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Effect of Two Rehabilitation Protocols On Range of Motion and
Effect of Two Rehabilitation Protocols On Range of Motion and
Purpose: To compare range of motion and healing rates between 2 different rehabilitation protocols
after arthroscopic single-row repair for full-thickness rotator cuff tear. Methods: Sixty-four shoul-
ders available for postoperative magnetic resonance imaging (MRI) evaluation after arthroscopic
rotator cuff repair were enrolled in this study. Aggressive early passive rehabilitation (manual therapy
[2 times per day] and unlimited self–passive stretching exercise) was performed in 30 shoulders
(group A) and limited early passive rehabilitation (limited continuous passive motion exercise and
limited self–passive exercise) in 34 shoulders (group B). A postoperative MRI scan was performed
at a mean of 7.6 months (range, 6 to 12 months) after surgery. Results: Regarding range of motion,
group A improved more rapidly in forward flexion, external rotation at the side, internal and external
rotation at 90° of abduction, and abduction than group B until 3 months postoperatively with
significant differences. However, there were no statistically significant differences between the 2
groups at 1-year follow-up (P ⫽ .827 for forward flexion, P ⫽ .132 for external rotation at the side,
P ⫽ .661 for external rotation at 90° of abduction, and P ⫽ .252 for abduction), except in internal
rotation at 90° of abduction (P ⫽ .021). In assessing the repair integrity with postoperative MRI
scans, 7 of 30 cases (23.3%) in group A and 3 of 34 cases (8.8%) in group B had retears, but the
difference was not statistically significant (P ⫽ .106). Conclusions: Pain, range of motion, muscle
strength, and function all significantly improved after arthroscopic rotator cuff repair, regardless of
early postoperative rehabilitation protocols. However, aggressive early motion may increase the possi-
bility of anatomic failure at the repaired cuff. A gentle rehabilitation protocol with limits in range of
motion and exercise times after arthroscopic rotator cuff repair would be better for tendon healing without
taking any substantial risks. Level of Evidence: Level II, randomized controlled trial.
34 Arthroscopy: The Journal of Arthroscopic and Related Surgery, Vol 28, No 1 (January), 2012: pp 34-42
EFFECT OF TWO REHABILITATION PROTOCOLS 35
most studies have mainly focused on operative tech- repair for the treatment of full-thickness rotator cuff
niques for anatomic reconstruction of the footprint and tears. For precise comparative study under homoge-
rigid fixation. However, few studies have compared neous conditions, only medium-sized or large-sized
clinical outcomes of different postoperative rehabili- tears that could be repaired without undue tension
tation protocols, especially not to mention anatomic with a single-row repair technique based on ar-
results after each rehabilitation protocol. The purpose throscopic findings were enrolled in this study. The
of our study was to compare the clinical and structural cuff tears were diagnosed primarily by physical ex-
outcome between 2 different rehabilitation protocols amination and magnetic resonance imaging (MRI).
after arthroscopic single-row repair for full-thickness Tear size was measured intraoperatively with a cali-
rotator cuff tear. The patients were divided into 2 brated probe. According to the classification of DeOrio
different groups according to the method of rehabili- and Cofield,10 tear size was categorized as medium (1
tation protocols until 6 weeks postoperatively because to 3 cm) or large (3 to 5 cm). Partial rotator cuff tears,
the first 6 weeks after surgery is an important period small-sized tears, or massive tears were excluded.
for ingrowth of the tendon to the bone surface. We Those tears repaired with other repair techniques in-
hypothesized that the range of motion (ROM) in the cluding suture bridge repair and modified Mason-
aggressive early rehabilitation protocol after ar- Allen single-row repair were also excluded from the
throscopic rotator cuff repair would improve more study. Those who had SLAP lesions, acromioclavic-
rapidly with better final results than in the limited ular arthritis that required distal clavicle resection,
early rehabilitation protocol. However, the aggressive
advanced glenohumeral arthritis, or rotator cuff tears
early rehabilitation protocol would inevitably show a
with a Workers’ Compensation claim or those who
higher rate of structural failure than the limited early
needed tenotomy or tenodesis of the long head of the
rehabilitation protocol.
biceps were excluded from the study. Patients under-
going revision procedures were also excluded (Fig 1).
METHODS Before undergoing the operation after being diag-
Patient Selection nosed with rotator cuff tears, patients consented to be
included in the study after receiving comprehensive
From November 2005 to December 2007, 432 con- information regarding the study protocol. The surgeon
secutive shoulders received arthroscopic rotator cuff was blinded to the randomization in rehabilitation
before surgery. After surgery, candidates who did not Preoperative and Postoperative Evaluations
have any exclusion criteria were randomized alterna-
tively into 1 of 2 rehabilitation protocols (type A or A single senior author (Y.G.R.) who was an ortho-
B). A total of 85 patients were initially enrolled in this paedic surgeon examined the patients both before and
study. Six patients were lost to follow-up within 1 after surgery. All patients underwent a physical exam-
year after the operation. Fifteen patients refused post- ination 1 day before the operation. Postoperative evalu-
operative MRI evaluation. Therefore 64 patients avail- ations were performed regularly at 3 months, 6 months,
able for postoperative MRI evaluation at least 6 9 months, and 1 year postoperatively on an outpatient
months after arthroscopic rotator cuff repair were fi- basis, and the results from the last follow-up were ana-
nally enrolled in this study. According to the early lyzed. Preoperative and postoperative subjective pain
postoperative rehabilitation protocol, 30 shoulders scores were measured with the visual analog scale
were enrolled in group A and 34 shoulders in group B. (VAS). Quantitative muscle strength measurement of the
The arthroscopic findings of group A showed medium- rotator cuff was assessed with use of a portable, handheld
sized tears in 21 shoulders (70%) and large-sized tears Nottingham Mecmesin Myometer (Mecmesin, Notting-
in 9 (30%). Group B had medium-sized tears in 20 ham, England). Elevation strength was tested with the
shoulders (59%) and large-sized tears in 14 (41%). patient in the seated position with the arm flexed to 90°
The mean age at the time of the operation was 54.5 in the scapular plane. External and internal rotation was
years (range, 39 to 66 years) in group A and 55.2 years tested with the shoulder in a neutral position and the
(range, 40 to 65 years) in group B. The mean follow-up elbow in 90° of flexion. For shoulder ROM, forward
period was 23.8 months (range, 13 to 67 months) and 26.4 flexion, abduction, external rotation at the side and at 90°
months (range, 14 to 64 months), respectively. The mean of abduction, and internal rotation at 90° of abduction
number of anchors used for repair was 2.12 (range, 1 to 4) were assessed before and after the operation. In this
and 2.31 (range, 1 to 4), respectively. There were no sig- study ROM is the sum of glenohumeral motion and
nificant differences in the demographic data (Table 1). scapulothoracic motion. We did not record 2 joint mo-
Preoperative MRI was available in 25 cases in tions separately.
group A and 29 cases in group B. Fatty degeneration Operative Techniques
was evaluated for each muscle with the 5-stage grad-
ing system developed by Goutallier et al.11 Muscle All operations were performed by the senior author
atrophy was evaluated on the oblique sagittal plane with the patient in the beach-chair position with the
image medial to the level of the coracoid process with back of the bed flexed about 70°. Both shoulders were
the 4-stage grading system (normal, mild, moderate, examined with the patient under general anesthesia for
or severe) developed by Warner et al.12 There were no ROM. A posterior portal was established for the initial
significant differences in fatty degeneration and mus- assessment of the joint. An anterior portal through the
cle atrophy between the 2 groups. rotator interval and a lateral portal were established as
* Fatty degeneration was evaluated for the supraspinatus with the 5-stage grading system developed by
Goutallier et al.11
† Mean value of grades for supraspinatus, infraspinatus, and subscapularis.
EFFECT OF TWO REHABILITATION PROTOCOLS 37
the working portals. After subacromial decompression ercises 3 times a day, 10 rounds each time. The
was completed, the posterolateral portal was used as a patients wore a shoulder abduction brace during rest
viewing portal for the “Grand Canyon” view,13 and until 6 weeks postoperatively and were strongly ad-
the posterior and anterosuperior portals were used as vised to perform home rehabilitation self-exercises
the “waiting room” portal. After adequate visualiza- after discharge from the hospital. Active exercises
tion, preparation, and release of the tendon, the upper were not allowed until 6 weeks postoperatively or
surface of the greater tuberosity was abraded widely until full passive ROM had been regained. Active-
with a shaver, with removal of all soft tissue and assisted exercises were started at 6 weeks postopera-
cortical bone, to create a bleeding cancellous bone tively, and muscle strengthening exercises were intro-
bed. The greater tuberosity was gently debrided and duced thereafter gradually. A return to recreational
smoothed of irregularities and the superficial bone was activity with heavy demands on the shoulder or to
decorticated, but the medullary canal was not exposed. manual labor was delayed for 6 months (Fig 2).
A formal bone trough was not made. The suture The limited early passive rehabilitation protocol
anchor, a 5-mm Super Revo (Linvatec, Largo, FL) (group B) targeted the minimum passive exercises to
prethreaded with 2 No. 2 braided polyester sutures prevent joint stiffness until the repaired rotator cuff
(green and white), was inserted through the accessory was healed. By use of a continuous passive motion
superolateral portal. The rotator cuff repair was per- machine, only shoulder stretching exercises limited to
formed by first placing a suture shuttle through the 90° were performed 2 times a day until 3 weeks
tendon by use of a suture hook (Linvatec) or Banana postoperatively and these exercises gradually in-
SutureLasso (Arthrex, Naples, FL). A suture hook or creased to the possible range. Preoperatively, the pa-
Banana SutureLasso was inserted through the working tients were instructed on the use of the machine so that
portal or “3 sister portals”13 including the modified
they could perform only passive forward flexion up to
Neviaser portal and was used to pass the suture some
90° using continuous passive motion on day 1 post-
distance medial to the tendon edge, close to the mus-
operatively without the support of a physical therapist.
culotendinous junction. The shuttle was used to bring
Other exercises including external rotation were not
1 end of the suture through the tendon. An ar-
allowed. Just like group A patients, group B patients
throscopic knot was tied, reducing the tendon to the
wore a shoulder abduction brace until 6 weeks post-
bone. The number of suture anchors used depended on
tear size and configuration. For medium-sized tears, 1 operatively. From 3 weeks postoperatively, the group
or 2 anchors were used, and for large-sized tears, 3 or B patients were instructed to increase the range of
4 anchors were used. After routine portal closure, a passive forward flexion to the tolerable level and
shoulder-immobilizing sling with abduction pillow gradually start other exercises such as external rota-
was applied to the patients with the shoulder in 30° of tion. As with group A, active exercises were not
abduction and neutral rotation. allowed until 6 weeks postoperatively or full passive
ROM had been regained. Once active-assisted exer-
cises were allowed, group B followed the same reha-
Postoperative Rehabilitation bilitation protocol as group A (Fig 2). All patients
The aggressive early passive rehabilitation (group were educated repeatedly on performing the exact
A) targeted recovering ROM to the preoperative level exercise during the hospitalization period, and their
at an early stage. Immediately after the operation, performance was checked at discharge and at 3 weeks
passive shoulder stretching exercises and manual ther- and 6 weeks postoperatively on an outpatient basis.
apy by a physical therapist started without a limitation
on ROM. In other words, from 1 day postoperatively, Assessment of Tendon Healing
passive ROM exercises including forward flexion and
external rotation were performed twice a day with the To assess tendon healing, anatomic evaluation of
support of a physical therapist. In addition to the the cuff repair was performed with MRI as the inves-
exercises led by the therapist, the patients themselves tigation of choice, because it provides the benefits of
were allowed to perform pendulum exercises, passive multiplanar imaging of the postoperative shoulder. A
forward flexion up to a tolerable range, and passive postoperative MRI scan was performed at a mean of
external rotation to 30° in the supine position. They 7.6 months (range, 6 to 12 months) after surgery. All
performed self–passive ROM exercises in a tolerable studies were obtained with a 1.5-T unit (Signa; GE
range at first and were instructed to perform the ex- Medical Systems, Milwaukee, WI) by use of the routine
38 B. G. LEE ET AL.
FIGURE 2. The 2 rehabilitation protocols used in this study. Asterisk, one time equals 10 rounds of each exercise. (CPM, continuous passive motion.)
pulse sequences. The images were reviewed by one natus, or subscapularis tendon was found on at least 1
experienced senior radiologist who was informed that T2-weighted or proton density–weighted image, the di-
the patients had undergone surgery for rotator cuff repair agnosis of a full-thickness retear (i.e., anatomic failure of
and blinded to the size and location of the tear that had healing) was made (Fig 3).
been repaired. Continuity and rerupture of the tendon Statistical Analysis
were assessed on magnetic resonance images according
to established MRI criteria.3,14 When a fluid-equivalent The Wilcoxon signed rank test was performed to
signal or nonvisualization of the supraspinatus, infraspi- assess the difference in preoperative and postoper-
FIGURE 3. Postoperative coronal oblique MRI scans after single-row rotator cuff repair show (A) well-healed cuff and (B) retear at insertion site.
EFFECT OF TWO REHABILITATION PROTOCOLS 39
TABLE 2. ROM
Preoperative 3 mo 6 mo 1 yr
ative results of each group. The Mann-Whitney test respectively, for VAS at rest and P ⫽ .696, P ⫽ .154,
was used to compare continuous variables between and P ⫽ .808, respectively, for VAS during motion).
the groups. The Fisher exact test was performed to
evaluate the statistical significance of the difference Range of Motion
in quantitative data including retear rate between
the 2 groups. The SPSS software package (version The preoperative and postoperative ROM is listed
16.0; SPSS, Chicago, IL) was used for all statistical in Table 2. In forward flexion both groups showed
analyses, with the ␣ level set at .05. decreased ROM at 3 months postoperatively (149.7°
in group A and 133.8° in group B), compared with
preoperative motion (149.0° in group A and 151.9° in
group B) but gradually recovered. When compared
RESULTS with group A, group B showed statistically signifi-
Pain cantly decreased ROM at 3 months postoperatively
(P ⫽ .021). After 6 months postoperatively, there was
In group A the VAS score for pain at rest decreased no statistically significant difference between the 2
from a preoperative mean of 1.77 (range, 0 to 5) to groups (P ⫽ .368).
0.23 (range, 0 to 3) at 1 year postoperatively (P ⬍ In abduction and external rotation at 90° of abduc-
.001). The VAS score for pain during motion decreased tion, group B also showed statistically significantly
from a preoperative mean of 6.36 (range, 4 to 9) to 1.47 decreased ROM at 3 months postoperatively com-
(range, 0 to 5) at 1 year postoperatively (P ⬍ .001). In pared with group A (P ⫽ .010 and P ⫽ .048, respec-
group B the VAS score for pain at rest decreased from tively). After 6 months postoperatively, there was no
a preoperative mean of 1.56 (range, 0 to 4) to 0.15 statistically significant difference between the 2
(range, 0 to 3) at 1 year postoperatively (P ⬍ .001). groups (P ⫽ .315 and P ⫽ .266, respectively). In
The VAS score for pain during motion decreased from external rotation at the side and internal rotation at 90°
a preoperative mean of 5.79 (range, 4 to 8) to 1.53 of abduction, group B presented slower recovery than
(range, 0 to 5) at 1 year postoperatively (P ⬍ .001). did group A, with significant differences until 6
Both groups showed significant improvement from months postoperatively (P ⫽ .007 and P ⫽ .003,
preoperative levels, but there was no statistically sig- respectively). However, there was no statistically sig-
nificant difference between the 2 groups at 3 months nificant difference between the 2 groups at 1 year
postoperatively, at 6 months postoperatively, and at postoperatively (P ⫽ .078 and P ⫽ .057, respectively)
1-year follow-up (P ⫽ .702, P ⫽ .209, and P ⫽ .382, (Table 2).
40 B. G. LEE ET AL.
by Park et al.,28 external rotation motion after cuff tively. Because the first 6 weeks after surgery is an
repair affected gap formation in the anterior supraspi- important period for ingrowth of the tendon to the
natus tendon region. Gerber et al.29 showed that no bone surface, we intended to determine the impact of
repair was able to withstand the high loads imposed by the exercise during this period. It can be easily sup-
postoperative weight bearing in an experimental sheep posed that the aggressive early passive rehabilitation
model, even if optimum repair technique was used. In protocol put more stress on the repaired rotator cuff
our study the group undergoing aggressive early pas- than the limited early passive rehabilitation protocol.
sive rehabilitation showed better recovery of ROM The advantages of our study are that (1) all operations
until 3 months postoperatively than the group with were performed by 1 surgeon with only a single-row
limited early passive rehabilitation, but after 6 months repair technique to exclude any technical differences
postoperatively, no difference was found between the between the 2 groups, (2) it was a homogeneous study
2 groups except for internal rotation at 90° of abduc- that excluded other factors and selection bias that could
tion. However, the retear rate of the aggressive early have impacted results by targeting only medium-sized or
passive rehabilitation group was more than twice the large-sized tears repaired without undue tension, (3)
rate of the limited early passive rehabilitation group, postoperative serial evaluations were performed regu-
although there was no statistically significant differ- larly on an outpatient basis, and (4) anatomic assess-
ence in the final retear rate. Therefore we believe that ment through postoperative MRI evaluation was per-
postoperative early motion during rehabilitation could formed for all patients.
affect structural integrity of the repaired cuff tendon Our study has several limitations. First, this study’s
adversely and limited early passive rehabilitation sample size was too small to determine any statistical
would be better than aggressive early passive rehabil- significance by parametric analysis. As a result, sta-
itation after arthroscopic rotator cuff repair. tistical analysis depended on only nonparametric
Various postoperative rehabilitation protocols are methods. Second, some possible confounding factors
being discussed in the literature. Some groups apply that could have resulted in retears were not considered
immobilization for the first 3 weeks postoperatively, in this study. These included compliance with postop-
but others allow early passive motion.3,5-7 The range erative rehabilitation and immobilization, diabetes,
and direction of motion allowed are also various. and smoking. Third, the decision regarding retears
Some authors restricted overhead stretching exercise was made by MRI without contrast. However, repair
until 6 weeks postoperatively to avoid damaging the integrity has been evaluated by MRI without contrast
repair.6 According to Frank et al.,30 external rotation in several studies5,8,15,30 including that of Sugaya et
was limited to less than 20° with the arm adducted in al.3 In addition, the interobserver reliability and in-
the early postoperative period. Instead of applying the traobserver reliability were not evaluated on MRI
same postoperative rehabilitation protocol to all pa- interpretation. However, we believed that the radiol-
tients, Frank et al. adjusted the protocol in consider- ogist participating in this study had ripe experience in
ation of preoperative patient factors and operative the field of musculoskeletal radiology. Finally, the
findings. Rehabilitation therapy can be tailored to the glenohumeral joint motion was not isolated from the
size of the tear. Accousti and Flatow9 recommended scapulothoracic motion. We did not record 2 joint
that smaller, stable tears can be mobilized earlier than motions separately. Actually, it is very difficult to
large, retracted tears that should be protected with an measure 2 joint motions separately on an outpatient
abduction pillow for 6 weeks after repair. Millett et basis.
al.17 insisted that momentum and ROM be gradually
increased depending on the quality and structural integ- CONCLUSIONS
rity of the rotator cuff. In our study only the medium-
sized or large-sized tears that could be repaired without Pain, ROM, muscle strength, and function all sig-
undue tension with a single-row repair technique nificantly improved after arthroscopic rotator cuff re-
based on arthroscopic findings were enrolled for pre- pair, regardless of early postoperative rehabilitation
cise comparative study under homogeneous condi- protocols. However, aggressive early passive motion
tions. Therefore the early rehabilitation protocol that may increase the possibility of anatomic failure at the
allowed rehabilitation immediately postoperatively repaired cuff. A gentle rehabilitation with limits in
was adopted. The only difference was that the patients ROM and exercise times after arthroscopic rotator
were divided into 2 different groups according to the cuff repair would be better for tendon healing without
method of passive exercises until 6 weeks postopera- taking any substantial risks.
42 B. G. LEE ET AL.