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Journal of Intellectual Disability Research

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    pp –  

Children with intellectual disability in rural South Africa:


prevalence and associated disability
A. L. Christianson,1 M. E. Zwane,1 P. Manga,1 E. Rosen,2 A.Venter,3 D. Downs4 &
J. G. R. Kromberg1
1 National Health Laboratory Service and Division of Human Genetics, School of Pathology, Faculty of Health Sciences,
University of the Witwatersrand, Johannesburg, South Africa
2 Department of Paediatrics, University of the Witwatersrand, Johannesburg, South Africa
3 Department of Paediatrics, University of the Free State, South Africa.
4 Department of Speech Pathology and Audiology, University of the Witwatersrand, Johannesburg, South Africa

Abstract children in this population. The prevalence of


severe and mild ID was . per  and . per
Background The objective of the present study was
 children, respectively. The male:female ratio of
to determine the prevalence of intellectual disability
children with ID was :. In the affected children, a
(ID) and its associated disabilities in rural South
congenital aetiology for the ID was determined in
African children aged – years. It was undertaken
 subjects (.%), an acquired aetiology in 
in eight villages in the district of Bushbuckridge,
(.%) and the aetiology was undetermined in 
Northern Province, South Africa.
children (.%). Epilepsy (.%) and cerebral
Methods A two-phase design was utilized.
palsy (.%) were the commonest associated
The first phase involved screening children on a
disabilities.
house-to-house basis by interviewing mothers or
Conclusion The present study represents the first
caregivers using an internationally validated ques-
data on the prevalence of ID and associated disabil-
tionnaire for detecting childhood disability in devel-
ities in rural South African children. The prevalence
oping countries. The second phase consisted of a
of ID was comparable with results from a study
paediatric/neurodevelopmental assessment of the
performed in one other African country (Zambia)
children who screened positive.
as well as those from other developing countries.
Results A total of  children were screened;
The data provide an initial factual insight into ID
 (.%) had a paediatric evaluation and
and its associated disabilities for healthcare, social
 children were diagnosed with ID, giving a
service and educational policy planners. This study
minimum observed prevalence of . per 
provides a basis for the initiation and development
of appropriate and integrated services for the best
possible care of individuals affected with these dis-
Correspondence: A. L. Christianson, National Health Laboratory abilities, and for their possible prevention.
Service and Division of Human Genetics, School of Pathology,
Faculty of Health Sciences, University of the Witwatersrand, PO Keywords childhood intellectual disability, preva-
Box , Johannesburg , South Africa. lence, rural, South Africa
©  Blackwell Science Ltd
Journal of Intellectual Disability Research      
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A. L. Christianson et al. • Intellectual disability in rural South Africa

Introduction Subjects and methods

Intellectual disability (ID) is a serious and The present study was completed over a .-year
lifelong disability that places a heavy burden on period from  to  in the Mhala district of
affected individuals, their families, society and Bushbuckridge, Northern Province, South Africa.
the healthcare system. The prevalence of ID and The area is adjacent to the Kruger National Park
associated epidemiological factors has been well in the north-east corner of the country. The demo-
documented in industrialized countries. Con- graphic features of the Mhala district, as described
versely, only limited information is currently avail- by Tollman et al. (), include a population of
able from developing nations, where it is estimated   mainly Tsonga-speaking people, who reside
that between  and  million children with ID in  rural villages between Acornhoek in the
may presently reside (Shah ; Roeleveld et al. North and the Sabie River in the South. Three
). rural hospitals, supported by satellite clinics in sur-
Until recently, infant and childhood mortality rounding villages, serve the health needs of the
and morbidity in developing nations has been population.
caused predominantly by infectious diseases and The subjects for the present study were children
malnutrition. However, in many of these countries, aged – years, who were recruited in eight selected
the implementation of programmes like GOBI-FFF villages in the Mhala district. The villages were
and the integrated management of childhood ill- spread geographically across the district and a
nesses (IMCI) have been successful in addressing community-based rehabilitation worker was present
these problems, resulting in declining infant and in each village.
childhood mortality (Cash et al. ; WHO ; A standard two-phase design was used to under-
UNICEF ). Consequently, problems like ID, take the research, using the internationally validated
which previously received limited attention from Ten Question Questionnaire (TQQ), a research tool
healthcare planners, have begun to emerge and that was developed and has been successfully used
demand due consideration. South Africa is one in developing countries, to screen for five disabil-
country in which this epidemiological transforma- ities (i.e. ID, motor disability, visual disability, audi-
tion is, in the present authors’ opinion, beginning to tory disability and seizures) in –-year-old children
occur. The rights of people with disabilities have (Stein et al. ; Zaman et al. ; Durkin et al.
also recently been enfranchised in the country’s ; Thorburn et al. b, c). In the first phase,
new Constitution, enabling the disabled, and those a woman resident in each village was selected
representing them, to compete more equitably for and trained to administer the TQQ to mothers
healthcare funding (RSA ). The collection of and caregivers on a house-to-house basis. Quality
epidemiological data on ID is essential so that control interviews were carried out at random to
appropriate healthcare, social welfare and educa- ensure the accuracy of data collection. Data
tional strategies can be planned and implemented obtained from the TQQ were collected and com-
for the benefit of affected people. In addition, such puterized. In the second phase, children who
statistics will be of value as indicators of general screened positive on the TQQ were referred for
health status as the significance of indicators like paediatric evaluation at clinics held in each village.
infant and childhood mortality declines (Durkin These paediatric assessments included a presenting
et al. ). history, family history, birth history, developmental
The aim of the present study was to document history and clinical examination, and were under-
the prevalence of ID and the disabilities associated taken by two neurodevelopmental paediatricians
with it in –-year-old rural South African children. and a clinical geneticist with neurodevelopmental
It forms part of a broader study in which the pre- expertise. The results of the paediatric evaluations
valence and nature of five specific childhood were recorded on a standard medical assessment
disabilities (i.e. ID, motor disability, auditory form (MAF; Durkin et al. ). After completing
disability, visual disability and epilepsy) were the examination of the children, a neurodevelop-
investigated. mental assessment using the Griffiths Scale of

©  Blackwell Science Ltd, Journal of Intellectual Disability Research , –
Journal of Intellectual Disability Research      
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A. L. Christianson et al. • Intellectual disability in rural South Africa

Mental Development (GSMD) was performed on eight villages. The subjects came from  house-
those children whom the clinicians considered were holds and  (.%) were aged – years, while
at risk of being developmentally delayed (Griffiths  (.%) were – years old. Most of these
). For these children, a general intelligence children (n = , .%) had been born in hospi-
quotient (GIQ) was thus obtained. Visual testing, tal, a further  (.%) were born in a clinic or
using a Snellen notation of visual acuity chart, was health centre and  (.%) were born at home.
undertaken on those children capable of undergo- Out of the  children screened by the TQQ, 
ing the test. Children considered to be at risk for a (.%) had a paediatric evaluation in phase  of
hearing problem after clinical assessment by the the study.
clinicians were referred to a subsequent auditory Intellectual disability was diagnosed in 
assessment clinic that was undertaken in the eight (.%) children, giving a ID prevalence of . per
villages as part of the present study. Auditory evalu-  (one per ) children in the present sample.
ation included otoscopy, followed by imittance Severe ID was present in  (.%) children,
testing in both ears using tympanometry and ipsi- giving a prevalence of . per  children. There
lateral acoustic reflex threshold testing. Air and were  (.%) children with MID, giving a
bone conduction thresholds were measured with prevalence of . per , and the MID: SID
pure tone audiometry, using play audiometric tech- ratio was . : . The age and sex characteristics of
niques when required. the children with SID and MID are detailed in
Utilizing the information obtained from the Tables  and . For both groups, the ratio of
TQQ, MAFs, and neurodevelopmental, visual and affected males to females closely approximated  : .
auditory assessments, a final diagnosis was derived. Aetiology for ID was determined in only 
In those children with a developmental disability, (.%) cases. The cause was found to be congeni-
the disability was classified as severe ID (SID) tal in  (.%) of these patients, acquired in 
where the GIQ was £ and mild ID (MID) where (.%) and undetermined in  (.%). For the
it was –. Classification of the hearing disabil-  children with SID, the aetiology could be deter-
ities into mild, moderate and severe was done mined in  (.%) children and was congenital in
according to the criteria of Thorburn et al. (a). origin in  (.%) of these cases. By comparison,
All of these data were then collated and analysed. in children with MID, the aetiology could only be
Ethical approval to undertake this research had determined in  (.%) out of the  patients
been granted by the Committee for Research (Table ).
on Human Subjects of the University of the Epilepsy was associated with the ID in 
Witwatersrand, Johannesburg, South Africa. (.%) children (Table ). Generalized seizures
were recorded in  (.%) subjects and the
remaining two (.%) suffered from simple partial
seizures.
Results
Among the  patients with SID and epilepsy,
In phase , a total of , –-year-old children eight (.%) were receiving antiepileptic drugs
were screened using the TQQ by fieldworkers in the (AEDs), while only seven out of the  (.%)

Table 1 Age and sex of children with


Males Females Total severe intellectual disability (male : female
ratio :)
Age (years) n % n % n %

2–5 9 20.9 12 27.9 21 48.8


6–9 17 39.5 5 11.6 22 51.2
Total 26 60.5 17 39.5 43 100

©  Blackwell Science Ltd, Journal of Intellectual Disability Research , –
Journal of Intellectual Disability Research      
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A. L. Christianson et al. • Intellectual disability in rural South Africa

Table 2 Age and sex of children with


Males Females Total mild intellectual disability (male : female
ratio  : )
Age (years) n % n % n %

2–5 38 19.5 21 10.8 59 30.3


6–9 82 42 54 27.7 136 69.7
Total 120 61.5 75 38.5 195 100

Table 3 Aetiology of intellectual


SID (n = 43) MID (n = 195) Total (n = 238) disability (ID): (SID) severe ID; and
(MID) mild ID (SID : MID ratio . : )
Aetiology n % n % n %

Congenital 22 51.2 27 13.9 49 20.6


Acquired 4 9.3 11 5.6 15 6.3
Undetermined 17 39.5 157 80.5 174 73.1
Total 43 100 195 100 238 100

Table 4 Disorders associated with


SID MID Total intellectual disability (ID): (SID) severe
(n = 43) (n = 195) (n = 238) ID; and (MID) mild ID

Disorder n % n % n %

Epilepsy 11 25.6 26 13.3 37 15.5


Cerebral palsy 11 25.6 9 4.6 20 8.4
Auditory disability 2 4.6 15 7.7 17 7.1
Microcephaly 9 20.9 2 1.0 11 4.6
Down’s syndrome 5 11.6 0 0 5 2.1
Hydrocephaly 2 4.6 2 1.0 4 1.7
Undiagnosed syndromes 2 4.6 2 1.0 4 1.7
Macrocephaly 0 0 3 1.5 3 1.3
Spina bifida 0 0 2 1.0 2 0.8
Tuberous sclerosis 1 2.3 1 0.5 2 0.8

children with MID and epilepsy were receiving (DS) was diagnosed in five children, giving a
AEDs. prevalence of . per  children (Table ).
Cerebral palsy was documented in  (.%) The diagnosis in these DS children was confirmed
children with ID. It was recorded in  (.%) by chromosome analysis. All were assessed to have
children with SID and was less frequent (n = , GIQs <  (mean = ) and only one had a con-
.%) in children with MID (Table ). Micro- genital cardiac lesion. Spina bifida was recorded in
cephaly was documented in  (.%) children with only two children in the present study, giving a
ID, and in six of these subjects, the condition was prevalence of . per  children. These children
considered to be congenital in origin. Thus, congen- had had surgical closure of their spina bifida, one
ital microcephaly (six cases) had a minimum preva- had required a ventricular-peritoneal shunt for
lence of . per  children. Down’s syndrome hydrocephalus and both were MID (Table ).

©  Blackwell Science Ltd, Journal of Intellectual Disability Research , –
Journal of Intellectual Disability Research      
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A. L. Christianson et al. • Intellectual disability in rural South Africa

Auditory disability was diagnosed in two (.%) Bangladesh. Zambia ( per ) and Pakistan
out of the  children with SID. In one, the hearing ( per ) had prevalences of childhood ID
loss was mild, and in the other, it was moderate. which were similar to that found in the present
Because of difficulties completing valid hearing study, while the prevalence was lower in Sri Lanka
tests on all  children with SID, this is considered ( per ) and Malaysia ( per ). Stein
to be an underestimate of the number of affected et al. () noted that prevalence rates for SID of
children. Fifteen (.%) out of the  children about five per  and MID of about  per 
with MID were assessed to have a hearing loss. In had been found in several of the ‘more’ developed
five (.%) of these children, the auditory disabil- countries in their study, giving these countries an
ity was severe, and it was moderate in one (.%) overall ID rate of about  per  and an
child and mild in nine (%) others. MID : SID ratio of  : . These observations are in
keeping with those of the present study in South
Africa which, in the authors’ opinion, could be con-
sidered a ‘more’ developed country.
Discussion
In a study on the prevalence of childhood disabil-
Intellectual disability can be defined as a signifi- ity in Jamaica, ID was recorded in . per 
cantly below average level of general intellectual children between the ages of  and  years (Paul
functioning, accompanied by significant limitations et al. ). The above study utilized the TQQ, and
in adaptive capability (APA ). General intellec- in addition, a statistical methodology was developed
tual functioning is defined by the intelligence quo- and used to compensate for false-negatives cases
tient (IQ), the GSMD equivalent of which is the missed by the TQQ, as well as for children screened
GIQ (Griffiths ). The GSMD was preferred for positive but who did not present for paediatric eval-
the present study because the three clinicians were uation (Shrout & Newman ). Consequently,
trained in its usage and its use is accepted in South the estimated prevalence of ID in Jamaican children
Africa (Luiz ). Severe ID was defined as a GIQ was significantly greater than that recorded in the
£  to allow for comparison between the present present study. The authors were cognisant of the
findings and those of other studies (Stein et al. fact that methodological difficulties had limited
). A GIQ of – was used to define MID. In the ascertainment of children with ID, particularly
the GSMD, a GIQ of – is considered to be MID, in the present study. The TQQ screening
borderline ID (Griffiths ). However, given the method may not have been sensitive enough to
socio-economic and educational circumstances in detect some children with MID who were otherwise
rural Bushbuckridge, and by extension, a large part outwardly normal. This possibility was recognized
of rural and urban South Africa, borderline intellec- while visiting schools in the selected villages to
tual functioning will usually predispose a child to discuss the research project with the teaching staff.
school failure which, in these circumstances, repre- Some children in the –-year-old age group in the
sents a significant limitation in adaptive capability. schools were reported to be experiencing repeated
Thus, the decision was made to extend the upper school failure, but had not been screened positive
limit of GIQ to  for MID. by the TQQ. For the TQQ, these children repre-
Given these definitions, an ascertained prevalence sented potential false negatives in that, despite
rate of . per  children with ID was docu- being considered normal by their parents/caregivers,
mented in the present study. There is a paucity of they were obviously at risk of having MID. Thus,
data in the literature with which to compare this the prevalence rates in the present study for MID
figure. Stein et al. () presented data from nine and, by extension, total ID should be considered as
developing nations using the same methodology ‘minimum’ observed frequencies.
applied in the present study. However, the sample The SID (GIQ £ ) prevalence in the present
sizes for the studies in each of these countries were study was . per  children, which approaches
significantly smaller. The prevalence of children twice the rate of between three and four per 
with ID in the nine countries ranged from nine children with SID estimated to be present in indus-
per  in the Philippines to  per  in trialized nations. However, it is lower than the cal-
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Journal of Intellectual Disability Research      
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A. L. Christianson et al. • Intellectual disability in rural South Africa

culated average . per  children with SID in aetiology and  (.%) cases had an acquired
developing countries (Roeleveld et al. ). In one. The acquisition of a defined aetiology for ID
eight out of the nine developing countries docu- was limited in the present study by the lack of
mented by Stein et al. (), the prevalence of investigative facilities. Curry et al. () reviewed
SID ranged from five per  to  per  the causes of ID reported in literature surveys
children, and was unusually high in India ( per and found that the proportion of cases with
). Numerous methodological problems com- unknown aetiology was –% in several
plicate the calculation of accurate figures for MID different populations.
in both industrialized and developing countries. Previous studies have documented a clear associ-
Roeleveld et al. () calculated an average preva- ation between social class, ethnicity and/or parental
lence rate of MID of . per  children in occupation, and MID, with poor rural areas and
developing countries. This is almost the same as the urban ghettos being singled out as areas in which
prevalence rate for MID (. per ) obtained these problems are potentially greatest (Drews et al.
in the present study, but as noted above, this figure ; Roeleveld et al. ). The Bushbuckridge
is almost certainly an underestimation of the actual district represents a socio-economically deprived
situation. rural area. Factors observed in Bushbuckridge by
For ID, SID and MID the male: female ratio of the present authors which are thought to be associ-
affected children in the present study was : , ated with a high rate of MID include poor living
giving an overall % excess of affected males. A conditions, malnutrition, limited intellectual stimu-
preponderance of ID males secondary to X-linked lation of infants and children, and unattended
genetic factors is to be expected in any community. home births (.%). Thus, the present authors
In industrialized countries, the excess of males with would propose that, for many of the  (.%)
SID approximates %. A possible reason for the MID children with an undefined aetiology, their
discrepancy in the excess of SID males to females problem could have been the result of, or aggra-
observed between the present study and that vated by, their environment. Many of these factors
recorded in developed countries may be that male could potentially be avoided with the improvement
children with SID received better care than affected of social circumstances, maternal and child diet,
female children in the community studied. This maternal education, and early infant and childhood
may have resulted in greater longevity of males with intellectual stimulation. Having noted this, the
SID. In addition, it is possible that caregivers were present authors are also cognisant of the fact that
more likely to bring their affected male children to other specific aetiological factors could have been
the attention of the research team. The excess of present in this group, including the sequelae of
males with MID in industrialized nations varies endemic diseases (e.g. HIV/AIDS), specific nutri-
between % and %, similar to that found in the tional deficiencies (e.g. iodine), maternal intoxica-
present study (Roeleveld et al. ). tions (e.g. alcohol) and sub-optimal obstetric care.
Aetiology for the ID was documented for just These factors also need to be investigated and
in excess of one-fourth (.%) of cases, of addressed.
which .% were congenital and .% acquired. Epilepsy, the most frequent disorder associated
However, as might be expected, there were large with ID, was recorded in  (.%) patients. It was
and obvious differences in the aetiology of SID and twice as common in SID children (n = , .%)
MID in affected children. Aetiology was determined than it was in those with MID (n = , .%).
in .% of children with SID, in half of whom However, it was notable that the majority of the
(n = , .%) it was considered to be congenital. children with epilepsy and SID (.%) were on
An obviously acquired aetiology was present in only AEDs. In comparison, only .% of the children
four (.%) SID patients and the aetiology could with epilepsy and MID were receiving such medica-
not be determined in  (.%) patients. By com- tion. The children with SID and epilepsy had
parison, no definite aetiology was found in more multiple, obvious and severe problems which
than twice as many children with MID (n = , probably led to their parents seeking care for them
.%), while  (.%) cases had a congenital from the local Western medical system, and thus,
©  Blackwell Science Ltd, Journal of Intellectual Disability Research , –
Journal of Intellectual Disability Research      
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A. L. Christianson et al. • Intellectual disability in rural South Africa

obtaining AEDs. The fact that so few children with early childhood in rural South Africa. It is well
MID and epilepsy obtained AEDs is cause for accepted that infants and children with severe con-
concern. The reasons why management from the genital anomalies living in developing countries
local Western medical system was not sought and/or tend to die early, and their deaths are either
obtained by many children in this population suf- unrecorded or are absorbed into the general mor-
fering from epilepsy requires further investigation tality statistics, thus passing unrecognized for what
and amelioration. It also remains a point of conjec- they truly represent (WHO ). The above figures
ture as to what role the untreated seizures in the on these two common severe congenital anomalies
children with MID and epilepsy had in the genesis in South Africa, i.e. DS and neural tube defects,
of their MID (Christianson et al. ). represent some of the first data from Africa that
Cerebral palsy (n = , .%) was the second have quantified this reality.
most common disorder associated with ID, and as In conclusion, the present authors submit the
expected, was more frequent in children with SID first data on the prevalence and disabilities associ-
(.%) than in those with MID (.%). It was fol- ated with ID in rural South African children. Since
lowed in rank order of associated disorders by audi- Bushbuckridge is probably a fairly typical socio-
tory disability (.%) and microcephaly (.%). economically deprived rural area and because a
Out of the  children with microcephaly, at least sizeable sample of children was investigated over a
six were considered to have a prenatal cause. Using widespread geographic area, these results could be
the latter figure, the minimum prevalence of con- considered to be representative of much of rural,
genital microcephaly was . per  children, Central and Southern Africa. Thus, these findings
which is higher than the . and . per  provide an initial factual insight for healthcare,
birth incidences recently recorded in African infants social service and educational policy planners. In
in an urban academic hospital and in a rural the immediate future, they have implications for
Northern Province hospital, respectively (Delport the provision of primary-healthcare-based medical
et al. ; Venter et al. ). Possible reasons for services for pregnant woman, infants and children,
this difference between the birth incidence and pre-school education, community-based rehabilita-
prevalence of congenital microcephaly is under- tion services for affected individuals and their fami-
ascertainment at birth, and children with micro- lies, remedial education facilities in schools, and
cephaly, despite their disabilities and the harsh social welfare services. By improving and integrat-
circumstances of their environment, seem to ing such services, it should be possible to ensure
manage to survive, and therefore, the mortality as the best possible care for affected individuals and
the child ages is possibly less than would be services for their prevention, thus reducing the
expected. prevalence of ID, especially MID.
Only five children were diagnosed with DS in the
present study, all with SID. Thus, the prevalence for
DS in –-year-old children in Bushbuckridge was
Acknowledgements
. per  (one per ). A birth incidence of
. per  live births (one per ) in a rural The authors would like to acknowledge the coop-
hospital approximately  km from Bushbuckridge eration and patience of the people in the commu-
has been recorded, suggesting that two out of three nity, and especially, the children and their mothers
children with DS die in this area prior to  years of in the eight villages in Bushbuckridge, without
age. In the same rural hospital, the birth incidence whom this work could not have been accomplished.
of neural tube defects was . per  and that of We are also indebted to the local field workers,
spina bifida was . per  live births (Venter the community-based rehabilitation workers, the
et al. ), whereas in the present community- Tintswalo hospital nurses, and the clinic sisters
based study only . per  children had spina for their cooperation, hard work and hospitality.
bifida and no children were diagnosed with Funding for the research was obtained from the
encephalocoeles. These figures highlight the mor- Iris Ellen Hodges Trust and the University of the
bidity of DS and neural tube defects in infancy and Witwatersrand Medical Faculty Endowment Fund.
©  Blackwell Science Ltd, Journal of Intellectual Disability Research , –
Journal of Intellectual Disability Research      
186
A. L. Christianson et al. • Intellectual disability in rural South Africa

We also acknowledge: the Wits Rural Facility, who noses in Clarendon. Jamaica West Indian Medical Journal
assisted with accommodation and infrastructure , –.
during the fieldwork; Dr Steve Tollman and his Roeleveld N., Veelhuis G. A. & Gabreels F. () The
prevalence of mental retardation: a critical review of
staff at the Health Systems Development Unit
recent literature. Developmental Medicine and Child
of the University of the Witwatersrand; and the Neurology , –.
Department of Speech Pathology and Audiology Shah P. M. () Prevention of mental handicaps in chil-
of the University of the Witwatersrand. dren in primary health care. Bulletin of the World Health
Organization , –.
Shrout P. E. & Newman S. C. () Design of two-phase
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©  Blackwell Science Ltd, Journal of Intellectual Disability Research , –

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