Professional Documents
Culture Documents
Commentary
Equine Discomfort Ethogram
Catherine Torcivia 1, * and Sue McDonnell 2
1 Department of Clinical Studies, University of Pennsylvania School of Veterinary Medicine, 382 W Street Road,
Kennett Square, PA 19382, USA
2 Havemeyer Equine Behavior Lab and Clinic, University of Pennsylvania School of Veterinary Medicine,
382 W Street Road, Kennett Square, PA 19382, USA; suemcd@vet.upenn.edu
* Correspondence: torcivia@upenn.edu
Simple Summary: Pain and discomfort behavior in horses tends to be especially subtle, and not
readily or widely appreciated even by equine professionals, including many long-time horse keepers,
trainers, and even by veterinarians, veterinary technicians, and care staff. Based on decades of
evaluating the behavior of normal and physically uncomfortable horses in a referral hospital, as well
as research context, we describe and illustrate a catalog of behaviors (ethogram) associated with
equine physical discomfort. Our objective is to promote an unambiguous universal understanding of
equine discomfort behaviors associated with various body systems and anatomic sources.
Abstract: In recent years, there has been a growing interest in and need for a comprehensive
ethogram of discomfort behavior of horses, particularly for use in recognizing physical discomfort in
domestically managed horses. A clear understanding of the physical discomfort behavior of horses
among caretakers, trainers, and professional health care personnel is important to animal welfare and
caretaker safety. This is particularly relevant to pain management for hospitalized equine patients.
Various pain scale rubrics have been published, typically incorporating only a few classically cited
Citation: Torcivia, C.; McDonnell, S.
pain behaviors that, in many cases, are specific to a particular body system, anatomic location, or
Equine Discomfort Ethogram.
disease condition. A consistent challenge in using these rubrics in practice, and especially in research,
Animals 2021, 11, 580.
is difficulty interpreting behaviors listed in various rubrics. The objective of this equine discomfort
https://doi.org/10.3390/
ani11020580
ethogram is to describe a relatively comprehensive catalog of behaviors associated with discomfort of
various degrees and sources, with the goal of improving understanding and clarity of communication
Academic Editors: Emanuela regarding equine discomfort and pain. An inventory of discomfort-related behaviors observed
Dalla Costa, Thijs van Loon and in horses has been compiled over 35 years of equine behavior research and clinical consulting to
Mandy Paterson medical and surgical services at the University of Pennsylvania School of Veterinary Medicine’s
equine hospital. This research and clinical work included systematic evaluation of thousands of hours
Received: 6 August 2020 of video-recordings, including many hundreds of normal, healthy horses, as well as hospitalized
Accepted: 25 January 2021 patients with various complaints and/or known medical, neurologic, or orthopedic conditions.
Published: 23 February 2021
Each of 73 ethogram entries is named, defined, and accompanied by a line drawing illustration.
Links to online video recorded examples are provided, illustrating each behavior in one or more
Publisher’s Note: MDPI stays neutral
hospitalized equine patients. This ethogram, unambiguously describing equine discomfort behaviors,
with regard to jurisdictional claims in
should advance welfare of horses by improving recognition of physical discomfort, whether for pain
published maps and institutional affil-
management of hospitalized horses or in routine husbandry.
iations.
mostly in research applications [1,2]. None of these, alone or in combination, have been
found to be definitive indicators of pain, due to multiple complicating factors, resulting in
an inability to distinguish pain from other physiological or psychological stress [1,2]. In an
effort to more accurately evaluate pain in horses, in recent decades, multiple composite
pain scales have been designed to take into account both objective physical measures
and classically cited, observable behaviors associated with discomfort [3–5]. Despite this
progress, a recent review of these equine pain scoring systems emphasizes that there are
still important shortcomings with the existing equine pain scales, specifically recognizing
mild pain states [1]. One factor contributing to this may be the lack of detailed descrip-
tions, images, or video examples of behaviors included in the scoring systems. In our
experience, in practice, this ambiguity leads to considerable confusion resulting in poor
recognition of discomfort. One exception is the Horse Grimace Scale (HGS) designed by
Dalla Costa et al. [6], which includes detailed descriptions and photographs to illustrate
various components of facial expressions associated with discomfort. To our knowledge, a
comprehensive equine discomfort ethogram has not been published. Certain reports do
describe some specific discomfort behaviors in post-operative equine patients following
particular surgical procedures, for example, orthopedic surgery [7,8] or celiotomy [9]. An
earlier review also grouped behavioral indicators of pain into categories based on body
system affected [10]. However, there is still a need for a relatively comprehensive and well-
illustrated equine discomfort ethogram that would be easily understood across various
languages and horse care cultures.
The validity of any pain scoring system that includes behavioral indicators requires
that (1) the developers clearly understand the various behaviors that may indicate discom-
fort in horses and (2) that users universally understand and are able to recognize those
behaviors. The objectives of this report were to (1) unambiguously describe a relatively
comprehensive list of behaviors that in decades of clinical experience we have observed
to be associated with the physical discomfort of various degrees and sources in horses,
providing both line drawing illustrations and video examples, and (2) for various clinical
conditions, describe clusters of those behaviors we have commonly observed.
2. Background Details
2.1. Original Observations
The information presented in this ethogram was primarily collected by the senior
author (SM) over 35 years of equine behavior research and clinical consulting at the
University of Pennsylvania School of Veterinary Medicine New Bolton Center. This work
included systematic evaluation of thousands of individual horses, each with a minimum
of 24 h of continuous video recording. These included normal, healthy horses in research
studies or in breeding programs, as well as hospitalized patients with various presenting
complaints and/or known medical, neurologic, or orthopedic conditions. Patient behavior
evaluations were performed primarily to assist hospital clinicians or referring veterinarians
with their diagnostic process. Typically, this involved advising whether a change in
behavior or performance appeared to more likely to reflect a psychological/behavioral
problem and/or current physical discomfort [11]. In most cases, a source of physical
discomfort was eventually diagnosed, providing feedback that enhanced the evaluator’s
body of knowledge. During this work, an inventory of discomfort-related behaviors
associated with various body systems and anatomic sources in horses was compiled. This
work also often included evaluation of behavior before and after administration of analgesia.
In these cases, if a behavior was suspected to reflect pain, and if it diminished with the
administration of analgesia, the behavior could more confidently be judged to reflect pain.
At times, clinicians also requested the author’s (SM) professional opinion concerning the
level of discomfort or quality of life in patients with known painful conditions. These
consults provided further information concerning types of discomfort behavior associated
with various body systems and anatomic sources.
Animals 2021, 11, 580 3 of 21
The standard behavior consultation performed for these services involves an analysis
of a 24-h (or occasionally longer) continuous video-recorded sample of a horse in its
stall. This method includes observation during periods without caretaker presence, which
provides more detailed and complete information regarding discomfort behavior than
direct observation [11]. Caretaker presence has been shown to disrupt ongoing discomfort
behavior in horses [7]. Additionally, the ability to scan video in fast forward enhances the
recognition of repetitive behaviors and postures that are typically more difficult to identify
in shorter periods of direct observation.
Before 2017, the majority of these evaluations did not involve patients with orthopedic
conditions requiring surgery. To ensure a comprehensive inventory of discomfort behaviors
associated with a variety of orthopedic conditions, in 2017, the authors together evaluated
a set of 60 hospitalized patients undergoing elective or emergency orthopedic surgical
procedures (e.g., arthroscopy, fracture repairs, arthrodesis). For each horse, a minimum
of 48 h of continuous video footage was obtained, including samples before and after
surgery. Specific discomfort behaviors associated with various orthopedic conditions were
cataloged in a manner similar to that of observations from the previous 35 years. All animal
procedures for obtaining video recordings during the 2017 pain assessment study were
approved by the University of Pennsylvania Institutional Animal Care and Use Committee
(protocol #806321).
3. Ethogram
The resulting list of equine discomfort behaviors in this ethogram includes a total
of 64 specific discomfort behaviors grouped into eight categories: posture and weight-
bearing; limb and body movements; head, neck, mouth, and lip movements; attention
to area; ear and tail movements; overall demeanor; altered eating or drinking; and vocal-
izations/audible sounds. Some behaviors have slight variations in form (e.g., stretching),
resulting in a total of 73 entries (see Tables 1–8). Each entry includes a name we believe to
be commonly used in English, a word definition, a line drawing depiction, and (with one
exception, sipping water) a link to a supplemental video file depicting one or more examples
of equine patients displaying the behavior. Many, but not all, of these behaviors, have been
mentioned in the literature that we reviewed. There were no additional behaviors described
in the literature that we did not record in our clinical observations. In addition, Table S1
summarizes behaviors commonly associated with various anatomic sources of discomfort.
4. Comments
We propose that this ethogram provides a relatively complete catalog of behaviors that
can be used as a reference to recognize discomfort in horses, both for general husbandry
and for clinical veterinary assessments. Hopefully, it will also prove useful for research
and for future pain scale development or refinement.
Recognition of discomfort in a prey species is particularly challenging. Horses have
evolved to show little evidence of discomfort or disability in the presence of predators,
including humans. This obviously can confound discomfort assessment [36]. In our clinical
review of 24-h continuous video, the effect of this phenomenon has been conspicuous (11).
In their pain assessments of horses following arthroscopic surgery, Price et al. [30] com-
mented that patients in their study showed a reduced incidence of certain pain behaviors
Animals 2021, 11, 580 4 of 21
(e.g., restlessness, weight shifting) when observed directly, even when caretakers viewed
from a distance, compared to remotely by video. Recently, we quantitatively evaluated
this important effect in 20 hospitalized equine orthopedic patients [7]. In those patients,
ongoing discomfort behaviors diminished or stopped altogether during caretaker visits for
pain assessment, and resumed once the caretakers had departed. Those patients displayed
a mean reduction of over 75% in the number of discomfort behaviors per minute when
caretakers were present, and 30% of those patients stopped performing discomfort behav-
iors altogether during the caretaker visit. Due to this effect, composite pain scoring systems
that require a period of direct observation likely underestimate discomfort behaviors. We,
therefore, posit that, when assessing discomfort in horses, it is important to observe re-
motely. Regardless of how well-trained a caretaker may be in behavior observation, if
discomfort behavior is interrupted by their presence, information regarding the horse’s
condition is lost.
Brief periods of direct observation may also lead to misinterpretations of comfort. For
example, stalled horses typically go through cycles of foraging and resting, often always
standing in one particular area of the stall when resting. If not observing longer periods
of continuous video, it may appear that a horse rarely moves from one area, when they
are actually going through normal resting/foraging cycles, but always returning to the
same area for standing rest. Similarly, if a caretaker happened to repeatedly visit during
rest periods, they may erroneously conclude that the horse has a decreased appetite. For
this reason, observing for longer periods of time via video recording, which can be viewed
in fast forward, is invaluable in understanding the overall behavior pattern of a horse.
Behaviors that suddenly interrupt ongoing goal-directed behavior, such as foraging
or resting, when the horse is otherwise calm, more clearly appear to represent acute
discomfort. In our experience, deviation from, or apparent inability to perform, normal
sequences of foraging and resting behavior, has been associated with increased levels
of discomfort.
Our experience with video observation of such a large number of clinical cases, many
with similar sources and types of diagnosed physical discomfort, has allowed us to appre-
ciate that there appear to be individual differences among horses in the expression and the
particular combination of various discomfort behaviors for any particular diagnosed condi-
tion. Ijichi et al. [46] recently explored the association of pain expression and corresponding
severity of musculoskeletal lesion in horses with owner-assessed personality factors. An
important finding in that work was that the degree of clinical lameness was not a reliable
indicator of the severity of tissue damage as diagnosed on ultrasound or radiographic
imaging. The conclusion of their preliminary study was that individual variation in the
expression of pain may be associated with certain personality factors.
Many of the discomfort behaviors included in this ethogram can be expressed with
slight variation in form. For example, as described in Table 2e, kicking out or back can
be performed in several distinct forms, varying in height and degree of extension of the
limb or limbs. In this ethogram, our illustration depicts just one common form. We
expect that variations will be easily recognizable as that behavior. Experience observing
horses over time will likely increase the observer’s knowledge of the possible variations of
particular behaviors.
We would not consider a single occurrence of any one behavior to be conclusive
evidence of discomfort. When viewing video of a horse to assess comfort level, in most
instances, we consider the first occurrence of a potential discomfort behavior as an indicator
to continue watching for repetitions of that particular behavior. Before making a judgment
about the causes of a behavior, or what a specific behavior might indicate regarding
discomfort, it is important to be sure that it was not an isolated event with an alternate
explanation. Repetitive clusters of behaviors, including one or more non-specific discomfort
behaviors (e.g., moving/focusing ears caudally, swishing/flicking tail, rotational shaking head or
whole body, restlessness/ill-at-ease), are also helpful in confidently judging that a behavior
reflects physical discomfort. For example, if one or more episodes of stomping are observed
Animals 2021, 11, x FOR PEER REVIEW 5 of 22
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Animals 2021, 11, 580 whole body, restlessness/ill-at-ease), are alsoinhelpful in confidently judging that a behavior 5 of 21
whole body, restlessness/ill-at-ease), are also helpful confidently judging that a behavior
reflects physical
reflects physical discomfort. discomfort.
For example, For example,
if one or ifmore one episodes
or more episodesof stomping of stomping
are ob- are ob-
served without any other indicators of discomfort, one might be more suspicious of su- of su-
served without any other indicators of discomfort, one might be more suspicious
perficial
perficial irritation,
without irritation,
such a such
anyasotherbiting asinsect.
a biting
indicators ofinsect.
In our In our one
experience,
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additional
might be additional
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indicators
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ple
ple non-specific non-specific
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iors
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combinations
of discomfort, combinations of temporally-associated
of temporally-associated
typically increase confidence that behaviors behaviors
of-
these behaviors of-
reflect
ten provide insight
pain. Similarly,
ten provide insight as to
as to the particular the anatomic
anatomic source combinations source of discomfort.
of temporally-associated
of discomfort. (see
(see supplementary supplementary
behaviors Table
Table S1:often provideS1:
Discomfort
Discomfort insightBehaviors Behaviors
as to the Commonly
anatomic source
Commonly Associated Associated
of discomfort.
with Various with Various
(see supplementary
Anatomic TableAnatomic
Sources Sources
S1: Discomfort
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ther veterinary veterinary
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students, veterinary students, veterinarians, horse owners, and trainers to this method of owners,
to and
introduce trainers to
approximately this method
50 of
graduate
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veterinary in horses
students, using video
veterinarians, recorded
evaluating discomfort in horses using video recorded behavior of horses in stalls. Our horse behavior
owners, of
and horses
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ain stalls. aOur
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with typical
highly time for
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observers
observer agreement with highly experienced observers has been less than 3 h of experi- to
has reach
been an acceptable
less than 3 h inter-observer
of experi-
ence withencetheagreement with highly
with the technique
technique (unpublished experienced observations).
(unpublished
observations). observers has been less than 3 h of experience with the
technique (unpublished observations).
5. Conclusions
5. Conclusions
5. Conclusions
This ethogram,
This ethogram, unambiguously
unambiguously describing describing
equine equine discomfort
discomfort behaviors, behaviors,
promises promises
to promises to
This
advanceofwelfare ethogram,
of unambiguously describing equine discomfort behaviors, whether for to
advance welfare advance horses
welfarebyhorses
improving
of horses
by improving
by recognition
improving
recognition
of physical
recognition
of discomfort,
physical discomfort,
of physical whether
discomfort, for whether for
pain management
pain management of hospitalized
of hospitalized horses orhorses or in everyday
in everyday husbandry. husbandry.
pain management of hospitalized horses or in everyday husbandry.
Table 1.
e 1. Posture Posture
and and weight-bearing.
weight-bearing. Table 1. Posture and weight-bearing.
a. Non-physiologic
on-physiologic LocomotionLocomotion
a. Non-physiologic Locomotion
Lameness,Lameness,
includingincluding alteredimpact,
altered stride, stride, impact, and weight-bearing.
Lameness, including alteredand weight-bearing.
stride, impact, and weight-bearing.
May include
May include altered limbaltered limb
placement,
May include
placement,
alteredhead,
head, and
and neck head,
limb placement,
neck
movements movements
and neck
thatoff-loading,
that suggest suggest movements
off-loading, and/or
that
and/or limitedsuggestlimited
range range and/or
off-loading,
of motion ofofmotion of arange
limited
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Shifting Weight/Resting
b. Shifting Limb
Weight/Resting
Limb Limb
Frequent Frequent
shifting ofshifting of the weight-bearing
the primary primary weight-bearing
limb or limbs.limb orThelimbs. The
Frequent shifting of the primary weight-bearing limb or limbs.
frequencyfrequency of abnormal
of abnormal Theweight
frequency
weight isshifting
shifting
of abnormaltypicallyis typicallyduring
weightgreater
greater during
shifting is typically greater
the transition
the transition to standingto standing
during as ifrest,
the transition
rest, as
the to if the
standing
horse horse
rest, asisdifficulty
is having ifhaving
the horsedifficulty
is having
finding a comfortable resting
difficulty finding
finding a comfortable resting position. a position.
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Consistent extension
Consistent of one forelimb,
extension of reducingreducing
one forelimb, weight-bearing on
weight-bearing on
Consistent
thatextension
limb. of oneis
Pointing forelimb,
often most reducing
apparent weight-bearing
during periods onof stand-
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most weight-bearing
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periods on of stand-
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https://doi.org/10.5281/zenodo.4538011
18 February 2021)
February 2021)
February 2021)
Cross-legged Resting of Limb of Limb
e. Cross-legged
gged Resting
e. of Limb Resting
Cross-legged Resting of Limb
oss-legged Resting
Cross-legged Resting of of
Limb
Limb
Resting aResting
limb (usually hind) crossed
a limbcrossed
(usually hind) slightly
crossed behind
slightly or in front
behind or of
in front of
Resting the
a limb (usually
opposite hind)
limb. Resting slightly behind or in front of
Resting
Restinga limb (usually hind) crossed slightly behind or in front of
a limb (usually hind) crossed slightly behind or in front of or in front
the opposite limb. a limb (usually hind) crossed slightly behind
the opposite
Videolimb.
S6Video of the opposite limb.
https://doi.org/10.5281/zenodo.4538028 (accessed on 18 on 18
thethe
opposite limb. S6 Video
https://doi.org/10.5281/zenodo.4538028
Video S6 opposite limb.
https://doi.org/10.5281/zenodo.4538028
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https://doi.org/10.5281/zenodo.4538028
February
February 2021)
2021)
Flexing and
Flexing and hanging
hanging aa limb limb above
above the
the substrate
substrate for
for several
several seconds
seconds
Flexing and hanging
Flexing and hanging
Table 1.
a limb
Cont.
above
a limb the substrate
above for several
the substrate seconds
for several seconds
Dangling aa Limb
Dangling Limb or longer,
or longer,
Flexing andoften in aa series,
hanging
often in series,
a limb momentarily
above the
momentarily restingfor
substrate
resting theseveral
the tow lightly
tow lightly on
seconds
on
Dangling a Limb
h. Dangling a Limb or longer, often in a series, momentarily resting the tow
or longer, often in a series, momentarily resting the tow lightly lightly on on
Dangling a h.
Limb thelonger,
or
the substrate between
often lifts. momentarily resting the tow lightly on
in a series,
Dangling a Limb thesubstrate
substrate between
between lifts.
lifts.
the substrate between lifts.
Video
the
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substrate
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February 2021)
February 2021) Flexing and hanging a limb above the substrate for several
February 2021) seconds or longer, often in a series, momentarily resting the tow
lightly on the substrate between lifts.
Video S9 https://doi.org/10.5281/zenodo.4538101 (accessed on
18 February 2021)
ase Narrow
ase Narrow or
or Wide
Wide
Base
i. Narrow or Wide
Base Narrow or Wide
ase Narrowi. or Wide
Base Narrow or Wide
Standing or
Standing or moving
moving with
with fore
fore and/or
and/or hindlimbs
hindlimbs placed
placed either
either more
more
Standing or moving
Standing or movingwith with
fore and/or
fore hindlimbs
and/or placed
hindlimbs eithereither
placed moremore
medially
Standing
medially or
or laterally
moving
laterally Standing
than
with
than is
fore
is or moving
normal
and/or
normal for
for with
the fore
hindlimbs
the and/or
horse’s
placed
horse’s hindlimbs
conformation.
either
conformation. placed either
more
medially or laterally
medially thanmedially
or laterally
more is normal
than or for
is normal the
forhorse’s
laterally conformation.
the horse’s
than is normalconformation.
for the horse’s
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ow Head
ow Head Carriage
Carriage
Lowj. Head Carriage
Low Head
j. LowCarriage
Head Carriage
ow Head Carriage Moving or
Moving or standing
standing with with the
the neck
neck below
below horizontal.
horizontal. In In deep
deep stand-
stand-
Moving
Movingor standing
or standingwith with
the neck below
the neck horizontal.
below In deep
horizontal. stand-
In deep stand-
ing
ing rest,
Moving
rest, it
or
it is
is normal
standing
normal for
with
for the
the
Moving head
the neck
head
or and
and
standing neck
below
neck to
to
with drop
horizontal.
drop
the below
below
neck In
belowhorizontal.
deep stand-
horizontal.
horizontal. In deep
ing rest, it is normal
ing rest, it is normal for the head
for the and
head neck to
and neck drop below
to drop horizontal.
below horizontal.
Lowrest,
ing
Low headitcarriage
head carriage
is normalis often
is often
for theassociated
standing rest,and
head
associated with
it is neck
with dull
normal
to
dull overall
for
drop
overall demeanor
thebelow
head and or ex-
neck ex-drop below
to
horizontal.
demeanor or
Low head
Low carriage is often
head carriage associated
is often with with
associated
Low head dull overall
dull demeanor
overall or ex-ordull
demeanor ex-overall
haustion.
Low head carriage is often
haustion.
haustion.
horizontal.
associated
demeanor or
withcarriage
exhaustion.
is often
dull overall associated
demeanor orwith
ex-
haustion.
Video S11
haustion.
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February
February 2021)
2021)2021)
February
February 2021)
Tucked Up Abdomen
ucked Up Abdomen
Tucked Upk.Abdomen
k. Tucked Tucked
Up Up Abdomen
Abdomen
Tucked Up Abdomen Tensing of
Tensing of the
the abdominal
abdominal muscles,
muscles, hollowing
hollowing out out the
the flank,
flank, some-
some-
Tensing of theof
Tensing abdominal muscles,
the abdominal hollowing
muscles, hollowingout theoutflank, some-
the flank, some-
times with
Tensing
times with
of aathe
hunched Tensing
abdominal
hunched back. of the
back.muscles,
Reduced
Reduced abdominal
hollowing
ingesta muscles,
ingesta and
and
out thehollowing
dehydration
flank,
dehydration out
may
some-
maythe flank,
timestimes
with with
a hunched back.
a hunched
sometimes Reduced
back. Reduced
with a ingesta
hunched and
ingesta
back. dehydration
and dehydration
Reduced may
ingesta andmay
contribute
times withto
contribute to the hollow
hollow
atohunched
the appearance
back. Reduced(also
appearance (also known
ingesta and as
known as “drawn
“drawn up”
dehydration up”
mayor
or
contribute
contribute thetohollow
the appearance
dehydration
hollow (also
may contribute
appearance known
(also ashollow
toknown
the “drawn up” or
appearance
as “drawn up”(also
or
“sucked
contribute
“sucked up”).
to
up”). the hollow appearance
known as “drawn (also
up” known
or “sucked as “drawn
up”). up” or
“sucked up”).up”).
“sucked
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February 2021)
February 2021)
February 2021)
eaning Against
eaning Against Objects
Objects
l. Leaning Against Objects
Leaning Against
l. Leaning Objects
Against Objects
eaning Against Objects
Supporting weight
Supporting weight and/or
and/or stabilizing
stabilizing balance
balance against
against aa wall
wall or
or
Supporting
Supportingweight and/or
Supporting
weight stabilizing
and/orweight balance
and/or
stabilizing against
stabilizing
balance a wall
balance
against or aor
against
a wall wall or
fence,
fence, usually
Supporting
usually during
weight
during standing
and/or
standing
fence, rest.
stabilizing
rest.
usually during balance
standing against
rest. a wall or
fence,fence,
usually during
usually standing
during rest. rest.
standing
Video usually
fence,
Video
Video S13
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rest.
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February 2021)
February 2021)
Animals 2021, 11, 580 8 of 21
Prolonged or frequent interrupted recumbent rests and/or in-
Prolonged
Prolonged or
or frequent
frequent interrupted
interrupted recumbent
recumbent rests
rests and/or
and/or in-
creased recumbent resting time budget. Atypical recumbency mayin- oc-
Prolonged
creased or frequent
recumbent resting interrupted
time budget. recumbent
Atypical rests and/or
recumbency may oc- in-
creased recumbent
cur during resting time
circumstances when budget.
the horseAtypical recumbency
would may oc-
not normally lie
m. Atypical Recumbency curcreased
during recumbent
circumstances resting
whentimethebudget.horse Atypical
would recumbency
not may oc-
Atypical
Atypical Recumbency
Recumbency cur during
down, Table 1. Cont.
andcircumstances
the horse maywhenlie inthefull horse would
lateral not normally
recumbencynormally lie
lie
without
cur
down, during
and thecircumstances when the horse would not normally
withoutlie
m. Atypical Recumbency
m. Atypical Recumbency
down,
sleeping. the horse
andAtypical horse may
may lie
recumbency
in
in full
lie may full lateral recumbency
lateralsighing
include recumbency
and/or without
groaning,
down,
sleeping. and the
Atypical horse
recumbencymay lie
may in full lateral recumbency without
sleeping. Atypical
tense facial recumbency
muscles, may include
gaping mouth, include sighing
sighing and/or groaning,
and/orteeth
lip quivering/wincing, groaning,
grind-
sleeping.
tense facial Atypical gaping
muscles, recumbency
mouth, may lipinclude sighing and/or
quivering/wincing, teethgroaning,
grind-
tense facial muscles, gaping mouth, lip quivering/wincing,
ing, and/or atypical limb placement. For healthy horses, typical in- teeth grind-
tense
ing, facial
and/or muscles,
atypical gaping
limb mouth,
placement. lipinterrupted
For quivering/wincing,
healthy horses, teeth
typical grind-
in-
ing,
dividual atypical Prolonged
and/orrecumbency limb
durations or
placement.frequent
range For healthy
from recumbent
15 tohorses,
40 rests
min.typical
Prolonged and/or
in-
ing,
dividualand/or atypical
recumbency limb
increased placement.
durationsrecumbent
range For
resting
from healthy
15time
to horses,
budget.
40 min. typical
Atypical
Prolonged in-
recumbency
dividual
recumbencyrecumbency
may be maydurations
related
occur to range
difficulty
during from 15 todiscomfort
rising,
circumstances 40 min.
when Prolonged
the standing,
horse
dividual recumbency
recumbency may durations rangerising,
from 15 Prolonged not
to 40 min.standing, would
recumbency
or exhaustion. may be related
related to
benormally lie difficulty
to difficulty
down, and rising, discomfort
discomfort
the horse may lie instanding,
full lateral
or recumbency
exhaustion. may recumbency
be related to difficulty
without rising,Atypical
sleeping. discomfort standing,
recumbency may include
orVideos
exhaustion.
S14 andsighing S15and/or
https://doi.org/10.5281/zenodo.4539094
or exhaustion.
Videos S14 and S15 groaning, tense facial muscles,
https://doi.org/10.5281/zenodo.4539094 gaping mouth, lip
Videos
(accessedS14 on 18and S15 2021)
February https://doi.org/10.5281/zenodo.4539094
quivering/wincing, teeth grinding, and/or atypical limb placement.
Videos S14
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(accessed onon 1818 February
February 2021)
2021)horses, typical individual recumbency durations
For healthy
(accessed on 18 February
range from 2021)
15 to 40 min. Prolonged recumbency may be related
to difficulty rising, discomfort standing, or exhaustion.
Videos S14 and S15 https://doi.org/10.5281/zenodo.4539094
(accessed on 18 February 2021)
. Difficulty Rising
Difficulty Rising
Difficulty n.
Rising
Difficulty Rising
n. Difficulty Rising
Failing to rise gracefully, requiring increased effort and/or attempts
Failing
Failing to rise gracefully, requiring
requiring increased
increased effort
effort and/or
and/or attempts
to rise.to rise gracefully, attempts
to Failing
rise. to rise gracefully,
Failing torequiring increased
rise gracefully, effort
requiring and/oreffort
increased attempts
and/or
toVideo
rise. S16 https://doi.org/10.5281/zenodo.4539120
attempts to rise. (accessed on 18
to rise.
Video S16 https://doi.org/10.5281/zenodo.4539120
https://doi.org/10.5281/zenodo.4539120 (accessed on
Video S16 https://doi.org/10.5281/zenodo.4539120 on 18
18(accessed
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FebruaryS16 2021) (accessed
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on 18 February 2021) (accessed on 18
February 2021)
February 2021)
tepping in Place
Tableand
le 2. Limb 2. Limb
bodyand body movements.
movements.
Table 2. Limb and body movements.
epping
able a. Stepping
2. in Placeand
Limb inbody
Place movements.
a. Stepping in Place Table 2. Limb and body movements.
Stepping in Place RepeatedRepeated
flexing offlexing
a limb,ofbriefly
a limb,relieving
briefly relieving weight-bearing
weight-bearing on that limb.
on that limb.
a. Stepping in Place Repeated
The toe mayflexing
touch of
or a limb,
be held briefly
slightlyrelieving
above weight-bearing
the substrate
The toe may touch or be held slightly above the substrate for up to several for on to
up that limb.
several
RepeatedThe flexing
seconds,toe mayof touch
before aRepeated
limb,
the or
hoofbriefly
beisheld relieving
flexing of a
slightly
lightly placed weight-bearing
limb, briefly
above
down the on that
relieving
substrate
again. for
Stepping limb.
weight-bearing
up to
often several
occurs on
seconds, before the hoof is lightly placed down again. Stepping often occurs
The toe may
seconds,
in a touch
series or
before
of that
be
the
several limb.
held
hoof The
slightly
is
rhythmic toe
lightly may
above
placed
steps at touch
the or
down
about 1 sbe
substrateheld
again. slightly
forStepping
up with
intervals, above
to several
often
a pause thebe-
occurs
in a series of several rhythmic steps at about 1 s intervals, with a pause be-
seconds,inbefore
a seriesthe substrate
ofhoof is lightly
several forplaced
rhythmic up steps
to several
down seconds,
again.
at about beforeoften
1Stepping
s intervals,the hoof
withoccursis lightly
a pause be-
tween
tween series. series.
in a series
tween of several
series. rhythmic steps at about 1 s intervals, with a pause be-of several
placed down again. Stepping often occurs in a series
Video S21 Video S21 https://doi.org/10.5281/zenodo.4540099
https://doi.org/10.5281/zenodo.4540099
rhythmic steps at about 1 s intervals, (accessed
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18between
tween series.
Video S21 https://doi.org/10.5281/zenodo.4540099 (accessed on 18
February
February 2021) 2021) series.
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Video S21 https://doi.org/10.5281/zenodo.4540099 (accessed
February 2021) on 18 February 2021)
b. Lifting/Holding
ting/Holding Limb Up Limb Up
b. Lifting/Holding Limb Up
b. Lifting/Holding
Lifting/Holding Limb Up Limb Up
Flexing aFlexing
forelimb, a forelimb,
lifting thelifting thethe
hoof off hoof off the substrate
substrate (usually
(usually 20 20 cm or more),
cm or more),
and then andFlexing
thenitaplacing
placing forelimb,
back down,
Flexing lifting
it back the to
adown,
similar hoof
forelimb, thatoff
similar the
seen
lifting substrate
to the
that
in in(usually
seenoff
response
hoof response 20to
cm
to cutaneous
the substrate or more),20
cutaneous
(usually
Flexingirritation,
a forelimb,
and then lifting
placing it
e.g., insects.the
backhoof off
down, the substrate
similar to that(usually
seen in 20 cm or
response more),
to
cm or more), and then placing it back down, similar to that seen cutaneous
irritation, e.g., insects.
and then placing e.g.,
irritation, it back down, similar
insects.
in response to that seen
to cutaneous in response
irritation, to cutaneous
e.g., (accessed
insects.
Video S22 Video S22 https://doi.org/10.5281/zenodo.4540101
https://doi.org/10.5281/zenodo.4540101 (accessed on 18 on 18
irritation, e.g., insects.
Video S22 Video S22 https://doi.org/10.5281/zenodo.4540101
https://doi.org/10.5281/zenodo.4540101 (accessed on 18
(accessed
February
February 2021) 2021)
Video February on 18 February
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February 2021)
wingc. Pawing
c. Pawing
c. Pawing
Pawing ReachingReaching
a forelimb a forelimb
cranially cranially
Reaching and dragging
and dragging
a forelimb the the
hoof along
cranially hoof
and or along or
above
dragging theabove
the hoofthe
sub- sub-or
along
Reaching
strate
strate while sweeping a forelimb
while sweeping cranially
above the
caudally, caudally,and
substrate
often dragging
often
while
in rhythmic the
in sweepinghoof
rhythmic along
series.
caudally,
series. This or above
This
behavior the
behavior
often sub-
is
is in rhythmic
Reaching a
strateforelimb
while cranially
sweeping
series. and
This dragging
caudally,
behavior the
often
is hoof
in along
rhythmic
similar to that or above
series.
which the
This
often sub-
behavior
occurs is
within
similar tosimilar to that
that which which
often often
occurs occurs
within thewithin
contexttheofcontext
foragingof foraging
or drinkingor drinking
strate while
similar sweeping
to
(particularly that caudally,
which
the often
context
when thwarted, often
occurs
of in
foragingrhythmic
within
or the series.
context
drinking
or in anticipation). This
of behavior
foraging
(particularly or
when is
drinking
thwarted,
(particularly when thwarted, or in anticipation).
similar (particularly
to that whichwhen often occurs
or in thwarted,within
or inthe
anticipation). context of foraging or drinking
anticipation).
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(particularly
Video when
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in anticipation).
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February 2021) (accessed on 18
February 2021)
d. Stomping
omping d. Stomping
d. Stomping
Stomping SuddenlySuddenly
flexing andflexing
then and then extending
extending
Suddenly flexinga and
limb, a limb, striking
sharply
then
sharply the
extending a limb,
striking
hoof the
sharply
hoof
striking
imals 2021, 11, x FOR PEER REVIEW Suddenly
against flexing
the substrate, and then
similar extending
to that seen a response
in limb, sharply
to 10 of irritation,
striking
cutaneous 22the hoof
against the substrate, similar to that seen in response to cutaneous irritation,
the hoof against the substrate, similar to that seen in response to
Suddenly flexing
against the and then
substrate, extending
similar to a
that limb,
seen
e.g., insects. cutaneous irritation, e.g., insects. sharply
in responsestriking
to the
cutaneous hoof
irritation,
e.g., insects.
againste.g.,
the substrate,
insects. similar to that seen in response to cutaneous irritation,
Video S24 Video S24 https://doi.org/10.5281/zenodo.4540107
Video S24 https://doi.org/10.5281/zenodo.4540107
https://doi.org/10.5281/zenodo.4540107 (accessed (accessed
on 18 on 18
(accessed
e.g., insects.
Video S24 https://doi.org/10.5281/zenodo.4540107
on 18 February 2021) (accessed on 18
nimals 2021, 11, x FOR PEER REVIEW February
February 2021) 2021) 10 of 22
Video February
S24 https://doi.org/10.5281/zenodo.4540107
2021) (accessed on 18
February 2021)
e. Kicking Out or Back Lifting
Lifting and and extending
extending onehindlimbs
one or both or both hindlimbs
caudally,caudally, either back
either straight straight back
Lifting
or and
sometimes extending
arcing
or sometimes arcing laterally. one or
laterally. both hindlimbs caudally, either straight back
ckinge.Out
Kicking Out or Back
or Back Lifting or
and extendingarcing
sometimes one orlaterally.
both hindlimbs caudally, either straight back
(accessed
e. Kicking Out or Back Video S25 Video S25 https://doi.org/10.5281/zenodo.4540109
https://doi.org/10.5281/zenodo.4540109 (accessed on 18 on 18
or sometimes
Video arcing laterally. (accessed
Kicking Out or Back FebruaryFebruary
S25 https://doi.org/10.5281/zenodo.4540109
2021) 2021) Lifting and extending one or both hindlimbs caudally,on 18
either
Video February
S25 https://doi.org/10.5281/zenodo.4540109
2021) (accessed
straight back or sometimes arcing laterally. on 18
February 2021) Video S25 https://doi.org/10.5281/zenodo.4540109 (accessed
on 18 February 2021)
Table 2. Cont.
Romping/Bucking
g. Romping/Bucking
g. Romping/Bucking
g. Romping/Bucking
Alternate
Alternaterearing
rearing
Alternate Alternate
andandkicking
kicking
rearing andrearing
out, often
out, and
often
kicking kicking
oftenout,
repeatedly
repeatedly
out, in often
rapid
in repeatedly
rapid
repeatedly rapidinsuccession.
succession.
succession.
in rapid
Romping
Romping and bucking
and
Rompingbuckingsuccession.
may
and indicate
may Romping
indicate
bucking mayan an andpainful
acutely
acutely
indicate bucking
an painful
acutelymay
event
eventindicate
that
painfulthat an that
appears acutely
appears
event appears
to startle theto
to startle horse;
the horse;
startle painful
orthe
or event
alternatively,
alternatively,
horse; that
an anappears
outburst
outburst
or alternatively, antooutburst
startle frustration
reflecting the
reflecting horse; or alternatively,
with
frustration
reflecting with
frustration with
an an
inability to get
inability
an to relief
get an
relief
inability to outburst
fromfrom
get reflecting
discomfort.
discomfort.
relief frustration with an inability to get relief
from discomfort.
from discomfort.
Video
VideoS27S27 https://doi.org/10.5281/zenodo.4540115
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S27Video (accessed
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onon18 18
(accessed on 18
(accessed
February 2021)
February 2021) 2021)
February on 18 February 2021)
Rolling
h. Rollingh. Rolling
h. Rolling
Lying down
Lying downto sternal Lying
to sternal
Lying down downrecumbency
recumbency
torecumbency
sternal to sternal
and then
and thenrecumbency
rotating from
rotating
and then and
from then
sternal torotating
sternal
rotating fromlateral
tosternalfrom
lateral to lateral
andand
then dorsal
then dorsal
and sternal
recumbency,
recumbency,
then to lateral
sometimes and
sometimes
dorsal recumbency, overthen
overfrom
sometimes dorsal
one
from recumbency,
side
one
over to the
side
from to
onethe sometimes
other.
other.
side over
to the other.
from one side to the other.
Video
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February 2021)
FebruaryFebruary
2021) 2021)
on 18 February 2021)
acking
. Backingi. Backing
i. Backing
Walking backwards
Walking backwards
Walking Walking
tentatively, backwards
as
tentatively,
backwards if tentatively,
asattempting
as if to
if attempting
tentatively, as iffrom
retreat
to retreat
attempting attempting
to to retreat
discomfort.
from discomfort.
retreat from from
discomfort.
discomfort.
Video
VideoS29S29
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Video (accessed
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(accessed
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February
February2021)
2021) 2021)
February on 18 February 2021)
nimals
als 2021,
2021, 11, x11,
FORx FOR PEER
PEER REVIEW
REVIEW 11 22
11 of of 22
Flinching k. Flinching
nching
Sudden
Sudden reflexive
reflexive contraction
contraction of muscles. Flinching
of muscles. may indicate an acutely
Sudden reflexive Flinching may
contraction of indicate
muscles.an acutely
Flinching may indicate
painful
painful event
event thatthat startles
startles the the horse,
horse,
an acutely causing
causing
painful sudden
eventsudden
that escape
escape
startles movement
themovement
horse, causing sudden
and/or
and/or lossloss of balance.
of balance. escape movement and/or loss of balance.
Video
Video S31S31 https://doi.org/10.5281/zenodo.4540528
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(accessed on on
Video S31 https://doi.org/10.5281/zenodo.4540528 18 18
(accessed
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February 2021)
2021) on 18 February 2021)
i. Head
i. Head HighHigh
Stretching
etching Raising
Raising andand pulling
pulling headhead caudally,
caudally, withwith
the the back
back curved
curved ventrally.
ventrally. Head
Head
maymay be held
be held in different
in different positions
positions ranging
ranging fromfrom horizontal
horizontal to curled
to curled ven-ven-
trally
trally with
with muzzle
muzzle drawn
drawn toward
toward the the chest.
chest.
Video S32 https://doi.org/10.5281/zenodo.4540532
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February
February 2021)
2021)
and/or
and/or loss
loss
Video of
ofS31balance.
balance.
https://doi.org/10.5281/zenodo.4540528 (accessed on 18
Video
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S31
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2021) (accessedonon1818
(accessed
February
February 2021)
2021)
. Rotational Head or Whole Body Shaking Rapid, rhythmic rotation of the whole body or just the head and
neck along the long axis. This is similar to shaking in response to
cutaneous irritation around the head, neck, or body, e.g., insects.
Rotational head or whole body shaking is often associated with bearing
weight on an affected limb or another behavior, such as lifting or
kicking a limb. May occur during prolonged periods of unrelieved
Animals 2021, 11, 580 12 of 21
d. Nose Tossing/Flipping Flicking upward extension of the head and neck. Not usually
Flicking
rhythmic, upward extension of the head and neck. Not usually
Flicking as with
upward a stereotypy.
extension Often
Flicking of the appears
upward head to of
and
extension reflect
neck. frustration
Notand
the head usually
neck. Not usually
with rhythmic,
persistent as with
discomfort,a stereotypy.
particularlyOften
when appears
the to reflect frustration
rhythmic, as with a stereotypy.
rhythmic, Often
as with appears tohorse
a stereotypy. reflect
Oftenseems un-to reflect
frustration
appears
e Tossing/Flipping
d. Nose Tossing/Flipping able to with
with find apersistent
comfortable
persistent
discomfort,
frustration
discomfort,posture. particularly
with persistent
particularly
when the horse
when discomfort,
seems un-
particularly
the horse seems un- when the
ose Tossing/Flipping able to find a comfortable
horse posture.
seems unable to find a comfortable posture.
Video S39 https://doi.org/10.5281/zenodo.4540563
able to find a comfortable posture. (accessed on 18
Video Video S39 https://doi.org/10.5281/zenodo.4540563
S39 https://doi.org/10.5281/zenodo.4540563 (accessed on 18 (accessed
February
Video S39 2021)
https://doi.org/10.5281/zenodo.4540563
on 18 February 2021) (accessed on 18
February 2021)
February 2021)
eviated Weaving
breviated Weaving
e. Abbreviated Weaving
Rhythmic
Rhythmicside-to-side
side-to-sideswaying
swayingofofthe thehead
headand
andneck.
neck.Typically
Typically
does
doesnotnotinclude
includeanimated Rhythmic
animated weight side-to-side
weight shifting swaying
shiftingand of the flexing,
andalternate
alternate head and neck. Typically
flexing,
does not include animated weight shifting and alternate flexing,
lifting, and/or
lifting, lateral
and/or movement
lateral movement ofof
forelimbs,
forelimbs,asasis is
common
common with
with
lifting, and/or lateral movement of forelimbs, as is common
thethestereotypy
stereotypy form
form ofof
weaving.
weaving.
with the stereotypy form of weaving.
Video
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on 18 February 2021)
February 2021)
February 2021)
athetic Surge
mpathetic Resolution
Surge Signs:
Resolution Extending
Signs: Extending Cluster
Clusterofofautonomic
autonomicresponses
responsesfollowing
followingananacute
acutesympathetic
sympathetic
, Licking,
ue, Chewing,
Licking, Chewing,Itching
Itching surge, including
surge, includingsalivation (leading
salivation (leadingtoto
chewing
chewingmovements,
movements, swal-
swal-
lowing,
lowing,tongue
tongueextensions) and/or
extensions) autogrooming
and/or (typically
autogrooming rubbing
(typically rubbing
face against
face againstforelimb).
forelimb).
Video S41 https://doi.org/10.5281/zenodo.4541367 (accessed on 18
February 2021)
requent
ent Yawning
Yawning BoutsBouts
g. Frequent Yawning Bouts Frequent
Frequent boutsbouts of yawning,
of yawning, oftenoften
withwith a greater
a greater number numberof yawns of yawns
g. Frequent Yawning Bouts
per bout than
Frequent is boutsFrequent
characteristic
of bouts
yawning, of
(greater yawning,
often than
with 3 often
ato with
5).
greaterOften a greater number
associ-
number of yawns of
per bout than is characteristic (greater than 3 to 5). Often associ-
ated with changes yawns
in per bout than
sympathetic tone, is characteristic
so may occur (greater than 3 to 5). Often
intermit-
per boutinthan
ated with changes is characteristic
sympathetic tone, so(greater
may than 3intermit-
occur to 5). Often associ-
associated with changes in sympathetic tone, so may occur
tently with
ated lip
withlicking,
changes
tently with lip licking, chewing, chewing,
in tongue
sympathetic
tongue
intermittently with
extensions
extensions tone, so characteristic
may
lip licking, characteristic
chewing, tongue occur extensions
intermit-
of sympathetic
tently surge
with
of sympathetic surge resolution resolution
lip licking, signs.
chewing, tongue extensions
signs. of sympathetic surge resolution signs.
characteristic characteristic
VideoVideo S42 https://doi.org/10.5281/zenodo.4541373
of sympathetic Video
surgeS42 (accessed
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Video
February 2021)
February 2021)
pontaneous
aneous h.Flehmen
Flehmen Response
Response
Spontaneous Flehmen Response Lifting
Lifting of theof head
the headwithwithcurlingcurling
of the of upper
the upper lip, drawing
lip, drawing nasalnasal
Lifting of the head with curling of the upper lip, drawing nasal
h. Spontaneous Flehmen Response fluids into
fluids into the the
Lifting vomeronasal
of thefluids
vomeronasal head organ.
withFlehmen
organ. Flehmen
curling is
isofa the a
normal normal
upper lip,response
response drawing nasal
into the vomeronasal organ. Flehmen is a normal response
within
within the
the contextcontext
fluids into ofwithin
the sniffing
of sniffing the pungent
vomeronasal
pungentcontext of fluids,
organ.
fluids, typically
Flehmen
typically
sniffing pungent in a social
inis aafluids,
normal
social response
typically in a social
olfactory context,
within the but with
context
olfactory ofdiscomfort,
sniffing
context, flehmen
pungent
but
olfactory context, but with discomfort, flehmen may occur out of with may
fluids,
discomfort, occur
typically out
flehmen of
in
may a social
occur out of
that context. that context.
021,
that context.olfactory context, but with discomfort, flehmen may occur out of
1, 11,11, x FOR PEER REVIEW Video S43 https://doi.org/10.5281/zenodo.4541379 1414of of2222
x FOR PEER REVIEW
VideoVideo S43
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context.
S43 https://doi.org/10.5281/zenodo.4541379 (accessed
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February
February 2021)S43 https://doi.org/10.5281/zenodo.4541379 (accessed on 18
Video
2021)
i. Lip Quivering/Wincing Involuntary
Involuntary Februarymovements
movements 2021) (twitching)
(twitching) of the of lips
the lips
and and nares, nares,oftenoften
ip Quivering/Wincing
uivering/Wincing Video S44 https://doi.org/10.5281/zenodo.4541385 (accessed on1818nares, often
Video S44
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relaxation
with relaxationInvoluntary (drooping)
(drooping) movements of the
of the lower lower
(twitching)
lip. lip. (accessed
of the lips and on
i. Lip Quivering/Wincing February2021)
February 2021)
with relaxation (drooping) of the lower lip.
Involuntary movements (twitching) of the lips and nares, often
with relaxation (drooping) of the lower lip.
Video S44 https://doi.org/10.5281/zenodo.4541385 (accessed
on 18 February 2021)
gHead
Head j. Tilting Head
Holdingororcocking
Holding cockingthe
thehead
headtotoone
Holding
oneside,
side,such
or cocking
suchthat
the head
that theside,
to the
sagittal
one sagittal
such that the sagittal
plane is off vertical.
plane is off vertical. plane is off vertical.
VideoS45
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(accessed (accessed
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Animals 2021, 11, x FOR PEER REVIEW 15 of 22
2021, 11, xAnimals
Animals FOR
2021,PEER x REVIEW
2021,
11, 11, 580
FOR PEER REVIEW 15 of 22 15 of 2214 of 21
b. Swatting
atting
b. Swatting
b. Swatting
Swinging the head and neck, batting at a particular area of the
SwingingSwinging
the head the
andhead
neck, batting atbatting
a particular area of the
body, similar to thatand
Swinging theneck,
seen in response
head atbatting
to
and neck, a particular
cutaneous area of
irritation,
at a particular the
e.g.,
area of the
body, similar
body,to that seen in
similar body,
to that response
seen to
similar to
in thatcutaneous
response
seen into irritation,
cutaneous
response e.g.,
irritation,
to cutaneous e.g.,
irritation,
insects.
insects. insects. e.g., insects.
Video S47 https://doi.org/10.5281/zenodo.4541394 (accessed on 18
Video S47Video
https://doi.org/10.5281/zenodo.4541394
S47 https://doi.org/10.5281/zenodo.4541394(accessed(accessed
on 18
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on 18
February 2021) on 18 February 2021)
February February
2021) 2021)
c. Autogrooming
togrooming c. Autogrooming
c. Autogrooming
Swishing/Flicking Tail
b. Swishing/Flicking
wishing/Flicking
hing/Flicking Tail Tail
Tail
b. Swishing/Flicking
b. Swishing/FlickingTail
Tail
Moving tail suddenly from side to side, similar to that seen in re-
Moving Moving
Movingtailtail tail suddenly
suddenly
suddenly from
from from
sideside side
to to to
side,
side, side, similar
similar
similar to to seen
that that
intoseen
in re-inseen
re-
sponse Moving
to cutaneoustail suddenly
irritation,
Moving from
e.g.,
tail suddenly side toto
insects.
from
that
side,
side to
seen
similar re-
that
side, similar in re-
to that seen in
sponse sponse
sponse
to to to
cutaneous cutaneous
cutaneous irritation,
irritation,
irritation, e.g.,
e.g., e.g.,
insects.
insects. insects.
sponse to cutaneous irritation,
Video S50 https://doi.org/10.5281/zenodo.4541408 e.g., insects.
response to cutaneous irritation, e.g., (accessed
insects. on 18
Video
Video Video
S50S50 S50 https://doi.org/10.5281/zenodo.4541408
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February 2021)
2021) 2021) on 18 February 2021)
February 2021)
uarding
b. Guardingb. Guarding Especially cautious movement
Table 6.
EspeciallyEspecially
Cont.
cautious
cautious movement
and retreat from potential
movement
and retreatand fromretreat disturb-
from
potential potential disturb-
disturb-
Guarding b. Guarding ance or “cowering”
ance submissive
or “cowering” appearance
submissive as if threatened
appearance as by
if hu-
threatened by hu-
ance or “cowering”
Especially cautious submissive
movement appearance
and retreat fromas ifpotential
threatened by hu-
disturb-
mans or othermanshorses.
or The horse
other mayThe
horses. stand in the
horse may back
standof in
thethestall
back of the stall
mansor or other horses. The horse may stand asinif the back of by thehu-
stall
or ance “cowering”
uncharacteristically submissive
not
or uncharacteristically
appearance
approach a
not person
approach whothreatened
enters.
a retreat
person They
who enters. They
or uncharacteristically
mans or other horses. Thenot
Especially approach
cautious
horse may a person
movement
stand and
in the who
back enters.
of from
the They
potential
stall
may stand with
maymuscles
stand tensed
with
disturbance and
muscles
or seem unwilling
tensed
“cowering” and to move
seem
submissive even
unwilling
appearance to
asmove
if even
ormay
when
stand with muscles
uncharacteristically
encouraged. nottensed
approachand seem unwilling
a person to move
who enters. even
They
when threatened by humans or other horses. The horse may stand in
encouraged.
when
may encouraged.
stand with muscles tensed
Video S54 the back of theand
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18 a
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person who enters. They may stand (accessed
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(accessed
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on 18 February 2021)
onservativec.Movement
Conservative Movement
c. Conservative Movement
c. Conservative Movement
Conservative Movement
Less than typical Lessmovement
than typicalabout the stall,about
movement with the
apparentwith hesita-
Less than typical movement about the stall, with stall, apparent hesita-
apparent hesita-
tion to walk (e.g.,
tion reaching
to Less
walk with
than
(e.g., head
typical and
movement
reaching neck
with rather
about
head the
and than
stall,
neck step-
with apparent
rather
tionthan
Less to walk (e.g.,
typical reaching about
movement with head
the andwith
stall, neckapparent
rather than step-than step-
hesita-
ping forward).ping forward).hesitation to walk (e.g., reaching with head and neck rather than
ping
tion to forward).
walk (e.g., reaching with
stepping forward).head and neck rather than step-
Video S55 https://doi.org/10.5281/zenodo.4541767 (accessed on 18
Video
ping S55Video
forward).
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18 February 2021)
February
Video 2021)
S55 https://doi.org/10.5281/zenodo.4541767 (accessed on 18
February 2021)
Table 6. Cont.
Table 6. Cont.
vii.
vii.
vii. Intense
vii. Intense
Intense
Intense Distantly-Focused
Distantly-Focused
Distantly-Focused
Distantly-Focused Staring
Staring
Staring
Staring
vii. Intense Distantly-Focused Staring
Distant
Distant gazing
gazing
Distant gazing
Distant in
gazing in a
in fixed
a
in aa fixed
fixed direction
fixed direction
direction
direction
Distant for
gazing for
for
for
in aaa prolonged
afixed
prolonged
prolonged
prolonged period,
period,
period,
period,
direction often
often period, often
often
often
for a prolonged
with a glassy-eyed,
withaa aglassy-eyed,
with
with tense,
glassy-eyed,tense,
glassy-eyed, worried
with a
tense,worried
tense, expression.
glassy-eyed,
worriedexpression.
worried tense,
expression.
expression. worried expression.
Video Video S64 https://doi.org/10.5281/zenodo.4545919 (accessed
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Video
Video S64
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on
on 18
1818
18
on 18 February 2021)
February
February
February
February 2021)
2021)
2021)
2021)
Altered
7..7.
Altered
Altered eating
Alteredeating
eating or
eatingor drinking.
oror drinking.
drinking.
drinking. Table 7. Altered eating or drinking.
ing
ing Water
pping
ping Water
Water
Water a. Sipping Water
Drinking
Drinking
Drinking
Drinking smaller
smaller
smaller than
smallerthan
than the
thanthe
the typical
thetypical
typical volume
typical volume
volume
volume ofof
of water,
water,
water, often with
often
often with
with aaa a
Drinking smaller thanof
thewater,
typical often
volumewith
of water, often with a
tentative
tentative
tentative approach
tentativeapproach
approach and
approachand
andexpression
andexpression
expression
expression
tentative of
of hesitation
ofofhesitation
approach hesitation
hesitation or discomfort
orordiscomfort
or discomfort
discomfort
and expression of hesitation or discomfort
dding
uidding
dding
dding b. Quidding
Dropping
Dropping
Dropping
Dropping strands
strands
strands
strands or
or partially
oror
partially
partially chewed
partially chewed
chewed
chewed clumps
clumps
clumps
clumps of
of forage
ofofforage
forage or
forage grain
oror
or grain
grain
grain
Dropping strands or partially chewed clumps of forage or grain
from
from
from the
fromthe
the mouth
the mouth
mouth
mouth while
while
while
while eating.
eating.
eating.
eating.
from the mouth while eating.
Video
Video
Video
Video S65
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ical Jaw
ypical
pical
pical Jaw
Jaw Motion
Jaw Motion
Motion
Motion
c. Atypical Jaw Motion
Conservative
Conservative
Conservative
Conservative or
or atypical
oror atypical
atypical
atypical jaw
jaw
jaw movements,
jaw movements,
movements,
movements, for
for
for example,
for example,
example,
example, when
when
when
when for-
for-
for-
for-
Conservative or atypical jaw movements, for example, when
aging,
aging,
aging, chewing,
aging, chewing,
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Animals 2021, 11, x FOR PEER REVIEW 20 of 22
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Animals 2021, 11, 580 19 of 21
Supplementary Materials: In addition to links to individual files which appear in each Tables 1–
8 entry, supplementary Table S1 and all video files for Tables 1–8 are available together in one zip
folder for download at: https://zenodo.org/badge/DOI/10.5281/zenodo.4477080.svg (accessed on
18 February 2021).
Author Contributions: Conceptualization and resources S.M.; methodology, investigation, writing
and editing S.M., C.T.; illustration C.T.; video acquisition C.T., S.M.; project administration C.T. and
S.M. All authors have read and agreed to the published version of the manuscript.
Funding: This is a Dorothy Russell Havemeyer Foundation project conducted by the Havemeyer
Equine Behavior Lab at the University of Pennsylvania. CT was funded as a Havemeyer Veterinary
Research Fellow.
Institutional Review Board Statement: Procedures for obtaining video recordings of client-owned
hospitalized equine patients during the 2017 pain assessment study were approved by the University
of Pennsylvania Institutional Animal Care and Use Committee according to all applicable guidelines
for humane care and use of animals in research (protocol #806321). Owners of these horses also
provided informed consent for this clinical research.
Acknowledgments: Bernd Driessen and Klaus Hopster facilitated videotaping of hospitalized ortho-
pedic surgery patients participating in other clinical research projects. Numerous colleagues at the
University of Pennsylvania’s New Bolton Center hospital assisted with identification of patients of
interest for obtaining video recorded examples.
Conflicts of Interest: The authors declare no conflict of interest.
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