save and investors. It facitintes ore flow of funds ddom the creas Of Surplus tm tie areas gq depot dhs concerned ecbouk tue money Beat’ and tHnance- e Hnanclal syste may be defined as 9 keb of tnch'tadons instruments andl mastcels eonich promotes caviegs and Channels Tham to their moyt effgefent we. It conta ca Epclivicuals (Laverty, intermeslianes, markets and usex a covings Cinve whos) Efnanctat Ins hitehbs, a they are buatnces organizanions decting Gn Pinanc'at pesburte. > “They collect resources by accephey deposits fom Individuals and fnctitubions and lend them to trowe, Pmduaty and others. y This means tinanadd Imshietions mobilize The Savings of Sewers and give creetit or dinance to fhe Povestors ©-, - Dp eee Satie tent © Banting financtal enshtubet 9 Gant] tnehcharions mobitine om saving q #6 THRE a “They extend ced wnile lending mene @ non- Banking firanday inshithios lao mobitire 4 the non-bank Ann te Hmancial reouree adivectiy or Endrwectey pexple A thay tend qurcl but oe 10! bake Sotle , Gle U= 1 Devetspment Financial Mowsets financed Enghhhom tk credle cxedit. Companys Binancial Inch haves » Francia) mek are Tre Centres OF artangemen Sob ee coe for buyieg and costing of fenanctal clas and sewices. 4 financial maskeh exith wherever financial teansachons fake -phowe- @@quitg manor Financtal oe nhermedianeType oe Prnancial Infer med 'avied Lire purchase company, pease jem (1083, 1€ 16, Fe! SFO) Trsn'nions Cue, @i¢, Mvtonc. Fomputs)— Sechoni-8 Queshion! - 02 fos! Capitel martget 4 Gpitel mancep 2s tne sqrenl~ of Hinancial maseeh that dealiag with effective channeting of meclium 40 rd ter duns Awrpuy to deficit unis A Normally me proves Of franfer pints channeliing ta through dlouuments oF Corhittates ; thus V cravat evidence Of Bn vertments Prrmary Role Bethe pawns voles 4 capital mertet 2s to waite Leng term funds for goverment bank for Te trading OF securih'es iy (is fuel varsing b regulated by Tee perfomance of Specs ancl bonols market within the Capital market K-egulanin of Capited a Every copitel moet in the word La moritered by Hoancial regulators ard“their 7eMpectire Jorernarce beardl tie purpase a Auch Pegalah'en Ua FO protect Invests fren Fras and de cephon. fhe Dndtuence & Capiie] Market on International Pade eet ES Of. Capi lerketion nin con eet 4 Capital manet Lnvertment fs ao Langer Limited Jo the boundaries ot a cite Nation. eeePPP rsebuve of capital mance 4 Th hos tee Cegenents 7 Tr deals with tong term Seuribies a Sh hetpe caphtal fovman'on. = It performs tonde off- funchions “BP et capital manneet © Primary marrer a Ort ginahion * Underustt 2 Biclribuhon |@®_sSceoncdongy mamet 4 dt alto called after market 3s The -finantial market in tonich previously sued financial fastrumenh ouch a4 Atock, bounds option and future are baugar and Sold. Conclusion | a the Clack on advance and vibsant Capital market can Bead to under utilization of financial vesaerces, “the. develspment or develiped Capital market ateo Provide accets to The foreign xp ltal foo dbmehic capital Ladaaaey 2 Thus Capital meter definitely Pony A comStouch ne We inthe overall derelspment- 6 an ecomomy .Querhisn!-03 [Arai The primary objective of S681 tu to promete heal ard orderly groroth - ot the Cecurbhes metkel and Seryre tnveshos Protection. fie ebjcehves OF SEBT ave os Podteo! 9 % protect Ere infesost ef tavests Ao Ahab, tere “oa Ahead foro Of soulags Sato tne caplet mersRel- ly (> wegutete uu seaumbes market and encure teir paerchices- % Mo promote etfeient Cervites by broker , mevcnante bankers and olla [ntermenty'an'es, Ao rar, whey became compentive and pwtesional- Functions S661 Ve SECS pet,2099 has entrusted with fico funchns ; © Regulatory Functions 1e Develispment turching Regulatory Func, 4 Regetedrion of stack exchange and celt regula tony organi2ahons: 7 Registration anol wtgulotim Of ctock bakers, Sus broten, Registoaas +0 atl icues, merchant banker, under costers, Pertfotio maragess ete. A Regittontion anc vegelarion The working of Coblective tmyeetrent schemes Including mutued funds,a Pooht bition OE foaudient and unfafr traole [each'ces elaine do secuvihes market: 1 Powhibition Gf incider trating a Regutaring Substanpiak acquisih'en Q Shares and takeover Of companies Develepment-_ Funchisns Poomoting Snyestov’s educah'ent. a Training Of Sntermectianes ~ 9 Conducting roserch ond publishing Intormarisn urtfal +0 all meer parheipants 4 Promotion of fete pancttes ~ Promotion sf seit regtdarory ergentechons- Powers Q SER? 9 Power +0 Coll peniodiced returns from recognined Stock, exchanger 2 Poroer +p campel ubtng | seeuniHes by pubtic Umpanies: 1) fouwer te Souy fees Or efter cheirgek for orgy cele TAL purpose ot vegulan'en: 2 Power te codl information or explanah'en from Receg nined Stock, exchanges or Thur members ly Bwoer +0 gant approval 49 bye (aust gp recagniPed Stock, exchanges.