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Anaesthesia 2020, 75, 1321–1330 doi:10.1111/anae.

15088

Original Article

Sustaining better care for patients undergoing emergency


laparotomy*
L. C. Jordan,1 T. M. Cook,1,2 S.-C. Cook,3 S. J. Dalton,4 K. Collins,5 J. Scott6 and C. J. Peden7

1 Consultant, 5 Senior Operating Department Practitioner, Department of Anaesthesia and Critical Care, 4 Consultant,
Department of Surgery, 6 Chief Executive, Royal United Hospitals Bath NHS Foundation Trust, Bath, UK
2 Honorary Professor, University of Bristol, Bristol, UK
3 Consultant, Department of Critical Care, University Hospital of Wales, Cardiff, UK
7 Professor, Department of Anesthesiology, Keck Medicine, University of Southern California, Los Angeles, CA, USA

Summary
Emergency laparotomy is associated with high mortality. Implementation of an evidence-based care bundle has
been shown to improve patient outcomes. A quality improvement project to implement a six-component care
bundle was undertaken between July 2015 and May 2018. As part of this project, we worked with 27 hospitals in
the Emergency Laparotomy Collaborative. Previous pilot implementation of the same bundle in our hospital
between December 2012 and July 2013 had shown marked improvement, maintained until April 2014, but then
deterioration. Understanding the reasons for this deterioration informed our work to re-implement the bundle
and sustain improvement. A cohort of 930 consecutive patients requiring emergency laparotomy between
October 2014 and April 2019 were included. Baseline data were collected between October 2014 and June
2015, and the bundle was re-implemented in July 2015. Thirty-day mortality decreased from 11% in the
baseline group to 7.3% after bundle implementation. Hospital length of stay decreased from 19.5 to 17.9 days.
Full bundle compliance improved from < 60% to > 80% for all patients, with improvement in application of all
individual bundle components. This study provides further evidence that outcomes for high-risk surgical
patients can be improved with an evidence-based care bundle, but attention must be paid to maintaining
bundle compliance. Issues around sustaining improvement must be considered from project initiation.

.................................................................................................................................................................
Correspondence to: L. C. Jordan
Email: lesleyjordan@btinternet.com
Accepted: 15 April 2020
Keywords: care bundle; emergency laparotomy; quality improvement; sustainability
*Presented in part at the Association of Anaesthetists’ Winter Scientific Meeting, London, UK, January 2019.
Twitter: @drlesleyjordan; @doctimcook; @SaraCatrinCook; @daltonsurgeon; @PedenCarol

Introduction whether improvement is sustained, or indeed how to sustain


Emergency laparotomy is one of the highest risk operations improvement in this high-risk patient group.
performed, with much greater morbidity and mortality than The Royal United Hospitals Bath NHS Foundation Trust
similar elective procedures [1–7]. Several studies have been (RUH) has a long-standing interest in emergency
undertaken recently in an attempt to improve outcomes for laparotomy surgery, and has contributed to raising
these patients [8–14], and there is now increased focus on awareness of its importance [5, 6, 8, 16–18]. Our hospital
this group of patients worldwide [15]. Whereas some was one of four in the emergency laparotomy pathway
studies have shown improvement in delivered processes quality improvement care study (ELPQuIC) in 2012–2013
and outcomes [8–10, 13], there is little information about [8], which demonstrated that implementation of an

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evidence-based care bundle for patients undergoing established a re-engagement plan using the structure of the
emergency laparotomy resulted in a significant reduction in National Health Service sustainability model [20].
risk-adjusted 30-day mortality. During this 8-month project, We re-established an emergency laparotomy QI team
we achieved 60% full bundle compliance and crude in July 2015 with the aim of sustaining full bundle
mortality fell from 14.6% to 12.5%. Bundle compliance compliance in 80% of patients. We also aimed for a 25%
continued after the study, and the crude mortality reduction in 30-day crude mortality from 11% to 8%, and a
decreased further to 5% over the next 6 months [16]. Mean decreased hospital length of stay by 2 days, to be achieved
hospital length of stay fell from 19 to 17 days. by December 2017. A multidisciplinary steering group was
Improvement was supported by care bundle established consisting of an overall lead and leads from the
implementation using several innovative processes such as anaesthetic, surgical, ICU, care of the elderly, operating
the ‘Bath boarding card’ [19], staff engagement, and timely theatre and ward departments, who each had defined roles
sharing of results. Six months later, we believed that the new and responsibilities. The team also included a
processes were embedded. However, key members of staff representative of the trust QI team and the Trust’s Chief
then left, including data collectors, and at the beginning of Executive Office as executive sponsor.
2015 it was apparent that bundle compliance had fallen. We We presented information on what had been
re-measured bundle compliance and outcomes during achieved, and how the gains were lost with poor bundle
October–December 2014, which confirmed a fall in compliance, to all clinical teams, emphasising the need to
compliance with all measures and a rise in mortality to 11%. take action to reverse this situation. The care bundle was
In response, we aimed to relaunch the bundle using quality prominently displayed in all relevant clinical areas and
improvement (QI) methods, but with particular emphasis on circulated to all relevant teams (Fig. 1). Tools developed
sustainability. We also joined the Emergency Laparotomy locally during the ELPQuIC [8] study to generate
Collaborative in September 2015, which scaled up the engagement with the bundle and to ensure compliance
ELPQuiC project across 28 Hospitals [13]. Participating in were relaunched, and further developed using the Model
the Emergency Laparotomy Collaborative ensured for Improvement [21] with repeated small-scale tests of
organisational support and prioritisation, with the Trust’s change. Changes to routine practice were not made until
Chief Executive Officer becoming the project’s executive multiple tests had been performed with feedback from
sponsor. staff.
In this paper, we share our experiences and the lessons Following our analysis of the reasons for failure to
learned in this process. These have widespread relevance as sustain improvement, the changes introduced included:
this patient group is both large and high risk, with many
1 The relaunch of the Bath boarding card [19] to assist
challenges to improving care [1–7].
with adherence to risk assessment, lactate
Methods measurement, rapid decision-making and timely
The RUH is a 759-bed general hospital providing acute transfer of patients to the operating theatre. This
services to a population of 500,000. We defined an developed into the ‘emergency laparotomy passport’,
emergency laparotomy using the inclusion and exclusion including guidance on postoperative care and routine
criteria in the UK National Emergency Laparotomy Audit critical care admission.
(NELA) [14]. All consecutive patients who underwent 2 The Bath boarding card triggered a multidisciplinary
emergency laparotomy were included in the study. Patients team discussion before offering surgery if the
were followed until discharge or death. Mortality was predicted mortality risk was > 20%.
defined as death within 30 days of surgery. 3 A Rockwood frailty assessment [22] of each patient was
In April 2015, we had identified a decline in added to the Bath boarding card. If debilitating frailty
performance in our emergency laparotomy care bundle, (score ≥ 6) was identified, this triggered a
confirmed by full review of all emergency laparotomies multidisciplinary team discussion before surgery was
between October and December 2014. This was associated offered.
with a rise in mortality from 5% to the national average of 4 Prompt identification and management of sepsis was
11%. We therefore undertook an analysis of the reasons highlighted as a key improvement objective.
behind both our decreased bundle compliance and 5 The ‘code laparotomy’ term was agreed with radiology
increased mortality, including interviews with services to prioritise patients, ensuring a CT scan was
multidisciplinary team members. Based on our findings, we performed within an hour of request.

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Jordan et al. | Sustaining better care for emergency laparotomy Anaesthesia 2020, 75, 1321–1330

Emergency laparotomy bundle


lactate and screen for sepsis.

P-POSSUM and

frailty 6 or more

bo

go

Figure 1 Royal United Hospital emergency laparotomy bundle. NEWS, National Emergency Warning Score; NELA, National
Emergency Laparotomy Audit; MDT, multidisciplinary team meeting; LiDCO, lithium dilution cardiac output; TT, tracheal tube;
NG, nasogastric; NJ, nasojejenal.

6 A ‘traffic light’ system was devised that prompted a trolley was highlighted to theatre staff and
standardised team response when emergency theatre anaesthetists.
capacity was inadequate for the cases booked. This 10 We re-engaged the ICU consultants with an agreement
empowered theatre staff to implement actions to for routine critical care admission for all emergency
prioritise emergency patients over elective cases, laparotomies receiving active treatment
including cancelling elective surgery cases in other postoperatively, irrespective of predicted risk.
theatres (Fig. 2). Intensive care bed capacity was increased, in part to
7 Metrics on time to theatre for all emergency cases were facilitate this change in practice. If no ICU bed was
collected as a balancing measure, to ensure other available, a structured recovery pathway was
emergency conditions were not disadvantaged. implemented that provided invasive monitoring in the
8 Use of goal-directed fluid therapy as part of the bundle recovery ward, mandatory regular medical review, and
was facilitated by the anaesthetic assistants senior review and decision-making at 6 hours to
automatically setting up goal-directed fluid therapy determine whether the patient could return to the
equipment for all emergency laparotomy cases. ward or should await ICU bed availability.
9 A ‘laparotomy trolley’ was introduced that included 11 Re-instatement of a structured review of all emergency
ICU-specific tracheal tubes, feeding tubes and goal- laparotomy deaths to identify deficiencies in bundle
directed fluid therapy disposables. The use of the compliance and any areas for improvement.

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Figure 2 Royal United Hospital emergency theatre traffic light system. SAU, surgical assessment unit.

Staff were supported to learn QI methodologies by elements of the care bundle. Baseline data were collected
attending the comprehensive trust QI programme, and to between October 2014 and June 2015, and
attend the Emergency Laparotomy Collaborative meetings implementation data between July 2015 and April 2019.
[13]. The number of procedures performed per quarter was
Collection of data was facilitated by provision of a recorded to ensure accurate case ascertainment, and to
dedicated tablet computer in the emergency theatre. Data provide reassurance that any improvements in outcome
were entered directly into the NELA database [14] by the resulted from real process improvement and not more
teams at the time of surgery. Reliable case ascertainment stringent patient selection.
and completion of data was facilitated, and pursued if All data were exported from the NELA database and
missing, by the trust QI team. Relevant postoperative data converted into run charts for analysis, facilitated by a run
were routinely collected until discharge, enabling timely chart tool provided by the Emergency Laparotomy
data retrieval, review and feedback. Collaborative team [13]. Data were available on the NELA
Primary outcome measures were crude- and risk- database immediately after they had been entered,
adjusted in-hospital 30-day mortality and length of stay. downloaded regularly, and reviewed each month. The run
Secondary outcomes were compliance with specific charts consisted of monthly compliance, displayed in time-

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Jordan et al. | Sustaining better care for emergency laparotomy Anaesthesia 2020, 75, 1321–1330

series graphs. These were inspected for special cause Results


variation from external factors [23]. Significant Results from 930 patients undergoing emergency
improvements or deteriorations were based on the seven- laparotomy between October 2014 and April 2019 were
point rule of consecutive values above or below the median analysed, including baseline data from 153 patients
[24]. This is a common method for demonstrating between October 2014 and June 2015, and data from 777
improvement in processes in real-world QI projects where patients between July 2015 and April 2019 after relaunch of
control of all variables is not possible, as it is in more the bundle.
traditional research experiments. Run charts were also The characteristics of the patients in the two periods
inspected for decrease in variation in measures over time, were similar (Table 1). The key findings of interviews and
demonstrating reliability of process integration. investigation into our failure to sustain bundle compliance,
Performance was reported to the teams each month using and areas on which we focused action, are summarised in
the run charts and an infographic newsletter (Fig. 3). Patient Table 2.
stories were recorded and fed back to clinical staff and the The mean number of laparotomies remained
trust board. consistent at 51 per quarter. The statistical process control
Our hospital collects data for the NELA database [14], chart demonstrates only normal variation, with no decrease
which is part of the UK Healthcare Quality Improvement in activity that might suggest a change in the rate of surgery
Program and has national ethical approval for that dataset. for high-risk patients following relaunch of the bundle
Additional data collection during the Emergency (Fig. 4). Crude 30-day mortality, our primary outcome
Laparotomy Collaborative were assessed under UK national measure, fell from 11% to 7.3%, and this improvement was
ethical guidance [25], which confirmed that the project fell sustained over an extended period of 46 months up until
outside the definition of research and required no further April 2019 (Fig. 5). Risk-adjusted mortality decreased from
ethical approval or informed consent. As a participant 6.7% to 3.7% after January 2016.
centre in the Emergency Laparotomy Collaborative study, Mean hospital length of stay of survivors decreased by
the work was registered with the local research and ethics 1.6 days from 19.5 days to 17.9 days.
panel. This report includes only those data routinely Following relaunch of the bundle in July 2015, both
collected for the above purposes, and those used to individual process components and overall bundle
monitor clinical performance. The study was structured and compliance rose (Figs. 6 and 7). By May 2017, the
reported in-line with the SQUIRE guidance for quality proportion of patients receiving all components of the
improvement projects [26]. bundle had risen from < 60% to > 80%. Variation in month-

Figure 3 Infographic newsletter.

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Table 1 Patient characteristics before and after relaunch of Since we relaunched our emergency laparotomy
the emergency laparotomy care bundle. Values are mean programme, we have improved and sustained compliance
(SD) or number (proportion). with a bundle of six components at > 80%, which aligns with
Before After the decrease in mortality and an 8% reduction in hospital
relaunch relaunch
length of stay. We have also noted increased reliability in
n = 153 n = 777
delivery of our standard process, shown by a marked
Age; years 65 (17.4) 64 (17.2)
reduction in the month-to-month variation in bundle
Pre-operative P-Possum 15 (20.4) 15 (20.2)
performance. Bundles are a small group of evidence-based
mortality risk
interventions that, when applied together, may result in
Pre-operative P-Possum 65 (24.3) 66 (24.9)
morbidity risk better outcomes than when implemented individually. In
ASA grade the ELPQuIC study that included our hospital [8], there was a
1 12 (8%) 67 (9%) significant increase in the use of goal-directed fluid therapy
2 52 (34%) 273 (35%) in all four study sites, and an increase in patient admission to
3 58 (38%) 281 (36%) ICU in three of the four sites, associated with the reduction in
4 25 (16%) 144 (19%) mortality. The same bundle was applied across 28 hospitals
5 6 (4%) 12 (2%) in the Emergency Laparotomy Collaborative study, with a
significant improvement in five of the six bundle
components and a corresponding reduction in mortality
and length of stay [13]. The one component that did not
by-month compliance decreased, implying reliable improve was timely administration of antibiotics. While it
implementation. may be appealing to try to isolate the most effective
Postoperative critical care admission increased from components of a bundle, this is not advised; applying
70% to > 90% in all patients, and to 100% for those with a P- bundle science concerns promoting teamwork and
Possum predicted mortality risk of > 5%. redesigning processes to deliver care reliably in different
Emergency laparotomy patients who require surgery in domains [27]. The other sustainability processes described
< 6 h are classed as category B. The average time from in this paper, such as the traffic light system, were not
booking till arrival in theatre for these cases was 3 h. The components of the bundle but were designed to support
improved time to reach theatre for these patients did not and prompt bundle utilisation.
have an impact on non-laparotomy emergency cases of The aim of reliably recording the mortality risk and the
similar urgency, of whom 90% arrived within the intended Rockwood Frailty assessment was to promote consultant
time-frame. involvement and critical care admission for high-risk cases,
as well as to increase the quality of patient and family
Discussion involvement and shared decision-making. There has been
The mortality for our patients undergoing emergency no change in our policy with regard to operating on high-
laparotomy reduced by 30% to well below the national risk cases since relaunch of the bundle, except that
average [14], and better than that achieved in the consultant involvement is mandated. This is demonstrated
Emergency Laparotomy Collaborative [13]. These by similar proportions of ASA 4-5 cases before and after
improvements have been sustained now for nearly bundle re-implementation, as well as the number of
4 years. The changes were achieved by regular feedback laparotomies performed. Rather, the Bath boarding card
of outcomes, process and bundle compliance to theatre facilitated accurate assessment of risk and frailty and has
teams. Although not measurable, it was apparent that this driven improvement in consultant-delivered care, timely
led to improved engagement of staff and enthusiasm to surgery and admission for postoperative critical care.
cooperate with pathway processes. Using QI Since 2012, we have now twice reduced our local
methodology to test ideas, and involve the staff in hospital mortality for a high-risk group of patients to almost
implementing changes, led to ownership of the work by half of the national mortality rate. Hospital length of stay has
the clinical teams. Regular meetings and review of the also reduced on each occasion. These clinically-relevant
data enabled identification and prompt actions to resolve improvements have been achieved on both occasions by
issues underlying process concerns, such as shortage of involvement of multidisciplinary teams in a program of
boarding cards on wards or shortage of goal-directed change supported by robust QI processes including
fluid therapy equipment. colleague engagement, care bundle implementation,

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Table 2 Analysis of reasons for decreased bundle compliance in 2014–2015.


Problem identified Consequence Corrective action
Single data-collection nurse No routine or reliable A robust measurement strategy was developed to ensure full case
left with no replacement or collection of data, no ascertainment in the NELA database
funding individual responsible
No ownership by teams of Data not believed Tablet computer placed in emergency theatre and data entered at
NELA data collected time of surgery by the clinical team. Patients followed up until
discharge by hospital QI team and complete data collection
finalised promptly so available for review and timely feedback
Trainee project lead left Timely feedback to teams lost Embedded an effective communication strategy to ensure staff were
No awareness of decreasing aware of processes and outcomes, particularly targeted at
performance changeover of staff. Performance regularly fed back in timely
manner
Senior clinical lead left Lost oversight of the project New multidisciplinary leadership of the project established with a
steering group
Hospital CEO engaged to ensure organisational support, visibility of
project and alignment of goals
Changeover in all staff in Innovative practices lost and Alignment of processes to make it easier to ‘do the right thing’.
clinical teams (anaesthesia, returned to pre-ELPQuIC [8] Standardisation of processes and equipment
critical care and surgery and status quo Visible feedback of performance data
operating rooms) bundle Regular review of performance by multi-disciplinary team identified
memory decayed issues and promptly addressed decreases in bundle compliance
NELA, National Emergency Laparotomy Audit; CEO, Chief Executive Officer.

measurement of compliance and feedback. The fact that actions on the ward before an emergency laparotomy can
bundle compliance increased during both periods of be booked into the operating theatre. Care bundle
improvement in mortality, and mortality rose dramatically compliance is routinely reviewed at surgical governance
when bundle compliance waned, strongly suggests that the meetings and is displayed in the operating theatre. A formal
mortality improvement is a direct result of the QI processes standard operating procedure (SOP) has been established
undertaken. Our experience highlights the fact that quality for all emergency laparotomy patients. This SOP is
improvement may only be temporary if active efforts to presented to all new surgical and anaesthetic team
sustain improvements are not made. It is important members as part of their induction, and will soon be
therefore to refocus efforts from quality improvement to supported by a video to ensure that new staff understand
quality improvement and maintenance. processes and expectations.
To maintain our improvement, care bundle compliance On both occasions that we re-applied the bundle, we
continues to be monitored and results are fed back did not work in isolation. Our improvements in 2013–2014
regularly. As part of computerising our emergency theatre were achieved during and after involvement with three
booking process, we are embedding an electronic other hospitals in the ELPQuIC study [8], while our 2017–
boarding card that triggers and mandates care bundle 2019 improvements coincided with our joining the

Figure 4 Statistical process control chart of number of patients receiving emergency laparotomy per quarter October 2014–
March 2019. Black line – number of patients; red line – mean number of patients; blue line – upper and lower control limits (2SD);
arrow – relaunch of bundle.

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Figure 5 Run chart of 6-monthly emergency laparotomy mortality rate at Royal United Hospital April 2012–April 2019. Black
line – mortality rate; red line – median mortality rate; red arrow – ELPQuIC study; yellow arrow – relaunch of bundle.

Emergency Laparotomy Collaborative with 27 other care and improvement in outcomes for emergency
hospitals across the South of England [13]. The recently laparotomy patients showed no change in 90-day mortality
published trial by Peden et al. [11, 12] was deemed by some and improvement in only about one-third of processes.
to be unsuccessful [28], as attempts to engender change in Ethnographic study of the trial by Peden et al. suggested

(a) (d)

(b) (e)

(c) (f)

Figure 6 Run charts demonstrating compliance with individual components of the Royal United Hospital emergency
laparotomy bundle. Proportion of patients having (a) pre-operative risk-assessment (b) pre-operative lactate measurement (c)
goal-directed fluid therapy (d) care by consultant anaesthetist (e) care by consultant surgeon (f) postoperative critical care
admission. Black line – proportion of patients; red line – median proportion of patients; yellow arrow – relaunch of bundle; black
arrow – fluid optimisation in emergency laparotomy (FLOELA) study; orange arrow – RUH sepsis campaign.

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Jordan et al. | Sustaining better care for emergency laparotomy Anaesthesia 2020, 75, 1321–1330

Figure 7 Run chart of the time to arrival in the operating theatre for patients requiring emergency laparotomy within 6 h of
decision to operate (RUH category B). Black line – median time per month for all patients; red line – average median time till
marked intervention; yellow arrow – relaunch of bundle; red arrow – traffic light implementation.

that teams did not have enough time for improvement, and may help sustain change through ensuring focus by senior
struggled with the social aspects of change [12]. In contrast, management and awareness of financial risk.
the Emergency Laparotomy Collaborative had longer to A weakness of this study is that it is a retrospective
achieve change, much more opportunity for teams to analysis from a single centre. We have now demonstrated
interact and learn from each other, more QI support, and twice that implementation of a standardised bundle of care
more support for change management [13]. Our results is effective in improving outcomes from emergency
provide further evidence of the ability of QI processes to laparotomy. The challenges we faced, and our analysis of
make an important impact on both processes and outcomes what went wrong, are well described in the literature on
for this very high-risk group of patients, and reinforce the sustainability. Our solutions were based on recommended
concept that the social aspects of change and a supportive interventions.
environment are also key. In conclusion, we describe fluctuation in outcomes
Sustainability can be defined as “ensuring gains are from emergency laparotomy linked to a quality
maintained beyond the life of the project, or the improvement project. Our results, both of improvement and
institutionalisation or routinisation of programs into deterioration, strongly suggest that improvements in
organisational systems” or “when new ways of working outcome are related to our QI processes.
become the norm” [29, 30]. The Institute for Healthcare
Improvement identified key components that are present in Acknowledgements
organisations that successfully sustain major change [30]. Miss S. Short, Miss S. Richards, all other RUH surgeons,
These are: supportive management; structures to fool-proof anaesthetists, intensivists and operating room staff. The
the change; robust transparent feedback systems; a shared ELPQUiC study was supported by a Shine grant, and the
sense of what needs to be improved; a culture of Emergency Laparotomy Collaborative study was supported
improvement; a deeply engaged staff; and formal capacity- by a ‘scaling up improvement’ grant, from the Health
building programs. In addition, a seminal Harvard Business Foundation, UK. S-CC was the National Emergency
Review report on why transformation efforts fail identified Laparotomy Audit (NELA) Research Fellow in 2018/19,
‘declaring victory too soon’ and ‘not anchoring changes in funded by the RUH, Bath, UK. CP received funding from the
the culture’, as two of eight principal reasons for failure to Health Foundation UK for a quality improvement Fellowship
achieve long-term change [31]. Our experience supports at the Institute for Health Care Improvement, Cambridge,
these findings, and we would emphasise the importance of MA, USA. CP is a consultant to the Improving Care and
supportive senior management (in this case led by the CEO) Surgical Recovery AHRQ grant with the American College of
and the importance of a culture of change (in our case Surgeons and the Johns Hopkins Armstrong Institute. No
previous successful efforts in emergency laparotomy care other external funding or competing interests declared.
were followed by the embarrassment of reversal). The NHS
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