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journal homepage: www.JournalofSurgicalResearch.com

A Randomized Controlled Trial of Surgical Rib


Fixation in Polytrauma Patients With Flail Chest

Tao Liu, PhD,a Peng Liu, MD,b Jiajun Chen, PhD,a Jie Xie, PhD,a
Fan Yang, PhD,a and Yiliu Liao, PhDa,*
a
Trauma Center, Department of Emergency and Trauma Surgery, Tongji Hospital, Tongji Medical College of
Huazhong University of Science and Technology, Wuhan, China
b
Department of Emergency Surgery, Wuhan Pu’ai Hospital, Tongji Medical College of Huazhong University of
Science and Technology, Wuhan, China

article info abstract

Article history: Background: Flail chest (FC) is known to account for high mortality and morbidity and is
Received 13 June 2018 typically treated with conservative care. Operative fixation of FC has been advocated as an
Received in revised form alternative treatment choice. This prospective randomized controlled trial aims to
19 February 2019 compare surgical and nonsurgical management of FC in patients with severe polytrauma.
Accepted 3 April 2019 Methods: Severe polytrauma patients with FC admitted between January 2015 and July 2017
Available online 14 May 2019 to our trauma center were investigated. The enrolled patients were randomly assigned to
the surgical or nonsurgical group. Basic characteristics of injury and clinical outcomes
Keywords: were compared.
Rib fractures Results: Fifty patients entered final analysis, with 25 patients in each group. Operative rib
Flail chest fixation was associated with shorter duration of mechanical ventilation (7 d [interquartile
Severe polytrauma range {IQR} 6-10] versus 9 d [IQR 7-12], P ¼ 0.012), shorter ICU stay (10 d [IQR 7-12] versus 12 d
Operative rib fixation [IQR 9-15], P ¼ 0.032), lower risk of adult respiratory distress syndrome (28% versus 60%,
P ¼ 0.045), pneumonia (48% versus 80%, P ¼ 0.038), and thoracic deformity (8% versus 36%,
P ¼ 0.037) and less pain while coughing (pain score 6 [IQR 3-8] versus 8 [IQR 4-9], P ¼ 0.029)
and deep breathing (pain score 5 [IQR 3-9] versus 7 [IQR 3-9], P ¼ 0.038). Subgroup analysis
was conducted by presence of pulmonary contusion. Shorter time on the ventilator use and
ICU stay associated with rib surgery was not observed in patients with pulmonary
contusion.
Conclusions: This study reveals that surgical rib fixation may provide some critical care
benefits for severe polytrauma patients with FC, including less medical resource use and
lower risk of complications. Further studies should be designed to optimally identify pa-
tients who are most likely to benefit from this surgery.
ª 2019 Elsevier Inc. All rights reserved.

Background without major complications. However, more severe in-


stances of these injuries will result in a mechanically unstable
Rib fractures are present in approximately one-fourth of pa- chest walld“flail chest (FC),” which is defined as three or more
tients with blunt chest trauma, and most patients can heal consecutive rib fractures in multiple locations, creating a flail

* Corresponding author. Department of Emergency and Trauma Surgery, Tongji Medical College of Huazhong University of Science and
Technology, Wuhan 430030, China. Tel./fax: þ86 027 83665306.
E-mail address: yiliu.liao@hotmail.com (Y. Liao).
0022-4804/$ e see front matter ª 2019 Elsevier Inc. All rights reserved.
https://doi.org/10.1016/j.jss.2019.04.005
224 j o u r n a l o f s u r g i c a l r e s e a r c h  o c t o b e r 2 0 1 9 ( 2 4 2 ) 2 2 3 e2 3 0

segment. FC, characterized by asynchronous chest wall deformity 3 mo after discharge. Thoracic deformity was
movement and paradoxical respiratory mechanics, is associ- identified with 3-dimensional computed tomography.13
ated with high mortality (up to 35%). In addition, FC increases The whole rescue chain for enrolled patients, from emer-
short-term complications, such as adult respiratory distress gent treatment to definitive therapy, was taken charge by a
syndrome (ARDS) and pneumonia and long-term complica- same group of traumatic surgeons. Rib ORIF was performed as
tions, such as chronic pain and thoracic deformity.1 early as possible if the patient could tolerate it. Decision for the
Intermittent positive pressure ventilation (internal pneu- surgery was made by a multiple disciplinary team composed by
matic splint) is one of the most important nonsurgical treat- traumatic surgeons, anesthetists, radiographers, and nurses.
ments of FC.2 However, prolonged mechanical ventilation Ribs differ from long bones in many ways, impacting their
(MV) can, in turn, increase the risk of pneumonia and the operative management.14 The preferred surgical implant in
resultant sepsis, which are the two lethal comorbidities.3 this study was a U-plate because it is well adapted for the
Open reduction and internal fixation (ORIF) of ribs has been unique features of ribs.15 First, ribs have a thin cortical layer.
shown to restore chest wall integrity and respiratory mecha- The locking screws in the middle combined with the claws on
nism, which allows for good pain control and early weaning the sides anchor the plate to the cortices of the bone, providing
from MV.4-8 However, some factors (e.g., unified indications a stable and durable construct. Second, ribs have changing
and controversial efficacy) still make this approach under- curvature and angulations along the length. The U-plate is
used. In addition, whether patients with multisystem trauma flexible enough to be contoured appropriately to sit flush
will benefit from this approach also needs to be addressed. against the rib and fracture segment.16 Only fractures occur-
Therefore, we conducted this randomized controlled trial ring in ribs 4-9 were fixed because these ribs provide the main
study to investigate the effect of different treatment practices stabilization for chest wall. Stabilizing these ribs can result in
(nonsurgical versus surgical) of FC on the clinical outcomes in the greatest pain relief and improvement in pulmonary func-
patients with severe polytrauma. tion. Anterior and lateral rib fractures were preferentially fixed
over posterior rib fractures because of more reliable fixation
and easier access.17 Displaced rib fractures should be consid-
Patients and methods ered a priority for surgical fixation. If more than one displaced
fracture existed per rib, all fractures were fixed.
A prospective randomized trial was conducted on patients Routine management for all the patients in this study
with polytrauma with injury severity score (ISS) of 16 or more included pain control, external fixation by chest splint or
who were admitted to our trauma center from January 2015 to bandage, pulmonary physiotherapy, fibrobronchoscopic
July 2017. Patients were consecutively recruited in this study if drainage, and antibiotics administration. Intubation, thor-
FC was identified. Exclusion criteria included age <18 y, death acostomy, or MV was also performed if needed. Oral
within 48 h, cervical spinal cord injury with paralysis, severe (nonsteroidal anti-inflammatory drugs) and infusion (fenta-
head injury (abbreviated injury score [AIS] of head >3 and nyl) pain medications were used to control the pain. If
Glasgow Coma Scale [GCS] < 8), uncorrected coagulopathy, hemothorax developed, a pleural drainage catheter was
and pre-existing cardiac or pulmonary conditions. Patients routinely placed. Systemic antibiotics were only used in the
were randomized either to surgical or conservative treatment perioperative period and when pneumonia or sepsis was
for FC by using random numbers balanced with block size of defined. There was no need for ongoing antibiotic adminis-
10. Basic clinical characteristics regarding age, sex, injury tration, even if a thoracostomy tube remained in place.
mechanism, AIS of chest, ISS, and GCS were collected. More Sample size estimation was performed using values of
detailed information about injury characteristics and in- MVDs from patients with FC treated at our trauma center over
terventions was also recorded. In addition, arterial blood-gas the 3 y before this study. Assuming an alpha of 0.05, power of
analyses were performed for all the patients. Main outcomes 0.8, and a standard deviation of 110 h, to detect a difference in
including in-hospital mortality, incidence of complications MV duration of 72 h (3 d), 21 patients per group were required
(pneumonia, ARDS and sepsis), and resources utility (MV days to be enrolled.
[MVDs], ICU length of stay [ILOS], and hospital length of stay The Ethical Committee of Tongji Hospital affiliated with
[HLOS]) were recorded for comparison between the surgically Huazhong University of Science and Technology, Wuhan,
managed and nonsurgically managed group. Pneumonia was China, approved the research. Written informed consent was
defined as a new infiltrate on chest X-ray, positive sputum obtained from all patients. This randomized trial was not
culture, and signs of systemic infection such as leukocytosis registered.
or fever. According to the Berlin definition, ARDS was defined
as an acute hypoxemic respiratory distress syndrome, not
fully explained by cardiac failure occurring within 1 wk of a Statistical analysis
known clinical insult, or new or worsening respiratory
symptoms, with bilateral opacities on chest X-ray.9 Sepsis was Considering the small sample size in this study, nonpara-
defined by the new standard of sepsis-3.10 Pain at rest, cough, metric tests were used. Continuous data were compared using
and deep breathing were assessed based on a widely used the Wilcoxon rank-sum test and reported as medians with
scale, where 0 is no pain and 10 is the worst pain imagin- interquartile range. Fisher’s exact test was used for categorical
able.11,12 Pain scoring was completed at enrollment and a variables, where values were small and reported as numbers
week after enrollment. We also examined the rate of reintu- (%). A two-tailed P value < 0.05 was considered statistically
bation and tracheostomy. Patients were assessed for thoracic significant.
l i u e t a l  s u r g i c a l r i b fi x a t i o n f o r p o l y t r a u m a 225

state (median ISS >25, median AIS of chest ¼ 3) but good


consciousness (median GCS ¼ 12). Furthermore, levels of PH,
PaO2/FiO2, and lactate revealed that patients from the two
groups are with similar baseline physiology state. Table 1
provides a summary of clinical demographics mentioned
previously.
As is shown in Table 2, pulmonary contusion (PC) was the
most common concomitant injury of chest trauma, followed
by hemothorax, pneumothorax, and sternal fracture. Injuries
and operations in other body regions were also recorded.
Factually, no difference in concomitant injuries was found
Fig. 1 e Flowchart for patients’ inclusion process. (Color between the patients from the two groups. Taken together,
version of figure is available online.) disparity in the prognosis of polytrauma patients with FC in
our study could not be attributed to the injury characteristics
alone. All the ORIF operations in this study were performed
within 72 h after arrival at our trauma center, nearly half of
Results which (10/21) were done emergently.
Mortality of patients in surgical and nonsurgical group was
Of 1918 consecutive severe polytrauma patients during the 16% and 8%, respectively, without significant difference.
period of study, there were a total of 106 cases intercurrent Operative management was associated with lower incidence
with FC. Fifty-three patients met the inclusion criteria and of pneumonia (48% versus 80%, P ¼ 0.038) and ARDS (28%
received allocated intervention. One patient assigned to the versus 60%, P ¼ 0.045). As shown in Table 3, all aspects of pain
operative group did not receive surgery because of the rapid intensity at baseline (admission) could be considered equal
deterioration of a cerebral hemorrhage. Two patients (one in between the two groups. However, pain while coughing (6
each group) were lost to follow-up. Eventually, each group versus 8, P ¼ 0.029) and deep breathing (5 versus 7, P ¼ 0.038)
consisted of 25 patients. Figure 1 describes the patients’ in- improved markedly in the surgical group a week later. There
clusion process. The most common injury mechanism was were no significant differences in pain at rest (5 versus 5,
motor vehicle collision (31/50), followed by fall (16/50) and P ¼ 0.99), rate of sepsis (8% versus 16%, P ¼ 0.67), reintubation
blunt force (3/50). There was no difference in injury mecha- (4% versus 0%, P ¼ 0.99), and tracheostomy (40% versus 28%,
nism between the surgical and nonsurgical groups (data not P ¼ 0.55) between the two groups. Most patients (72% versus
shown). In addition, no apparent differences were found in 80%, P ¼ 0.39) in both groups needed the intervention of MV
average age, sex distribution, and average number of frac- (Table 3). Patients with hemothorax and pneumothorax in
tured ribs in flail segment. Patients between the two groups both groups had good therapeutic outcomes after thoracic
had similar injury severity, characterized by severe traumatic drainage, so thoracoscopic surgeries were not performed.

Table 1 e Group demographics.


Demographics Surgical group Nonsurgical group P value
No. of patients 25 25
Age 42 (25-58) 39 (24-56) 0.39
Sex, M/F 21/4 20/5 0.99
No. of ribs in flail segment 6 (4-9) 5 (3-7) 0.81
Injury severity
AIS of chest 3 (2-4) 3 (2-4) 0.99
ISS 29 (22-36) 27 (20-36) 0.78
GCS 12 (10-14) 12 (10-13) 0.99
Injury mechanism
Motor vehicle collision 17 14 0.99
Fall from height 7 9 0.99
Crush 1 2 0.99
Blood-gas analysis
PaO2/FiO2 254.1 (198.4-317.8) 234.4 (176.6-302.2) 0.73
Lactate (mmol/L) 2.3 (1.4-2.8) 2.1 (1.1-2.7) 0.89
PH 7.38 (7.35-7.42) 7.39 (7.34-7.44) 0.99

AAAM, AIS-2005 of Association for the Advancement of Automotive Medicine.


All continuous values were reported as median (IQR).
226 j o u r n a l o f s u r g i c a l r e s e a r c h  o c t o b e r 2 0 1 9 ( 2 4 2 ) 2 2 3 e2 3 0

Table 2 e Injury characteristics and interventions.


Surgical group (n ¼ 25) Nonsurgical group (n ¼ 25) P value
Chest injuries, n (%)
Pulmonary contusion 16 (64) 18 (72) 0.76
Hemothorax 12 (48) 10 (40) 0.78
Pneumothorax 9 (36) 11 (44) 0.77
Sternal fracture 2 (8) 2 (8) 0.99
Other injuries, n (%)
Head injuries 13 (52) 16 (64) 0.57
Abdominal injuries 6 (24) 4 (16) 0.73
Spinal injuries 7 (28) 10 (40) 0.55
Pelvic injuries 5 (20) 3 (12) 0.70
Limb injuries 11 (44) 14 (56) 0.57
Other operations, n
Laparotomy 2 3
ORIF of the spine 1 2
ORIF of the limb 7 6
ORIF of the pelvic 2 2
Timing of rib fixation after inclusion (h), median (IQR) 37 (21-55)

To further evaluate the effect of rib surgery on medical affected for these patients. It deserves notice that some sub-
resources utilization, we conducted a subgroup analysis by PC jective factors such as bed availability and insurance status
with 16 patients in the surgical group and 18 cases in the may confound this variable.
nonsurgical group. We found that patients with concurrent PC Pain from the chest wall itself can result in hypoventilation
had poor outcomes, characterized by a notable increase in and ineffective coughing with resultant atelectasis and bron-
MVDs, ILOS, and HLOS. Compared with nonsurgical treat- chial plugging.21 This decreased air exchange can eventually
ment, surgical management of FC in patients with multiple cause pain-related respiratory failure. Therefore, controlling
trauma was associated with reduction in MVDs (7 d versus 9 d, pain to ameliorate ventilation by allowing for coughing and
P ¼ 0.012) and ILOS (10 d versus 12 d, P ¼ 0.032). However, these deep breathing is key in the management of rib fractures,
benefits lost their statistical significance in the presence of PC. particularly for FC.22 It was reported that the rate of death
In contrast, patients without PC seemed to gain greater ben- decreased by 40%, with adequate pain control.23 Epidural
efits from ORIF. For HLOS, no improvements were found in analgesia is recommended by a newly issued practice man-
surgical group, regardless of whether PC existed or not. Con- agement guideline from the Eastern Association for the Sur-
crete data of clinical outcomes are listed in Table 3. gery of Trauma (EAST) to control the pain in patients with blunt
Two representative cases receiving ORIF are illustrated in thoracic trauma.24 This technique is not used in this study
Figures 2 and 3, respectively. One case was that of severe PC, because of possible presence of contraindications for patients
and the other suffered diaphragmatic hernia. with severe polytrauma including shock, coagulopathy, and
spine injury.24 Whether epidural catheter use will improve
many of the outcome measures in the nonoperative patient
Discussion cohort and reduce or eliminate some of the benefits seen with
surgical rib fixation needs our further investigation. In fact,
Although nonsurgical treatment is still the overwhelming multimodal analgesia using different classes of analgesics
choice for FC, there are an increasing number of studies (combination of opioids and nonsteroidal anti-inflammatory
demonstrating the benefits of surgical intervention, including drugs in this study) is also recommended in the guideline to
two meta-analyses.18,19 Similar results are seen in our study. improve analgesia and patient outcomes.24 Early mobilization
Rib interfixation for multiple trauma patients with FC is of the chest wall is also an effective way to alleviate pain. Over
associated with lower risk of pneumonia, ARDS, and chest the years, various methods have been used to stabilize the
deformity, in addition to better pain control and shorter chest wall. External fixation with a chest strap or chest shield is
duration of MV and ILOS. a common nonsurgical approach. However, external fixation
Prolonged MV in patients with chest trauma results in high inevitably restricts chest wall movement, which may lead to
rates of pneumonia, lung injury, sepsis, ICU stay, and death.20 feelings of chest tightness, pain, and hypoventilation.25 Inter-
Thus, shortening MV time to prevent ventilator-associated nal fixation can provide better stability for the injured seg-
complications becomes the primary concern. Consistently, ments of the chest wall than external fixation. Without stable
our study indicates lower pneumonia incidence and shorter fixation of severely fractured and displaced ribs, excessive
ILOS in patients with rib fixation treatment, who have earlier movement at the fracture site may ultimately result in
weaning of MV. Unexpectedly, HLOS was not significantly persistent chronic pain, rib nonunion, and chest deformity.26
l i u e t a l  s u r g i c a l r i b fi x a t i o n f o r p o l y t r a u m a 227

Table 3 e Clinical outcomes.


Outcomes Surgical group (n ¼ 25) Nonsurgical group (n ¼ 25) P value
MVDs, median (IQR)
Overall 7 (6-10) 9 (7-12) 0.012
With PC 9 (7-13) 10 (7-16) 0.063
Without PC 5 (3-8) 8 (5-12) 0.015
ILOS, median (IQR)
Overall 10 (7-12) 12 (9-15) 0.032
With PC 11 (8-15) 11 (7-16) 0.28
Without PC 8 (6-11) 11 (7-14) 0.019
HLOS, median (IQR)
Overall 21 (17-25) 22 (17-26) 0.44
With PC 25 (20-28) 23 (19-27) 0.071
Without PC 17 (14-20) 18 (15-22) 0.056
In-hospital mortality, n (%) 4 (16%) 2 (8%) 0.67
Pneumonia, n (%) 12 (48%) 20 (80%) 0.038
ARDS, n (%) 7 (28%) 15 (60%) 0.045
Sepsis, n (%) 2 (8%) 4 (16%) 0.67
Reintubation, n (%) 1 (4%) 0 (0) 0.99
Tracheostomy, n (%) 10 (40%) 7 (28%) 0.55
MV required, n (%) 18 (72%) 20 (80%) 0.74
Thoracic deformity, n (%) 2 (8%) 9 (36%) 0.037
Pain at admission, median (IQR)
Rest 6 (4-7) 7 (4-8) 0.78
Coughing 8 (3-9) 8 (4-9) 0.44
Deep breathing 8 (4-9) 7 (3-9) 0.51
Pain after a week, median (IQR)
Rest 5 (3-7) 5 (2-7) 0.99
Coughing 6 (3-8) 8 (4-9) 0.029
Deep breathing 5 (3-9) 7 (3-9) 0.038

Taken together, it can partly explain the findings in this study intramedullary nails32 and less rigid Kirschner wires19 and
that patients receiving ORIF have less pain (particularly when sutures. These surgical approaches differ in terms of their
they are coughing or deep breathing) and lower incidence of efficacy and safety, and the optimal approach has not been
ARDS and chest wall deformity. determined. We choose one specific type of fixation
PC is an important concern for patients with FC, as it is devicedU-plate in this study for three reasons. First, our
thought to result in poor outcomes. Therefore, the potential group has used this device for a long time and mastered it
role of surgical management in this subset of patients was well, which may decrease the risk of the operation. Second,
specifically investigated in this study. The results revealed using one specific device and technique may eliminate the
that PC was indeed closely related to prolonged MVDs, ILOS, confounding factor originated from the operation itself.
and HLOS. More importantly, PC partly offsets the outcome Third, U-plate has some unique benefits in fixing rib, which
improvement that rib ORIF brought. A study of over 400 pa- are mentioned previously. The type of fixation, in fact, ap-
tients also found no benefit of rib ORIF in patients with severe pears to be less important because consistent benefits have
PC.27 Althausen et al.7 reported similar findings. The suggested been seen across a heterogeneous group of surgical im-
reason is that patients with FC complicated by PC are liable to plants.18 Moreover, as with any surgical procedure, operative
require long-term MV because of a combination of paren- fixation of rib fractures has the risk of complications such as
chymal pathology and altered respiratory mechanics, such wound infection, hardware failure or migration, malunion/
that potential improvement in respiratory mechanics due to nonunion of the fracture site, osteomyelitis, and empy-
operative fixation is not sufficient to affect ventilator wean- ema.18 Perhaps due to the small sample size of the present
ing.28 However, it is worth noting that there is currently no study, no complications were observed. In fact, there are a
clear definition and classification for PC: whether radiology series of pitfalls in the whole procedure of rib ORIF, from
imaging or more objective tests such as bronchoalveolar localization of fractures, positioning, and exposure, to
lavage are better for diagnosis is unknown.29 reduction, stabilization, and postoperative care.33 Use of a
The spectrum of operative techniques for rib interfixation standard protocol and operative strategy may reduce the
includes rigid devices such as plates,30 struts,31 and morbidity rate in the future.
228 j o u r n a l o f s u r g i c a l r e s e a r c h  o c t o b e r 2 0 1 9 ( 2 4 2 ) 2 2 3 e2 3 0

Fig. 2 e (A) Anteroposterior chest radiograph demonstrating multiple fractures of ribs 4-9 on the right side. (B and C) Chest
CT results revealed right-sided displaced rib fractures and pulmonary contusion. (White arrow: the right lung and heart
were severely displaced from their normal positions). (D) Fractured and displaced rib (black arrow). (E) Photograph
demonstrating rib fixation with the claw-shaped plates in place. (F) Postoperative chest X-ray demonstrating the rib
fixations of the fifth to ninth ribs on the right side. (Color version of figure is available online.)

Currently, there are no absolute indications for rib ORIF. function tests, and paradoxical breathing.34 These situations
Surgical intervention should be considered when relative in- are liable to occur in patients with severe FC, so these patients
dications exist, including pain refractory to medical manage- may benefit from ORIF. However, regarding patients with
ment, respiratory failure due to chest wall instability, multiple injuries, their conditions may become more critical
respiratory failure despite external fixation, chest wall defor- and complex because they are commonly accompanied by
mity with visibly distracted rib fractures, impaired pulmonary unstable cardiopulmonary status, shock, and hemodynamic

Fig. 3 e Thoracotomy for diaphragmatic hernia and internal fixation of multiple rib fractures. (A) Chest X-ray demonstrating
diaphragmatic hernia and left-sided multiple rib fractures. (Red arrow: trachea displaced to the right side. White arrow: the
stomach in the thoracic cavity). (B) Ruptured diaphragm (arrow). (C) Internal fixation of rib fractures in multiple sites by
using the claw-shaped plates. (D) Postoperative rib fixation. (Color version of figure is available online.)
l i u e t a l  s u r g i c a l r i b fi x a t i o n f o r p o l y t r a u m a 229

instability. Systemic conditions should be evaluated repeat- references


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