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ORIGINAL ARTICLE
a
Servicio de Respiratorio, Hospital Galdakao-Usansolo, Galdakao, Bizkaia, Spain
b
Unidad de Investigación Hospital Galdakao-Usansolo, Galdakao, Bizkaia, Spain
c
Red de Investigación en Servicios Sanitarios en Enfermedades Crónicas (REDISSEC), Galdakao, Bizkaia, Spain
KEYWORDS Abstract
COVID-19; Introduction: There is controversy regarding the best predictors of clinical deterioration in
Prognostic factors; COVID-19.
Clinical deterioration Objective: This work aims to identify predictors of risk factors for deterioration in patients
hospitalized due to COVID-19.
Methods design: Nested case-control study within a cohort. Setting: 13 acute care centers of
the Osakidetza-Basque Health Service. Participants: patients hospitalized for COVID-19 with
clinical deterioration----defined as onset of severe ARDS, ICU admission, or death----were consid-
ered cases. Two controls were matched to each case based on age. Sociodemographic data;
comorbidities; baseline treatment; symptoms; date of onset; previous consultations; and clin-
ical, analytical, and radiological variables were collected. An explanatory model of clinical
deterioration was created by means of conditional logistic regression.
Results: A total of 99 cases and 198 controls were included. According to the logistic regression
analysis, the independent variables associated with clinical deterioration were: emergency
department O2 saturation ≤90% (OR 16.6; 95%CI 4---68), pathological chest X-ray (OR 5.6; 95%CI
1.7---18.4), CRP > 100 mg/dL (OR 3.62; 95%CI 1.62---8), thrombocytopenia with <150,000 platelets
(OR 4; 95%CI 1.84---8.6); and a medical history of acute myocardial infarction (OR 15.7; 95%CI,
3.29---75.09), COPD (OR 3.05; 95%CI 1.43---6.5), or HT (OR 2.21; 95%CI 1.11---4.4). The model’s
AUC was 0.86. On the univariate analysis, female sex and presence of dry cough and sore
throat were associated with better clinical progress, but were not found to be significant on
the multivariate analysis.
夽 Please cite this article as: Uranga A, Villanueva A, Lafuente I, González N, Legarreta MJ, Aguirre U, et al. Factores de riesgo de deterioro
clínico en pacientes ingresados por COVID-19: estudio caso-control. Rev Clin Esp. 2022;222:22---30.
∗ Corresponding author.
2254-8874/© 2021 Elsevier España, S.L.U. and Sociedad Española de Medicina Interna (SEMI). All rights reserved.
Revista Clínica Española 222 (2022) 22---30
Conclusion: The variables identified could be useful in clinical practice for the detection of
patients at high risk of poor outcomes.
© 2021 Elsevier España, S.L.U. and Sociedad Española de Medicina Interna (SEMI). All rights
reserved.
PALABRAS CLAVE Factores de riesgo de deterioro clínico en pacientes ingresados por COVID-19:
COVID-19; estudio caso-control
Factores pronósticos;
Resumen
Deterioro clínico
Introducción: Existe controversia sobre los mejores factores predictores de deterioro clínico
en la COVID-19.
Objetivo: Identificar factores predictores de riesgo de deterioro en pacientes hospitalizados
por COVID-19.
Métodos: Diseño: caso-control anidado dentro de una cohorte. Ámbito: 13 centros de agudos de
Osakidetza-Servicio Vasco de Salud. Participantes: se consideró casos a pacientes hospitalizados
por COVID-19 con deterioro clínico, definido como la aparición de síndrome de distrés respira-
torio del adulto grave, ingreso en UCI o fallecimiento. Se emparejaron 2 controles por caso en
función de la edad. Se recogieron variables sociodemográficas, comorbilidades, tratamientos
basales, síntomas y fecha de inicio, consultas previas, así como variables clínicas, analíticas y
radiológicas. Se creó un modelo explicativo del deterioro clínico mediante regresión logística
condicional.
Resultados: Se incluyeron 99 casos y 198 controles. Mediante análisis de regresión logística las
variables independientes asociadas con deterioro clínico fueron: saturación de O2 en Urgencias
≤90% (OR = 16,6, IC del 95%, 4---68), radiografía de tórax patológica (OR = 5,6, IC del 95%,
1,7---18,4), PCR > 100 mg/dL (OR = 3,62, IC del 95% 1,62---8) y trombocitopenia < 150.000 pla-
quetas (OR = 4, IC del 95%, 1,84---8,6) y, entre los antecedentes, haber padecido infarto agudo
de miocardio (OR = 15,7, IC del 95%, 3,29---75,09), EPOC (OR = 3,05, IC del 95%, 1,43---6,5) o
hipertensión arterial (OR = 2,21, IC del 95%1,11---4,4). El área bajo la curva alcanzado por el
modelo fue 0,86. En el análisis univariado, se asociaron con mejor evolución clínica el sexo
femenino, la presencia de tos seca y dolor de garganta, pero no resultaron significativas en el
análisis multivariado.
Conclusión: Las variables identificadas podrían ser de utilidad en la práctica clínica para la
detección de pacientes con alto riesgo de mala evolución.
© 2021 Elsevier España, S.L.U. y Sociedad Española de Medicina Interna (SEMI). Todos los
derechos reservados.
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A. Uranga, A. Villanueva, I. Lafuente et al.
exclusion criteria were those who died in the emergency analyzed by calculating R2 and the area under the curve
department, those who were admitted directly to the ICU, (AUC).
or those who presented with a P/F ratio ≤ 100 mmHg in the Differences in the P/F ratio between cases and controls
first 24 h of hospitalization. Two controls were identified per were analyzed by means of a boxplot for the P/F ratio val-
case. The inclusion period was from March 3, 2020 to April ues at different points of the hospitalization (arrival at the
10, 2020. emergency department; arrival on the ward; day one; day
The project was approved by the Basque Country Ethics two; day three; and the critical day, defined as the day
Committee (PI2020059). Simple random sampling was used. a patient presented with deterioration. Longitudinal data
Variables were obtained from the Osakidetza-Basque analysis was performed in order to identify differences in
Health System electronic medical record (EMR) data pro- the P/F ratio trends.
cessing system by means of a review of the EMRs by trained All statistical analyses were performed using SAS for Win-
reviewers supervised by collaborating clinicians. dows, version 9.4 (SAS Institute, Cary, NC, USA) and R©,
The following variables were gathered: sociodemo- version 4.0.0
graphic variables (age and sex); personal medical history
(comorbidities included in the Charlson Comorbidity Index);
disease history (symptoms and date of onset, date of first Results
contact with the healthcare system, persistence of symp-
toms, treatments indicated, contact with primary care in A total of 366 patients were randomly selected from the
the previous month); current hospitalization episode (symp- 4447 patients who were hospitalized during the study period
toms upon arrival at the emergency department); vital in participating centers. Once ineligible patients were
signs (oxygen saturation as measured by a pulse oximeter excluded, our sample comprised 99 cases and 205 controls,
(SaO2 p); clinical signs and physical examination; labora- of which 198 eligible patients were selected in order to have
tory tests upon admission (biochemistry: renal function, a case/control ratio of 1:2 (Fig. 1).
albumin, liver panel; acute-phase reactants: LDH, CRP; Males were more numerous among the cases than the
complete blood count and blood differential; coagulation, controls (79% vs. 65%, p = .014) as were patients who had had
prothrombin time, and d-dimer); pathological X-ray upon an acute myocardial infarction (AMI) (14% vs. 4%, p = .03),
admission, defined as an X-ray which showed previously diabetes with organ damage (7% vs. 1.5%, p = .025), and
unknown infiltrates or condensations or data indicative of hypertension (63% vs. 49.4%, p = .031). A lower frequency
ARDS (presence of bilateral opacities not fully explained by was observed among cases versus controls for the symptoms
effusion, lobar collapse, a collapsed lung, or lung nodules). of dry cough (51.5% vs. 65%, p = .021) and sore throat (5%
The lowest P/F ratio (PaO2 /FiO2 ) was calculated at vs. 18.7%, p = .003). More cases than controls had consulted
various points in time: upon arrival at the emergency depart- with their primary care physicians (48.5% vs. 34%, p = .016).
ment, the day the patient was transferred to the hospital The plain X-ray was more often pathological among the cases
ward, and through day three of the hospital stay. In addi- (91% vs. 77%, p = .004). There was an association between
tion, the lowest P/F ratio reached during hospitalization was levels of glucose, LDH, CRP, and platelets and clinical dete-
recorded for both the cases and the controls. rioration; patients who deteriorated presented with higher
A case was defined as a patient who presented with clini- figures of the first three parameters and lower platelet fig-
cal deterioration during hospitalization, defined as presence ures (Table 1). All the variables described in the methods
of a P/F ratio ≤100 mmHg, admission to the ICU, or in- section were considered on the univariate analysis (Table 2).
hospital death (date). When these variables were combined on the multivari-
ate model, patients who presented with an O2 saturation in
the emergency department of ≤90% had an increased risk of
clinical deterioration (OR = 16.57, 95% CI 4---68, p < .001)
Statistical analysis as well as those who had had AMI (OR = 15.72, 95% CI
3.3---75, p = .0006), hypertension (OR = 2.21, 95% CI 1.1---4.4,
Descriptive statistics of the variables were performed. Cat- p = .024), and COPD (OR = 3.05, 95% CI 1.4---6.5, p = .004).
egorical variables are shown as frequency and percentages In addition, a pathological X-ray entailed a risk that was
and continuous variables are shown as means and standard 5.6 times greater. CRP levels >100 were positively related
deviations or medians and interquartile ranges. On the uni- to possibility of deterioration, as were blood glucose levels
variate analysis, variables from cases and controls were >200. Patients with platelet levels less than 15 × 103 /L
compared using conditional logistic regression models. The presented with a risk of deterioration that was four times
dependent variable was clinical deterioration and the rest higher than those who had platelet levels within normal or
were independent variables. elevated ranges (Table 3).
Laboratory tests upon admission, which were recorded as The variability explained by the model measured by R2
continuous variables, were also analyzed after being cate- was 25% and the predictive power as measured by AUC was
gorized into three groups: normal range values (defined in 0.86.
the tables), lower values, and higher values. The P/F ratio was lower among the cases at the various
For the conditional logistic regression model, all indepen- moments it was analyzed (p < .001 for all). The difference
dent variables with p < .20 on the univariate analysis were in the P/F ratio trend between cases and controls was also
included. Effects were considered significant when p < .05. statistically significant overall (p < .001), but can be divided
The odds ratio (OR) and 95% confidence intervals (95% into two intervals: the difference is not significant in mea-
CI) were calculated. The model’s explanatory power was surements upon arrival at the emergency department and
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Revista Clínica Española 222 (2022) 22---30
Total Deterioration pc
25
A. Uranga, A. Villanueva, I. Lafuente et al.
Figure 1 Flowchart.
hospitalization day one; furthermore, the trends are prac- Discussion and conclusions
tically parallel during this period (p = .064). However, after
hospitalization day one, the cases continued on a down- This study sheds light on the main clinical characteristics
ward trend whereas controls stabilized more (p < .001). of patients hospitalized due to COVID-19 who present with
On the second day of hospitalization, 75% of the cases had poor progress, defined as PaO2 /FiO2 ≤100, admission to the
values lower than 253.6 whereas 75% of the controls had ICU, or death. In this work, it was possible to determine that
values higher than 271.4. The decline in the third day of presence of SaO2 ≤90%, hyperglycemia, elevated CRP levels,
hospitalization until the day a patient presented with dete- thrombocytopenia, a pathological X-ray upon admission, and
rioration or the critical day was more marked among the a previous associated disease (AMI, COPD, or hypertension)
cases (p < .001) (Fig. 2). were associated with clinical deterioration.
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Revista Clínica Española 222 (2022) 22---30
Numerous studies coincide on highlighting age, male sex, more frequent among the cases in our study. This is probably
and presence of dyspnea as predictive factors of mortality related to the exclusion of patients who required mechani-
or ICU admission in COVID-19 patients5,6 . As this study paired cal ventilation in the first 24 h, given that patients who were
cases and controls by age, we were not able to evaluate this admitted to the ICU in that time period were transferred due
variable’s effect on outcomes. In regard to sex, 78.79% of to presence of severe ARDS.
patients who developed clinical deterioration in this study It is important to note that our main objective was
were men. to identify patients who, hospitalized in the pulmonary
A meta-analysis by Jain and Yuan7 evaluated symptoms phase of the disease as per the phases proposed by Sid-
and comorbidities that were predictors of severity and ICU diqi and Mehra8 , presented with clinical deterioration during
admission in patients with COVID-19 and found that dys- hospitalization. Thus, the cases more frequently had an
pnea was the only predictive symptom of both outcomes. SaO2 p that was lower than the controls upon arrival to the
Unlike other published works, dyspnea was not significantly emergency department. Despite the fact that the oxygen
27
A. Uranga, A. Villanueva, I. Lafuente et al.
values were practically within normal ranges, there was an disease presented with some type of initial radiological
objective clinical repercussion given that in addition, the abnormality versus the controls, who had normal X-rays.
cases also presented with tachypnea more often, which is In regard to associated diseases, it seems logical that
undoubtedly a determining factor of poor progress in pneu- patients with chronic diseases such as COPD who presented
monia and is included on COVID-19 severity scales9 . with chronic lung parenchyma inflammation, limitation of
Fu et al.’s10 study on 200 patients observed that both expiratory flow, and greater susceptibility to infections
age and comorbidities such as low oxygenation were associ- would be more vulnerable to the disease12 . Likewise, in line
ated with greater mortality. Therefore, it seems that lower with other Spanish cohorts13 , a greater association between
oxygenation values upon admission may predict later dete- COPD and clinical deterioration has been observed, which is
rioration. Beyond this, as Fig. 2 shows, there is a point likely related to presence of a greater number of comorbidi-
of inflection in oxygenation, which has been termed the ties than COVID-19 patients usually have14 .
‘‘critical day’’ for patients. Therefore, proper identification Hypertension and AMI are significantly related to clin-
of the clinical characteristics of patients at high risk of wors- ical deterioration15 . Zhao et al.16 identified that age >60
ening is crucial. Bilateral lung involvement and ground-glass years, cardiovascular disease, hypertension, and diabetes
opacities have been demonstrated to be the most frequent were independent factors of mortality due to COVID-19.
radiological form of presentation in the literature11,12 . How- Another two recent studies indicated that these patients
ever, in our study, we could not determine the type of more often had myocardial damage and arrhythmias dur-
radiological involvement; it was only known that patients ing the hospitalization, which are associated with greater
who developed clinical worsening during the course of the mortality17,18 . Direct viral involvement as well as inflamma-
tion secondary to the cytokine storm in SARS-CoV-2 infection
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Revista Clínica Española 222 (2022) 22---30
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