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Anal Bioanal Chem (2011) 401:1475–1484

DOI 10.1007/s00216-011-4946-y

REVIEW

Technical solutions for analysis of grape juice,


must, and wine: the role of infrared
spectroscopy and chemometrics
D. Cozzolino & W. Cynkar & N. Shah & P. Smith

Received: 26 January 2011 / Revised: 15 March 2011 / Accepted: 22 March 2011 / Published online: 5 April 2011
# Springer-Verlag 2011

Abstract Information about constituents of grape juice, chains [1]. Demand for high levels of quality and safety in
must, and wine can be used for management and decision food production obviously requires high standards in
support systems in order to improve, monitor, and adapt quality assurance and process control; satisfying this
grape and wine production to new challenges. Numerous demand in turn requires appropriate analytical tools for
sensors that gather this information are either currently food analysis both during and after production. Desirable
available or in development. Nevertheless there is still a features of such tools include speed, ease-of-use, minimal
need to adapt these sensors to special requirements, for or no sample preparation, and the avoidance of sample
example robustness, calibration and maintenance, operating destruction. These features are characteristic of a range of
costs, duration, sensitivity, and specificity to a particular spectroscopic methods including mid-infrared (MIR) and
application. The sensors commonly used by the wine near-infrared (NIR) spectroscopy [1, 2].
industry are those that are based on mid-infrared (MIR), Food products are mainly composed of water, carbohy-
near-infrared (NIR), visible (VIS) and ultraviolet (UV) drates, proteins, fats, and other constituents that are present
spectroscopy. This article reviews some recent technical at low (mg/100 g) concentrations, for example vitamins and
solutions for analysis of juice, must and wine based on the minerals. All of these components may contribute to the
combination of infrared spectroscopy and chemometrics. shape of the absorbance spectrum obtained in the MIR and
NIR regions, although, in practice, the major components
Keywords Vibrational spectroscopy . Wine . Must . (water, carbohydrates, proteins, fats) dominate because
Near-infrared . Mid-infrared . Authentication . Composition constituents present at concentrations below approximately
0.1% w/w are difficult to detect in water-rich systems [1, 2].
Food heterogeneity results in considerable spectral com-
Introduction plexity and conventional approaches to the use of spectra,
for example, quantitative predictions of major compounds
Public interest in food quality and methods of production may not be applied [1, 2].
has increased significantly in recent decades, due in part to A major advance in the application of spectroscopic
changes in eating habits, consumer behaviour, and the techniques to analysis of food and other commodities has
increased industrialization and globalization of food-supply been in the application of powerful mathematical techni-
ques known collectively as chemometrics [1–4]. Such data
analysis methods enable the extraction of valuable infor-
mation from large and complex data sets and now underpin
Published in the special issue Wine Analysis with Guest Editor Isabelle the application of infrared (IR) spectroscopy in many
Pianet.
analytical fields [1–4].
D. Cozzolino (*) : W. Cynkar : N. Shah : P. Smith Given the complex nature of grape juice, must, and
The Australian Wine Research Institute,
wine, there are many advantages of developing instrumen-
Waite Road, Urrbrae, P.O. Box 197,
Glen Osmond, SA 5064, Australia tal methods to describe, quantify and monitor their
e-mail: Daniel.Cozzolino@awri.com.au composition. However, to be of practical use by the wine
1476 D. Cozzolino et al.

industry, instrumental methods must be objective, cost- There are now a number of dedicated NIR-based alcohol
effective, and provide rapid, reproducible results, with analyzers, and NIR spectroscopy has become one of the
continuous operation. Existing analytical methods for many routine methods for analysis for alcohol [5].
measurement of the composition and quality of wine and This article reviews some of the recent technical
other alcoholic beverages are not adequate for the demands solutions for analysis of grape juice, must, and wine based
of production in a global market, because of their cost and on the combination of IR spectroscopy and chemometrics.
slow turnaround time. Factors such as promptness and low
cost of analysis, minimal sample preparation, and environ-
mentally friendly methods are of paramount importance in Juice compositional analysis
the modern and sustainable wine industry [5–7].
In the last 40 years NIR spectroscopy became one of the Manley and collaborators attempted NIR calibrations for
most attractive and used methods of analysis which enables free amino nitrogen (FAN) in grape must and assessment of
simultaneous, rapid, and non-destructive determination of malolactic fermentation status of wines [8]. Although these
major components in many agriculture-related products and calibrations could not accurately quantify the concentra-
plant materials. Recently, new applications involving the tions of the compounds of interest (malic acid, lactic acid,
determination of other minor compounds in plant materials FAN), a soft independent modelling by class analogy
have been also reported. NIR analysis is characterized by (SIMCA) routine could distinguish between groups of
low molar absorptivities and scattering, which leaves nearly high, medium, and low concentration [8].
effortless evaluation of pure materials [5–7]. The use of an attenuated total-reflectance (ATR) cell
Spectral “signatures” in the MIR region result from the attached to a MIR spectrophotometer to measure juice
fundamental stretching, bending, and rotating vibrations of compositional data was reported by several authors [9, 10].
the sample molecules, whereas NIR spectra result from Analytical values of juice ammonia, yeast assimilable
complex overtones and high-frequency combinations at nitrogen (YAN), and FAN ranged from 0–150 mg L−1,
shorter wavelengths. Spectral peaks in the MIR frequencies 0–300 mg L−1, and 3–384 mg L−1, respectively [9]. The
are often sharper and better resolved than in the NIR coefficient of determination (R2) and the standard error in
domain, the higher overtones (i.e. 1st through 6th) of the cross validation (SECV) reported were 0.79 and
O–H (oxygen–hydrogen), N–H (nitrogen–hydrogen), C–H 28.3 mg L−1 for FAN, 0.92 and 14.8 mg L−1 for ammonia,
(carbon–hydrogen), and S–H (sulfur–hydrogen) bands from and 0.80 and 36.9 mg L−1 for YAN, respectively. The
the MIR wavelengths are still observed in the NIR region, standard error of prediction (SEP) was 36.7 mg L−1 for
although much weaker than the fundamental frequencies in FAN, 17.2 mg L−1 for ammonia, and 42.4 mg L−1 for YAN,
the MIR [5–7]. respectively [9]. The results from this study showed that
Information about constituents of juice, must and wine ATR-MIR spectroscopy is capable of both measuring and
can be used for management and decision support systems monitoring grape juice properties in an industrial situa-
in order to improve, monitor and adapt grape and wine- tion and will have considerable advantages compared
production systems to new challenges. Objective quality with using traditional transmission cells in MIR, because
measures will enable vineyard managers to target required the sample presentation is simple, requiring only 100 μL
quality levels and will allow rewards for quality, in terms of applied on to the ATR crystal [9]. Furthermore, unlike
quality-related grape payment systems where large areas of transmission, the ATR does not require a short-path length
new plantings coming on stream will apply a correction to cell, with inherent problems such as interference fringes
the fruit supply and demand situation, placing further and cell cleaning [9, 10].
urgency on the requirement to determine quality levels. Preys and co-workers found that application of chemo-
The use of NIR spectroscopy in the wine industry dates metric methods, for example orthogonal projection and
back to some early work by Kaffka and Norris [5]. Their experimental design, to the NIR spectra of must can correct
preliminary work was performed on a relatively small for scattering in a turbid media, such as grape must,
number of test samples prepared by standard addition of enabling the use of this technique for fermentation
some of the main components of interest (viz. ethanol, monitoring in a commercial winery [11].
fructose, and tartaric acid) to a red and a white wine. It is The use of FTMIR for quantification of total soluble
well recognized that ethanol in alcoholic beverages has a solids, pH, and titratable acidity in grape must has also
strong NIR absorbance signal, usually second only to that been reported [12] (Table 1). The direct comparison of
of water. However, both accuracy and robustness of NIR and MIR was reported as a rapid method to monitor
calibrations can be limited by matrix variations, particularly glucose, fructose, ethanol, glycerol, total phenolics, total
variations in sugar concentration. Much of the NIR work in anthocyanins, and total flavonoids in red wine during
the wine industry has concentrated on ethanol analysis. fermentation [13].
Technical solutions for analysis of grape juice, must, and wine 1477

Table 1 Novel and recent appli-


cations of IR in grape juice, Sample Application Method IR or NIR range SEP Ref.
must, and wine analysis
Wine Ethyl octanoate (mg L−1) FTNIR 1200–10000 cm−1 0.07 [24]
Ethyl 2-phenylacetate (mg L−1) 0.002
Diethyl succinate (mg L−1) 0.80
Diethyl glutarate (mg L−1) 0.003
2-Phenylethanol mg L−1 4.08
Octanoic acid (mg L−1) 0.28
Hexanoic acid (mg L−1) 0.15
FTNIR, Fourier-transform near Wine Glucose and fructose (g L−1) ATR-MIR [20]
infrared; FTMIR, Fourier- Alcohol (%)
transform mid infrared; Must TSS (°Brix) FTMIR 930–5011 cm−1 0.38 [12]
ATR-MIR, attenuated total- pH 0.05
reflectance mid infrared;
VIS–NIR, visible near infrared; TA (g L−1) 0.49
SEP, standard error of predic- Grape juice YAN ATR-MIR [9]
tion; TSS, total soluble solids; Grape juice TSS (°Brix) VIS–NIR 400–1100 nm 0.35 [51]
TA, titratable acidity; YAN, pH 0.048
yeast assimilable nitrogen

Wine compositional analysis wine routine analysis, samples are analyzed through a
short-path-length transmission cell. The advantage of the
IR spectroscopy has been used to measure several wine transmission cell is that it enables very accurate and
compositional properties, for example alcohol content, pH, reproducible spectroscopic measurements and is easily
volatile acidity, organic acids, malic, tartaric, and lactic temperature controlled [5, 9]. On the other hand, the use
acids, reducing sugars, and sulfur dioxide in red, rose, and of transmission cells has several drawbacks such as filling
white wines [5, 14–17]. Although NIR spectroscopy has and cleaning the cell, variation of sample path length
already found widespread applications in quality control because of window wear, and turbidity of the sample,
and process analysis in the grape and wine industry, among others [9, 20]. Therefore the alternative use of ATR
because NIR absorptions reflects overtone and combination cells combined with MIR makes this an attractive means of
bands, NIR spectra are much less distinct than MIR [5, 17]. sample presentation for wine compositional analysis.
Hence, the increasing use of MIR in wine analysis was of Volatile chemical compounds responsible for the aroma
special interest because of the presence of sharp and of wine are derived from a number of different biochemical
specific absorption bands of some wine constituents [5, and chemical pathways [3]. These chemical compounds are
17]. Dedicated FTMIR instruments (e.g. WineScan, formed during grape berry metabolism, crushing of the
GrapeScan, Microdom) are now available and are used berries, fermentation processes (i.e. yeast and malolactic
extensively in routine analysis of grape juice and wine bacteria), and also from the ageing and storage of wine [3,
samples by the wine industry worldwide [5, 17]. Wine 21]. Not surprisingly, there are a large number of chemical
compositional properties, for example alcohol content, classes of compounds found in wine which are present at
volatile acidity, pH, tartaric acid, lactic acid, glucose plus varying concentrations (ng L−1 to mg L−1), have differing
fructose, polysaccharides, volatile compounds, polyphenols, potencies, and have a broad range of volatilities [21].
and glycerol, have been proposed and implemented for The volatile composition profiles of South African
routine analysis using FTMIR instruments by the industry young cultivar wines were reported by Louw and co-
[14–19]. Figures 1 and 2 show and compare PLS calibration workers [22], who combined chemometrics with Fourier
statistics based on spectra recorded using NIR and MIR transform mid-infrared (FTMIR) to identify compositional
spectroscopy to predict the ethanol content of a set of red trends and to distinguish differences arising from by
and white wine samples. cultivars or wine origin. Reference data were generated
In the last two years new and non-traditional applications using gas chromatography (GC) and analysis of variance
of IR have been reported by several authors. The (ANOVA); principal-components analysis (PCA) and linear
development of sampling accessories attached to a wide discriminant analysis (LDA) were used for discrimination
range of IR spectrophotometers, for example ATR cells, has [22]. Significant differences were found in the volatile
led to major improvements in routine IR analysis, by composition of the cultivar wines, with marked similarities
simplifying sample handling and avoiding measurement in the composition of Pinotage wines and white wines,
problems often found using transmission cells [9, 20]. In specifically for 2-phenylethanol, butyric acid, ethyl acetate,
commercial FTMIR spectrophotometers commonly used in isoamyl acetate, isoamyl alcohol, and isobutyric acid [22].
1478 D. Cozzolino et al.

Fig. 1 Partial least-squares cross validation for measurement of ethanol using near-infrared spectroscopy

The ability of NIR spectroscopy to determine oak types were analysed and calibration models were developed
volatile compounds and levels of ethylphenols in aged red by applying partial least-squares (PLS) regression to GC
wines was also reported [23]. For this purpose 510 wines reference data and NIR spectra. Results from this study
aged with different storage times and in different oak barrel showed that the calibration statistics were very good for all

Fig. 2 Partial least-squares cross validation for measurement of ethanol using mid-infrared spectroscopy
Technical solutions for analysis of grape juice, must, and wine 1479

the compounds analysed (R2 >0.86) both in wines aged in Several enological properties (colour, free and total SO2,
American and French oak barrels, and in “reserva” and total aldehyde, and total phenol) were measured and
“gran reserva” wines [23] (Table 1). correlated with oxygen transmission rate (OTR) and ATR-
Several wines (n=240) belonging to different geographic MIR spectral data using PLS regression [28]. The ATR-
zones and elaborated with one or two varieties were MIR spectra of the wine samples analyzed were able to
analysed and quantified by means of GC. Spectra obtained predict colour (absorbance at 420 nm), free SO2, total SO2,
by NIR were correlated with these values by use of PLS total phenol, total aldehyde, and storage time [28].
regression [24]. The authors concluded that NIR spectros-
copy can be used as an easy and rapid tool to determine
fermentative volatile compounds in aged red wines [24] Monitoring wine fermentation
(Table 1).
Volatile chemical compounds present in commercial Optimized process control is essential to address safety
Riesling wines were measured by GC coupled with selected rules and maintain a commercially viable and sustainable
ion monitoring mass spectrometry and by NIR spectrosco- wine industry. This implies, among other aspects, rapid
py [21]. PLS regression models with full cross validation assessment of the chemical and physical properties of raw
were developed yielding R2 and SECV of 0.74 (SECV: materials (e.g. grape and juice), process streams (e.g.
313.6 μg L−1) for esters, 0.90 (SECV: 20.9 μg L−1) for ferments), and end products (e.g. wine) [5, 29]. Currently,
monoterpenes, and 0.80 (SECV: 1658 μg L−1) for short- many sensors are used in the agro-food industries to assess,
chain fatty acids [21]. monitor, and control composition. These sensors can be
Fourier transform infrared (FTMIR) spectroscopy was divided into physical sensors to monitor temperature,
used for prediction of red wine total antioxidant capacity pressure, flow rate, and humidity or chemical sensors that
(TAC). Full cross-validated PLS predicted TAC values are commonly used to assess conductivity, pH, and sugars
revealed good correlation (r=0.85) and a slope of 0.74; [5, 29, 30].
the prediction error provided by the PLS model was Wine fermentation is a complex process in which grape
consistent with the uncertainty derived from the reference juice is transformed by microbial action into a high-value
method [25]. product, wine [5, 30, 31]. Control of the wine fermentation
The ability of an electronic tongue based on FTMIR process is a very important step during wine production in
spectroscopy as a gustative sensor was assessed by order to accurately and rapidly monitor and control both
emulating the responses of a tasting panel for the gustative substrate conversion (e.g. sugars to ethanol, malic acid to
mouthfeel “tannin amount” [26]. The FTMIR spectra were lactic acid) and product quality [5, 30, 31].
modelled against the sensory responses evaluated in 37 red Several studies report the use of both NIR and MIR
wines using PLS regression models. In order to find the spectroscopy to monitor wine fermentation such as the
wavenumbers most correlated with the sensorial attribute use of telecommunications-grade fibre optics to measure
and thus providing the best predictive models, six ethanol in wines of different grape varieties, the
different variable selection techniques were also tested. measurement of sugar and ethanol using different
The iterative predictor weighting (IPW-PLS) technique fermenter sampling systems and temperature equilibra-
gave the best results (root mean square error of cross tion, comparison of a filter-based NIR instrument with an
validation 0.13) [26]. FTNIR scanning instrument to measure sugars and
In another experiment a set of 39 single cultivar Pinotage ethanol, and the use of ATR-MIR to monitor wine
wines comprising 13 samples with medium to high fermentation [5, 30, 31].
bitterness were analyzed using FTMIR (e.g. WineScan) In recent years, research has been conducted in order to
and high-performance liquid chromatography (HPLC) [27]. assess the potential of VIS–NIR spectroscopy to predict
A trained sensory panel assessed the bitterness intensity of the concentration and monitor the extraction and
15 wines, 13 of which had a bitter taste of medium to high evolution of phenolic compounds during red wine
intensity. Calibration models for classification of wine fermentation in real time [5, 30, 31]. Results showed
samples according to the perception of the bitter taste and that VIS–NIR spectroscopy could predict the concentra-
quantification of the bitterness intensity were calculated by tion of major anthocyanins, for example malvidin-3-
partial least-squares discriminant analysis (PLS-DA) glucoside (R2 =0.91 and SECV= 28.0 mg L−1), pigmented
regression. Both spectral and chemical analysis data polymers (R2 =0.87 and SECV=5.9 mg L−1), and tannins
could discriminate between bitter and control wines with (R 2 = 0.83 and SECV = 131.1 mg L −1 ), in Cabernet
the correct classification rates of 94% and 91%, respec- Sauvignon and Shiraz wines during fermentation [5].
tively [27]. Prediction of the bitterness intensity was also The use of FTMIR and fibre optics to monitor large-scale
possible using FTMIR data [27]. wine fermentations has also been reported [32–34].
1480 D. Cozzolino et al.

The prediction of density and sugars during white wine product recovered from what are normally waste products
fermentation was evaluated using a miniature fibre optic [5, 38, 39].
NIR (800–1050 nm) instrument attached to a 50 mm path Detection of adulteration by traditional analytical meth-
length cell [35]. Both PLS and multiple linear regression ods can be very complex and is often inconclusive. An
(MLR) were used to measure reducing sugars (glucose and authentic food is one which is what it purports to be, in
fructose) with high accuracy [35]. other words one which conforms to the description
Micro-fermentation trials conducted during the 2008 provided by the producer or processor [5, 38, 39].
vintage harvest in the Valtellina (Northern Italy) viticultural Important aspects of this description may relate to the
area were monitored using both NIR and MIR [13]. process history of a product (e.g. fresh meat as opposed to
Samples were also analysed by using chemical methods to frozen meat) or its geographic origin (e.g. Italian olive oil
evaluate sugars (glucose and fructose), alcohols (ethanol produced only from olives grown in Italy) [5, 38, 39].
and glycerol), and phenolic compounds (total phenolics, Although there are numerous reports of the use of IR
total anthocyanins and total flavonoids). The pretreated spectroscopy to authenticate foods, until recently not many
spectral data were processed by applying PCA, PLS published works were found in the literature on the use of
regression, and LDA to spectral data to classify and predict IR spectroscopy to authenticate grape or wine samples. The
sugar content, ethanol, glycerol, and phenolic compounds use of VIS–NIR was investigated to discriminate Riesling
simultaneously during the fermentation stage from initial to and unwooded Chardonnay wines, with accuracy of up to
final phase [13]. LDA results, characterized by a high 95% [40]. Both VIS and NIR spectroscopy combined with
percentage of correct classification (87% and 100% as multivariate analysis were used to classify the geographical
average value in prediction for NIR and MIR spectroscopy, origin of commercial Tempranillo wines from Australia and
respectively), showed that samples belonging to a particular Spain [41]. Wines (n=63) were scanned in the VIS and
fermentation step could be correctly classified. Good NIR regions (400–2500 nm) in a monochromator instru-
calibration models for prediction of the main compositional ment in transmission. PCA, PLS-DA, and LDA based on
changes during alcoholic fermentation were obtained with PCA scores were used to classify Tempranillo wines
both NIR and MIR, suggesting that either instrument could according to their geographical origin [41]. PLS-DA
be used to evaluate online and simultaneously these models correctly classified 100% and 84.7% of the
compounds in red wine [13]. Australian and Spanish Tempranillo wine samples, respec-
Compositional changes occurring during a commercial tively. Additionally, LDA calibration models correctly
red wine fermentation were effectively monitored using classified 72% of the Australian wines and 85% of the
FTMIR spectroscopy and modelled with the aid of two- Spanish wines. These results demonstrated the potential use
dimensional correlation techniques (2D). The application of of VIS and NIR spectroscopy, combined with chemo-
2D spectroscopy showed that the reaction rates for the metrics as a rapid method for classifying Tempranillo wines
conversion of fructose and glucose to alcohol were according to their geographical origin [41]. Figure 3 shows
different, with the latter being more rapid [36, 37]. an example of the PCA scores (PC1 vs PC2) derived from
the MIR spectra of white and red wine samples. A
separation between red and white wine samples can be
Wine authenticity observed.
The combination of FTMIR with 2D IR correlation
Food adulteration has been practiced since biblical times spectroscopy was used to analyze the main components of
but has become more sophisticated in the recent past. Foods red wine samples with different sugar contents and
or ingredients most likely to be targets for adulteration volatilization residues of dry red wine from different
include those which are of high-value, or are subject to the manufactures [42]. The second derivative IR spectra of
unpredictable changes of weather during their growth or red wine show the typical peaks of alcohol, whereas the
harvesting. The practice of adulteration arises for two main spectra of sweet wine are composed of the peaks of both
reasons: first it can be profitable, and, second, adulterants alcohol and sugar, and the contribution of sugar is enhanced
can be easily mixed and are subsequently difficult to detect with increasing sugar content [42]. Using PCA as pre-
[5, 38, 39]. processing method, dry and sweet wine samples can be
Verification of authenticity of wine products has become classified correctly. Analysis of the MIR spectra of the dry
a potential application of IR spectroscopy methods. red wine samples from five different manufacturers indi-
Adulteration can take many forms, including the addition cates that glycerol, carboxylic acids, or esters can be
of sugars, acids, volatile compounds, over-dilution of identified to discriminate the different manufacturers and
concentrate, addition of juices/wines of other fruits, use of evaluate the quality of wine samples [42]. The results
concentrate in a “fresh” product, and use of low quality suggested that IR spectroscopy combined with 2D IR
Technical solutions for analysis of grape juice, must, and wine 1481

The discrimination of Greek wines of three different


varieties (Agiorgitiko, Xinomavro, and Merlot) using ATR-
MIR was reported [44]. The authors reported that the MIR
region between 1800 and 900 cm−1 was used to fingerprint
wines on the basis of grape variety [43]. The authentication
of Australian organic and non organic wines using MIR
spectra [45] and Sauvignon Blanc wines from Australia
and New Zealand using NIR and MIR was also reported
[46].
The use of 2D correlation spectroscopy and MIR was
used to discriminate between dry and sweet red wine
samples [47]. The results showed that 2D correlation is
useful for quantitative evaluation of the similarity among
the wine samples and their corresponding 2D correlation
spectra [47].
Single-bounce micro ATR-MIR combined with multi-
variate and artificial neural networks (ANN) data analysis
has been used to determine the adulteration of selected red
Fig. 3 Score plot of the first two principal components used to
discriminate wine samples analysed by mid-infrared spectroscopy (red wines with industrial grade glycerol [48]. The results from
label = red wines; black label = white wines) this study on the classification of glycerol adulterants in the
different brands of red wine samples analyzed resulted in
classification accuracy in the range between 94% and 98%
correlation spectroscopy is an effective method for analysis [48]. The authors also reported that ATR-MIR could
and classification of red wine samples [42] (Table 2). determine the presence of industrial glycerol in red wine
Several instrumental techniques, including NIR and UV– at a detection limit of 1% [48].
visible spectroscopy, headspace-mass-based artificial nose
and voltammetric artificial tongue, combined with chemo-
metric pattern recognition techniques, were applied and In-bottle measurement
compared in addressing authentication of wine samples
from the same Italian oenological region, according to An ideal method for determination of the chemical
grape variety [43]. In the study, 59 certified samples composition of wine in a routine manufacturing schedule
belonging to the Barbera d’Alba and Dolcetto d’Alba should be non-invasive, non-destructive, and rapid to
appellations and collected from the same vintage (2007) ensure timely processing of the food being analyzed [5,
were analyzed [43]. The instrumental responses, after 49]. Classical univariate spectroscopy methods in the ultra
proper data pre-processing, were used as fingerprints of violet (UV) and VIS regions of the electromagnetic
the characteristics of the samples [43]. The results from this spectrum require physical separation of the constituent of
study showed that both NIR and UV–visible have the best interest from the matrix, usually by dissolution in a solvent.
classification and predictive ability (range 91.7% to 100%) NIR spectroscopy combined with chemometrics offers the
compared with the artificial nose and tongue [43]. advantages of simplicity of sample presentation, the

Table 2 Application of infrared (IR) and chemometric methods for wine authenticity and traceability

Application Method Chemometric method Ref.

Italian red wines NIR, VIS, and UV transmission PCA, LDA [43]
Greek red wines ATR-MIR Spectrum matching [44]
Australian and New Zealand Sauvignon Blanc wines NIR transmission PCA, PLS-DA, SIMCA [46]
Organic and non-organic wines MIR transmission PCA, LDA [45]
Dry and sweet wines MIR transmission PCA, 2D IR [42]

MIR, mid-infrared; NIR, near-infrared; ATR-MIR, attenuated total-reflectance mid-infrared; PCA, principal-components analysis; LDA, linear
discriminant analysis; PLS-DA, discriminant partial least-squares
1482 D. Cozzolino et al.

speed of collection of the information (spectra) and low some fundamental specifications, for example wavelength
cost [5, 49]. (wavenumber) scanning range, wavelength data point
In NIR short wavelengths (700–1600 nm) the spectrum interval (number of absorption data points), noise,
has less intense peaks and can tolerate longer path lengths stability, and measurement time and the type of sample
(5–30 mm) but yields poor spectral resolution, whereas to be analysed or the application.
peaks in longer wavelength regions (>1500 nm) are more However, one of the main factors that determine the type
intense and require short optical path length but provide of instrument to be selected is the type of the measurement
better spectral resolution [50]. to be conducted. This will be highly dependant on the
Glass is transparent to NIR radiation—a property that nature of the sample matrix (e.g. grape juice, must, ferment,
has enabled the pharmaceutical industry to use NIR to or wine), and the concentration and nature of the chemical
analyse liquids through the bottle in order to determine constituents that we want to measure.
moisture in lyophilized sucrose through intact glass vials Instruments for industrial applications should provide
and for real-time monitoring in solid-phase synthesis of a a simple operational method to collect, store, and retrieve
resin-bound alcohol. It has also been used to analyze Sufu, data, and instrument-control software that performs
beer, and whisky, non-destructively, in their point of sale diagnostic checks.
containers [5, 49]. Combining both the VIS and NIR One of the most important critical aspects of the
regions in one instrument provides a vast improvement in development of IR spectroscopy is the need for appropriate
instrumental, sampling, and analytical efficiency [5, 49]. training, for example routine analyses can be performed by
New commercially available spectrophotometers (e.g. analysts with a high school education, although knowledge
diode-array instruments) with simple sample presentation of the chemistry of the sample material will be useful.
extend this potential for at/on-line applications. Although However, calibration development is, by far, the critical
these results are promising, the authors believe that this aspect that requires a high level of expertise, particularly in
type of instrument or sample presentation can be used only chemometrics or multivariate data analysis in order to make
as an indicative rather than a quantitative analytical tool to an application successful.
monitor a process, because of limitations in analytical Together these technologies will change the efficiency of
accuracy. It is expected that future development of such laboratories and the range of data they can produce. There
applications will provide the wine industry with a very fast is, however, a need to change the way of transfer and
and non-destructive method to monitor composition or communication of the information generated by this
changes and to detect unwanted problems (e.g. oxidation) methods. These new technologies will require a new
in bottled wine before retail sale, and provide a rapid means approach to analysis and a change of attitude by viticultu-
of qualitative rather than quantitative analysis [5, 49]. rists, winemakers, and others in the industry. This shift
needs to move away from the classical idea of wine
chemical data being discreet numbers reflecting what has
Critical aspects and limitations of IR methods happened, to a model in which it can be seen as a dynamic
picture in which change itself is vital information which
As a fast and easy-to-operate technique, IR spectroscopy triggers a process (E. Wilkes, personal communication).
has already gained wide industrial acceptance for routine
wine analysis. Considering the continuing improvements in
hardware and software design, and the analytical require- Conclusions
ments of real-time or multi-variable analysis by modern
industry, it is expected that in the near future IR During the past 30 years an increasing number of
spectroscopy will progressively become a routine method applications have been investigated and used in viticultural
for process monitoring and process control. Several critical and oenological studies. However, the use of IR spectros-
aspects and limitations, for example instrument availability, copy in the alcoholic beverage industry is still in its infancy.
type of application, understanding of the technology might, From analysis of the scattered information available it
however, be acting as barriers for adoption of IR technol- seems that IR spectroscopy has been applied in different
ogies by the wine industry. steps during the production of wine.
There are currently over 65 companies that manufacture The potential of vibrational spectroscopy (MIR and NIR)
IR spectrophotometer instruments in a variety of formats has been investigated for many applications in the grape
including bench top, on-line, and portable instruments. and wine industry. Perhaps the most comprehensively
Selection of a suitable IR spectrophotometer instrument for examined area is that of wine composition, where MIR
purchase is important. For example, in considering and NIR methods have been used for analysis at all
purchase of a spectrophotometer, it is necessary to define stages throughout the winemaking process, from charac-
Technical solutions for analysis of grape juice, must, and wine 1483

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analysis. The potential savings, reduction in time and cost of
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have positioned rapid instrumental techniques as extremely 19. Boulet JC, Doco T, Roger JM (2007) Chemometr Intell Lab Sys
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44:181–186
technique for the grape and wine industry that will provide 21. Smyth HE, Cozzolino D, Cynkar W, Dambergs RG, Sefton M,
an inexpensive and rapid method of analysis. Further, the Gishen M (2008) Anal Bioanal Chem 390:1911–1916
technology offers the exciting prospect of potentially 22. Louw L, Roux K, Tredoux A, Tomic O, Naes T, Nieuwoudt HH,
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enabling the development of small-scale, inexpensive,
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portable hand-held instruments, which would be of a great Chem 119:823–828
benefit to the whole supply chain of the industry. As the 24. Lorenzo C, Garde-Cerdan T, Pedroza MA, Alonso GL, Salinas
technology of IR spectroscopic instrumentation and chemo- MR (2009) Food Res Int 42:1281–1286
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growers and winemakers through their investment body the Grape and 30. Cozzolino D, Parker M, Dambergs RG, Herderich M, Gishen M
Wine Research and Development Corporation, with matching funds (2006) Biotech Bioeng 95:1101–1107
from the Australian government. The work was conducted by The 31. Gishen M, Dambergs RG, Cozzolino D (2005) Aust J Grape Wine
Australian Wine Research Institute. Res 11:296–305
32. Zeaiter M, Roger JM, Bellon-Maurel V (2006) Chemometr Intell
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