Professional Documents
Culture Documents
Social Phobia
Michael R. Liebowitz
New York State Psychiatric Institute, New York, N.Y., USA
Social phobia, for years the most neglected of the anxiety disorders,
except among behavior therapists, has recently been the subject of in-
creased attention. Research data is now available concerning the preva-
lence, pathophysiology and pharmacotherapy of social phobia. We review
these new findings as well as knowledge regarding classification, severity,
etiology, assessment and behavioral treatments.
Definition
Marks and Gelder [1] initially defined 'social phobia' to include 'fears
of eating, drinking, shaking, blushing, speaking, writing or vomiting in the
presence of other people', the core feature being fear of seeming ridicul-
ous to others. Defined this way, social phobics were found to become
symptomatic and seek treatment earlier, to have a greater male-female
ratio, and to have different anxiety symptoms than agoraphobics [2, 3].
Marks and Gelder's original concept included patients with specific
social fears (fear of speaking, signing a check, or eating in public) and
those with more generalized forms of social anxiety (fears of initiating con-
versations or dating). This 'broad' definition has been challenged in sev-
eral ways.
Some believe that patients with generalized social anxiety should be
classified as avoidant personality disorder [4], and restrict social phobia to
patients with discrete or specific forms of performance or social anxiety.
However, no empirical basis exists for this distinction. In the absence of
data, arbitrarily viewing socially fearful patients as personality disordered
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Liebowitz 142
carries the risk that pharmacological interventions will not even be tried.
This is due to the frequent assumption that personality disorders are
necessarily medication resistant and will only respond to proper
psychotherapy.
The original DSM-III description of social phobia suggests a broad
definition. However, the examples given in the DSM-III description are
all limited to specific social fears, e.g. anxiety about speaking or perform-
ing in public, using public lavatories, eating in public, and writing in the
presence of others. Moreover, DSM-III asserts that social phobics gener-
ally have only one fear, implying that patients with multiple fears or more
generalized social anxiety are either rare or should be included in some
other diagnostic category. Also, without empirical justification, DSM-III
excludes patients from the social phobia category whose social anxiety
symptoms are due to avoidant personality disorder, although the grounds
for this differential diagnosis are not clear.
Also problematic is how to classify patients who develop spontaneous
panic attacks leading to panic disorder or agoraphobia and then begin to
avoid certain performance or social situations for fear of humiliation if
they have a panic. By DSM-III criteria, such social performance avoidance
is secondary to panic disorder (or agoraphobia), and thus not social
phobia. Yet such patients ('secondary' social phobics as opposed to 'prim-
ary' social phobics with no history of spontaneous panic attacks) are moti-
vated by fear of embarrassment or humiliation were they to have a panic
attack in front of others, to avoid giving speeches, giving parties, etc.
An important difference is that primary social phobics fear scrutiny or
evaluation by others, and their anxiety is confined to such situations or an-
ticipation of such situations. Patients with panic disorder or agoraphobia
with panic attacks, on the other hand, also have panic attacks in a variety
of nonsocial situations (subways, supermarkets, tunnels, bridges), and
tend to fear or avoid any situation where easy or unobtrusive exit is dif-
ficult.
Patients with panic disorder are also comforted by the presence of
familiar figures when experiencing anxiety, while primary social phobics
feel more comfortable when alone. Developmental, biological, treatment,
family, and follow-up studies are needed to determine the similarities and
differences between primary and secondary social phobics.
DSM-III R more clearly differentiates social phobia from social or
performance anxiety following panic attacks. The fact that many social
phobics have numerous fears and generalized social anxiety rather than a
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Social Phobia 143
single fear or simply discrete performance anxiety is also noted. The over-
lap of social phobia and avoidant personality disorder is also acknow-
ledged.
contact but are blocked by anxiety, while schizoid patients apparently lack
interest in social interaction. Schizophrenics may appear socially phobic,
but their social anxieties seem secondary to the primary disorder. How-
ever, the commonalities of social anxiety in schizophrenic and nonschizo-
phrenic populations remain to be assessed.
ism, into external fear through displacement, and that the specific content
of a phobia has symbolic meaning [49], is also theoretically applicable to
social phobia. This has not as yet, however, been subject to systematic
controlled investigation.
Nichols [46] has catalogued a variety of other psychological and soma-
tic traits observed in a social phobic sample. These include low self-evalu-
ation; an unrealistic tendency to experience others as critical or disapprov-
ing; rigid concepts of appropriate social behavior; negative fantasy-pro-
ducing anticipatory anxiety; an increased awareness and fear of scrutiny by
others; a fear of social situations from which it is difficult to leave unobtru-
sively; an exaggerated awareness of minimal somatic symptoms, such as
blushing or feeling faint; a tendency to overreact with greater anxiety to
the somatic symptoms of anxiety; and an exaggerated fear of others notic-
ing that one is anxious. It is unclear, however, which among these or other
factors are causal, which are consequences of, and which are not even
specifically related to social phobia.
Several controlled studies have also compared how adult social
phobics, agoraphobics, simple phobics, and normal controls retrospec-
tively rate their parents' child-rearing practices and attitudes. In one study
social phobics scored both parents simultaneously as having been less car-
ing and more overprotective than did normal controls, while agoraphobics
differed from controls only in reporting less maternal care [50]. In a sec-
ond study social phobics and height phobics, as compared to normal con-
trols, again perceived their parents as not only lacking in emotional
warmth, but also rejecting and overprotective. In this study, agoraphobics
reported both parents as having lacked warmth but only their mothers as
being rejecting [51]. However, no contrasts were carried out among the
phobic groups, so the specificity of these findings for social phobics is un-
certain. These studies also suffer from the deficiencies inherent in retro-
spective, subjective assessment.
Assessment
et al. [18] found that pairs of trained clinicians achieved a test-retest relia-
bility K of 0.77 for diagnosing social phobia, which is considered quite
satisfactory.
Several self-rating scales with demonstrated reliability appear rele-
vant to social phobics. These include the Willoughby Personality
Schedule, a 25-item scale containing 14 items pertinent to social phobia
[52]; the Fear Questionnaire developed by Marks and Mathews [53],
which contains a social phobia subscale; the Social Avoidance and Distress
Scale, a 28-item true-false inventory; and the Fear of Negative Evaluation
Scale, a 30-item true-false inventory, both developed by Watson and
Friend [54]; and the interpersonal sensitivity subscale of the 90-item Hop-
kins Symptom Check List (SCL) [55].
There are few studies, however, reporting use of these scales with so-
cial phobics diagnosed according to DSM-III criteria. Patients meeting
DSM-III criteria for social phobia have been found to have higher Wil-
loughby Personality Schedule scores than patients with agoraphobia or
simple phobia, suggesting utility for this scale [56]. The Social Avoidance
and Distress and Fear of Negative Evaluation scales have been used to
study socially inadequate psychiatric patients [57] and socially anxious
community residents [58]. At present, no one scale has demonstrated
superiority, and investigators should use a battery of several self-rating
scales.
No existing scale meets the need for an interviewer rated instrument
that assesses the full range of performance and social difficulties that social
phobics report. We, therefore, created a 24-item scale (table I) that has
the following properties: (1) contains a broad range of items social phobics
have difficulty with; (2) has separate subscales for performance and social
anxiety features; (3) has separate ratings for fear or anxiety and avoi-
dance, and (4) in all patients 4 sub ratings are given - performance fear or
anxiety, performance avoidance, social fear or anxiety, social avoidance.
While this instrument appears sensitive to treatment-induced changes
in a social phobic population, it has not yet been systematically tested in
other diagnostic groups.
Biological monitoring of social phobics in resting and performance
situations has mainly involved measurement of heart rate, respiration, and
skin conductance [12, 59, 60]. Lande [59] found that heart rate, respiration
rate, and subjective anxiety were highly correlated during prolonged im-
aginal flooding of two social phobics. Johansson and Ost [60] monitored
heart rate in 34 social phobics who participated in a short conversation
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Liebowitz 152
with a person they did not know of the opposite sex, and found significant
increases in heart rate that were highly correlated with self-perceived
physiological arousal.
In contrast, a comparison group of 36 claustrophobics who were
placed in a small room experienced less heart rate increase and negative
correlations between perceived and actual physiological arousal. In inter-
preting the differences between the two phobic groups, it is important to
note fundamental differences in the test situations. Premature exit from
the anxiety-evoking situation was easy for the claustrophobics but not per-
mitted for the social phobics. This may have prevented the claustrophobics
from experiencing the same degree of physiological arousal. Less accurate
self-perception of arousal in the claustrophobics could be due to both the
less intense arousal experienced, and also a blurring of the distinction be-
tween actual arousal and anticipated arousal in patients who left the en-
closed room prematurely.
Measures not yet studied in social phobics might also include cardiac
rhythm (to detect possible arrhythmias in subjects under stress) and in
vivo biochemical monitoring of catecholamine levels, free fatty acid levels,
cortisol levels, etc. A major limitation of biological-dependent measures
for pharmacological studies is that most classes of psychotropic drugs in-
fluence biochemical and physiological factors regardless of therapeutic ef-
fects. Biological monitoring as an index of change is thus most suitable for
nonsomatic or placebo treatment studies.
Performance evaluations can involve observations by professional or
patient peer raters before and after treatment [61, 62], observation during
role rehearsal in simulated situations in the clinic [61], or evaluation of pa-
tient responses in staged situations where the patient is unaware of the
staging, such as when research assistants call patients and pretend to be in-
trusive high-pressure salespeople [61]. All require further study in regard
to utility. Interestingly, social phobics rate themselves more anxious in
performance situations than do peer observers [63], suggesting that exclu-
sive reliance on one or the other source may be misleading.
Treatment
Two types of treatment for social phobia have been subject to at least
some controlled evaluation. These are pharmacotherapy and behavioral
therapy.
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Liebowitz 154
MAOIs
Several types of data suggest possible MAOI efficacy for social
phobics. Four controlled studies found positive phenelzine effects in pa-
tient samples that consisted of both agoraphobics and social phobics (table
II) [64-67]. However, none reported response among the social phobics
separately from the sample as a whole. Since agoraphobic patients benefit
from MAOIs [10, 74], it is impossible to be sure that the social phobics be-
nefited from MAOI therapy. Also limiting the usefulness of those studies,
were lack of specified diagnostic criteria, low dosages (45 mg/day or less of
phenelzine sulfate in two), small sample sizes, and no specification as to
whether patients also suffered spontaneous panic attacks or associated de-
pressive features.
Nevertheless, all four studies did find some superiority of phenelzine
over placebo. The earlier Solyom et al. [65] study found a significant
phenelzine effect on social maladjustment. In the Mountjoy et al. [66]
study, phenelzine was significantly better than placebo in lowering social
phobia scale scores for all phobic patients; also, fear of telephoning in pub-
lic was the only measure to show significant correlation with overall im-
provement with phenelzine among patients as a whole.
"
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Table III. (cant.)
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8 28-year-old female with mental confusIon, trembling, almost complete avoidance none marked response beginning
20-year continuous hx of vOIce change, Jaw and chest of relationships with men; 3 weeks after starting drug
social anxiety; beginmng as tightening, palpitations and avoidance of public (when on 60 mg/day);
VJ
fear of public speaking at blushIng in presence of men speakIng; problems with 75 mg/day resulted in marked 0
age 8; minor depressIon to whom she feels attracted, work attentuation of anxiety at O.
2 years ago following wIth public speaking, and work and when interacting e:..
medical problem when tryIng to present or sell with men; mild fluid retention '"C
::l"
and overtalkattveness at this 0
dose; dose reduced to cr
<;;.
45 mg/day with amelioration
of side effects and mainte-
nance of gains; now 10 weeks
on drug
9 44-year-old female with 19 dIffIculty wIth vOice and diffIculty audItioning as a PRN dIazepam not helpful moderate response; optimal
years contInUOUS symptoms; concentratIon, palpitations, singer; aVOIdance of dose 30 mg/day resulted In
hx recurrent unipolar sweating, and occasIonal auditions feeling calmer during
depression and PTSD diarrhea In performance auditIOns and in bUSIness
situations such as audItions transactions x 4 months
or recitals (patient was previously
unaware of difficulty in this
area); mood also improved;
unable to tolerate higher doses
10 28-year-old male with 10 Inability to concentrate, fear restricted ablhty to perform poor response to Moderate response - symptoms
years contInUOUS symptoms of humiliation, tachycardia, In graduate program - fears psychotherapy and behavior responded at 45 mg/day with
'butterfly' sensatIOn in of gOIng to lectures, therapy; no response to decreases in self-consclOus-
abdomen, hand tremors in speaking in class; very placebo in 8-week double- ness, antIcipatory anxiety and
public speakmg and fearful of askIng women for blind trial phYSIcal symptoms. Insomnia
especially In dating situa- dates, with markedly and day time drowsiness
tions restricted dating pattern forced dosage to Ineffective
levels
11 37-year-old male WIth sweaty palms, tachycardia, dread and aVOIdance of any stress management course, marked response to phenelzine
marked public speaking palpItatIOns, flushIng, public speakIng situation 4 VISItS to psychologist up to 60 mg/day for 10 weeks;
anxiety since telling his light-headedness, pares- whIch limited ability as a without benefIt; valium no longer fearful or uncom-
parents of homosexuahty thesias; fears loss of control, consultant somewhat helpful; fortable when makIng
9 years pnor; also fear of embarrassment or humilia- atenololx4 weeks up to business presentations
elevators and one panic tion; fears he will reveal 100mg/day of no benefit
attack 3 years pnor on a himself in public to be a
bridge wIth subsequent homosexual
avoidance of bridges; also
current GAD symptoms
>-'
U>
'C!
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Liebowitz 160
B-Adrenergic Blockers
The only reported placebo-controlled study of beta-blockers in social
phobics involved 16 patients, all of whom concomitantly received social
skills training [71]. Patients were randomized to propranolol hydrochlo-
ride or placebo, and propranolol dose adjusted to lower heart rate to 60
beats/min. Specific dosages are not reported. No significant differences
were noted between the 6 patients who received propranolol and the 6 pa-
tients who received placebo who completed the trial. Limitations of this
study include small sample size, lack of specific diagnostic criteria, lack of
controls and blind ratings for social skills training, and the fact that four
patients had panic attacks. These panic attacks are not described; if they
were spontaneous, they complicate the clinical picture, since spontaneous
panic attacks respond poorly to beta-blockers [34-38]. Further, if these 4
patients had social anxiety secondary to the panic attacks, then they would
not meet DSM-III criteria for social phobia.
Numerous analogue studies have examined the effect of beta-blockers
on anxiety during observed performance in nonpatient samples, which
shares many features with social anxiety in patient samples, including
symptom pattern and evoking situations. Of 11 controlled trials [23-33], 8
found a beta-blocker superior to placebo in reducing some aspect of per-
formance anxiety, while 3 others found no overall difference (table IV).
Since the majority of these studies involved administration of short-term
doses prior to a performance situation, the findings are most relevant for
those social phobics who experience only occasional and predictable anx-
iety episodes, such as with public speaking or audition anxiety. For those
social phobics whose symptoms occur more frequently or in less easily pre-
dicted situations, continuous treatment is more appropriate, and con-
trolled studies of maintenance regimens of B-blockers are needed.
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Liebowitz 162
Table IV. Controlled trials of beta-blockers: studies of performance anxiety in non clinical popula-
tions
Liden and Gottfnes 15 musIcian volun- double-blind alprenolol 50 and posittve: alprenolol
[23] teers from among companson of 100 mg; nonselective effects on palpitations,
the most symptom a- single-dose al- beta-blockers mcreased muscle tone,
ttc members of a prenolol and and tremor greater
professional sym- placebo, each taken than for placebo
phony orchestra before 2 concerts
Gottschalk et al nonanxlOUS college double-blind propranolol hydro- negative: acttve drug
[24] volunteers companson of chlonde 60 mg in effect m lowenng
short-term pro- divided doses over anxiety pnor to, but
pranolol hydro- 12-14 h prior to not dunng, interview
chloride or placebo testmg; nonselective
on response to beta-blockers
stressful mterview
Knshan [25] 32 college students; double-blind oxprenolol 40 mg posittve: only ox-
selection criteria not companson of tWice a day; prenolol group showed
stated mamtenance dose of diazepam 2 mg twice better than predicted
oxprenolol or a day; nonselective exmination perfor-
diazepam on beta-blockers mance; only diazepam
examinatIOn group expressed
performance subjective Sense of
performance improve-
ment; no statistical
comparisons given
Siitonon and J anne 17 amateur bowlers double-blind oxprenolol 40 mg; negative: no overall
[26] comparison of nonselective difference between
smgle-dose ox- beta-blockers group; oxprenolol
pre nolo I or placebo helpful to subgroup of
on bowhng compett- bowlers (one-third of
tlOns sample) with high
heart rate; 50% of
oxprenolol sample
bowled worse with
drug than with placebo
James et al. [27] 24 volunteer stnng double-bhnd oxprenolol 40 mg; posittve: less subjective
musician players crossover compari- nonselective nervousness and
son of smgle-dose beta-blockers better objective
oxprenolol and performance With
placebo taken before oxprenolol
solo performance
Brantigan et al. 29 volunteer double-blInd propranolol hydro- pOSItIve: subjectIve
[28] musicians crossover compao- chloride 40 mg; anxiety, physical
son of smgle-dose nonselective symptoms, and
propranolol and beta-blockers perfonnance better
placebo taken before with propranolol
mUSical performance
Neftel et al. [29] 22 volunteer string double-blind parallel atenolol 100 mg; positive: atenolol
musicians group comparison of cardlOselective group showed less
smgle-dose atenolol beta-blockers stress, fnght, and
and placebo taken performance impau-
before performance ment m front of
With and Without an audience than did
audience placebo; effects
statistically weak
Krope et al. [30] 104 student volun- double-blind parallel mepmdolol 5 or negative: no drug
teers group companson of 10 mg; nonselective placebo differences
single-dose me pin- beta-blockers found for subjective
dolol or placebo with anxiety or test
rea1 examinations performance
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Social Phobia 163
Hartley et al. [31] sample 1: 16 student double-blInd propranolol hydro- posItIve: propranolol
volunteers WIth hIgh crossover of chlorIde 40 mg; had slgmficantly
anxIety scores short-term prop- nonselectIve greater effect on
ranolol and placebo, beta-blockers self-report and
each taken before observed anxIety than
publIc speakIng placebo
sample 2: 17 student same as above same as above propranolol more
volunteers WIth hIgh effectIve than placebo
anxIety scores and 12 In reducIng observed
WIth low scores performance anxIety
In the hIgh anxIety
group
James et al. [32] 30 professIOnal double-blInd pIndolol 5 mg; positIve pmdolol
musicians crossover of nonselectIve more effectIve than
SIngle-dose pIndolol beta-blockers placebo on anxIety,
and placebo taken pmdolol caused
before recItals subjectIve, but no
objectIve Improvement
In mUSIcal performance
DesaI et al. [33] 44 normal student experIment 1: diazepam 5 mg; negatIve: diazepam
volunteers structured dIazepam or placebo oxprenolol 80 mg; Improved performance
IOtO hIgh and low double-blind parallel nonselectIve more than placebo 10
anxIety groups group dosage; beta-blockers high anxIety group; no
experIment 2: oxprenolol-placebo
oxprenolol or dIfferences noted
glacebo 10 double-
lind parallel group
deSIgn; memory task
in public. At the other end were global fears of almost all social encoun-
ters, even to the point of fearing being on an elevator with other people.
The former patients appeared closest to the traditional form of perfor-
mance anxiety.
In all cases, including those bordering on simple performance anxiety,
social phobia led to significant functional impairment. Patients experi-
enced a restriction in career advancement, inability to attend school, dif-
ficulty maintaining friendships, and fear of romantic relationships. Five
patients abused alcohol and one had a history of poly-drug abuse, includ-
ing significant benzodiazepine abuse.
Five had histories of at least one depressive episode. One had made
a suicide gesture and another had a severe psychotic depression about 1
year before the study. Other concomitant psychiatric problems included
two patients with generalized anxiety disorder and one patient each with
obsessive-compulsive disorder and hypochondriasis. At the time of enter-
ing the study none met DSM-III criteria for major depressive disorder, al-
coholism, schizophrenia, or bipolar affective disorder.
As part of the routine medical screening, it was first determined that
all 10 subjects had no history of asthma, bronchial disease, diabetes mel-
litus, or cardiovascular disease except uncomplicated mitral valve pro-
lapse. All had normal EeGs. Patients were then started on atenolol, 50
mg/day, in one morning dose. They were instructed to take their pulse
every day and to withhold medication and call the clinic if their heart rate
dropped below 50 beats/min.
If after 1 week there was no significant improvement in the patient's
condition and pulse rate was above 50, atenolol was raised to the
maximum recommended dose of 100 mg/day, also in a single morning
dose. Patients were then followed for at least 5 more weeks at this level.
Response to medication was judged to be 'marked' if both patient and
treating psychiatrist agreed that almost all symptoms of social anxiety and
phobic avoidance were relieved. Such patients became able to comfortably
enter the phobic situation at will with minimal discomfort. Response was
judged 'moderate' if the patient reported significant improvement in abil-
ity to enter phobic situations, but some degree of anxiety and apprehen-
sion persisted. Although now able to enter previously avoided situations,
such patients still experienced discomfort and a tendency to wish to avoid
some situations. Finally, if there was no clinically significant reduction in
anxiety or phobic avoidance (which included slight benefits), the response
was judged 'absent'.
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Social Phobia 165
Other Drugs
There is a paucity of studies of tricyclics in social phobics. Two open
[68, 69] and one controlled study [70] have reported clomipramine hydro-
chloride efficacy in mixed samples containing social phobics but did not
report outcome separately for the social phobics. In two recent MAO 1-
tricyclic studies of nonendogenous depression, tricyclics were less effective
than MAOIs in reducing social anxiety [46, 75]. Klein [personal commun.,
1984] also found no evidence of imipramine efficacy among the social
phobics included in his simple phobia group [9].
To our knowledge, benzodiazepines have not been studied in social pho-
bics. In analogue samples, the evidence for efficacy is not robust [25, 33].
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Liebowitz 166
deficit? Ost et al. [80] have found that social skills training may be more
effective for 'behavioral reactors' and applied relaxation more effective for
'physiological reactors' among social phobic samples.
Once the pharmacological and behavior therapy response patterns of
social phobia are elucidated, the comparative and interactive effects of
drug and behavior therapy will require assessment. Other forms of
psychotherapy may also be of use but have not been systematically asses-
sed.
Conclusion
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