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Risk assessment of dry bulk cargo operations using Analytic Hierarchy Process
(AHP) method
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Risk assessment is a vital for any operational risk of bulk cargo operation
industry to characterize the hazards and within seaport. Therefore, the pairwise
process which are risk identification, risk and the calculation of weightage to
estimation and risk evaluation. In the case measure the operational risk of bulk cargo
risk. They prefer to assess risk using objectives, criteria and alternatives and
linguistic terms rather than numerical the approach can be used to solve
values. Linguistic terms are well complex decision problems [3]. The
associated with belief degree where an method also allows decision makers to
knowledge [2]. Indeed, the usage of belief importance of the decision criteria in each
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
hierarchy can be acquired using the Linguistic Terms and Belief Degree
Concept
pairwise comparison technique. This is
because each element within the Most of the criteria identified are
operational risk contributes differently to qualitative in nature due to the reliance of
risk likelihood and consequences severity the belief degree and often can only be
[2]. An overall preference of the represented by subjective judgments [2].
alternatives is obtained based on the Despite the fact, AHP can well deal with
weights and relative importance qualitative data and thus is selected to
calculated. develop the Risk Control Options (RCOs)
to mitigating and reducing risk in bulk
The aspect of consistency of
cargo operation.
pairwise is important because a decision
maker is often not able to express Generally, AHP is a decision
consistent preferences in case of several making model that aids human in making
criteria. If the comparisons are not decisions. It consist three part of
perfectly consistent, a mechanism for processes which includes identifying and
improving consistency is provided such as organising decision objectives, criteria
consistency ratio calculation [4]. In constraints Saaty and alternatives into a
general, the AHP consists of the following hierarchy [4].
four steps. Firstly, the process starts with
Then, based on pair intelligent
the selection of criteria. Then, follow with
evaluation judgments by means of
the evaluation of the relative importance of
pairwise comparisons, AHP integrates
selected criteria using pairwise
both criteria magnitude and alternative
comparisons. After that, using same
preference measures into a single overall
method of pairwise comparison, each
score for ranking decision alternatives [5].
alternative relative to each other on the
The algorithm result gives the relatives
basis of each selection criteria will be
importance of alternative course of action.
evaluated. Lastly, combination of the
It is a famous technique for incorporating
ratings acquired in evaluation of relative
qualitative and quantitative criteria in
importance of selected criteria and each
decision making.
alternative relative to each other on the
basis of each selection criteria to obtain an
AHP derives ratio scales of relative
overall relative rating for each alternative
magnitudes of a set of factors by making
(Figure 1) [4].
paired comparisons. It proceeds from
judgements on comparison with respect to
dominance, which is the generic term for
expressing importance, preference or
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
Conduct a brainstorming
session with experts Identify the varies operations and risk
(Brainstorming Approach) � elements in bulk cargo operations
-
. -- -----t-------------------------------I--l
Construct fuzzy pairwise comparison matrices of likelihood and consequences : A I
�IHI
Ip
I
.
seventy .
usmg AHP
'V I I
L.
I I
__
'V
� Yes I
No
I
I
t t
1
1 Evaluation of likelihood and acquire the Evaluation of consequence severity and
1
1 overall priority for risk attributes acquire the overall priority for risk attributes
1
1
1
identified in bulk cargo operations identified in bulk cargo operations within
1
1 within seaport seaport
I I
1
�
1
1
1
-------------------------------- ----------------------------------
Measure the operational risk level of each elements based on likelihood and
severity criteria using risk matrix
-------------------------------- t --------------------------------- �
: A�
I Identification of risk control options in dry bulk cargo operations (RCOs) I
I H j:
I
t Ip�,
L.
I I
__
1
Evaluate the effectiveness of risk control options (RCOs)
�---------------------------
1
1
_______________________________ ______
1
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
the left over an element in the row on top. multi-criterion, and multi-actor decisions
It shows which element is more important with any number of alternatives. AHP is
for the element on the left over with the comprised of three main principles:
element at the top of the matrix using the decomposition of the structure,
1-9 scale shown in Table 1. If the element comparison of judgments, and hierarchical
top of the matrix, a reciprocal value is Decomposing a decision problem into its
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
approach. Upgrading
work resulting
Risk factors Abb Contributing
limited
re- elements
Limited operations
viati
space/ space R3 area
on
congestion Poor condition
Limited
and limited
number of
space of
equipment and
warehouse
facility
Incompetent
Failure of resulting low
staff and
equipment volume cargo
R1 negative
and facility handling
Human attitude
(mechanical) Aging, poor
related error Lack of safety
condition and R4
and awareness
lack of reliable
psychosocial and safety
equipment and
work practices
facilities
Inexperienced
handler
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
Dust
While reverse comparison can be
appearance
modelled as follows:
Health Issues R7 Dehydration
Lung diseases 1
(1)", 1- = C/, i.j-
(2)
Eyes infections
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
0:..')
aZ,1 aZ,2 aZ,1
A = :: :: (3) each row, a j ,n and n denotes the number
" II
--
obtained from equation below:
Finally, in order to control and
n "1i-n
Number of comparisons =
2 ensure accuracy in the result of this
Analytical Hierarchy Process (AHP)
After all risk factors had been pairwise method, consistency ratio for each of the
comparison, the weight of each element matrices needs to be analysed.
then calculated in step 3.
Step 4: Consistency ratio calculation
R1
Consequences The consistency ratio (CR) is used
Bulk cargo R2
severity to estimate the consistency of the pairwise
operational R3
risk comparison. It can be obtaining using
assessmen Likelihood R4 equation (6):
R5
CR=CIIRI (6)
R6
Am = -rl
The weight (priority vector) of each C1 = (7)
n- 1
element then will be computed using the
geometric mean [2]. The weighing vector Before calculating the Amax, it is convenient
or also known as priority vector can be to calculate the priority row value first. It
(8)
(4)
or;
Where:
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
matrix using scale '�9 )B , ... , 1, ... , 8, 9 which Risk Category Description
Low No mitigation
is done by Prof. Saaty [4]. It is done to get
required
the random consistency index and to see Moderate Should be
High mitigated with
if it is about 10% or less of the consistency
engineering
ratio. The average random consistency and/or
administrative
index of sample size 500 matrices is
controls
shown in table 3: considering the
cost effective of
mitigating
Table 3: Random Consistency Index (RI)
procedure. Also
[2] known as "As low
as reasonable
1 2 3 4 5 6 7 8 9 1 1 1 1 1 1 practical" region.
N
0 1 2 3 4 5 Extreme Should be
0 0 0 0 1 1 1 1 1 1 1 1 1 1 1
mitigated with
F<
I 5 9 1 2 3 4 4 4 5 4 5 5 5
engineering
8 2 4 2 1 5 9 1 8 6 7 9 and/or
administrative
If the value of consistency ratio is controls without
considering the
smaller or equal to 10%, the inconsistency cost of mitigating
is acceptable, otherwise if the consistency procedure.
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
scale proposed by Saaty [3] (Table 1). The final step of developing risk
After that, the overall priority will be matrix approach is to translate the
obtained from analyse the calculated identified criteria and its range into the
normalized weight for all the risk factors. matrix. The experts involved in this study
Then, they will be presented into hierarchy will make judgement and fill the matrix
structure to show the primary importance according to their knowledge and
and rank. Obtained data will be presented experience.
in a table such as in table 4.
Then, the risk level for each risk
Step 6: Risk Matrix Approach element will be determined from the
procedure matrices. The levels are divided into 4
categories such as low, moderate, high,
Risk matrix approach uses ranges
extreme. The descriptions of each level
of severity consequences and likelihood
are as in Table 6.
as the axes in determining the risk level of
identified risk factors. The benefit of using a risk matrix is
that it identifies those risks that need to be
The researcher first determines the
mitigated and therefore allows for more
interest of consequences severity. In this
cost effective risk control options.
study, the implications consideration are
However, risk matrix also can create
only focus on personnel safety, cargo
pitfalls in identification of likelihood and
damages and operational interruption only
consequences [6].
without consider environmental and legal
impact. Then, researcher set the likelihood
ranges. Likelihood is defined in terms of
probability that the risk might happen
during the life of the operations.
Disastrous
Very
R2
serious
Serious R6
Moderate
Negligible
Very
Low Medium
low
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
Table 4: The revised results of Analytic Hierarchy Process in terms of likelihood criteria
7th
LlKELI- Priority
R1 R2 R3 R4 R5 R6 R7 Root of Ranking
HOOD Vector
Product
R1 1 7 3 1/3 3 7 5 2.567 0.252 2
R2 1/7 1 2 1/9 1/4 1/3 1/3 0.366 0.036 7
R3 1/3 1/2 1 1/6 1/3 5 4 0.786 0.077 4
R4 3 9 6 1 2 8 4 3.747 0.368 1
R5 1/3 4 3 1/2 1 5 6 1.795 0.176 3
R6 1/7 3 1/5 1/8 1/5 1 1/2 0.376 0.037 6
R7 1/5 3 1/4 1/4 1/6 2 1 0.535 0.053 5
Sum Row 5.152 27.500 15.450 2.486 6.950 28.333 20.833 10.172 1.000
Priority row 1.300 0.990 1.194 0.916 1.226 1.049 1.095
Lambda
7.770
max
Consistency
0.128
Index (CI)
Consistency
0.097
Ratio (CR)
Table 5: The revised results of Analytic Hierarchy Process in terms of consequences severity criteria.
7th
CONSEQU- Priority
R1 R2 R3 R4 R5 R6 R7 Root of Ranking
ENCES Vector
Product
R1 1 "V2 7 4 5 8 8 3.324 0.317 2
R2 2 1 5 3 4 7 7 3.455 0.330 1
R3 1/7 1/5 1 1/4 1/7 3 2 0.483 0.046 5
R4 1/4 1/3 4 1 5 4 4 1.598 0.152 3
R5 1/5 % 7 1/5 1 2 4 0.92 1 0.088 4
R6 1/8 1/7 1/3 1/4 1/2 1 2 0.395 0.038 6
R7 1/8 1/7 "V2 1/4 1/4 "V2 1 0.311 0.030 7
Sum Row 3.843 2.569 24.833 8.950 15.893 25.500 28.000 10.486 1.000
Priority row 1.2 18 0.847 1.144 1.364 1.395 0.959 0.829
Lambda
7.757
max
Consistency
0.126
Index (CI)
Consistency
0.096
Ratio (CR)
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
operation and to develop the risk control affected by imprecision and uncertainty.
judgments.
1. Yang Y.C. (2011) 'Risk
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2016 International Conference on Information and Communication Technology (ICICTM), 16th - 17th May 2016, Kuala Lumpur, Malaysia
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