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Geotechnical Engineering I
Geotechnical Engineering I
GEOTECHNICAL ENGINEERING 1
Geotechnical Engineering 1 1
Introduction to Geotechnical Engineering
1. Geotechnical engineering is a speciality of Civil
Engineering which deals with the properties,
behaviour and use of soil and rock in engineering
works.
2. Geotechnical engineering is the design and
construction of structures that are founded in soil
and rocks
3. Geotechnical engineering is the art of burying
success
Geotechnical Engineering 1 2
Origin of geotechnical engineering
Based on the emphasis and the nature of study in the
area of geotechnical engineering, the time span
extending from 1700 to 1927 can be divided into four
major periods (Skempton, 1985):
1. Pre-classical (1700 to 1776 A.D.)
2. Classical soil mechanics—Phase I (1776 to 1856 A.D.)
3. Classical soil mechanics—Phase II (1856 to 1910
A.D.)
4. Modern soil mechanics (1910 to 1927 A.D.)
Geotechnical Engineering 1 3
1. Pre-classical era (1700 to 1776 A.D)
This period concentrated on studies relating to natural
slope and unit weights of various types of soils as well
as the semi-empirical earth pressure theories.
In 1717 a French royal engineer, Henri Gautier (1660 –
1737), studied the natural slopes of soils when tipped
in a heap for formulating the design procedures of
retaining walls.
The natural slope is what we now refer to as the angle
of repose.
According to this study, the natural slopes of clean dry
sand and ordinary earth were 31° and 45°, respectively.
Geotechnical Engineering 1 4
In 1729, Bernard Forest de Belidor (1694 –1761)
published a textbook for military and civil engineers in
France.
In the book, he proposed a theory for lateral earth
pressure on retaining walls
He also specified a soil classification system in the
manner shown in the following table.
A French Engineer Jean Rodolphe Perronet (1708–
1794), studied slope stability around 1769 and
distinguished between intact ground and fills
Geotechnical Engineering 1 5
Belidor soil classification system
Geotechnical Engineering 1 6
2. Classical Soil Mechanics—Phase I
(1776 –1856)
Most of the developments in the area of geotechnical
engineering came from engineers and scientists in
France in this era.
In 1776, French scientist Charles Augustin Coulomb
(1736 –1806) used the principles of calculus for maxima
and minima to determine the true position of the sliding
surface in soil behind a retaining wall.
In this analysis, Coulomb used the laws of friction and
cohesion for solid bodies.
Geotechnical Engineering 1 7
In 1820, special cases of Coulomb’s work were studied
by French engineer Jacques Frederic Francais (1775–
1833) and by French applied-mechanics professor
Claude Louis Marie Henri Navier (1785–1836).
These special cases related to inclined backfills and
backfills supporting surcharge.
In 1840, Jean Victor Poncelet (1788–1867), an army
engineer and professor of mechanics, extended
Coulomb’s theory by providing a graphical method for
determining the magnitude of lateral earth pressure
on vertical and inclined retaining walls with arbitrarily
broken polygonal ground surfaces.
Poncelet was also the firs to use the symbol 𝜑 for soil
friction angle.
Geotechnical Engineering 1 8
He also provided the first ultimate bearing-capacity
theory for shallow foundations.
In 1846, Alexandre Collin (1808–1890), an engineer,
provided the details for deep slips in clay slopes,
cutting, and embankments.
Collin theorized that, in all cases, the failure takes
place when the mobilized cohesion exceeds the existin
cohesion of the soil.
He also observed that the actual failure surfaces could
be approximated as arcs of cycloids.
Geotechnical Engineering 1 9
The end of Phase I of the classical soil mechanics
period is generally marked by the year (1857) of the
first publication by William John Macquorn Rankine
(1820 –1872), a professor of civil engineering at the
University of Glasgow.
This study provided a notable theory on earth pressure
and equilibrium of earth masses.
Rankine’s theory is a simplification of Coulomb’s
theory
Geotechnical Engineering 1 10
3. Classical Soil Mechanics—Phase II
(1856 –1910)
Several experimental results from laboratory tests on
sand appeared in the literature in this phase.
French engineer Henri Philibert Gaspard Darcy (1803–
1858) published a study in 1856 on the permeability of
sand filters.
Based on those tests, Darcy define the term coefficient
of permeability (or hydraulic conductivity) of soil, a
very useful parameter in geotechnical engineering to
this day.
Geotechnical Engineering 1 11
Sir George Howard Darwin (1845–1912 conducted
laboratory tests to determine the overturning moment
on a hinged wall retaining sand in loose and dense states
of compaction.
In 1885 by Joseph Valentin Boussinesq (1842–1929),
was the development of the theory of stress
distribution under loaded bearing areas in a
homogeneous, semiinfinite, elastic, and isotropic
medium.
In 1887,Osborne Reynolds (1842–1912) demonstrated
the phenomenon of dilatency in sand.
John Clibborn (1847–1938) and John Stuart Beresford
(1845–1925) studied on the flow of water through sand
bed and uplift pressure
Geotechnical Engineering 1 12
4. Modern soil mechanics (1910 –
1927)
In this period, results of research conducted on clays
were published in which the fundamental properties
and parameters of clay were established.
The most notable publications are given in the
following table
Geotechnical Engineering 1 13
Important studies on clay 1920-1927
Investigator Year Topics
Albert Mauritz 1911 Consistency of soil that is: liquid,
Atterberg (1846-1916), plastic and shrinkage limits
Sweden
Jean Frontard (1884- 1914 Double shear tests (undrained)
1962), France in clay under constant vertical
load
Arthur Langtry Bell 1915 Lateral pressure and resistance of
(1874- 1956), England clay; Bearing capacity of clay,
Shear box test for measuring
undrained shear strength using
undisturbed specimen
Wolmar Fellenius 1918, 1926 Slip circle analysis of saturated
(1876- 19570), Sweden clay slopes
Karl Terzaghi (1883– 1925 Theory of consolidation for clays
Geotechnical Engineering 1 14
1963), Austria
4. Modern Geotechnical Engineering post 1927
The publication of
Erdbaumechanik auf
Bodenphysikalisher
Grundlage by Karl
Terzaghi in 1925 gave
birth to a new era in the
development of soil
mechanics.
Karl Terzaghi is known
as the leader of modern
geotechnical
engineering.
Karl Terzaghi (1883 -1963)
Geotechnical Engineering 1 15
The first conference of the International Society of Soil
Mechanics and Foundation Engineering (ISSMFE) was
held at Harvard University in 1936 with Karl Terzaghi
presiding.
It was through the inspiration and guidance of
Terzaghi over the preceding quarter-century that
papers were brought to that conference covering a
wide range of topics such as:
i. shear strength
ii. effective stress
iii. in situ testing
Geotechnical Engineering 1 16
i. Cone penetrometer test
ii. Consolidation settlement
iii. Elastic stress distribution
iv. Preloading for soil improvement
v. Frost action, expansive clays
vi. arching
vii. theory of earth pressure
viii. earthquakes
Geotechnical Engineering 1 17
Geotechnical Engineering I – Course outline
Content
1 Lateral earth pressure
2 Slope stability
3 Geosynthetics
Geotechnical Engineering 1 18
Geotechnical Engineering I – References
1. Das, B. M. “Fundamentals of Geotechnical Engineering.” Chris
Carson ISBN-13: 978-0-495-29572-3.
2. Das B.M. and Sobhan. “Principles of Geotechnical Engineering. 8th
Edition.” CRC. New york.
3. Craig, R.F and Knappett J.A. 2012. “Craig’s soil mechanics”
4. Singh, A 2014.“Modern geotechnical engineering”CSBS, New Delhi
5. Whitlow, R. “Basic soil mechanics .” Addison Wesley Longman
Limited. Essex
6. Koerner,R. “Designing with geosynthetics.” Prentice Hall. New Jersey
Geotechnical Engineering 1 19
1. Lateral Earth Pressure
1.1 Soil mechanics review
1.2 Earth Pressure
1.3 Gravity retaining walls
1.4 Sheet retaining walls
1.5 Braced excavations
1.6 Structural design of reinforced concrete
retaining walls
Geotechnical Engineering 1 20
Lateral Earth pressure
Earth retaining structures are an essential part of civil
engineering. They are designed to prevent lateral soil
movements which are caused by lateral earth pressure.
These include:
Basements
Soldier piles
Cantilever walls
Gravity walls
Soil nails
Sheet pile walls
Geotechnical Engineering 1 21
Basements
Geotechnical Engineering 1 22
Basements
Soldier piles
Geotechnical Engineering 1 23
Retaining walls
Geotechnical Engineering 1 24
Sheet pile walls
Geotechnical Engineering 1 25
Course objectives
The objective of this course is to introduce participants
to:
Advanced analysis of lateral earth pressures
The various earth retention systems, their
applicability, limitations and design
Geotechnical Engineering 1 26
Course outcomes
On completing this course participants should be able
to:
Identify the types, advantages and disadvantages of
the different earth retaining systems (e.g gravity
structures, piles e.t.c)
Quantify the lateral earth pressures associated with
different earth retaining systems
Select the most technically appropriate type of
retaining wall for a given project based on a clear
understanding of the different available systems.
Geotechnical Engineering 1 27
1.1 Soil mechanics review
Geotechnical Engineering 1 28
Soil mechanics review
Soils are aggregates of mineral particles, and together
with air and/or water in the void spaces, they form
three-phase systems.
A large portion of the earth’s surface is covered by
soils, and they are widely used as construction
and foundation materials.
Soil mechanics is the branch of engineering that
deals with the engineering properties of soils and their
behavior under stress.
Geotechnical Engineering 1 29
Soil mechanics review
For engineering purposes, soil is defined as the
uncemented aggregate of mineral grains and decayed
organic matter (solid particles) with liquid and gas in the
empty spaces between the solid particles
Civil engineers must study the properties of soil, such as its
origin, grain-size distribution, ability to drain water,
compressibility, shear strength, and load-bearing capacity.
It includes the application of the principles of soil
mechanics and rock mechanics to the design of
foundations, retaining structures, and earth structures.
Geotechnical Engineering 1 30
1.1 Soil mechanics review
1.1.1 Soil behaviour is complex:
1. Soil behaviour is anisotropic
2. Multi phase system
3. Non- homogenous
4. Non linear stress/strain response
5. Stress is history dependant
Geotechnical Engineering 1 31
1.1.2 Complexity gives rise to the importance of:
1. Lab tests
2. Field tests
3. Factor of safety
Geotechnical Engineering 1 32
b) Particle size distribution
Sieve/Mechanical analysis or Gradation test
Hydrometer analysis for smaller than 0.075mm
Geotechnical Engineering 1 33
1.1.4 Effect of particle size
Gravels, Sands Silt Clay
1. High strength 1. Lower strength 1. Lowest strength
2. High modulus 2. Lower modulus 2. Lowest modulus
3. High permeability 3. Lower permeability 3. Lowest permeability
4. Granular 4. Granular 4. Non granular
5. Cohesionless 5. Cohesionless 5. Cohesive
6. Effect of water 6. Effect of water 6. Effect of water very
unimportant important important
Geotechnical Engineering 1 34
Typical bulk densities for soils
Geotechnical Engineering 1 35
Soil strength
Soil strength is measured in terms of shear resistance –
shear strength
Shear resistance is developed on the soil particle
contacts
Failure occurs when the normal stress and the shear
stress reach some limiting combination
The limiting shear stress (soil strength) is given by:
Ʈ = C + σn tanΦ
Geotechnical Engineering 1 36
Where:
C – Cohesion
A property exhibited in fine grained soils (clays and
silts), which is the result of atomic attractive forces
between soil particles
Geotechnical Engineering 1 37
𝜎𝑛 = Normal stress on the failure plane at failure
𝜑 = Angle of internal friction; It is most pronounced in
cohesionless soils (sands and gravels) and approaches
zero in soft cohesive soils such as soft clay
The strength of soil sheared under drained conditions CD
is described with the effective stress strength
parameters:
𝝉 = 𝒄 + 𝝈′𝒏 𝒕𝒂𝒏𝝋
Geotechnical Engineering 1 39
Earth Pressure
The two pressure systems in the earth’s surface are the
earth pressure and the water pressure.
Water pressure distribution:
Water pressure is the same in all directions since it is a
liquid. The vertical stress at a point inside water is the
same as the horizontal stress at that location.
𝜎ℎ = 𝜎𝑣 = 𝛾𝑤 𝑧
𝝈𝒗
𝝈𝒉
Geotechnical Engineering 1 40
Lateral pressure
a)The pressure exerted by the soil against an engineering
structure or acting on a surface of surrounding soil mass
is called earth pressure.
b)Lateral pressure is caused by lateral stresses in soil.
The ratio between the lateral and vertical effective
stress is defined as coefficient of earth pressure,k
c)Magnitude and distribution of lateral pressure is
Important in designing structures below ground level.
Geotechnical Engineering 1 41
Geotechnical Engineering 1 42
Geotechnical Engineering 1 43
Geotechnical Engineering 1 44
Earth pressure at rest
𝝈𝒗
z
𝝈𝒉
Geotechnical Engineering 1 45
Lateral earth pressure at Rest
The vertical stress at any depth z is 𝜎𝑣 = 𝑞 + 𝛾𝑧
The corresponding horizontal stress 𝜎ℎ = 𝑘𝑜 𝜎𝑣 + 𝑢
Where u = water pressure
q
𝑘𝑜 𝑞
𝝈𝒗
1
z
2
H 𝝈𝒉 P1
H/2 P2
H/3
𝑘𝑜 (𝑞 + 𝛾𝐻)
Geotechnical Engineering 1 46
Estimating Ko
For:
1. normally consolidated clays and granular soils;
2. Coarse grained soils
𝑘𝑜 = 1 − 𝑠𝑖𝑛𝜑
For fine grained normally consolidated soils
𝑘𝑜 = 0.44+0.42( PI% / 100)
Geotechnical Engineering 1 47
Typical values of Ko
Soil 𝒌𝒐
Dense sand 0.35
Loose sand 0.6
Normally consolidated clays 0.5 – 0.6
Clay, OCR = 3.5 1.0
Clay, OCR = 20 2.8
Geotechnical Engineering 1 48
Active/ Passive Earth Pressure
By definition active or passive earth pressure
Wall moves
Wall moves away
towards soil
from soil
Geotechnical Engineering 1 49
Active Earth Pressure in granular soils
𝜎𝑣 = 𝛾𝑧
Initially there is no lateral movement;
𝜎ℎ = 𝑘𝑜 𝜎𝑣 = 𝑘𝑜 𝛾𝑧
As the wall moves away from the soil:
𝜎𝑣 remains the same
𝜎ℎ decreases till failure occurs (active state)
n.g.l
𝝈𝒗
Z
𝝈𝒉
Geotechnical Engineering 1 50
Rankine analysis
Rankine derived the lateral pressures in a soil deposit
assuming it to be in a state of plastic equilibrium
The state of stress along the interface between the soil
(i.e backfill) and the retaining structure (wall) is
assumed identical with the stress state within the soil
mass away from the wall
In other words the presence of the wall does not
modify the state of stress in its vicinity and the state
remains as if the soil mass were semi-infinite,
homogenous and isotropic
Geotechnical Engineering 1 51
Rankine analysis
For this condition to be satisfied only a vertical wall
with a smooth back with no friction or adhesion on the
soil wall interface supporting a cohesion-less soil with
a horizontal backfill surface is considered
Geotechnical Engineering 1 52
Rankine’s theory: Active Earth Pressure
(in granular soils)
Consider a soil mass at a depth z behind a smooth
vertical wall supporting a cohesionless backfill with a
horizontal surface in level with the top of wall, the
vertical pressure on the element is 𝜎𝑣 = 𝛾𝑧
Let the wall move away from the wall so that a state of
plastic equilibrium is reached in the soil mass. The
horizontal pressure reaches a minimum value called
the active pressure Pa which relates to 𝜎𝑣 as follows
𝜎ℎ = 𝑝𝑎 = 𝑘𝑎 𝜎𝑣 = 𝑘𝑎 𝛾𝑧
Geotechnical Engineering 1 53
Rankine’s theory: Active Earth Pressure
(in granular soils)
Where 𝑘𝑎 is the coefficient of active pressure
As the backfill surcharge is horizontal there can be no
lateral transfer of weight and no shear stresses exist on
horizontal and vertical planes
The vertical and horizontal stresses 𝜎𝑣 and 𝜎ℎ are
therefore principal stresses, the former 𝜎𝑣 being the
major principal stress 𝜎1 and the later being the
minor 𝜎3
Geotechnical Engineering 1 54
Rankine’s theory: Active Earth
Pressure (in granular soils)
𝝈𝒉,𝒂𝒄𝒕𝒊𝒗𝒆 = 𝒌𝒂𝝈𝒗
1 − 𝑠𝑖𝑛𝜑 2
𝜑
𝑘𝑎 = = 𝑡𝑎𝑛 (45 − )
1 + 𝑠𝑖𝑛𝜑 2
𝝋
𝝈𝒉 𝝈𝒗 𝝈
Geotechnical Engineering 1 55
Active earth pressure in cohesive soils
Follow the same steps as for granular soils
The main difference is that c is not equal to 0
𝜎ℎ,𝑎𝑐𝑡𝑖𝑣𝑒 = 𝑘𝑎 𝜎𝑣 − 2𝑐 𝑘𝑎
If there is a tension crack, the depth of tension crack
2𝑐
𝑧𝑐 =
𝛾 𝑘𝑎
Geotechnical Engineering 1 56
a) Effect of uniform surcharge
If a uniformly distributed surcharge pressure of
intensity q per unit area acts over the entire surface of
the soil mass, the vertical pressure 𝜎𝑣 is increased to
𝛾𝑧 + 𝑞 which causes an additional lateral pressure of a
uniform intensity kaq behind the wall
The total additional pressure due to the surcharge is
thus kaqH acting at mid height H/2
Geotechnical Engineering 1 57
b) Effect of stratum change
If the backfill is stratified such that ka and 𝛾 are not
constant with depth, the pressure will not increase
linearly but will change abruptly at the strata
interfaces
The pressure distribution is obtained by using
appropriate values of ka for each strata
For a particular layer the weight of the overlying layers
is considered as a surcharge
Geotechnical Engineering 1 58
c) Effect of submergence
For a submerged backfill ka is applied to the effective
vertical pressure only
The effective active pressure distribution is computed
on the basis of bulk unit weight 𝛾 above the water
table and 𝛾 ′ below the water table
The net water pressure below the water table must be
added to the active pressure to obtain the total
horizontal pressure
Geotechnical Engineering 1 59
Passive earth pressure in granular
soils
Initially soil in in Ko state
As the wall moves towards the soil
𝝈𝒗 remains the same
𝝈𝒉 increases till failure occurs
n.g.l
𝝈𝒗
z
𝝈𝒉
Geotechnical Engineering 1 60
Rankine’s theory: Passive Earth
Pressure (in granular soils)
𝝈𝒉,𝒑𝒂𝒔𝒔𝒊𝒗𝒆 = 𝒌𝒑𝝈𝒗
1 + 𝑠𝑖𝑛𝜑 2
𝜑
𝑘𝑝 = = 𝑡𝑎𝑛 (45 + )
1 − 𝑠𝑖𝑛𝜑 2
𝝋
𝝈𝒉 𝝈𝒗 𝝈
Geotechnical Engineering 1 61
Passive earth pressure in cohesive
soils
Follow the same steps for granular soils
The only difference is that c is not equal to zero.
Everything else is the same as for granular soils
𝜎ℎ,𝑝𝑎𝑠𝑠𝑖𝑣𝑒 = 𝑘𝑝 𝜎𝑣 + 2𝑐 𝑘𝑝
Geotechnical Engineering 1 62
Summary of computation of lateral
pressure in soil
In the case where there is no groundwater:
𝜎𝑣 = density of soil x depth = 𝛾𝑧
𝜎ℎ = lateral earth press. Coeff x density of soil x depth
= 𝑘𝛾𝑧There are three lateral earth pressure
coefficients, K:
Active earth pressure coefficient, 𝑘𝑎
Passive earth pressure coefficient, 𝑘𝑝
Lateral earth pressure coefficient at rest, 𝑘𝑜
Geotechnical Engineering 1 63
Earth Pressure distribution
Pa and Pp are the resultant active and passive thrusts on
n.g.l
the wall
D
𝑃𝑝 = 0.5𝑘𝑝𝛾𝐷 2
𝑘𝑝𝛾𝐷 𝑘𝑎 𝛾𝐻
Geotechnical Engineering 1 64
Summary of Rankine’s earth
pressure theory
𝝈𝒉,𝒂𝒄𝒕𝒊𝒗𝒆 = 𝒌𝒂𝝈𝒗 − 𝟐𝑪 𝒌𝒂
𝝈𝒉,𝒑𝒂𝒔𝒔𝒊𝒗𝒆 = 𝒌𝒑 𝝈𝒗 − 𝟐𝑪 𝒌𝒑
Geotechnical Engineering 1 65
Example:
1. An 8m high retaining wall retains a soil comprised of
two 4m thick layers with the following properties:
Upper layer- c= 10 kPa, 𝜑=18o, 𝛾= 18kN/m3
Lower layer- c = 0KPa, 𝜑=35o, 𝛾= 18kN/m3
a) For a surface load of 50 Kpa, determine the active
force and its distance from the base of the wall
50kPa
C=10, 𝝋= 18, 𝜸 = 18 4m
Geotechnical Engineering 1 66
b) Assume that the water table is located 2m below the
ground surface. The saturated unit weight of both layers
is 19.5 KN/m3
50 KPa
C=10, 𝝋 = 18, 𝜸 = 18
4m
𝜸 = 19.5 KN/m3 2m
C = 0, 𝝋 = 35, 𝜸 =19.5
4m
Geotechnical Engineering 1 67
Rankine’s theory: Special cases
Sloping ground surface
Where the ground surface is sloping, the vertical stress
at a given depth will have a value of:
𝝈𝒗 = 𝜸𝒛 − 𝒖 𝒄𝒐𝒔𝜷
The lateral earth pressure against a smooth vertical wall
is assumed to act parallel to the ground surface
Active Pressure 𝜎ℎ𝑎 = 𝑘𝑎 𝜎𝑣 𝑐𝑜𝑠𝛽
Passive Pressure 𝜎ℎ𝑝 = 𝑘𝑝 𝜎𝑣 𝑐𝑜𝑠𝛽
𝑐𝑜𝑠𝛽− 𝑐𝑜𝑠2𝛽−𝑐𝑜𝑠2𝜑
Where 𝑘𝑎 =
𝑐𝑜𝑠𝛽+ 𝑐𝑜𝑠2𝛽−𝑐𝑜𝑠2𝜑
Geotechnical Engineering 1 68
𝑐𝑜𝑠𝛽 + 𝑐𝑜𝑠 2 𝛽 − 𝑐𝑜𝑠 2 𝜑
𝑘𝑎 =
𝑐𝑜𝑠𝛽 − 𝑐𝑜𝑠 2 𝛽 − 𝑐𝑜𝑠 2 𝜑
Geotechnical Engineering 1 69
Example A retaining wall of 5m height retains a sloping
backfill with 𝛽 (the angle of the sloping ground with
horizontal ) = 20 deg. The properties of the backfill are:
C = OKPa, 𝝋=35deg. 𝜸=17KN/m3
Geotechnical Engineering 1 70
1.3 Gravity retaining wall
Geotechnical Engineering 1 71
Gravity Retaining Walls
Types of conventional retaining walls
1. Gravity retaining structures- Stability depends on the
self weight of the wall.
2. Semi gravity retaining structures- minimum amount
of reinforcement may be used in the wall to reduce the
size of the wall.
3. Cantilever retaining walls – Reinforced concrete is
used in wall design with thin stem and slab base.
Relatively economical for design.
Geotechnical Engineering 1 72
n.g.l
b) Semi- gravity wall
n.g.l
n.g.l
a) Gravity wall
stem
heel
toe
Face of wall
counterfort
a) Counterfort walls
Geotechnical Engineering 1 74
Gravity retaining walls-design
consideration
Primary modes of failure are:
1. Sliding along base (translation)
2. Overturning about the toe
3. Bearing failure of supporting base
4. Excessive settlement
5. Overall failure of wall and soil
Geotechnical Engineering 1 75
1. Sliding
𝐹𝑅
𝐹= > 1.5
𝐹𝑆
Where :𝐹𝑅 = 𝑉𝑡𝑎𝑛𝜎𝑏 + 𝐶𝑏 𝐵 + 𝑃𝑝
𝐹𝑆 = 𝑃𝑎ℎ
𝝈 = Interface / Soil – concrete friction angle =(½ to 2/3) φ
Cb = (½ to 2/3)C
𝑃𝑃 + 𝑊𝑖 𝑡𝑎𝑛𝜎
𝐹𝑠𝑙𝑖𝑑𝑖𝑛𝑔 =
𝑃𝑎ℎ
𝝈= Interface / Soil – concrete friction angle = (½ to 2/3) 𝛗
𝑃𝑝 = 0.5𝑘𝑝𝛾𝐷2
𝑃𝑎ℎ = 0.5𝑘𝑎 𝛾𝐷2
Geotechnical Engineering 1 76
2. Overturning
𝑀𝑅
𝐹𝑂𝑆 = >2
𝑀𝑂
MR – Resisting moment
Mo – Overturning moment
𝑃𝑝𝐷/3 + 𝑊𝑖 𝑥𝑖
𝐹𝑜𝑣𝑒𝑟𝑡𝑢𝑟𝑛𝑖𝑛𝑔 =
𝑃𝑎ℎ 𝐻/3
Safety against overturning about toe for sloping ground
𝑃𝑝𝐷/3 + 𝑊𝑖 𝑥𝑖 + 𝑃𝑎𝑣 𝐵
𝐹𝑜𝑣𝑒𝑟𝑡𝑢𝑟𝑛𝑖𝑛𝑔 =
𝑃𝑎ℎ 𝐻/3
Geotechnical Engineering 1 77
Location of resultant from toe can be determined as
𝑃𝑎𝑣 + 𝑊𝑖 𝑥 = 𝑀𝑅 − 𝑀𝑂
𝑀𝑅 − 𝑀𝑂
𝑥=
𝑃𝑎𝑣 + 𝑊𝑖
Geotechnical Engineering 1 78
3. Bearing failure
2+ 2
𝑅= 𝑃𝑎𝑣 + 𝑊𝑖 𝑃𝑎ℎ − 𝑃𝑝
𝐵
𝑒= −𝑥
2
𝑄 6𝑒 𝑃𝑎𝑣 + 𝑊𝑖 6𝑒
𝑞𝑚𝑎𝑥 = 1+ = (1 + )
𝐵 𝐵 𝐵 𝐵
𝑄 6𝑒 𝑃𝑎𝑣 + 𝑊𝑖 6𝑒
𝑞𝑚𝑖𝑛 = 1− = (1 − )
𝐵 𝐵 𝐵 𝐵
Geotechnical Engineering 1 79
4. Excessive settlement
May occur if weak soil is located below foundation
within 1.5 times foundation width
5. Overall failure
Refer to section on slope stability
Geotechnical Engineering 1 80
Example 1: Determine the maximum and minimum pressures
under the base of the cantilever retaining wall detailed in the
following diagram and the factor of safety against sliding. The
appropriate shear strength parameters for the soil are c= 0, and
𝜑= 40deg. and the unit weight 𝛾= 17KN/m3. The water table is
below the base of the wall. Take 𝜎= 30deg. on the base of the
wall. There is an imposed surcharge of 40KPa behind the wall.
0.3m 40KPa
1.75m
5.4m
0.4m
3m
Geotechnical Engineering 1 81
Example 2: The cross-section of a cantilever retaining wall is
shown below. Calculate the factors of safety with respect to
overturning, sliding and bearing capacity
0.5m
o
10
𝜸= 18KN/m3
𝝋= 30deg 6m
C1 = 0
1.5m
0.7m 0.7m
𝜸= 19KN/m3
0.7m 0.7m 2.6m 𝝋= 20deg
C1 = 40KN/m2
Geotechnical Engineering 1 82
Example 3: Details of a gravity retaining wall are given in the figure below.
Given that the unit weight of the concrete material is 24kN/m 3. The unit weight
of the soil backfill is 18kN/m 3 and the design values of the shear strength are c =
0kPa and = 33o . The value of between the wall and backfill foundation is
26o. The pressure on the foundation soil should not exceed 250 kN/m2 . Is the
design of the wall adequate?
Geotechnical Engineering 1 83
Design considerations
The selection of the appropriate wall type depends on
many factors that include:
1. Soil and groundwater conditions
2. Height and ground topography
3. Availability of suitable fill material
4. Construction constraints (space, access , equipment,
specialist techniques available
5. Environment- (appearance and impact during
construction)
6. Ground movements and their effects on adjacent
structures
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7. Underground obstruction and services
8. Design life and maintenance requirements
9. Cost
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4. Check overturning stability; the resultant force should
act within the middle third of the base of the wall.
5. Check bearing pressure; maximum earth pressure on
the wall base should be less than the allowable earth
pressure regarding bearing capacity or permissible
settlement
6. Check sliding; horizontal frictional resisting force on
the base of the wall should be at least 1.5times the
horizontal driving
7. Check for excessive settlements from deeper soil
deposits
8. Check the overall stability of the earth mass that
contains the retaining structure.
Geotechnical Engineering 1 86
9. Apply load factors and compute reactions, shears and
moments in the wall
10. Compute the ultimate strength of the structural
components
11. Check adequacy of structural components against
applied factored forces and moments
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Retaining wall design proportioning –
cantilever retaining wall
1. (a) Top width of stem (a): 0.25m 0.4m
n.g.l 1
Bottom width of stem(b):H/12 to
H/10
1
Toe width (c): base thickness/2`to
48 H base thickness
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Retaining wall design: Proportioning-
Gravity retaining wall
2. (a) Stem top width (a) = 0.3m to H/12
(n.g.l)
Stem bottom width (f) = H/10 to H/6
1
48 Depth of base (b) = H/8 to H/6
Geotechnical Engineering 1 89
Retaining wall design proportioning
– counterfort or buttress
3.
0.3m (min)
0.3m (min)
H
S= 0.3 to 0.5H
B= 0.5 to 0.7H
Geotechnical Engineering 1 90
Drainage consideration
Accumulation of rain water in the backfill results in its
saturation, and thus a considerable increase in the
earth pressure acting on the wall
Two methods to fix this problem are:
a) Provision of weep holes with or without geotextile on
the back-face of wall
b) Perforated pipe draining system with filter
Geotechnical Engineering 1 91
Weep
Filter Perforated pipe
hole
material
Filter material
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Geotechnical Engineering 1 95
Drainage consideration- Weep
holes
They should have a minimum diameter of 10cm and
should be adequately spaced depending on the backfill
material.
Geotextile material or a thin layer of some other filter
may be used on the backface of the wall for the full
height in order to avoid the back fill material entering
the weep holes and eventually clogging them
Geotechnical Engineering 1 96
Drainage consideration –
perforated pipes
Perforated pipes: these are provided horizontally along
the backface of wall at the bottom of stem. The filter
material around the perforated pipe should satisfy the
following requirements:
Condition 1: The soil to be protected should not wash
into the filter
D15 Filter <5
D85 Backfill
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Condition 2:
Excessive hydraulic pressure head is not created in the
soil due to low permeability
D15 Filter >4
D15 Backfill
Other considerations:
D50 Filter < 25
D50 backfill
D15 Filter < 20
D15 Backfill
These equations are used to select the filter material
Geotechnical Engineering 1 98
Wall settlements
Immediate settlement in granular soil
Consolidation settlement in cohesive soils
Differential settlement
Heel settlement is larger when there is substantial
increase in backfill
Toe settlements are produced by lateral earth pressure.
To minimise toe settlements ground may be
strengthened using sand piles, rock columns, grouting
or structural piles
Geotechnical Engineering 1 99
Differential settlements along the length of wall may
produce cracks in the wall. This can be watched during
construction itself and preemptive action may be taken
such as ensuring proper compaction of the ground.
Direction of
wall movenent
Excavation
Active pressure
Passive pressure
𝝈𝒗 Wall frictionless-
𝝈𝒉 principal stresses are
vertical and horizontal
x
d
Point of rotation
Active
Passive
Active Passive
𝜎ℎ = 𝑘𝑎 𝛾(𝑋 + 𝐻)
PA1
𝜎ℎ = 𝑘𝑝𝛾𝑋 𝜎ℎ = 𝑘𝑝𝛾(𝑋 + 𝐻)
PP 1
PP 2
PA2
𝜎ℎ = 𝑘𝑝𝛾(𝐷 + 𝐻)
𝜎ℎ = 𝑘𝑎 𝛾𝐷
Pa
H+D D
Pp1 3
D/3
Pp2
𝑘𝑝 𝛾𝐷
Geotechnical Engineering 1 𝑘𝑎 𝛾(𝐻 + 𝐷) 119
Analysis of cantilever sheet piles-
procedure
Select a point O arbitrary
Calculate the active and passive earth pressures
Calculate the pore water pressure
Determine the depth by summing points about O
Determine d=1.2 to 1.3 do
Calculate R by summing forces horizontally over the
depth (H+do)
Determine net passive resistance between d and d o
Check that R is greater than the net passive resistance
Penetration depth, d
Approximate penetration depth of sheet piling
RELATIVE DENSITY DEPTH, D
Very loose 2.0 H
Loose 1.5 H
Firm 1.0 H
Dense 0.75 H
𝜎𝑣 = 𝜎𝑠 + 𝛾𝑧
𝜎ℎ = 𝑘𝑎 (𝜎𝑠 + 𝛾𝑧)
`Sheet wall
Strut
B
Z
0.50Z
0.75Z
C
D
0.25Z
0.3m
𝛾=19KN/m3
1.8m 𝜑=25deg.
Cu/𝜎=0.24
1.8m
1.8m
0.4m
6m
Geotechnical Engineering 1 135
Figure: Base
heave Stability
Natural Artificial
Compound slip
Translational slip
d. Overloading
i) By natural causes
• Weight of precipitation (e.g rains, snow)
• Accumulation of materials because of past landslides
ii) By human activity
• Construction of fill
• Buildings and other overloads at the crest
• Water leakage in culverts, water pipes and sewers
d) Changes in structure
Stress release
Structural degradation
Wet Sand
Angle of repose
Material densities
Material strengths
Geotechnical Engineering 1 185
Procedure for estimating stability
There are 3 steps in estimating stability:
1. Estimate disturbing forces
The components are:
Gravity acting on body of soil
Super imposed loads if any
Seepage force due to water flow if any
Earthquake forces ( not dealt with in this course)
T = Tf
F
Geotechnical Engineering 1 187
3. Select the appropriate analysis – Limit state
equilibrium
• Determines the overall stability of the sliding mass
•Method is used to analyse various potential failure
surfaces to determine which has the lowest F
This method of analysis is generally not sensitive to the
chosen shape of failure surface
•A circular arc is chosen because it is the simplest to
analyse and is sufficiently accurate
T = Cu/F
L
F = R 2 Cu𝜃……..(4)
Wx
= Resisting Moment
Disturbing Moment
O
𝜃𝑐
R yc
dt
Pw Zc
Wt
F = Cu R 2𝜃𝑐 (π /180)
Wtdt + 0.5𝜸𝒘 zc 2yc
Cu = 40KN/m2
𝜸=18.5KN/m3
5m x1 = 6.54m
R X2 =5.86m
6.7m Q yc
R
w pw
x zc
10m
10m
10m
10m
10m
Qc
R
O
12.1m
3.5m 89.5
8m
4.5mW
T
N
F– factor of safety
W– Weight of soil mass( densitysoil x area of slice(Lxb)
𝜶– Angle at slice base
c’ – soil cohesion
b- width of slice
H- Height of slice
z- height of water level
g- density of water
𝝋– Angle of internal friction of soil
F’- assumed safety factor
52o
48m
2
17.5m 1
F = (5)
(1)
2. Chemical stabilisation
Lime stabilisation
Lime-fly ash stabilisation
Cement stabilisation
Asphalt stabilisation
Waste by-products (kiln,dust e.tc)
1.2m
2
3) Vertical and horizontal spacing of nails S xS < 4m
v h
50KPa
L =13.3m
C= 42Kpa
9m 𝜸=18.8KN/m3
𝝋= 𝟐𝟓𝒐
Fs = 1.5
Chart 1
Geotechnical Engineering 1 319
4. Determine the horizontal force P that must be resisted by the geosynthetic
layers:
ii. If
Where:
ptest = burst pressure of the geosythetic at failure (kPa)
p’ = stress on geotextile (kPa)
da = average stone diameter (mm)
Volume versus area design charts for liquid containment ponds with side
slopes 3H: 1V
Double liner with geonet leak Double liner with geonet leak
detection between liners detection between liners and
soil covering