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Quality Accreditation Checklist

This document is a quality accreditation checklist used by the Professional Regulation Commission Board of Accountancy to assess CPAs in public practice. It collects background information on the CPA including years in practice, number of professional and administrative staff, computer systems used, office equipment, knowledge resources, quality management processes, and training programs. It also documents the results of an office verification including the address, office space, filing systems, permits, and accreditations. The inspector provides remarks and attaches a photo of the principal office.

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John Paulo Q. Partacalao
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3K views1 page

Quality Accreditation Checklist

This document is a quality accreditation checklist used by the Professional Regulation Commission Board of Accountancy to assess CPAs in public practice. It collects background information on the CPA including years in practice, number of professional and administrative staff, computer systems used, office equipment, knowledge resources, quality management processes, and training programs. It also documents the results of an office verification including the address, office space, filing systems, permits, and accreditations. The inspector provides remarks and attaches a photo of the principal office.

Uploaded by

John Paulo Q. Partacalao
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd
  • Background Information
  • Result of Office Verification

Professional Regulation Commission

Board of Accountancy Date assigned to PICPA: ______________


Assigned to Verifier: _________________
Quality Accreditation Check list Date submitted back to BOA: __________
Pursuant to PRB Resolution No. ____
A. Background Information

1. Name of CPA in public practice to be visited ________________________________________


2. No. of years in practice Name of Partnership / Affiliation ______________________________
3. No. of professional staff 3.1 CPAs _____________ 3.2 Non-CPAs _____________
4. No. of Managers / Supervisor ___________________________________________________
5. No. of Staff auditors __________________________________________________________
6. No. of administrative staff ______________________________________________________
7. No. of audit opinions issued last year for the period ____________ to __________: ________
8. Estimate of Professional fee allocation for the period _______________ to _______________

Service % of Fees
7.1 Audit 0%
7.2 Tax 0%
7.3 Consulting 0%
7.4 Others 0%
TOTAL 100%

9. Computer software in use

Type Description
9.1 Office __________________________________________________
9.2 Audit Methodology __________________________________________________
9.3 Account Management __________________________________________________

10. Office equipment (check if available and indicate number of equipment and description)

10.1 Computers ________________________ 10.4 Photocopy ________________________


10.2 Printers ________________________ 10.5 Others ________________________
10.3 Projectors ________________________

11. Knowledge base / research / sources (check if available & indicate description)

Reference Description
____ 11.1 Electronic ________________________________________________________
____ 11.2 Publications ________________________________________________________

12. Quality / Risk Management Manual (Description of manual & name quality / risk officer in
charge) (use separate sheet)
13. Result of random interview with ______________________ (use separate sheet, if necessary)
14. Training (indicate details of training for partner / staff for the period ________ to _________)

Name of Training No. of partners / staff trained No. of hours of training Conducted by

______________ ________________________ _________________ ____________

B. Result of Office Verification

1. Address of principal office ______________________________________________________


2. Address of branch / extension office ______________________________________________
3. Area of office space (in square meters) ____________________________________________
4. Description and sketch / diagram of principal office __________________________________
5. Description of filing and storage location of working papers ____________________________
6. Description of filing and storage of working papers __________________________________
7. Business Permit No. ___________________________________________________________
8. TIN / Accreditation # SEC / BIR / CDA / BSP _______________________________________
9. Inspected by:
________________________________________________________________
10. Date of inspection and inclusive time _____________________________________________
11. Remarks (use additional sheet) __________________________________________________
12. Attach picture of principal office _________________________________________________

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