Professional Documents
Culture Documents
By Aria Thaker
Reporter
December 5, 2018
India’s patent office seems to be getting busier by the year.
This increase has been a long time coming given that India has
been criticised for sitting on a large stack of pending patent
applications, as well as having a dismal ranking in the global
intellectual property index.
by Tushar Kohli
2. Convention Application
A convention application is filed for claiming a priority date based on the same or
substantially similar application filed in any of the convention countries. The applicant
is required to file an application in the Indian Patent Office within a year from the date
of the initial filing of a similar application in the convention country.
5. Patent of Addition
The applicant can file a patent of addition if there is a modification of the invention
which has already been applied for or patented. A patent of addition can only be
granted after the grant of the parent patent; hence, no separate renewal fee is to be
remitted during the term of the main patent.
6. Divisional Application
Divisional application is filed if the applicant wishes to divide an application to furnish
two or more applications if a particular application claims for more than one invention.
The priority date for divisional application is similar to that of the parent application.
Further, as illustrated in the table above, section 3 was used in 65% of cases either
singly or in combination with other sections to reject the patent applications. Out of
the total number of 1723 applications, 1113 applications were rejected by citing
section 3 as an objection.
Section 3 has many sub-sections out of which section 3(d) that deals with
patentability of known substances was used, either alone or in combination with other
sections in 771 cases (69%). In combination with other subsections like section 3(e)
and section 3(i), section 3(d) was used in 36% of cases where an objection of section
3 was raised.
REJECTION OVERVIEW: PHARMA VS OTHERS2
It is evident from the graph below that rejection of pharma were reduced as
compared to the non-pharma patents, wherein the rejections were increased.
As illustrated in the bar graph above, there was an increase in rejection of pharma
patents from the year 2013-2014 to 2014-2015. However, the number of rejections of
the same remained constant there through. On the contrary, there was an increase in
the rejection of other patents as compared to the pharma patents.
Footnotes
1 http://accessibsa.org/media/2017/12/Rejected-in-India.pdf
2. http://accessibsa.org/media/2017/12/Rejected-in-India.pdf
The content of this article is intended to provide a general guide to the subject matter.
Specialist advice should be sought about your specific circumstances.
AUTHOR(S)
Four Steps to Filing an
Opposition
There are four main steps to building your opposition. Each step requires research,
since you will be dealing with complex issues. We’ve included links to the resources
you’ll need as we go along.
Step 1: Fundamentals
Before you begin, it’s important to check two key issues:
Is there no generic competition because the drug is protected by patents?
Who is allowed to contest patents, when, and by what means?
These questions are fundamental. If you discover that patents are not the reason that
your drug of interest is not available in generic variants, then you will need to pursue
a different path.
And if you learn that patent oppositions are only allowed from researchers or
commercial entities, or can only be submitted within a specific timeframe, you may
have to adjust your plans.
Absence of generic competition
You know that there are no generic versions of your drug in the country you’re
working in — that’s why you’re considering a patent opposition in the first place.
But that might not always be because it’s protected by patents.
Action
Check if there are generic versions of the medicine commercially available in other countries. If so,
there may be a variety of reasons why your country does not have these versions available.
Others:
In China, Rule 48 of the Implementation Regulation of Chinese Patent Law allows any person to
submit observations to the patent office on a published patent application "with reasons therefore, on
the application which is not in conformity with the provisions of the Patent Law". This procedure is
called “observation”; it has been used by civil society organisations to challenge unmerited patent
application on medicines.
In some countries, including South Africa, pharmaceutical corporations can automatically register a
patent when a drug has already been patented in a developed country. In such cases, a pre-grant
opposition is not possible. Since South Africa is undergoing a patent law reform, you may need to
check once the reform is complete to see if and how the law allowing pre-grant oppositions has
changed.
Action
Check the fine details of what is permitted.
3. The letter of the law: How does the country interpret patentability requirements?
Countries who are members of the World Trade Organisation (WTO) adhere to the
general international patent rules that are in the WTO’s TRIPS Agreement.
However, TRIPS leaves the scope of interpretation of these terms open to each WTO
member country. As a result, WTO members have taken different approaches,
choosing definitions that best suit their needs. The flexibility to interpret also applies
to the detailed criteria on the three general requirements - so-called ‘patentability’ - to
patent protection: novelty, inventiveness and industrial applicability.
Crucially, to contest a patent, you will have to prove that it fails to meet the
patentability standards that are set out in the country or region’s own patent laws.
Validity may also be affected by other agreements that countries have signed, such as
free trade agreements.
Unfortunately, it is not always a simple matter to gain full understanding of a
country’s patent standards.
Just looking at the law may not be enough to determine how a country interprets
patentability requirements. You may also need to check relevant patent regulations,
patent examination guidelines issued by patent offices, and any court cases that can
provide critical information on how these provisions are interpreted.
Note: Keep an open mind as you do this research, and do not be dissuaded. Even
when a country has strict standards for patentability, there is no guarantee that they
have been adequately applied.
It’s also important to be aware that pharmaceutical corporations invest in clever
designs for their patent applications to claim novelty or inventiveness where they may
not exist as a way of dealing with legal requirements.
Resources
Article 27 of the TRIPS Agreement establishes that "patents shall be available for any inventions,
whether products or processes, in all fields of technology, provided that they are new, involve an
inventive step and are capable of industrial application".
To understand these key legal concepts, refer to ‘South Perspective - A Guide to Pharmaceutical
Patents (Volume 1 and 2)’
Examples
India, for example, has chosen a strict criteria where a patent on a new form or use of existing
medicines can only be granted if improved efficacy can be shown.
Argentina has recently issued guidelines for patent examiners on how to apply criteria to fight against
‘evergreening’ - a strategy used by pharmaceutical corporations to prolong their market monopolies by
applying for patents on petty changes to old medicines. For example, pharmaceutical corporations have
filed patent applications covering ‘formulation’ (e.g. heat stable tablets and syrups), dosage,
combinations, new use, and derivatives (salts, prodrugs, crystals, polymorphs) of the existing
medicines.
Action
Search the Patent Opposition Database for examples of cases from the country you are focused on, to
see whether they contain any information about the grounds for analyzing and contesting patents.
Don’t forget to ask other people who use this site to help — they may already have the knowledge you
need.
Patient groups in Thailand, Brazil and India have already filed a number of pre-grant oppositions on
applications claiming patents on important drugs, including tenofovir, sofosbuvir and linezolid.
In India, the window is far more flexible - an opposition can be filed at any time prior to the grant of
the patent.
In Thailand, there is only a three-month window to file a pre-grant opposition; often, this deadline has
already expired before patient groups have found the relevant patent application relating to a drug.
Action
Start researching the patent(s) on your drug.
Resources
Patent landscapes
Patent searches
If you’ve completed Steps 1 and 2 (Fundamentals and Locating the Patent), you now
have a good overview of what’s legally possible in your country of interest. You’ve
located the relevant patents, and found materials that may help you to contest them.
Now it’s time to build your opposition.
This is the stage when you will almost certainly need help from someone with a legal
or pharmaceutical background. As you’ll see, this site can help you find them.
Building arguments for an opposition
You’ll be trying to prove one or more of the following:
That the patent application does not fulfil one or more of the requirements
(novelty, inventiveness and industrial applicability);
That the drug or medical product is non-patentable in other ways;
That the patent or application fails to meet other requirements set out in the
laws of your country of interest (e.g. sufficient disclosure of the invention).
To do this, you’ll need to assess the claims in the patent application documents. This
is a technical task: claims are complex, and understanding them often requires a legal
and chemical background to properly judge the merits of the invention.
If you do not have access to such expertise, our ‘call for help’ feature can be useful. It
allows you to ask other users of the site to share their expertise.
You can use the Patent Opposition Database search tool to find patent oppositions
relating to specific drugs or types of patent applications. These can be used to identify
similarities between the arguments used in different oppositions.
Adapting an existing opposition to your country
In step 2, you researched the patent landscape. If you found oppositions from other
countries, you’re in luck. Understanding the claims that were contested - whether
successfully or not - will help to inform your own argument.
Finding an existing opposition will save a lot of work, although you’ll still need to use
the research you did in Step 1 (when you found out about laws governing patent
oppositions in your country of interest). You may find that the grounds on which the
claims were contested are not allowed by your country’s laws.
Even if you are not able make similar arguments, existing oppositions can be a great
help. The rationale used in other countries can be a good starting point and reference
when you come to formulate your own opposition.
Identify the description, claims and subject matter
To draft an opposition, you will need access to a) the description and b) claims in the
patent application. The description opens by ‘setting the scene’ for the invention,
while the claims define the scope of the patent protection that the applicant asked for.
Next, identify the subject matter of the patent protection: it could, for example, be a
molecule or group of molecules; a salt; a process; a formulation; a combination; a
dosage form — or something else.
Resources
Access to patent opposition stories can also help building arguments against weak claims.
These services contain helpful information about prosecution and access to case files: the USPTO
Patent Application Information Retrieval (PAIR) and European Patent Office’s epoline.
Also, check whether there is an International Search Report (ISR) or International Preliminary
Examining Authorities (IPEA) report for patent applications made under the Patent Cooperation Treaty
procedure. This can be found through the WIPO Patentscope database.
Such reports may help build a case that a particular patent claim is not novel, as they show what other
search authorities have found in relation to ‘prior art’ i.e. what was already known and in the public
domain.
If the prior art covers the same subject matter as a claim, then this can be used to argue that the claim
should be rejected for failing to pass the novelty ‘test’ for the grant of a patent.
Examples
Examples of oppositions on typical patent claims:
At this stage the inventor and the patent agent create and send a response to the
examina
-
�on that tries to prove to controller that his inven�on is indeed patentable and sa�sfies
all
patentability criteria’s.
Step 8: respond to objec�ons
This communica�on takes place between the controller and the patent applicant to
ensure
that all objec�ons raised in the patent applica�on are resolved. (if not the patent will not
be
granted ) and the inventor gets a fair chance to prove his point and establish novelty and
inven�ve step over exis�ng prior arts.
Step 9: clearing all objec�ons
The applica�on is placed in order for grant once it is found that all patentability require
-
ments are being fulfilled.
The grant of patent is no�fied in the patent journal which is published from �me to
�me