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Every producer and user of paints is familiar with binders that are
Publication Date: April 1, 1997 | doi: 10.1021/bk-1997-0663.ch010
The System
It is hard to imagine that there are more complex systems than solvent based
paints, yet there are: water based paints. In water based paints, one not only
combines the non-miscible components, such as binder and pigment, but also
suspends them in a medium they are not compatible with: water. On all relevant
interfaces, surface active agents should be present. This is already the situation for
a simple, model-like paint, without additives like anti-skin, anti-foam and
anti-wrinkling agents (the latter two of which are also very surface active), leaving
water based paints little less than small miracles. Using the proper combination of
binder and pigment as well as the right (and not too many) additives, it is possible.
One precondition is that the surfactant will have to stay on the interface it
was meant for. This sounds logical, but examples of surfactant migration from
water / resin interface to water / pigment interface are numerous. These alterations
invariably result in flocculation of at least one of the two dispersed phases. In this
context, a possible cosolvent can also be regarded as a surfactant. For example,
butyl diglycol has an affinity (hydrophilic/lipophilic balance, HLB) towards water /
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The Film
The process of film formation of water based paints is governed by three physico-
chemical principles:
alkyd emulsions can be explained by the properties of the two systems (Table I)
together with the guiding principles discussed above.
M , (g/Mol) 5
10 - 10 6
2000 - 8000
binder-viscosity 'high' 'low'
T (°C)
g -37 =» +104 .90 => -30 >
because of its high surface tension, water is trying to adopt a form in which the
surface-to-volume ratio is as small as possible. The high viscosity of the polymer
at the interface is preventing this. When all the water has evaporated out of the
film, the well known polyhedric structure of the polymeric particles remains. From
this moment on autohesion has to take place: interfacial diffusion of polymeric
chains occurs to obtain a continuous and homogeneous film. The interdiffusion
process is only driven by cohesive energy between the diffusing polymeric chains.
Capillary forces do not play a role any more.
In describing polymeric particles that are dispersed in water, two phases are
very often distinguished (<5). It is energetically favourable i f hydrophilic parts of
the resins are in contact with the surrounding water. Hydrophobic material, on the
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other hand, does not want to be in contact with the water. These preferences are
the reason why a dispersed polymeric particle can be described as a hydrophilic
shell surrounding the hydrophobic core. It is known that the core-shell structure,
Publication Date: April 1, 1997 | doi: 10.1021/bk-1997-0663.ch010
time later, but the main point is that alkyd chains can merge on a molecular scale
and acrylic can not.
Basically, film formation in a water based paint is based upon the one
Publication Date: April 1, 1997 | doi: 10.1021/bk-1997-0663.ch010
mm
flow freely, in contrast to the
pigment, it is essential that
flocculation of the resin precedes
that of the pigment. Both
problems are solved automatically
if the resin particles can be
deformed into hexagons, i.e., with
alkyd emulsions. In hexagons,
capillary forces are greater than HEXAGONS SPHERES
in closed packed spheres, see
Figure 1. Capillary forces in hexagons.
Figure 1.
These forces aid in
flocculation and force the water out at the same time. Hard spheres like acrylic or
styrene/acrylic particles (i.e., when no coalescing aid is used) and/or pigment
particles do not have these capillary flocculation aids, and hence will remain
available for covering by the resin. This inhibits film formation and raises the
apparent pigment volume concentration (PVC). For this reason especially in blends
of alkyd and acrylic resins, the normal calculation rules for P V C are by definition
not valid.
What happens next is completely different from what happens in a
conventional alkyd paint. During film formation in a conventional paint, the
polarity of the continuous phase does not change at all, going from solvent to
alkyd. During film formation in a water based alkyd paint, the continuous phase
changes from highly polar (water) to virtually non-polar (resin). The behavior of
the pigment particle will have to be adjusted likewise, mostly within several
minutes. This means that its surface will have to exhibit a somewhat
"schizophrenic" behavior, which can be accomplished either by two surface active
agents, or by one with more than two affinities. One could introduce the
expressions "alkydophilic" and "pigmentophilic", next to the term hydrophilic.
Such a product is the adduct of polyethylene glycol and an acid functionality to
linseed oil. There are numerous ways of producing such an product. A n example is
D S M Resins' Urad DD518. This additive is shown in Figure 2.
Due to its oily nature
(DD518 is based on linseed oil) r 3 C H
Dispersing Pigments
In fact, three processes precede a proper pigment dispersion: grinding the particles,
wetting them with continuous phase, and covering them with stabilizer to prevent
flocculation. This is the case for solvent borne as well as for waterborne paints.
Grinding the Particles. In fact, there is very little to be said about this. The
same equipment can be used for water based paints, provided that it is stainless
steel. Cowles-type mills can be used for pigment pastes that already incorporate
the rheology modifiers that have proven in the past to be essential for water based
paints. The structure should be the right balance between short and creamy
(created by cellulose-type thickeners) and long like in a traditional alkyd (created
by some associative thickeners like Acrysol 1020). In fact, a long structure can be
obtained by any additive that dissolves in the water phase and has a relatively low
molecular weight.
Since the particle size and its distribution are far more important in water
based paints than in their solvent borne equivalents, pearl mills are recommended
for making paints with alkyd emulsions. Also, temperature is under greater control
due to the short duration of the process. This is essential since many of the wetting
and dispersing agents are in fact nonionic surfactants that have a cloud point,
above which they lose their affinity towards water.
Wetting the Surface. During the grinding process, pigment / pigment as well as
pigment / air interfaces will have to be replaced by the pigment / water interface.
Following the laws governing total surface tension, the (normally high) surface
tension of the water phase will have to be lowered. The optimal grind additives
should have moderate water solubility, a high molecular weight, and a high
affinity toward the pigment. In this way it can be assured that there will be almost
no agent in the water phase, yielding low foaming systems even with anionic
stabilization mechanisms. If foam problems occur, the selection of alternative
wetting and dispersing agents is to be preferred above the use of antifoam
additives.
When antifoaming agents are used, the types that base their activity on
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incompatibility (Foamex 810, 815, 825 from Tego) or the ones based on acetylenic
diols (Surfynol range by Air Products) are preferred. Silicone based antifoams like
Surfynol DF58 require, by definition, an anti-cratering agent. Proper ones tested in
Publication Date: April 1, 1997 | doi: 10.1021/bk-1997-0663.ch010
alkyd emulsion based paints are Byk 348 and Surfynol 420.
Some Formulations
Using the knowledge gathered thus far, we can have a closer look at some very
basic formulations, shown below (Table II).
Glossy exterior coating. As is the case with solvent based alkyds, the preferred
type is an alkyd with a high level of fatty acid modification, to make it
hydrophobic. In this case, the fatty acid modification is based on soybean oil. The
water is then added to the wetting and dispersing agent, and after inversion, an
opalescent solution of the DD518 A Z in water is obtained. Adding amines or
alkaline material like Tamol 731 will make the solution clear, but this will
increase the water solubility and hence create foam problems. The use of heat will
simplify this procedure. Since most proper grinding additives are stabilized in a
combined nonionic/anionic fashion, tap water is typically not a problem.
Overheating can be, though, since most grinding agents have cloud points.
To this solution, the pigment is added. As common with practical
formulations, part of the pigment can be replaced by carbonates, silicates and/or
other extenders for cost reasons. Grinding is best done in a pearl mill, but
adjusting the structure of the mill base (i.e., removing water, adding a rheology
modifier from the letdown, or using a dissolver disc) is another alternative. To
lower the surface tension and to make brush-cleaning easier, a nonionic surfactant
should be added. After adding a suitable anti-foam agent (Foamex 810), the
millbase can be ground. To this grind, the letdown, a clear varnish, is added. The
most critical point in this clear varnish is the drier. Past drying problems have
originated in hydrolysis of the binder. This is often catalyzed by the pigment
surface, on which it is adsorbed. Cobalt hydroxide, the drier in alkyds that
promotes free-radical crosslinking, then remains inactive on the pigment surface. It
can not be denied that hydrolysis of the binder also takes place to some extent, but
this can be prevented by the right choice of ingredients.
Replacing phthalic anhydride by isophtalic acid is a well-known and very
effective example. Nevertheless, it can be shown that fatty acids (the cross linking
"anchors") are split off the alkyd. Only three fatty acids per alkyd molecule are
needed to ensure a three-dimensional network. It can be calculated that there are
approximately six fatty acids per alkyd chain, so hydrolysis of only 5 % of the
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fatty acids, as has been found to be the maximum, does not present a problem. The
best way of avoiding hydrolysis of both binder and drier is to adjust the pH to 7.
Publication Date: April 1, 1997 | doi: 10.1021/bk-1997-0663.ch010
The loss of "drying" in clear varnishes is much lower than that observed in
pigmented white paints. This suggests that the pigment can be held partly
responsible for this phenomenon. Upon addition of more drier soaps to the
pigmented coatings, the drying problem is significantly reduced; this is a clear sign
that the pigment inactivates the drier. Indeed, cobalt hydroxide can be found on the
surface of these non-drying paints. When a pigment with the wrong surface and
surface area is used, the drier can be deactivated very quickly. This is shown in
Figure 3, where the effect of pigment on the Beck-Koller drying stages (tack-free)
and (touch-dry) is shown.
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Publication Date: April 1, 1997 | doi: 10.1021/bk-1997-0663.ch010
Note Above: Not only is the surface area different, but there is also a
change in the loading amounts. The pigment leading to loss of drying (small
surface area) is coated with aluminium- and zirconium oxides, whereas the other
one is coated with aluminum and silicium. At present, the general understanding
(Sachtleben, Kronos) is that the presence of over 0.5 % of silicium oxide on the
surface will greatly improve the drying stability.
From a performance point of view, there is not much difference with its
solvent borne counterpart. Gloss values of 70 and 95 units at 20° and 60° angles,
respectively are the rule rather than the exception. Also, in terms of water and
water vapor permeability, the alkyd emulsion closely resembles the solvent borne
alkyd. This permeability has been measured in several ways:
Method 1. A 20 g beach ball was coated with 100 μπι of paint, after which it was
submerged in water. The weight gain after 100 hours was measured in grams.
Method 3. A detached film was placed over a cup filled with water at known
relative humidity (RH). The film was placed with the paint / substrate interface
2
down. The weight loss of the cup was measured in grams / m / 24 hours.
pigment paste is added to a clear varnish. The only difference is in the oil length
of the alkyd. As might be expected for an interior paint, the alkyd used is only 40
% in oil and chain stopped with benzoic acid. To ensure a good compatibility with
the alkyd, the wetting/dispersing agent has been replaced by Disperbyk 190, which
will also improves the resistance to dark yellowing properties. This and other
properties are listed on the next page (Table V and Table VI):
Table V I clearly stipulates the typical difference between a paint based on
an alkyd emulsion and one based on a polymer dispersion, as have been discussed
in the section on film formation.
Open time. A second effect of the dissolved material is that it tends to "keep
water in". This means that the inversion process is delayed and without typical
open time additives, like propylene glycol, 15 minute time delays can be reached.
Due to the high molecular weight and the fact that freezing point depression works
on a molecular rather than a weight basis, this dissolved material does not yield
adequate protection towards freezing. If a high freeze-thaw stability is required,
one must add solvent.
Number of paint 16 3 6 4
systems involved
Number of painted
substrates, disapproved
by panel on:
chalking 10 8 11 35
crack in paint 39 30 23 21
blisters 5 5 4 5
Yellowing. A n alkyd remains an alkyd, even when it is put in water. This means
that there will always be some yellowing, since the yellowing can be seen as a
"derailment" of the drying process. The only alkyds that do not yellow (and smell)
are the ones that do not dry. It is therefore strongly recommended to compare the
alkyd with a solvent borne alkyd instead of with an acrylic waterborne system.
When alkyd emulsions are used, special care should be taken with respect
to the presence of amines. Although some suppliers (a.o. D S M Resins) do not use
amines to neutralize the emulsions, amines and ammonia can "sneak in" the paint
formulation, even after application. Many problems have occurred when the
trimming of a room was done with an alkyd emulsion and the walls and ceiling
were treated with a latex, containing high amounts of ammonia. The two
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behind that of a solvent borne alkyd. The main reason for this is the plasticizing
action of the hydrophilic part of the emulsifier, mostly polyethylene oxide. This
part, especially when there is some hydration, has a very low T For this reason,
g
Acknowledgment.
Literature Cited.
1. Coleman, C.M.; Graf, J. Painter, P.C.: Specific Interactions and the Miscibility
of Polymer Blends; Technomic Publishing Co. Inc.: Lancaster-Basel, 1991.
2. Van Krevelen, D.W. Properties of Polymers; lsevier Sc. Publ. Comp:
Amsterdam, 1990.
3. Lyklema, J. Fundamentals of Interface and Colloid Science; Academic Press
Inc.: San Diego, CA, 1991; Vol. 1.
4. Patton, T.C. A Rheological Approach to Coating and Ink Technology; John
Wiley & Sons: New York, 1979.
5. Van Tent, A . Turbidity Study of the Process of Film Formation of Polymer
Particles in Drying Thin Films of Acrylic Latices; Thesis, University of Delft, The
Netherlands.
6. Van der Kolk, C.E.M.; Kruijt, R.; De Rouville, E.A. JOCCA. 1993 vol. 7, 280.
7. Becher, P. Encyclopedia of Emulsion Technology; Marcel Dekker Inc.: New
York, 1983, Vol. 1.
8. Hjort, Stefan. Department of Building Materials, Chalmers University of
Gothenburg, Sweden. Presented at the Asia-Pacific Conference in Coatings
Technology, Singapore, April, 1995.