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Article history: This study compares two processes to produce g-valerolactone from lignocellulosic biomass: Process A is
Received 12 October 2018 single processing of cellulose by using lignin-derived propyl guaiacol solvent; Process B is simultaneous
Received in revised form processing of cellulose and hemicellulose by using g-valerolactone solvent derived from cellulose and
23 February 2019
hemicellulose. Large-scale processes that integrate conversion and separation technologies are assem-
Accepted 11 March 2019
Available online 14 March 2019
bled based on experimental data, and daily GVL productions are 98 tonnes (Process A) and 375 tonnes
(Process B). A heat-exchanger network is designed to reduce heating requirements, and the energy ef-
ficiencies are 13.3% (Process A) and 37.3% (Process B). Techno-economic assessment is conducted to
Keywords:
Lignocellulosic biomass
identify the economic feasibility. The minimum selling price of g-valerolactone for Process A (US$ 2.36/
g-Valerolactone kg) and Process B (US$ 0.88/kg) are comparable with market price. The difference in the minimum selling
Propyl guaiacol prices is mainly caused by effective utilization of the hemicellulose in lignocellulose biomass in Process B.
Catalytic conversion Sensitivity analyses present that changes in key parameters could not reverse the minimum selling price
Process synthesis of g-valerolactone between the two strategies, but the conversion of xylose to value-added chemical in
Economic feasibility Process A makes this possible. This study shows that development of conversion technologies to effec-
tively utilize the hemicellulose in lignocellulosic biomass is critical to improve process economics.
© 2019 Elsevier Ltd. All rights reserved.
https://doi.org/10.1016/j.energy.2019.03.070
0360-5442/© 2019 Elsevier Ltd. All rights reserved.
J. Byun, J. Han / Energy 175 (2019) 546e553 547
Feasibility of biorefinery system is evaluated in two aspects, at a large scale by using nth plant analysis with the following as-
environmental impacts and techno-economics. Table 1 shows the sumptions. 1) The process can be scaled up based on the experi-
difference between the two methodologies. Environmental impacts mental results (yields and selectivities) without a performance loss.
of bioproducts are quantified by life cycle assessment (LCA) that 2) The process parameters (temperature, pressure, composition,
considers all the stages of a product's life from raw material pro- reaction time, etc.) are set equal to the experimental conditions. In
curement and manufacture to use and disposal [17]. Previous this work, a biorefinery plant processing 2000 dry tonnes (t) of corn
studies performed the LCA of biorefinery and compared with pe- stover (CS) per day was considered, and the compositions and ca-
troleum refinery [18]. In most cases focused the global warming pacity of the processed LB were selected to be consistent with the
potential and fossil depletion, biorefineries are more environ- previous studies [13,27,28]. Fig. 1 shows the process flow diagram
mentally preferable than petroleum refineries [19e21]. Techno- (PFD) of two processes for producing GVL from LB.
economic assessment (TEA) analyzes the technical and economic
performance of biorefinery system and determines the minimum 2.1. Process A: production of GVL from the single processing of C6 by
selling price (MSP) of bio-products by considering the manufacture using lignin-derived PG solvent
[22e24]. Unlike the results of environmental assessment, the eco-
nomics of biorefinery are commonly less favorable than those of The PFD of Process A outlines the production of GVL by pro-
petroleum refineries [25,26]. Considering the above, TEA may be cessing of C6 by using lignin-derived PG solvent. Process A can be
more significant than LCA to evaluate the feasibility of biorefinery broken into eight main systems: biomass handling, pretreatment,
system. We conduct TEA study on two strategies for producing GVL, LA production, GVL production, PG production, wastewater treat-
and it can suggest feasible strategy for sustainable GVL production. ment (WWT), heat and electricity generation, and storage (Fig. 1a).
In this work, two processes using different solvents to produce Simulation models of major units for three main systems (LA pro-
GVL from LB are assembled at a large scale. Process A converts C6 by duction, GVL production, and PG production) in the Process A were
using lignin-derived PG solvent. Process B simultaneously pro- developed by using the ASPEN Plus Process Simulator [29]; the
cesses C5 and C6 by using GVL solvent derived from C5 and C6. other systems were designed based on simulation results in pre-
Simulation model for each process is developed based on the vious studies [13,27,28].
experimental data. Then economics of both processes are evaluated LB is shredded in the biomass handling system, then C5 in a
in terms of the unit production cost of GVL, and the major cost liquid mixture (stream 1) is hydrolyzed to xylose with 92.5% molar
contributors are compared in the process by cost breakdown. The yield, in a mixture of 30 wt% CS with dilute 1.1 wt% SA at 463 K and
goal of this study is presenting techno-economic feasibilities of two 12.2 bar in the pretreatment hydrolyzer (R-1, Fig. 1a) [22]. After C5
processes and determining techno-economic bottlenecks of LB- hydrolysis, the resulting stream is sent to the pressure filter (S-2,
based GVL production strategies. This study suggests a new Fig. 1a) to recover insoluble component (C6 and lignin) for the
research direction to increase possibility of commercializing LB- subsequent system (LA production). The solid stream (stream 3,
based GVL production strategy. The following sections cover Fig. 1a) obtained from S-1 is sent to LA production, while the
simulation methods and results for large-scale synthesis and eco- remaining liquid stream containing soluble xylose and SA is sent to
nomic evaluation of two processes for the catalytic production of the separator (S-2, Fig. 1a) for removal of SA by neutralization and
GVL from LB. precipitation using Ca(OH)2. Then, the soluble xylose stream
(stream 4, Fig. 1a) is sold as commercial grade liquor after
2. Methods concentrating up to 460 g/L (40 wt%). C6 is hydrolyzed and dehy-
drated in the aqueous phase reactor (R-2, Fig. 1a) that contains
Two processes for the production of GVL from LB are assembled 28.1 wt% C6 and 0.5 M SA catalyst at 423 K and 35 bar to produce LA
Table 1
Comparison of LCA and TEA studies on biorefinery.
LCA TEA
and formic acid (FA) with 52% molar yields [12]. Insoluble products (0.01%). For PG production, the lignin-rich stream containing 45 wt
that contain 55 wt% lignin and humins (stream 11, Fig. 1a) are % H2O is converted to PG (12.5%) and other trace byproducts
separated from the aqueous mixture by pressure filtration (S-3, (guaiacyl propanol (GP, 13.8%), propyl syringol (PS, 1.3%), and
Fig. 1a) with the addition of H2O (H2O/feed mass ratio ¼ 1.16), then syringyl propanol (SP, 0.3%)) at 4 MPa in a H2-rich environment and
fed to the PG production system. The resulting products in the 473 K with 28% total molar yield over a 0.45 wt% Pt black catalyst in
solubilized stream are fed to the extractor (S-4, Fig. 1a) at 298 K, to a one-pot reactor (R-4, Fig. 1a) that contains 9.1 wt% lignin in
partition 41.1% LA (with 7.5% FA) to the organic (PG) phase in a PG/ aqueous solution [16].
aqueous solution mass ratio ¼ 1 (stream 16, Fig. 1a) for the subse- The resulting aqueous mixture (stream 28, Fig. 1a) that contains
quent system (GVL production); the SA and remaining components 12.6 wt% PG, 15.3 wt% GP, 1.6 wt% PS and 0.4 wt% SP is first sent to
in the aqueous phase (stream 12, Fig. 1a) are returned to the LA pressure filtration (S-5, Fig. 1a) to remove 55 wt% of unconverted
production system. lignin and humins, then fed to a decanter (S-6, Fig. 1a) to remove
LA is hydrogenated over 5 wt% RuSn(1:4)/C catalyst in the most of the SP and GP from the aqueous phase. Thus, a PG-rich
packed bed flow reactor (R-3, Fig. 1a) that contains 10.0 wt% LA in mixture that contains 11 wt% PS is obtained and used internally
PG solution at 453 K and 13.8 bar to produce GVL with 93% molar in the process.
yield [16]. The PG-rich mixture (stream 19, Fig. 1a) that contains
1.7 wt% GVL is sent directly to two distillation columns (D-1: 30-
stage, D-2: 14-stage) in series for purification. PG (stream 21, 2.2. Process B: simultaneous processing of C5 and C6 by using GVL
Fig. 1a) is obtained at the bottom of D-1 at 618 K and 1 bar and is solvent derived from C5 and C6
then recycled to the LA production system. The top liquid stream of
D-1 is further distilled to obtain 99 wt% GVL at the bottom of D-2 at The PFD of Process B (Fig. 1b) outlines the production of GVL
479 K, then sent to product storage (stream 23, Fig. 1a). The distil- from simultaneous processing of C5 and C6 by using GVL solvent
lation top liquid (stream 22, Fig. 1a), consists mainly of H2O and derived from C5 and C6. This process can be broken into six main
other trace byproducts, and is sent to the WWT system. systems: biomass handling, LA production, GVL production, WWT,
Following the GVL production system, PG losses are small heat and electricity generation, and storage. Simulation models of
major units for the two main systems (LA production and GVL
J. Byun, J. Han / Energy 175 (2019) 546e553 549
production) in this process were developed by using the ASPEN 3.1. Overall input-output analysis
Plus Process Simulator [29]; the other systems were designed based
on simulation results in previous studies [13,27,28]. The main systems of the two processes produce GVL and elec-
C5 and C6 are hydrolyzed and dehydrated in a catalytic reactor tricity by processing 2000 t/d of corn stover. Fig. 2 shows the overall
(R-1, Fig. 1b) that contains 16.0 wt% shredded CS and 0.1 M SA input and output balances of the two processes. Apart from the
catalyst in a GVL-H2O (GVL/H2O mass ratio ¼ 4) solution at 443 K to feedstock, the main inputs are H2, SA, and Ca(OH)2; GVL and PG are
produce FF at 56% molar yield, and LA at 61% molar yield [9]. The SA obtained on-site. Requirements for SA (157 t/d) and Ca(OH)2 (57 t/
in the liquid mixture is precipitated by neutralization using d) for Process A are larger than for Process B (20 t/d, 15 t/d), whereas
Ca(OH)2 (S-1, Fig. 1b) and the resulting GVL-rich mixture that H2 requirements for Process B (6 t/d) are larger than for Process A
contains 2.7 wt% LA and 1.4 wt% FF is fed to a dual-catalyst bed (2 t/d).
tubular reactor (R-2, Fig. 1b) that uses Pt3Sn/SiO2 and Amberlyst 70 SA is used as a homogeneous catalyst to convert C6 and C5
catalysts. FF is hydrogenated over Pt3Sn/SiO2 catalyst at 373 K and contents of LB, and Ca(OH)2 is used to separate SA by neutralization
35 bar to produce furfuryl alcohol (FFA) at 90% molar yield, and the and precipitation. Process A sequentially converts C5 and C6 to
produced FFA is hydrolyzed over Amberlyst 70 catalyst at 398 K and xylose and LA by pretreatment and LA production, which require a
35 bar to produce LA at 70% molar yield in a H2-rich environment large amount of SA (157 t/d). Process B simultaneously converts C6
(R-3, Fig. 1b) [9]. The reaction produces a liquid that contains 69 wt and C5 to LA and FF by producing LA that requires a small amount of
% GVL, 18 wt% H2O, 5 wt% humins, 4 wt% LA, 3 wt% lignin, and 1 wt% SA (20 t/d). Input of Ca(OH)2 used for separation of SA is higher for
FA. Process A (57 t/d) than for Process B (15 t/d).
LA in the GVL-rich mixture is hydrogenated over RuSn(1:4)/C H2 requirement for hydrogenation of LB derivatives are lower in
catalyst in a packed bed tubular reactor (R-4, Fig. 1b) containing Process A that utilizes only C6 content than Process B that utilizes C6
5.0 wt% LA in GVL-H2O (GVL/H2O mass ratio ¼ 4) solution at 493 K and C5 contents. In Process A, xylose derived from the C5 content of
and 35 bar to produce GVL at a 99% molar yield. In the hydroge- LB in H2O at low concentration is sent to WWT. This process leads
nation of LA, the requirements for H2 are minimized by using H2 to a major difference of LB derivatives that require H2 for hydro-
produced internally during decomposition of FA. The resulting GVL- genation, and to a difference in the GVL production in processes A
rich mixture contains 19 wt% H2O, 5 wt% humins, 3 wt% lignin, and (98 t/d) and B (375 t/d).
1 wt% CO2, and is sent to three expansion tanks (S-2, Fig. 1b) in Lignin and humins from Process A (1390 t/d) and B (1741 t/d) are
series to remove 99% of the CO2 at the top of tanks. The CO2-free burned to provide the heat required for each process, and excess
stream is then sent to an evaporation tank (S-3, Fig. 1b) to recovery energy is converted to electricity. Process A produces 71 MW (MW)
99% of the GVL and 99.9% of the H2O as a vapor stream from a wet of heat and 21 MW of electricity, and Process B produces 87 MW of
solid stream that contains 55 wt% humins, 33 wt% lignin, and 12 wt heat and 23 MW of electricity.
% GVL. The wet solid stream is sent to pressure filtration (S-4, Both processes require three type of energy (heating, cooling,
Fig. 1b) with addition of H2O (H2O/feed mass ratio ¼ 1.16) to recover and electricity), and details are in Table 2. Heating requirements for
insoluble products that contain 55 wt% lignin and humins; these each process are 137 MW (Process A) and 186 MW (Process B), and
products are burned in the heat- and electricity-generation system. these are required to recover GVL with high purity. Through heat
The aqueous stream that contains 21 wt% GVL is sent to a 16-stage integration, 66 MW (Proces A) and 99 MW (Process B) of heat are
distillation column (D-1, Fig. 1b) to separate and recycle H2O to S-4 recovered from waste heat, and the heating requirements for each
and GVL to R-1. Following evaporation of GVL with some H2O, 96% process are reduced to 52% (71 MW, Process A) and 47% (87 MW,
of the vapor stream is recycled to R-1 and the remaining GVL is sent Process B) of their initial value. After heat integration, the cooling
to a 10-stage distillation column (D-2, Fig. 1b). GVL is obtained at requirements for each process are also reduced to 13% (10MW,
the bottom of D-2 at 477 K and 1 bar and sent to product storage Process A) and 49% (97 MW, Process B) of their initial value.
(stream 18, Fig. 1b); the top liquid stream of D-2 mainly consists of Although the heating and cooling requirements for Process B is
H2O and is sent to the WWT system. significantly larger than that for Process A, the electricity re-
quirements show a different tendency. The result due to the elec-
tricity requirements for pretreatment in Process A.
Energy efficiency is calculated based on energy input (CS and
H2) and energy output (GVL and electricity). Energy inputs of Pro-
3. Results and discussion cess A (362 MW) and Process B (366 MW) are similar, and GVL
production is a major factor in determining the energy efficiency.
In section 3.1, the ASPEN Plus Process Simulator [29] is used to The energy efficiency of Process B (37%) is about three times larger
conduct an overall input-output analysis based on the assembled than that of Process B (13%). Compared to Process A, the effective
process and experimental data to describe mass and energy bal- utilization of C5 of LB in Process B led to this result. Although xylose
ances. Overall energy balance was optimized by using the ASPEN liquor is sold as a byproduct in Process A, the energy content of
Plus Energy Analyzer [31] with the design of a heat exchanger xylose (87.2 MW-equivalent (MWe)) is excluded in this calculation.
network (HEN). In section 3.2, the economic viability of the pro- The concentration process for dilute xylose requiring additional
posed processes was analyzed by using the conceptual process heat energy is not included in the integrated process. To clearly
design approach that has been used in previous studies [13,27,28]. compare the energy efficiency of two processes, we did not
Annualized capital cost (ACC) and operating cost (AOC) were consider the energy content of xylose and heating requirements for
calculated by using ASPEN Plus Economic Analyzer [30] based on xylose concentration.
sizing (or requirements) and costing of equipment units, raw ma-
terials and utilities for each system in the process. Then, the min- 3.2. Cost and revenue analysis
imum selling price of GVL to obtain a zero net present value of the
project lifetime for 30 years was calculated by using a discounted Annualized costs and revenues were calculated for both pro-
cash flow analysis [23]. In section 3.3, several recommendations to cesses, and they were shown in Table 3. Total cost (TC) consists of
further reduce costs of the process were obtained by a sensitivity ACC and AOC. TC is US$ 123.8 million/y for Process A, and US$ 128.1
analysis. million/y for Process B. Although the TCs of two processes are
550 J. Byun, J. Han / Energy 175 (2019) 546e553
Fig. 2. Overall input and output analysis for the two processes.
Total capital cost 41.4 33.5 31.1 24.3 Cost analysis shows the configuration of cost in each process.
List of operating costs ACC/TC is higher in Process A than in Process B, whereas AOC/TC is
Feedstock 59.4 48.0 59.4 46.4
higher in Process B than in Process A. The three parameters (in-
ternal rate of return (IRR), catalyst lifetime, H2 price) that can cause
H2 1.8 1.5 4.2 3.3
the significant difference in ACC and AOC between the both pro-
SA 2.6 2.1 0.3 0.2 cesses are determined by considering cost analysis. The first
Ca(OH)2 2.6 2.1 0.7 0.5 sensitivity analysis is performed to observe their effect on the cost
Catalyst regeneration 0.3 0.2 20.7 16.2
of each process, and it was shown in Table 4.
The IRR is the discount rate that sets the net present value of an
Other variable operating costsa 5.0 4.0 1.9 1.5
investment equal to zero. IRR is used to quantify the attractiveness
Cooling water 0.8 0.6 1.6 1.2 of an investment; 10% was set as the default in this study. When the
Fixed operating costs 9.9 8.0 8.2 6.4 IRR is changed by ±50%, the MSP changed by ± 17% in Process A
Total operating cost 82.4 66.5 97.0 75.7
changed and by ±10% in Process B. Catalyst lifetime effect on the
catalyst regeneration cost accounts for the second-largest portion
Total cost (TC) 123.8 128.1
of the TC of Process B. In this study, 700 h was set as the default, this
Revenue is shorter than an industrial scale operation (2100 h) because im-
GVL income 81.1 65.5 115.4 90.1 purities derived from LB may affect the catalyst, but this effect has
Xylose income 32.3 26.1 e e not been quantified. The change of catalyst lifetime had little effect
Electricity income 10.4 8.4 12.7 9.9 on the MSP for Process A, but causes significant change of MSP for
Total income 123.8 128.1
Process B. When the catalyst lifetime was decreased by 50%, MSP
a
H2O, WWT chemicals, and waste disposal. for Process B increased by 18%, and when the catalyst lifetime was
increased by 50%, the MSP for Process B decreased by 6%. These
changes occur because the use of the homogeneous catalyst (SA) is
y) than in Process A (US$ 82.4 million/y). The feedstock cost (US$
more significant than the use of heterogeneous catalysts in Process
59.4 million/y) is the largest portion of TC (46e48%) in both pro-
A. H2 is used for conversion of LB derivatives to GVL, and US$ 2.1/kg
cesses. The AOC of SA, Ca(OH)2, and other variable operating costs
is set as default H2 price in this study, but the price had little effect
(H2O, WWT chemicals, disposal) is higher in Process A (US$ 10.2
on MSP. When the H2 price was changed by ± 50%, MSP changed by
million/y) than in Process B (US$ 2.9 million/y) due to sequential
± 1% in Process A and ±2% in Process B, because the share of H2 cost
conversion of C5 and C6, but the AOC of H2 and catalyst regeneration
in TC is relatively small.
is significantly higher in Process B (US$ 24.9 million/y) than in
We also consider positive and negative scenarios for each pro-
Process A (US$ 2.1 million/y). Compared with Process A, Process B
cess. In the positive scenario, the MSPs are decreased by 18% (to US$
requires a large amount of precious metal catalysts and H2 to
1.93/kg) for Process A and by 17% (to US$ 0.73/kg) for Process B. In
produce GVL, so total AOC is higher in Process B than in Process A.
the negative scenario, the MSP were increased by 19% (to US$ 2.81/
Total revenue (TR) is obtained by selling GVL, xylose, and elec-
kg) for Process A and by 30% (to US$ 1.14/kg) for Process B. This
tricity. GVL income is calculated from GVL production and MSP to
result shows that changing any of the three parameters does not
equalize TC and TR. MSP of GVL for was US$ 2.36/kg for Process A
reverse the difference in MSPs between the processes. Even if the
and US$ 0.88/kg for Process B. MSP for Process A is in the range of
positive scenario of Process A and the negative scenario of Process B
GVL market price (US$ 1.25e3.88/kg), whereas MSP for Process B is
are compared, the MSP for Process A is 69% larger than that for
lower than the range. In the Process A, xylose obtained after pre-
Process B. The difference is a result of the low productivity of
treatment is sold as liquor containing 40 wt% of xylose. Xylose
Process A. To improve the process economics and overcome
Table 4
Effects of economic parameters on the MSP.
5% (50%) 10% (base) 15% (þ50%) 350 h (50%) 700 h (base) 1050 h (þ50%) US$ 1.1/kg (50%) US$ 2.1/kg (base) US$ 3.2/kg (þ50%)
Process A 1.96 2.36 2.78 2.37 2.36 2.36 2.34 2.36 2.39
Process B 0.80 0.88 0.96 1.04 0.88 0.83 0.86 0.88 0.89
- Positive scenario: US$ 1.93/kg (Process A), US$ 0.73/kg (Process B).
- Negative scenario: US$ 2.81/kg (Process A), US$ 1.14/kg (Process B).
552 J. Byun, J. Han / Energy 175 (2019) 546e553
Author contributions
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