You are on page 1of 29

Status: Approved Confidential Document id: DBAB586251 e Page 1 (29)

(1

,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV


0 0 0 76 7 7 7 7/ 7/

(1 
2ULJLQDO PDQXDO
Status: Approved Confidential Document id: DBAB586251 e Page 2 (29)

7DEOH RI FRQWHQWV
(1

'HVFULSWLRQ  
&RPSRQHQWV  
1DPH 3ODWH  
)XQFWLRQ  
0XOWLSDVV  
,GHQWL¿FDWLRQ RI SODWH VLGH  

,QVWDOODWLRQ  
%HIRUH LQVWDOODWLRQ  
5HTXLUHPHQWV  
/LIWLQJ  
5DLVLQJ  

2SHUDWLRQ  
6WDUWXS  
8QLW LQ RSHUDWLRQ  
6KXWGRZQ  

0DLQWHQDQFH  
&OHDQLQJ ± 1RQSURGXFW VLGH  
2SHQLQJ  
0DQXDO FOHDQLQJ RI RSHQHG XQLWV  
&ORVLQJ  
3UHVVXUH WHVW DIWHU PDLQWHQDQFH  
5HJDVNHWLQJ  

+RZ WR FRQWDFW $OID /DYDO


&RQWDFW GHWDLOV IRU DOO FRXQWULHV DUH
FRQWLQXDOO\ XSGDWHG RQ RXU ZHEVLWH
3OHDVH YLVLW ZZZDOIDODYDOFRP WR DFFHVV WKH LQIRUPDWLRQ GLUHFWO\

‹ $OID /DYDO &RUSRUDWH $%


7KLV GRFXPHQW DQG LWV FRQWHQWV LV RZQHG E\ $OID /DYDO &RUSRUDWH $% DQG SURWHFWHG E\ ODZV JRYHUQLQJ LQWHOOHFWXDO SURSHUW\ DQG
WKHUHWR UHODWHG ULJKWV ,W LV WKH UHVSRQVLELOLW\ RI WKH XVHU RI WKLV GRFXPHQW WR FRPSO\ ZLWK DOO DSSOLFDEOH LQWHOOHFWXDO SURSHUW\ ODZV
:LWKRXW OLPLWLQJ DQ\ ULJKWV UHODWHG WR WKLV GRFXPHQW QR SDUW RI WKLV GRFXPHQW PD\ EH FRSLHG UHSURGXFHG RU WUDQVPLWWHG LQ DQ\
IRUP RU E\ DQ\ PHDQV HOHFWURQLF PHFKDQLFDO SKRWRFRS\LQJ UHFRUGLQJ RU RWKHUZLVH  RU IRU DQ\ SXUSRVH ZLWKRXW WKH H[SUHVVHG
SHUPLVVLRQ RI $OID /DYDO &RUSRUDWH $% $OID /DYDO &RUSRUDWH $% ZLOO HQIRUFH LWV ULJKWV UHODWHG WR WKLV GRFXPHQW WR WKH IXOOHVW
H[WHQW RI WKH ODZ LQFOXGLQJ WKH VHHNLQJ RI FULPLQDO SURVHFXWLRQ

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 3 (29)

3UHIDFH

3UHIDFH
7KLV PDQXDO SURYLGHV LQIRUPDWLRQ QHHGHG WR LQVWDOO RSHUDWH 1RWH
DQG FDUU\ RXW PDLQWHQDQFH RI WKH 3ODWH +HDW ([FKDQJHU 127( LQGLFDWHV D SRWHQWLDOO\ KD]DUGRXV VLWXDWLRQ
3+(  WKDW LI QRW DYRLGHG PD\ UHVXOW LQ SURSHUW\ GDPDJH

6DIHW\ FRQVLGHUDWLRQV
7KH 3ODWH +HDW ([FKDQJHU VKDOO EH XVHG DQG PDLQWDLQHG 3+( GUDZLQJV
LQ DFFRUGDQFH ZLWK $OID /DYDO¶V LQVWUXFWLRQV LQ WKLV PDQXDO 3+( GUDZLQJV PHQWLRQHG LQ WKH PDQXDO LV WKH GUDZLQJV
)DXOW\ KDQGOLQJ RI WKH 3ODWH +HDW ([FKDQJHU PD\ UHVXOW LQFOXGHG LQ WKH GHOLYHU\ RI WKH 3ODWH +HDW ([FKDQJHU
LQ VHULRXV FRQVHTXHQFHV ZLWK LQMXULHV RQ SHUVRQV DQGRU
SURSHUW\ GDPDJH $OID /DYDO ZLOO QRW DFFHSW UHVSRQVLELOLW\ :DUUDQW\ FRQGLWLRQV
IRU DQ\ GDPDJH RU LQMXU\ UHVXOWHG IURP QRW IROORZLQJ WKH 7KH ZDUUDQW\ FRQGLWLRQV DUH XVXDOO\ LQFOXGHG LQ WKH VLJQHG
LQVWUXFWLRQV LQ WKLV PDQXDO VDOHV FRQWUDFW SULRU WR WKH RUGHU RI WKH GHOLYHUHG 3+(
$OWHUQDWLYHO\ WKH ZDUUDQW\ FRQGLWLRQV LV LQFOXGHG LQ WKH VDOHV
7KH 3ODWH +HDW ([FKDQJHU VKDOO EH XVHG LQ DFFRUGDQFH RIIHU GRFXPHQWDWLRQ RU ZLWK D UHIHUHQFH WR WKH GRFXPHQW
ZLWK WKH VSHFL¿HG FRQ¿JXUDWLRQ RI PDWHULDO PHGLD W\SHV VSHFLI\LQJ WKH YDOLG FRQGLWLRQV ,I IDXOWV RFFXU GXULQJ WKH
WHPSHUDWXUHV DQG SUHVVXUH IRU WKH VSHFL¿F 3ODWH +HDW VSHFL¿HG ZDUUDQW\ SHULRG DOZD\V FRQVXOW \RXU ORFDO $OID
([FKDQJHU /DYDO 5HSUHVHQWDWLYH IRU DGYLFH
7KH IROORZLQJ PRGHOV DUH FRYHUHG LQ WKLV PDQXDO 5HSRUW WKH GDWH ZKHQ WKH 3ODWH +HDW ([FKDQJHU KDV EHHQ
‡ 0 WDNHQ LQ RSHUDWLRQ WR WKH ORFDO $OID /DYDO 5HSUHVHQWDWLYH
‡ 0
‡ 0 $GYLFH
‡ 76 $OZD\V FRQVXOW \RXU ORFDO $OID /DYDO 5HSUHVHQWDWLYH IRU
‡ 7 DGYLFH RQ
‡ 7 ‡ 1HZ SODWH SDFN GLPHQVLRQV LI \RX LQWHQG WR FKDQJH
‡ 7 QXPEHU RI SODWHV
‡ 7/ ‡ 6HOHFWLRQ RI JDVNHW PDWHULDO LI RSHUDWLQJ WHPSHUDWXUHV
‡ 7/ DQG SUHVVXUHV DUH SHUPDQHQWO\ FKDQJHG RU LI DQRWKHU
3ULRU NQRZOHGJH PHGLXP LV WR EH SURFHVVHG LQ WKH 3+(
7KH 3+( VKDOO EH RSHUDWHG E\ SHUVRQV WKDW KDYH VWXGLHG 6WRUDJH RI WKH 3+(
WKH LQVWUXFWLRQV LQ WKLV PDQXDO DQG KDYH NQRZOHGJH RI $OID /DYDO GHOLYHUV WKH 3+( UHDG\ WR EH SXW LQ VHUYLFH XSRQ
WKH SURFHVV ,W DOVR FRQVLGHUV NQRZOHGJH RI SUHFDXWLRQV DUULYDO LI QRWKLQJ HOVH KDV EHHQ DJUHHG $OWKRXJK NHHS WKH
UHJDUGLQJ PHGLD W\SH SUHVVXUHV WHPSHUDWXUHV LQ WKH 3+( 3+( LQ WKH SDFNLQJ ER[ XQWLO WKH LQVWDOODWLRQ
DV ZHOO DV VSHFL¿F SUHFDXWLRQV UHTXLUHG RI WKH SURFHVV
6WRUDJH IRU ORQJHU SHULRGV RI WLPH RQH PRQWK RU ORQJHU
0DLQWHQDQFH DQG LQVWDOODWLRQ RI WKH 3+( VKDOO EH GRQH E\ FHUWDLQ SUHFDXWLRQV VKRXOG PDGH WR DYRLG XQQHFHVVDU\
SHUVRQV WKDW KDYH NQRZOHGJH DQG DXWKRUL]DWLRQ DFFRUGLQJ GDPDJHV RQ WKH 3+(
WR WKH ORFDO UHJXODWLRQV 7KLV PD\ LQFOXGH DFWLRQV VXFK DV
SLSLQJ ZHOGLQJ DQG RWKHU NLQG RI PDLQWHQDQFH
1RWH
0DLQWHQDQFH DFWLRQV QRW GHVFULEHG LQ WKLV PDQXDO SOHDVH
$OID /DYDO DQG LWV UHSUHVHQWDWLYHV UHVHUYH WKH ULJKW
FRQWDFW $OID /DYDO UHSUHVHQWDWLYH IRU DGYLFH
WR LQVSHFW WKH VWRUDJH VSDFH DQG RU HTXLSPHQW
'H¿QLWLRQV RI H[SUHVVLRQV ZKHQHYHU QHFHVVDU\ XQWLO H[SLU\ RI WKH ZDUUDQW\
SHULRG VWLSXODWHG LQ WKH FRQWUDFW 1RWL¿FDWLRQ KDV WR
:DUQLQJ EH JLYHQ  GD\V SULRU WR GDWH RI LQVSHFWLRQ
7\SH RI KD]DUG
:$51,1* LQGLFDWHV D SRWHQWLDOO\ KD]DUGRXV
VLWXDWLRQ WKDW LI QRW DYRLGHG FRXOG UHVXOW LQ GHDWK RU ,I DQ\ XQFHUWDLQW\ DSSHDU DERXW VWRUDJH RI WKH 3+( FRQVXOW
VHULRXV LQMXU\ DQ $OID /DYDO 5HSUHVHQWDWLYH

&DXWLRQ
7\SH RI KD]DUG
&$87,21 LQGLFDWHV D SRWHQWLDOO\ KD]DUGRXV
VLWXDWLRQ WKDW LI QRW DYRLGHG PD\ UHVXOW LQ PLQRU
RU PRGHUDWH LQMXU\

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 4 (29)

3UHIDFH
(1

6WRUDJH LQ SDFNLQJ ER[ SUREOHP LW LV UHFRPPHQGHG WR OHW WKH JDVNHW UXEEHU UHVW DQG
,I VWRUDJH DIWHU GHOLYHU\ RI WKH 3+( LV NQRZQ LQ DGYDQFH UHJDLQ PRVW RI LWV HODVWLFLW\
LQIRUP $OID /DYDO ZKHQ RUGHULQJ WKH 3+( WR HQVXUH WKDW LW
 ,I WKH 3+( LV QRW LQ SRVLWLRQ IROORZ WKH LQVWUXFWLRQV
ZLOO EH SURSHUO\ SUHSDUHG IRU VWRUDJH EHIRUH SDFNLQJ
³,QVWDOODWLRQ´ RQ SDJH 
,QGRRU VWRUDJH  1RWH WKH PHDVXUHPHQW EHWZHHQ IUDPH DQG SUHVVXUH
‡ 6WRUH LQVLGH D URRP ZLWK WKH WHPSHUDWXUH EHWZHHQ  SODWH $ GLPHQVLRQ 
DQG ƒ&   ƒ) DQG KXPLGLW\ DURXQG  )RU  5HPRYH IHHW DWWDFKHG WR WKH SUHVVXUH SODWH
RXWGRRU VWRUDJH UHDG ³2XWGRRU VWRUDJH´ RQ WKLV SDJH  /RRVHQ WKH WLJKWHQLQJ EROWV )ROORZ WKH LQVWUXFWLRQV
‡ 7R SUHYHQW GDPDJH WR WKH JDVNHWV WKHUH VKRXOG QRW EH ³2SHQLQJ´ RQ SDJH  2SHQ WKH 3+( XQWLO WKH PHDVXUH
DQ\ R]RQHSURGXFLQJ HTXLSPHQW LQ WKH URRP VXFK DV LV $
HOHFWULF PRWRUV RU ZHOGLQJ HTXLSPHQW  /HDYH WKH 3+( EHWZHHQ  KRXUV WKH ORQJHU WKH
‡ 7R SUHYHQW GDPDJH WR WKH JDVNHWV GR QRW VWRUH RUJDQLF EHWWHU IRU JDVNHWV WR UHOD[
VROYHQWV RU DFLGV LQ WKH URRP DQG DYRLG GLUHFW VXQOLJKW  5HWLJKWHQ DFFRUGLQJ WR WKH LQVWUXFWLRQV ³&ORVLQJ´ RQ
LQWHQVLYH KHDW UDGLDWLRQ RU XOWUDYLROHW UDGLDWLRQ SDJH 
‡ 7KH WLJKWHQLQJ EROWV VKRXOG EH ZHOO FRYHUHG ZLWK OLJKW  $OID /DYDO UHFRPPHQGV D K\GUDXOLF WHVW WR EH FDUULHG RXW
JUHDVH FRDWLQJ 7KH PHGLD XVXDOO\ ZDWHU VKRXOG EH HQWHUHG DW LQWHUYDOV
WR DYRLG VXGGHQ VKRFNV WR WKH 3+( ,W LV UHFRPPHQGHG
2XWGRRU VWRUDJH WR WHVW XS WR WKH 'HVLJQ 3UHVVXUH UHIHU WR 3+( GUDZLQJ
,I WKH 3+( KDV WR EH VWRUHG RXWGRRUV DOO WKH SUHFDXWLRQV
PHQWLRQHG LQ WKH VHFWLRQ ³,QGRRU VWRUDJH´ RQ WKLV SDJH (QYLURQPHQWDO FRPSOLDQFH
VKRXOG EH WDNHQ $OVR SURWHFWLRQ DJDLQVW FOLPDWH LV YHU\ $OID /DYDO HQGHDYRXUV WR SHUIRUP LWV RZQ RSHUDWLRQV
LPSRUWDQW DV FOHDQO\ DQG HI¿FLHQWO\ DV SRVVLEOH DQG WR WDNH
HQYLURQPHQWDO DVSHFWV LQWR FRQVLGHUDWLRQ ZKHQ GHYHORSLQJ
7KH VWRUHG 3+( VKDOO EH YLVXDOO\ FKHFNHG HYHU\ WKLUG GHVLJQLQJ PDQXIDFWXULQJ VHUYLFLQJ DQG PDUNHWLQJ LWV
PRQWK 7KH FKHFN LQFOXGHV SURGXFWV
‡ *UHDVLQJ RI WKH WLJKWHQLQJ EROWV 8QSDFNLQJ
‡ 0HWDO SRUW FRYHUV 3DFNLQJ PDWHULDO FRQVLVWV RI ZRRG SODVWLFV FDUGERDUG
‡ 3URWHFWLRQ RI WKH SODWH SDFN DQG JDVNHWV ER[HV DQG LQ VRPH FDVHV PHWDO VWUDSV
7DNHQ RXW RI VHUYLFH ‡ :RRG DQG FDUGERDUG ER[HV FDQ EH UHXVHG UHF\FOHG RU
,I IRU DQ\ UHDVRQ WKH 3+( LV VKXW GRZQ DQG WDNHQ RXW RI XVHG IRU HQHUJ\ UHFRYHU\
VHUYLFH IRU D ORQJ SHULRG RI WLPH IROORZ WKH VDPH DGYLFH ‡ 3ODVWLFV VKRXOG EH UHF\FOHG RU EXUQW DW D OLFHQVHG ZDVWH
DV LQ WKH SUHYLRXV VHFWLRQ ´,QGRRU VWRUDJH´ RQ WKLV SDJH LQFLQHUDWLRQ SODQW
$OWKRXJK EHIRUH VWRUDJH IROORZLQJ DFWLRQV KDV WR EH GRQH ‡ 0HWDO VWUDSV VKRXOG EH VHQW IRU PDWHULDO UHF\FOLQJ

‡ &KHFN WKH PHDVXUHPHQW RI WKH SODWH SDFN PHDVXUH 0DLQWHQDQFH


EHWZHHQ IUDPH DQG SUHVVXUH SODWH $ GLPHQVLRQ  ‡ $OO PHWDO SDUWV VKRXOG EH VHQW IRU PDWHULDO UHF\FOLQJ
‡ 'UDLQ ERWK PHGLD VLGHV RI WKH 3+( ‡ 2LO DQG DOO QRQPHWDO ZHDU SDUWV PXVW EH WDNHQ FDUH RI
‡ 'HSHQGLQJ RQ WKH PHGLD WKH 3+( VKRXOG EH ULQVHG LQ DJUHHPHQW ZLWK ORFDO UHJXODWLRQV
DQG WKHQ GULHG
‡ 7KH FRQQHFWLRQ VKRXOG EH FRYHUHG LI WKH SLSLQJ V\VWHP 6FUDSSLQJ
LV QRW FRQQHFWHG 8VH D SODVWLF RU SO\ZRRG FRYHU IRU $W HQG RI XVH WKH HTXLSPHQW VKDOO EH UHF\FOHG DFFRUGLQJ
WKH FRQQHFWLRQ WR UHOHYDQW ORFDO UHJXODWLRQV %HVLGHV WKH HTXLSPHQW LWVHOI
‡ &RYHU WKH SODWH SDFN ZLWK QRQWUDQVSDUHQW SODVWLF ¿OP DQ\ KD]DUGRXV UHVLGXHV IURP WKH SURFHVV OLTXLG PXVW EH
FRQVLGHUHG DQG GHDOW ZLWK LQ D SURSHU PDQQHU :KHQ LQ
,QVWDOODWLRQ DIWHU ORQJWHUP VWRUDJH GRXEW RU LQ DEVHQFH RI ORFDO UHJXODWLRQV SOHDVH FRQWDFW WKH
,Q FDVHV ZKHQ WKH 3+( KDV EHHQ WDNHQ RXW RI VHUYLFH IRU ORFDO $OID /DYDO VDOHV FRPSDQ\
DQ H[WHQVLYH SHULRG RI WLPH LH ORQJHU WKDQ RQH \HDU WKH
ULVN RI OHDNDJH ZKHQ VWDUWLQJ XS LQFUHDVHV 7R DYRLG WKLV

'RFXPHQW ,' /DQJXDJH (GLWLRQ


 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 
Status: Approved Confidential Document id: DBAB586251 e Page 5 (29)

'HVFULSWLRQ

'HVFULSWLRQ
&RPSRQHQWV

0DLQ FRPSRQHQWV

 )UDPH SODWH )L[HG SODWH ZLWK YDULRXV QXPEHU RI SRUW KROHV IRU FRQQHFWLRQ RI WKH SLSLQJ V\VWHP 7KH
FDUU\LQJ DQG JXLGLQJ EDU LV DWWDFKHG WR WKH IUDPH SODWH
 &DUU\LQJ EDU &DUULHV WKH SODWH SDFN DQG WKH SUHVVXUH SODWH
 3ODWH SDFN +HDW LV WUDQVIHUUHG IURP RQH PHGLD WR WKH RWKHU WKURXJK WKH SODWHV 7KH SODWH SDFN
FRQVLVWV RI FKDQQHO SODWHV HQG SODWHV JDVNHWV DQG LQ VRPH FDVHV WUDQVLWLRQ SODWHV
7KH PHDVXUH RI WKH SODWH SDFN LV WKH $ GLPHQVLRQ LH WKH PHDVXUHPHQW EHWZHHQ IUDPH
DQG SUHVVXUH SODWH 5HIHU WR 3+( GUDZLQJ
 3UHVVXUH SODWH 0RYHDEOH SODWH WKDW FDQ FRQWDLQ YDULRXV QXPEHU RI SRUW KROHV IRU FRQQHFWLRQ RI WKH
SLSLQJ V\VWHP
 *XLGLQJ EDU .HHSV WKH FKDQQHO SODWHV FRQQHFWLRQ SODWHV DQG WKH SUHVVXUH SODWH DOOLJQHG DW WKHLU
ORZHU HQG
 6XSSRUWLQJ FROXPQ 6XSSRUWV FDUU\LQJ DQG JXLGLQJ EDUV
)RU VRPH VPDOOHU 3+( PRGHOV QR VXSSRUWLQJ FROXPQ LV XVHG
 7LJKWHQLQJ EROWV &RPSUHVV WKH SODWH SDFN EHWZHHQ WKH IUDPH DQG SUHVVXUH SODWH
7KHUH DUH XVXDOO\ IRXU WLJKWHQLQJ EROWV XVHG LQ VRPH FDVHV VL[ WKHVH DUH XVHG WR RSHQ
DQG FORVH WKH 3+(
5HPDLQLQJ EROWV DUH XVHG DV ORFNLQJ EROWV
 3RUW KROHV 3RUW KROHV WKURXJK WKH IUDPH SODWH DOORZV WKH PHGLD WR HQWHU LQWR RU H[LW IURP WKH 3ODWH
+HDW ([FKDQJHU
'LIIHUHQW W\SHV RI FRQQHFWLRQV FDQ EH XVHG WR FRQQHFW WKH SLSLQJ V\VWHP WR WKH DSSDUDWXV
7KH SRUW KROHV PD\ EH SURWHFWHG DJDLQVW FRUURVLRQ E\ PHWDO RU UXEEHU OLQLQJV

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 6 (29)

'HVFULSWLRQ
(1

&RQQHFWLRQV

3LSH FRQQHFWLRQV 7KH 3ODWH +HDW ([FKDQJHU FDQ EH HTXLSSHG ZLWK RI ¿[HG SLSH FRQQHFWLRQ IRU GLIIHUHQW
W\SHV RI DWWDFKPHQWV VXFK DV SLSHV IRU ZHOGLQJ WKUHDGHG SLSHV RU JURRYHG SLSHV

6WXG EROWV 7KUHDGHG VWXG EROWV DURXQG WKH SRUW KROHV VHFXUH WKH ÀDQJH FRQQHFWLRQV WR WKH DSSDUDWXV
6TXDUHG ORRVH ÀDQJH 7KH 6TXDUHG ORRVH ÀDQJH LV D VSHFLDO ÀDQJH VXSSOLHG E\ $OID /DYDO WR EH XVHG ZLWK WKH
FXVWRPHUV SLSLQJ DQG LV DWWDFKHG ZLWK IRXU VWXG EROWV

2SWLRQDO FRPSRQHQWV

)RRW *LYHV VWDELOLW\ DQG LV XVHG WR VHFXUH WKH 3+( ZLWK EROWV WR WKH IRXQGDWLRQ
)HHW LV DQ RSWLRQDO IHDWXUH
3URWHFWLRQ VKHHWV &RYHU WKH SODWH SDFN DQG SURWHFW DJDLQVW OHDNDJH KRW RU DJJUHVVLYH ÀXLGV DQG WKH KRW
SODWH SDFN

%ROW SURWHFWLRQ 3ODVWLF WXEHV WKDW SURWHFWV WKH WKUHDGV RI WKH WLJKWHQLQJ EROWV
,QVXODWLRQ )RU DSSOLFDWLRQ ZKHUH WKH 3+( VXUIDFH ZLOO EH KRW RU FROG LQVXODWLRQ FDQ EH XVHG
(DUWKLQJ OXJ $Q HDUWKLQJ FRQQHFWLRQ LV XVHG WR HOLPLQDWH WKH ULVN RI VWDWLF HOHFWULFLW\ EXLOGLQJ XS LQ
WKH HTXLSPHQW
1R]]OH FRYHU 3URWHFWLRQ WR DYRLG SDUWLFOHV WR HQWHU LQWR WKH 3+( GXULQJ WUDQVSRUWDWLRQ
'ULS WUD\ 'HSHQGLQJ RQ WKH W\SH RI ÀXLG LQ WKH 3+( DQG WKH W\SH RI LQVWDOODWLRQ D GULS WUD\ GUDLQDJH
ER[ PD\ EH QHFHVVDU\ WR DYRLG LQMXU\ WR SHUVRQQHO DQG GDPDJH WR HTXLSPHQW

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 7 (29)

'HVFULSWLRQ

1DPH 3ODWH
2Q WKH QDPH SODWH WKH W\SH RI XQLW PDQXIDFWXULQJ QXPEHU DQG PDQXIDFWXULQJ \HDU FDQ EH
IRXQG 3UHVVXUH YHVVHO GHWDLOV LQ DFFRUGDQFH ZLWK WKH DSSOLFDEOH SUHVVXUH YHVVHO FRGH DUH DOVR
JLYHQ 7KH QDPH SODWH LV ¿[HG WR WKH IUDPH SODWH PRVW FRPPRQ RU WKH SUHVVXUH SODWH 7KH
QDPHSODWH FDQ EH D VWHHO SODWH RU D VWLFNHU ODEHO

:DUQLQJ
)RU HDFK XQLW WKH PHFKDQLFDO GHVLJQ SUHVVXUHV DQG WHPSHUDWXUHV DUH PDUNHG RQ WKH
QDPH SODWH 7KHVH PXVW QRW EH H[FHHGHG

&DXWLRQ
$YRLG DJJUHVVLYH FKHPLFDOV IRU FOHDQLQJ WKH 3+( ZKHQ VWLFNHU ODEHO LV XVHG

7KH PHFKDQLFDO GHVLJQ SUHVVXUH DQG WKH GHVLJQ WHPSHUDWXUH DV JLYHQ RQ WKH QDPH SODWH DUH
WKH YDOXHV WR ZKLFK WKH SODWH KHDW H[FKDQJHU LV DSSURYHG WR WKH SUHVVXUH YHVVHO FRGH LQ
TXHVWLRQ 7KH PHFKDQLFDO GHVLJQ WHPSHUDWXUH PD\ H[FHHG WKH RSHUDWLQJ WHPSHUDWXUH IRU ZKLFK
WKH JDVNHWV KDYH EHHQ VHOHFWHG WR UHDFK D LWV OLIHWLPH ,I WKH RSHUDWLQJ WHPSHUDWXUHV DV VSHFL¿HG
RQ WKH DVVHPEO\ GUDZLQJ DUH WR EH H[FHHGHG WKH VXSSOLHU VKRXOG EH FRQVXOWHG
 6SDFH IRU ORJRW\SH
 2SHQ VSDFH
 :HE VLWH IRU VHUYLFH
 'UDZLQJ RI SRVVLEOH ORFDWLRQV RI FRQQHFWLRQV )RU $ XQLWV ORFDWLRQ RI $ WDJ
 6SDFH IRU PDUN RI DSSURYDO
 :DUQLQJ UHDG PDQXDO
 'DWH RI SUHVVXUH WHVW
 0D[LPXP RSHUDWLQJ WHPSHUDWXUHV
 7HVW SUHVVXUH
 0D[ SHUPLVVLEOH RSHUDWLQJ WHPSHUDWXUHV
 0D[ SHUPLVVLEOH RSHUDWLQJ SUHVVXUHV
 'HFLVLYH YROXPH RU YROXPH IRU HDFK ÀXLG
 /RFDWLRQV RI FRQQHFWLRQV IRU HDFK ÀXLG
 'HFLVLYH ÀXLG JURXS
 <HDU RI PDQXIDFWXUH
 6HULDO QXPEHU
 7\SH
 0DQXIDFWXUHU¶V QDPH

)LJXUH  0HWDOOLF QDPH SODWH RQ WKH OHIW DQG ODEHO QDPH SODWH RQ WKH ULJKW

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 8 (29)

'HVFULSWLRQ
(1

)XQFWLRQ
7KH 3ODWH +HDW ([FKDQJHU 3+( FRQVLVWV RI D SDFN RI FRUUXJDWHG PHWDO SODWHV ZLWK SRUW KROHV
IRU LQSXW DQG RXWSXW IRU WKH WZR VHSDUDWH ÀXLGV 7KH KHDW WUDQVIHU EHWZHHQ WKH WZR ÀXLGV ZLOO WDNH
SODFH WKURXJK WKH SODWHV

7KH SODWH SDFN LV DVVHPEOHG EHWZHHQ D IUDPH SODWH DQG D SUHVVXUH SODWH DQG FRPSUHVVHG E\
WLJKWHQLQJ EROWV 7KH SODWHV DUH ¿WWHG ZLWK D JDVNHW ZKLFK VHDOV WKH FKDQQHO DQG GLUHFWV WKH
ÀXLGV LQWR DOWHUQDWH FKDQQHOV 7KH SODWH FRUUXJDWLRQ SURPRWHV ÀXLG WXUEXOHQFH DQG VXSSRUWV WKH
SODWHV DJDLQVW GLIIHUHQWLDO SUHVVXUH

)LJXUH  3ULQFLSOH RI 3ODWH SDFN DUUDQJHPHQW

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 9 (29)

'HVFULSWLRQ

0XOWLSDVV
0XOWLSDVV FDQ EH FUHDWHG E\ XVLQJ WXUQLQJ SODWHV ZLWK   RU  XQKROHG SRUWV 7KH PDLQ
SXUSRVH LV WR FKDQJH WKH ÀRZ GLUHFWLRQ RI RQH RU ERWK ÀXLGV

)RU VRPH XQLWV SDUWLWLRQ SODWH LV UHTXLUHG WR VXSSRUW WKH XQKROHG SRUWV LQ WKH WXUQLQJ SODWHV $OVR
WUDQVLWLRQ SODWH QHHG WR EH DGGHG LQ WKH SDFNDJH WR SUHYHQW PHGLD WR JHW LQ FRQWDFW ZLWK WKH
SDUWLWLRQ RU SUHVVXUH SODWH

([DPSOH RI XVH IRU PXOWLSDVV FDQ EH LQ SURFHVVHV WKDW UHTXLUHV ORQJHU KHDWLQJ SHULRGV LI WKH
PHGLD UHTXLUHV D VORZHU KHDWLQJ

)LJXUH  ([DPSOH RI PXOWLSDVV VHW XS

,GHQWL¿FDWLRQ RI SODWH VLGH


7KH $ VLGH RI WKH SODWH LV LGHQWL¿HG E\ WKH VWDPS ZLWK WKH OHWWHU $ RU WKH PRGHO QDPH LQ VRPH
FDVHV ERWK DW WKH WRS RI WKH SODWH UHIHU WR ¿JXUH 

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 10 (29)

,QVWDOODWLRQ
(1

,QVWDOODWLRQ
%HIRUH LQVWDOODWLRQ
7R FRQVLGHU EHIRUH LQVWDOODWLRQ
‡ %HIRUH FRQQHFWLQJ DQ\ SLSLQJ PDNH VXUH DOO IRUHLJQ REMHFWV KDYH EHHQ ÀXVKHG RXW RI WKH
SLSLQJ V\VWHP WKDW VKRXOG EH FRQQHFWHG WR WKH 3+(
‡ %HIRUH VWDUWXS FKHFN WKDW DOO WLJKWHQLQJ EROWV DUH ¿UPO\ WLJKWHQHG DQG WKDW WKH FRUUHFW
PHDVXUHPHQWV RI WKH SODWH SDFN UHIHU WR 3+( GUDZLQJ
‡ :KHQ FRQQHFWLQJ WKH SLSLQJ V\VWHP PDNH VXUH WKH SLSHV GR QRW VXEMHFW WKH 3+( WR VWUHVV
RU VWUDLQ
‡ 7R DYRLG ZDWHU KDPPHU GR QRW XVH IDVWFORVLQJ YDOYHV
‡ 0DNH VXUH WKDW QR DLU UHPDLQV ZLWKLQ WKH 3+(
‡ 6DIHW\ YDOYHV VKDOO EH LQVWDOOHG DFFRUGLQJ WR FXUUHQW SUHVVXUH YHVVHO UHJXODWLRQV
‡ ,W LV UHFRPPHQGHG WKDW SURWHFWLYH VKHHWV DUH XVHG WR FRYHU WKH SODWH SDFN 3URWHFW DJDLQVW
OHDNDJH RI KRW RU DJJUHVVLYH ÀXLGV DQG WKH KRW SODWH SDFN
‡ ,I WKH 3+( VXUIDFH WHPSHUDWXUH LV H[SHFWHG WR EH KRW RU FROG WDNH SURWHFWLYH DFWLRQV VXFK
DV LQVXODWH WKH 3+( WR DYRLG ULVN IRU SHUVRQQHO LQMXULHV (QVXUH WKDW UHTXLUHG DFWLRQ DUH
DFFRUGLQJ WR ORFDO UHJXODWLRQ
‡ )RU HDFK PRGHO GHVLJQ SUHVVXUHV DQG WHPSHUDWXUHV DUH PDUNHG RQ WKH QDPH SODWH 7KHVH
VKDOO QRW EH H[FHHGHG

5HTXLUHPHQWV

6SDFH
$ PLQLPXP IUHH VSDFH LV QHHGHG IRU OLIWLQJ SODWHV LQ DQG RXW 5HIHU WR WKH GHOLYHUHG 3+( GUDZLQJ

)RXQGDWLRQ
,QVWDOO RQ D ÀDW IRXQGDWLRQ JLYLQJ HQRXJK VXSSRUW WR WKH IUDPH

(OERZ
7R PDNH LW HDVLHU WR GLVFRQQHFW WKH 3+( DQ HOERZ VKRXOG EH ¿WWHG WR WKH FRQQHFWLRQ LQ WKH
SUHVVXUH SODWH GLUHFWHG XSZDUGV RU VLGHZD\V DQG ZLWK DQRWKHU ÀDQJH ORFDWHG MXVW RXWVLGH WKH
FRQWRXU RI WKH 3ODWH +HDW ([FKDQJHU

6KXWRII YDOYH
7R EH DEOH WR RSHQ WKH 3+( VKXWRII YDOYHV VKRXOG EH SURYLGHG LQ DOO FRQQHFWLRQV

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 11 (29)

,QVWDOODWLRQ

&RQQHFWLRQ
'LIIHUHQW W\SHV RI FRQQHFWLRQV FDQ EH XVHG WR FRQQHFW WKH SLSLQJ V\VWHP WR WKH DSSDUDWXV

)ODQJHG FRQQHFWLRQV FDQ EH DWWDFKHG ZLWK HLWKHU SLQ EROWV RU KHDGHG EROWV

0DNH VXUH WKH SLSH FRQQHFWLRQV DUH VHFXUHO\ KHOG ZKHQ ZRUNLQJ RQ WKH SLSLQJV

&DXWLRQ
7XUQLQJ RI WKH FRQQHFWLRQV ZLOO GDPDJH WKH JDVNHWV RQ WKH HQG SODWH DQG FDXVH OHDNDJH

1RWH
8VLQJ KHDGHG EROWV UHTXLUH FDUHIXO PHDVXULQJ WR HQVXUH WKDW WKH EROWV JHW WKH FRUUHFW
HQJDJHG WKUHDGHG OHQJWK LQWR WKH )UDPH SODWH DQG WKH PLQLPXP HQJDJHPHQW OHQJWK
PLQ DUH VWDWHG LQ WKH 3+( GUDZLQJ 7KH PD[LPXP HQJDJHPHQW WKUHDGHG OHQJWK PD[
LQ WKH )UDPH SODWH LV OLPLWHG UHIHU WR WKH 3+( GUDZLQJ
7KH HQJDJHG WKUHDGHG OHQJWK PXVW EH PDLQWDLQHG ZLWKLQ WKH OLPLWV IRU WKH WLJKWHQHG 3+(

&DXWLRQ
)DLOLQJ WR DFKLHYH FRUUHFW HQJDJHG WKUHDGHG OHQJWK IRU KHDGHG EROW PD\ UHVXOW LQ
OHDNDJH GDPDJH WR WKH IUDPH SODWH DQG LQMXU\ WR SHUVRQQHO

&RQQHFWLRQV LQ WKH SUHVVXUH SODWH


,W LV LPSRUWDQW WKDW WKH SODWH SDFN KDV EHHQ WLJKWHQHG WR WKH FRUUHFW GLPHQVLRQ $ FKHFN DJDLQVW
3+( GUDZLQJ EHIRUH WKH SLSLQJ V\VWHP LV FRQQHFWHG

'ULS WUD\ 2SWLRQDO


'HSHQGLQJ RQ WKH W\SH RI ÀXLG LQ WKH 3+( DQG WKH W\SH RI LQVWDOODWLRQ D GULS WUD\ GUDLQDJH ER[
PD\ EH QHFHVVDU\ WR DYRLG LQMXU\ WR SHUVRQQHO DQG GDPDJH WR HTXLSPHQW

1RWH
3XW WKH GULS WUD\ LQ SODFH EHIRUH SRVLWLRQLQJ WKH 3+(

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 12 (29)

,QVWDOODWLRQ
(1

/LIWLQJ
6WUDSV VKRXOG EH XVHG ZKHQ OLIWLQJ WKH 3+( 3ODFH VWUDSV DFFRUGLQJ WR WKH SLFWXUH

:DUQLQJ
1HYHU OLIW E\ WKH FRQQHFWLRQV RU WKH VWXGV DURXQG WKHP

/LIWLQJ 76

5DLVLQJ
7KLV LQVWUXFWLRQ LV YDOLG ZKHQ UDLVLQJ WKH 3+( DIWHU GHOLYHU\ IURP $OID /DYDO 2QO\ XVH D VWUDS
DSSURYHG IRU WKH ZHLJKW RI WKH 3+( )ROORZ WKH SULQFLSOH RI WKH LQVWUXFWLRQ EHORZ

&DXWLRQ
7KH VWUDSV VKDOO EH ORQJ HQRXJK WR EH DEOH WR URWDWH WKH 3+( ZLWKRXW REVWUXFWLRQV
(VSHFLDOO\ FRQVLGHU WKH VSDFH IRU WKH VXSSRUW FROXPQ

6WHS 
3ODFH WZR WLPEHU EHDPV RQ WKH ÀRRU

6WHS 
/LIW WKH 3+( RII WKH SDOOHW XVLQJ HJ VWUDSV

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 13 (29)

,QVWDOODWLRQ

6WHS 
3ODFH WKH 3+( RQ WKH WLPEHU EHDPV

6WHS 
3ODFH VWUDSV DURXQG RQH EROW RQ HDFK VLGH

6WHS 
/LIW WKH 3+( RII WKH WLPEHU EHDPV

6WHS 
/RZHU WKH 3+( LQWR D KRUL]RQWDO SRVLWLRQ DQG SODFH LW RQ WKH ÀRRU

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 14 (29)

2SHUDWLRQ
(1

2SHUDWLRQ
6WDUWXS
'XULQJ VWDUWXS FKHFN WKDW QR YLVLEOH OHDNDJHV DSSHDU IURP SODWH SDFN YDOYHV RU SLSLQJ V\VWHP

&DXWLRQ
%HIRUH SUHVVXUL]LQJ WKH 3+( LW LV LPSRUWDQW WR HQVXUH WKDW WKH WHPSHUDWXUH RI WKH 3+( LV
ZLWKLQ WKH WHPSHUDWXUH UDQJH VWDWHG LQ WKH 3+( GUDZLQJ

&DXWLRQ
,I WKH WHPSHUDWXUH RI WKH 3+( LV EHORZ WKH PLQLPXP WHPSHUDWXUH IRU WKH JDVNHWV SULRU WR
WKH VHUYLFH LW LV UHFRPPHQGHG WR KHDW XS WKH 3+( DERYH WKLV OLPLW WR DYRLG FROG OHDNDJH

1RWH
,I VHYHUDO SXPSV DUH LQFOXGHG LQ WKH V\VWHP PDNH VXUH \RX NQRZ ZKLFK RQH VKRXOG EH
DFWLYDWHG ¿UVW

&HQWULIXJDO SXPSV PXVW EH VWDUWHG DJDLQVW FORVHG YDOYHV DQG YDOYHV PXVW EH RSHUDWHG DV
VPRRWKO\ DV SRVVLEOH

'R QRW UXQ SXPSV WHPSRUDULO\ HPSW\ RQ WKH VXFWLRQ VLGH

1RWH
$GMXVWPHQWV RI ÀRZ UDWHV VKRXOG EH PDGH VORZO\ LQ RUGHU WR DYRLG WKH ULVN RI SUHVVXUH
VXUJH ZDWHU KDPPHU 
:DWHU KDPPHU LV D VKRUW ODVWLQJ SUHVVXUH SHDN WKDW FDQ DSSHDU GXULQJ VWDUWXS RU
VKXWGRZQ RI D V\VWHP FDXVLQJ OLTXLGV WR WUDYHO DORQJ D SLSH DV D ZDYH DW WKH VSHHG RI
VRXQG 7KLV FDQ FDXVH FRQVLGHUDEOH GDPDJH WR WKH HTXLSPHQW

6WHS 
%HIRUH VWDUWXS FKHFN WKDW DOO WLJKWHQLQJ EROWV DUH ¿UPO\ WLJKWHQHG
DQG WKDW WKH GLPHQVLRQ $ LV FRUUHFW UHIHU WR 3+( GUDZLQJ

6WHS 
&KHFN WKDW WKH YDOYH LV FORVHG EHWZHHQ WKH SXPS DQG WKH XQLW
FRQWUROOLQJ WKH V\VWHP ÀRZ UDWH WR DYRLG SUHVVXUH VXUJH

6WHS 
,I WKHUH LV D YHQW YDOYH LQVWDOOHG DW WKH H[LW PDNH VXUH LW LV IXOO\
RSHQ

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 15 (29)

2SHUDWLRQ

6WHS 
,QFUHDVH WKH ÀRZ UDWH VORZO\

6WHS 
2SHQ WKH DLU YHQW DQG VWDUW WKH SXPS

6WHS 
2SHQ WKH YDOYH VORZO\

1RWH
$YRLG UDSLG WHPSHUDWXUH FKDQJHV LQ WKH 3+( :LWK
PHGLD WHPSHUDWXUHV RYHU  ƒ& VORZO\ LQFUHDVH WKH
WHPSHUDWXUH SUHIHUDEO\ DW OHDVW IRU RQH KRXU

6WHS 
:KHQ DOO DLU LV H[SHOOHG FORVH WKH DLU YHQW

6WHS 
5HSHDW 6WHS  ± 6WHS  IRU WKH VHFRQG PHGLD

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 16 (29)

2SHUDWLRQ
(1

8QLW LQ RSHUDWLRQ
$GMXVWPHQWV RI ÀRZ UDWHV VKRXOG EH PDGH VORZO\ LQ RUGHU WR SURWHFW WKH V\VWHP DJDLQVW VXGGHQ
DQG H[WUHPH YDULDWLRQV RI WHPSHUDWXUH DQG SUHVVXUH

'XULQJ RSHUDWLRQ FKHFN WKDW PHGLD WHPSHUDWXUHV DQG SUHVVXUHV DUH ZLWKLQ WKH OLPLWV VWDWHG RQ
WKH QDPH SODWH DQG 3+(GUDZLQJ

:DUQLQJ
,Q FDVH RI IDLOXUHV WKDW HQGDQJHU VDIHW\ RSHUDWLRQ WXUQ RII WKH ÀRZ WR WKH 3+( LQ RUGHU WR
GHFUHDVH WKH SUHVVXUH DQG VWRS KHDW WUDQVIHU

6KXWGRZQ
1RWH
,I VHYHUDO SXPSV DUH LQFOXGHG LQ WKH V\VWHP PDNH VXUH \RX NQRZ ZKLFK RQH VKRXOG EH
VWRSSHG ¿UVW

6WHS 
6ORZO\ FORVH WKH YDOYH FRQWUROOLQJ WKH ÀRZ UDWH RI WKH SXPS \RX
DUH DERXW WR VWRS

6WHS 
:KHQ WKH YDOYH LV FORVHG VWRS WKH SXPS

6WHS 
5HSHDW 6WHS ±6WHS  IRU WKH RWKHU VLGH IRU WKH VHFRQG PHGLD

6WHS 
,I WKH 3+( LV VKXW GRZQ IRU VHYHUDO GD\V RU ORQJHU LW VKRXOG
EH GUDLQHG 'UDLQLQJ VKRXOG DOVR EH GRQH LI WKH SURFHVV LV
VKXW GRZQ DQG WKH DPELHQW WHPSHUDWXUH LV EHORZ IUHH]LQJ
WHPSHUDWXUH RI WKH PHGLD 'HSHQGLQJ RQ WKH PHGLD SURFHVVHG
LW LV DOVR UHFRPPHQGHG WR ULQVH DQG GU\ WKH 3+( SODWHV DQG
FRQQHFWLRQV

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 17 (29)

0DLQWHQDQFH

0DLQWHQDQFH
7R NHHS WKH 3+( LQ JRRG FRQGLWLRQ UHJXODU PDLQWHQDQFH RI WKH FRPSRQHQW LV UHTXLUHG ,W LV
UHFRPPHQGHG WR UHFRUG PDLQWHQDQFH RI WKH 3+(

7KH SODWHV QHHGV WR EH FOHDQHG RQ D UHJXODU EDVLV 7KH IUHTXHQF\ GHSHQGV RQ VHYHUDO RI
IDFWRUV VXFK DV W\SH RI PHGLD DQG WHPSHUDWXUHV

'LIIHUHQW PHWKRGV FDQ EH XVHG WR SHUIRUP FOHDQLQJ 5HIHU WR ³&OHDQLQJ ± 1RQSURGXFW VLGH´ RQ
SDJH  RU D UHFRQGLWLRQLQJ DW DQ $OID /DYDO VHUYLFH FHQWHU

$IWHU D ORQJHU WLPH RI XVH LW FDQ EH UHTXLUHG WR UHJDVNHWLQJ WKH 3+( E\ H[FKDQJLQJ WKH JDVNHWV
5HIHU WR ³5HJDVNHWLQJ´ RQ SDJH 

2WKHU PDLQWHQDQFH WKDW VKRXOG EH SHUIRUPHG UHJXODU\


‡ .HHS FDUU\LQJ EDU DQG JXLGLQJ EDU FOHDQ DQG JUHDVH
‡ .HHS WKH WLJKWHQLQJ EROWV FOHDQHG DQG JUHDVHG

&OHDQLQJ ± 1RQSURGXFW VLGH


7KH &OHDQLQJ,Q3ODFH &,3 HTXLSPHQW SHUPLWV FOHDQLQJ RI WKH 3+( ZLWKRXW RSHQLQJ LW 7KH
SXUSRVH RI FOHDQLQJ ZLWK &,3 DUH DV IROORZV
‡ &OHDQLQJ RI IRXOLQJ DQG GHVFDOLQJ RI OLPH GHSRVLWV
‡ 3DVVLYDWLRQ RI FOHDQHG VXUIDFHV WR UHGXFH VXVFHSWLELOLW\ WR FRUURVLRQ
‡ 1HXWUDOL]DWLRQ RI FOHDQLQJ OLTXLGV EHIRUH GUDLQLQJ

)ROORZ WKH LQVWUXFWLRQV RI WKH &,3 HTXLSPHQW

:DUQLQJ
8VH SURSHU SURWHFWLYH HTXLSPHQW VXFK DV VDIHW\ ERRWV VDIHW\ JORYHV DQG H\H SURWHFWLRQ
ZKHQ XVLQJ WKH FOHDQLQJ DJHQWV

:DUQLQJ
&RUURVLYH FOHDQLQJ OLTXLGV &DQ FDXVH VHULRXV LQMXULHV WR VNLQ DQG H\H

&,3 HTXLSPHQW
&RQWDFW $OID /DYDO VDOHV UHSUHVHQWDWLYH IRU VL]H RI &,3 HTXLSPHQW

&DXWLRQ
7KH UHVLGXDOV DIWHU D FOHDQLQJ SURFHGXUH VKDOO EH KDQGOHG DFFRUGLQJ WR WKH ORFDO
HQYLRQPHQWDO UHJXODWLRQV $IWHU QHXWUDOL]DWLRQ PRVW FOHDQLQJ VROXWLRQV PD\ EH GUDLQHG
WR WKH ZDVWH ZDWHU V\VWHP XQGHU WKH FRQGLWLRQ WKDW WKH IRXOLQJ GHSRVLWV GR QRW FRQWDLQ
KHDY\ PHWDOV RWKHU WR[LF RU HQYLURQPHQWDOO\ GDQJHURXV FRPSRXQGV ,W LV UHFRPPHQGHG
WKH QHXWUDOL]HG FKHPLFDOV WR EH DQDO\VHG IRU DQ\ W\SH RI KD]DUGRXV FRPSRXQGV WKDW
ZHUH UHPRYHG IURP WKH V\VWHP SULRU WR GLVSRVDO

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 18 (29)

0DLQWHQDQFH
(1

&OHDQLQJ OLTXLGV

/LTXLGV 'HVFULSWLRQ
$OID&DXV $ VWURQJ DONDOLQH OLTXLG IRU UHPRYLQJ SDLQW IDW RLO DQG
ELRORJLFDO GHSRVLWV
$OID3KRV $Q DFLG FOHDQLQJ OLTXLG IRU UHPRYLQJ PHWDOOLF R[LGHV UXVW
OLPH DQG RWKHU LQRUJDQLF VFDOH &RQWDLQV UHSDVVLYDWLRQ
LQKLELWRU
$OID1HXWUD $ VWURQJ DONDOLQH OLTXLG IRU QHXWUDOL]DWLRQ RI $OID3KRV EHIRUH
GUDLQDJH
$OID 31HXWUD )RU QHXWUDOL]DWLRQ RI $OID36FDOH
$OID 36FDOH $Q DFLGLF SRZGHU FOHDQHU IRU UHPRYDO RI SULPDU\ FDUERQDWH
VFDOH EXW DOVR RWKHU LQRUJDQLF VFDOH
$OID'HVFDOHQW $ QRQKD]DUGRXV DFLGLF FOHDQLQJ DJHQW IRU UHPRYDO RI
LQRUJDQLF VFDOH
$OID'HJUHDVHU $ QRQKD]DUGRXV FOHDQLQJ DJHQW IRU UHPRYDO RI RLO JUHDVH
RU ZD[ GHSRVLWV $GGLWLRQDOO\ SUHYHQW IRDPLQJ ZKHQ XVLQJ
$OSDFRQ 'HVFDOHU
$OID$GG $OID$GG LV D QHXWUDO FOHDQLQJ VWUHQJWKHQHU GHVLJQHG WR EH
XVHG ZLWK $OID3KRV $OID&DXV DQG $OID 36FDOH ±
YRO LV DGGHG WR WKH WRWDO GLOXWHG FOHDQLQJ VROXWLRQ WR
SURYLGH EHWWHU FOHDQLQJ UHVXOWV RQ RLO\ DQG IDWW\ VXUIDFHV
DQG ZKHUH ELRORJLFDO JURZWK RFFXUV $OID$GG DOVR UHGXFHV
DQ\ IRDPLQJ

,I &,3 FDQQRW EH GRQH FOHDQLQJ PXVW EH GRQH PDQXDOO\ 5HIHU WR 0DQXDO FOHDQLQJ RI RSHQHG
XQLWV RQ SDJH 

&KORULQH DV D JURZWK LQKLELWRU


&KORULQH FRPPRQO\ XVHG DV JURZWK LQKLELWRU LQ FRROLQJ ZDWHU V\VWHPV UHGXFHV WKH FRUURVLRQ
UHVLVWDQFH RI VWDLQOHVV VWHHOV LQFOXGLQJ KLJK DOOR\V OLNH $OOR\  602 

&KORULQH ZHDNHQV WKH SURWHFWLRQ OD\HU RI WKHVH VWHHOV PDNLQJ WKHP PRUH VXVFHSWLEOH WR FRUURVLRQ
DWWDFNV WKHQ WKH\ RWKHUZLVH VKRXOG EH ,W LV D PDWWHU RI WLPH RI H[SRVXUH DQG FRQFHQWUDWLRQ

,Q HYHU\ FDVH ZKHUH FKORULQDWLRQ RI QRQWLWDQLXP HTXLSPHQW FDQQRW EH DYRLGHG \RXU ORFDO
UHSUHVHQWDWLYH PXVW EH FRQVXOWHG

:DWHU RI PRUH WKDQ  SSP &O LRQV PD\ QRW EH XVHG IRU SUHSDUDWLRQ RI FOHDQLQJ VROXWLRQV

&DXWLRQ
(QVXUH WKDW WKH KDQGOLQJ RI UHVLGXDOV DIWHU XVLQJ FKORULQHV IROORZ WKH ORFDO HQYLRQPHQWDO
UHJXODWLRQV

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 19 (29)

0DLQWHQDQFH

2SHQLQJ
7R SHUIRUP PDQXDO FOHDQLQJ LW LV UHTXLUHG WR RSHQ WKH 3+( WR FOHDQ WKH SODWHV

1RWH
%HIRUH RSHQLQJ WKH 3+( FKHFN WKH ZDUUDQW\ FRQGLWLRQV ,I LQ DQ\ GRXEW FRQWDFW DQ $OID
/DYDO VDOHV UHSUHVHQWDWLYH 5HIHU WR ³:DUUDQW\ FRQGLWLRQV´ RQ SDJH  

:DUQLQJ
,I WKH 3ODWH +HDW ([FKDQJHU LV KRW ZDLW XQWLO LW KDV FRROHG GRZQ WR DERXW ƒ& ƒ) 

:DUQLQJ
,I QHFHVVDU\ XVH SURSHU SURWHFWLYH HTXLSPHQW VXFK DV VDIHW\ ERRWV VDIHW\ JORYHV DQG
H\H SURWHFWLRQ GHSHQGLQJ RQ W\SH RI PHGLD LQ WKH 3+(

%ROW FRQ¿JXUDWLRQ
7KH EROW FRQ¿JXUDWLRQ RI WKH 3+( YDULHV EHWZHHQ GLIIHUHQW PRGHOV 7KH PDMRU IRUFH RI WKH
SODWH SDFNDJH LV KROG E\ WKH WLJKWHQLQJ EROWV 7%  7R GLVWLEXWH WKH IRUFH HYHQO\ RYHU WKH )UDPH
DQG 3UHVVXUH SODWH ORFNLQJ EROWV /% DUH XVHG DV ZHOO 7KH ORFNLQJ EROWV FDQ EH VKRUWHU DQG
KDYH VPDOOHU GLPHQVLRQV ,Q WKH RSHQLQJ DQG FORVLQJ SURFHGXUH LW LV LPSRUWDQW WR LGHQWLI\ WKH
WLJKWHQLQJ EROWV 7% DQG WKH ORFNLQJ EROWV /%  5HIHU WR SLFWXUH EHORZ

6WHS 
6KXW GRZQ WKH 3+(

6WHS 
&ORVH WKH YDOYHV DQG LVRODWH WKH 3+( IURP WKH UHVW RI WKH V\VWHP

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 20 (29)

0DLQWHQDQFH
(1

6WHS 
'UDLQ WKH 3+(

6WHS 
5HPRYH WKH SURWHFWLYH VKHHWV LI DQ\

6WHS 
'LVPDQWOH SLSHV IURP WKH SUHVVXUH SODWH VR WKDW WKH SUHVVXUH
SODWH DUH IUHH WR PRYH DORQJ WKH FDUU\LQJ EDU

6WHS 
,QVSHFW WKH VOLGLQJ VXUIDFHV RI WKH FDUU\LQJ EDU DQG ZLSH FOHDQ
DQG JUHDVH

6WHS 
0DUN WKH SODWH DVVHPEO\ RQ WKH RXWVLGH ZLWK D GLDJRQDO OLQH

6WHS 
0HDVXUH DQG QRWH WKH GLPHQVLRQ $

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 21 (29)

0DLQWHQDQFH

6WHS 
/RRVHQ DQG UHPRYH WKH ORFNLQJ EROWV LGHQWLI\ DFFRUGLQJ WR RQ
SDJH WKH EROW FRQ¿JXUDWLRQ SULRU WR WKLV VWHS LQVWUXFWLRQ

1RWH
%UXVK WKH WKUHDGV RI WKH WLJKWHQLQJ EROWV ZLWK D VWHHO ZLUH
EUXVK DQG WKHQ JUHDVH EHIRUH ORRVHQLQJ WKHP

6WHS 
8VH WKH WLJKWHQLQJ EROWV WR RSHQ WKH 3+( 'XULQJ WKH RSHQLQJ
SURFHGXUH NHHS WKH IUDPH SODWH DQG SUHVVXUH SODWH DOZD\V LQ
SDUDOOHO 6NHZLQJ RI WKH SUHVVXUH SODWH GXULQJ RSHQLQJ PXVW QRW
H[FHHG  PP  WXUQV SHU EROW DFURVV WKH ZLGWK DQG  PP 
WXUQV SHU EROW YHUWLFDOO\
/RRVHQ WKH WLJKWHQLQJ EROWV HYHQO\ LQ WKH QXPEHUHG RUGHU
 &RQWLQXH DOWHUQDWHO\ XQWLO DOO UHDFWLRQ IRUFHV RI WKH SODWH
SDFNDJH KDV GLVDSSHDUHG 7KHQ UHPRYH WKH EROWV

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 22 (29)

0DLQWHQDQFH
(1

6WHS 
2SHQ WKH SODWH SDFN E\ OHWWLQJ WKH SUHVVXUH SODWH JOLGH RQ WKH
FDUU\LQJ EDU 8VXDOO\ LW LV QRW QHFHVVDU\ WR UHPRYH WKH SODWHV
WR FOHDQ WKHP

&DXWLRQ
7R DYRLG KDQG LQMXULHV IURP VKDUS HGJHV SURWHFWLYH
JORYHV VKRXOG DOZD\V EH ZRUQ ZKHQ KDQGOLQJ SODWHV DQG
SURWHFWLYH VKHHWV

&DXWLRQ
:KHQ RSHQLQJ WKH SODWH SDFN RI WKH PRGHOV 0 7 DQG
7/ EH FDUHIXO ZKHQ PRYLQJ WKH SUHVVXUH SODWH 0DNH
VXUH WKH SUHVVXUH SODWH LV SRVLWLRQHG VDIHO\ IURP WKH HQG
RI WKH FDUU\LQJ EDU
$ VWDUORFN ULQJ VSDUH SDUW QR  FDQ EH
DWWDFKHG WR WKH HQG RI WKH FDUU\LQJ EDU WR PDNH VXUH WKH
SUHVVXUH SODWH ZLOO QRW SDVV WKH HQG RI WKH FDUU\LQJ EDU

,I SODWHV DUH WR EH QXPEHUHG GR WKLV EHIRUH UHPRYLQJ WKH SODWHV


3ODWHV QHHG QRW WR EH UHPRYHG LI FOHDQLQJ LV GRQH XVLQJ RQO\
ZDWHU LH ZLWKRXW FOHDQLQJ DJHQW

:DUQLQJ
7KH SODWH SDFN PD\ VWLOO FRQWDLQ D VPDOO UHVLGXDO DPRXQW
RI OLTXLG DIWHU GUDLQLQJ 'HSHQGLQJ RQ WKH W\SH RI
SURGXFW DQG W\SH RI LQVWDOODWLRQ VSHFLDO DUUDQJHPHQWV
HJ GUDLQDJH ER[ PD\ EH QHFHVVDU\ WR DYRLG LQMXU\ WR
SHUVRQQHO DQG GDPDJH WR HTXLSPHQW

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 23 (29)

0DLQWHQDQFH

0DQXDO FOHDQLQJ RI RSHQHG XQLWV


&DXWLRQ
1HYHU XVH K\GURFKORULF DFLG ZLWK VWDLQOHVV VWHHO SODWHV :DWHU RI PRUH WKDQ  SSP &O
PD\ QRW EH XVHG IRU WKH SUHSDUDWLRQ RI FOHDQLQJ VROXWLRQV
,W LV YHU\ LPSRUWDQW WKDW FDUU\LQJ EDUV DQG VXSSRUW FROXPQV LQ DOXPLQLXP DUH SURWHFWHG
DJDLQVW FKHPLFDOV

1RWH
%H FDUHIXO QRW WR GDPDJH WKH JDVNHW GXULQJ PDQXDO FOHDQLQJ

:DUQLQJ
8VH SURSHU SURWHFWLYH HTXLSPHQW VXFK DV VDIHW\ ERRWV VDIHW\ JORYHV DQG H\H SURWHFWLRQ
ZKHQ XVLQJ WKH FOHDQLQJ DJHQWV

:DUQLQJ
&RUURVLYH FOHDQLQJ OLTXLGV FDQ FDXVH VHULRXV LQMXULHV WR VNLQ DQG H\HV

'HSRVLWV UHPRYDEOH ZLWK ZDWHU DQG EUXVK


3ODWHV GR QRW QHHG WR EH UHPRYHG IURP WKH 3+( GXULQJ FOHDQLQJ

6WHS 
6WDUW FOHDQLQJ ZKHQ WKH KHDWLQJ VXUIDFH LV VWLOO ZHW DQG WKH SODWHV
DUH KDQJLQJ LQ WKH IUDPH

6WHS 
5HPRYH GHSRVLWV XVLQJ D VRIW EUXVK DQG UXQQLQJ ZDWHU

6WHS 
5LQVH ZLWK ZDWHU XVLQJ D KLJK SUHVVXUH KRVH

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 24 (29)

0DLQWHQDQFH
(1

'HSRVLWV QRW UHPRYDEOH ZLWK ZDWHU DQG EUXVK


3ODWHV PXVW EH UHPRYHG IURP WKH 3+( GXULQJ FOHDQLQJ )RU D FKRLFH RI FOHDQLQJ DJHQWV UHIHU
WR ³&OHDQLQJ OLTXLGV´ RQ SDJH 

6WHS 
%UXVK ZLWK FOHDQLQJ DJHQW

6WHS 
5LQVH LPPHGLDWHO\ ZLWK ZDWHU

1RWH
/RQJ H[SRVXUH WR WKH FOHDQLQJ DJHQWV FDQ GDPDJH WKH
JDVNHW JOXH

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 25 (29)

0DLQWHQDQFH

&ORVLQJ
)ROORZ WKH LQVWUXFWLRQV EHORZ WR HQVXUH WKDW WKH 3+( ZLOO EH SURSHUO\ FORVHG

)RU LGHQWLI\LQJ EROW UHIHU WR %ROW FRQ¿JXUDWLRQ RQ SDJH 

6WHS 
&KHFN WKDW DOO WKH VHDOLQJ VXUIDFHV DUH FOHDQ

6WHS 
%UXVK WKH WKUHDGV RI WKH EROWV FOHDQ XVLQJ D VWHHO ZLUH EUXVK RU
WKH $OID /DYDO WKUHDG FOHDQHU /XEULFDWH WKH WKUHDGV ZLWK D WKLQ
OD\HU RI JUHDVH HJ *OHLWPR  RU HTXLYDOHQW

6WHS 
$WWDFK JDVNHW WR WKH SODWHV RU FKHFN WKDW DOO WKH JDVNHWV DUH
SURSHUO\ DWWDFKHG

1RWH
,I WKH JDVNHW LV ZURQJO\ SRVLWLRQHG LW ZLOO VKRZ E\ WKH
IDFW WKDW LW ULVHV RXW RI WKH JDVNHW JURRYH RU WKDW LW LV
SRVLWLRQHG RXWVLGH WKH JURRYH

6WHS 
,I WKH SODWHV KDYH EHHQ UHPRYHG LQVHUW WKH WKHP LQ DOWHUQDWH
GLUHFWLRQV DQG ZLWK WKH JDVNHWV WXUQHG WRZDUGV WKH IUDPH SODWH
RU SUHVVXUH SODWH DV VSHFL¿HG RQ WKH SODWH KDQJLQJ OLVW 8VH WKH
PDUNHG OLQH WKDW ZDV GRQH ZKHQ WKH 3+( ZDV RSHQHG UHIHU WR
6WHS  LQ ³2SHQLQJ´ RQ SDJH 

6WHS 
,I WKH SODWH SDFN KDV EHHQ PDUNHG RQ WKH RXWVLGH FKHFN WKLV
6WHS  LQ ³´ RQ SDJH 
,I WKH SODWHV DUH FRUUHFWO\ DVVHPEOHG $%$% HWF  WKH HGJHV
IRUP D ³KRQH\FRPE´ SDWWHUQ VHH SLFWXUH

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 26 (29)

0DLQWHQDQFH
(1

6WHS 
3UHVV WKH SODWH SDFNDJH WRJHWKHU 3RVLWLRQ WKH WLJKWHQLQJ EROWV
DFFRUGLQJ WR WKH ¿JXUH

1RWH
)RU 7/% 3RVLWLRQ WLJKWHQLQJ EROWV  DQG  DOWHUQDWLYHO\
 DQG   7LJKWHQ WKH WLJKWHQLQJ EROWV XQWLO WKH UHDFWLRQ
IRUFH RI WKH SODWH SDFNDJH FDQ EH QRWLFHG 0DNH VXUH
WKDW WKH IUDPH DQG SUHVVXUH SODWH DUH LQ SDUDOOHO GXULQJ
WKH FORVLQJ SURFHGXUH ZLWKLQ PD[LPXP  PP 
3RVLWLRQ UHPDLQLQJ EROWV DQG WLJKWHQ WKHP WR WKH VDPH
GLPHQVLRQ

7LJKWHQ WKH WLJKWHQLQJ EROWV  XQWLO WKH UHDFWLRQ IRUFH RI


WKH SODWH SDFNDJH FDQ EH QRWLFHG 0DNH VXUH WKDW WKH IUDPH DQG
SUHVVXUH SODWH DUH LQ SDUDOOHO GXULQJ WKH FORVLQJ SURFHGXUH

6WHS 
7LJKWHQLQJ WKH WLJKWHQLQJ EROWV HYHQO\ LQ WKH QXPEHUHG RUGHU
 &RQWLQXH DOWHUQDWHO\ XQWLO GLPHQVLRQ $ KDV EHHQ
UHDFKHG

1RWH
)RU 7/% &RQWLQXH WR WLJKWHQ  PP RU OHVV ZLWK EROW 
DQG  7KHQ WLJKWHQLQJ UHPDLQLQJ EROWV ZLWK VDPH OHQJWK
5HSHDW WKRVH VWHS XQWLO WKH GLPHQVLRQ $ LV DFKLHYHG

:KHQ D SQHXPDWLF WLJKWHQLQJ GHYLFH LV XVHG VHH WDEOH EHORZ IRU


PD[LPXP WRUTXH 0HDVXUH GLPHQVLRQ $ GXULQJ WLJKWHQLQJ

%ROW VL]H %ROW ZLWK ZDVKHU


1P NSP
0  
0  
0  
0  
0  
)RU PDQXDO WLJKWHQLQJ WKH WLJKWHQLQJ WRUTXH KDV WR EH HVWLPDWHG
,I GLPHQVLRQ $ FDQQRW EH UHDFKHG
‡ &KHFN WKH QXPEHU RI SODWHV DQG WKH GLPHQVLRQ $
‡ &KHFN WKDW DOO WKH QXWV DQG EHDULQJ ER[HV DUH UXQQLQJ IUHHO\
,I QRW FOHDQ DQG OXEULFDWH RU UHSODFH

6WHS 
3RVLWLRQ WKH ORFNLQJ EROWV 7LJKWHQLQJ WKH EROWV DQG FKHFN
PHDVXUHPHQW $ RQ ERWK VLGHV DW WRS DQG ERWWRP

1RWH
1RW YDOLG IRU 7/%

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 27 (29)

0DLQWHQDQFH

6WHS 
0RXQW SURWHFWLRQ VKHHWV LI SURYLGHG 

6WHS 
&RQQHFW SLSHV

6WHS 
,I WKH 3+( GRHV QRW VHDO ZKHQ WKH PHDVXUH $ KDV EHHQ UHDFKHG
LW FDQ EH WLJKWHQHG IXUWKHU WR $ PLQXV  

1RWH
)RU 7/% :KHQ XVLQJ IUDPH $60( VWDQGDUG
3+( XQLWV ZLWK SUHVVXUH YHVVHO FRGH $60( DUH
HTXLSSHG ZLWK WRS DQG ERWWRP EROWV 7LJKWHQ WKRVH
EROWV DIWHU WKH SURFHGXUH DERYH KDV EHHQ ¿QLVKHG
RU VOLJKWO\ EHIRUH WKH GLPHQVLRQ $ LV UHDFKHG

3UHVVXUH WHVW DIWHU PDLQWHQDQFH


%HIRUH VWDUWXS RI SURGXFWLRQ ZKHQHYHU SODWHV RU JDVNHWV KDYH EHHQ UHPRYHG LQVHUWHG RU
H[FKDQJHG LW LV VWURQJO\ UHFRPPHQGHG WR SHUIRUP D SUHVVXUH WHVW WR FRQ¿UP WKH LQWHUQDO DQG
H[WHUQDO VHDOLQJ IXQFWLRQ RI WKH 3+( $W WKLV WHVW RQH PHGLD VLGH DW D WLPH PXVW EH WHVWHG ZLWK
WKH RWKHU VLGH RSHQ WR WKH DPELHQW SUHVVXUH

&DXWLRQ
7KH SUHVVXUH WHVWLQJ VKDOO EH SHUIRUPHG DW D SUHVVXUH HTXDO WR WKH RSHUDWLQJ SUHVVXUH RI
WKH DFWXDO XQLW EXW QHYHU DERYH WKH GHVLJQ SUHVVXUH DV VWDWHG RQ WKH QDPHSODWH

7KH UHFRPPHQGHG WHVW WLPH LV  PLQXWHV IRU HDFK PHGLD

3OHDVH FRQVXOW WKH ORFDO $OID /DYDO UHSUHVHQWDWLYH RI WKH VXSSOLHU IRU DGYLFH RQ WKH SUHVVXUH
WHVWLQJ SURFHGXUH

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 


Status: Approved Confidential Document id: DBAB586251 e Page 28 (29)

0DLQWHQDQFH
(1

5HJDVNHWLQJ
7KH SURFHGXUHV EHORZ UHJDUGV )LHOG JDVNHWV 5LQJ JDVNHWV DQG (QG JDVNHWV

1RWH
%HIRUH UHPRYLQJ WKH ROG JDVNHWV FKHFN KRZ LW LV DWWDFKHG

&OLSRQ&OLS*ULS

6WHS 
2SHQ WKH 3+( UHIHU WR RQ SDJH DQG UHPRYH WKH SODWH WKDW LV
WR KDYH D QHZ JDVNHW

1RWH
%HIRUH RSHQLQJ WKH 3+( FKHFN WKH ZDUUDQW\ FRQGLWLRQV ,I
LQ DQ\ GRXEW FRQWDFW DQ $OID /DYDO VDOHV UHSUHVHQWDWLYH
5HIHU WR ³:DUUDQW\ FRQGLWLRQV´ RQ SDJH  

6WHS 
5HPRYH WKH ROG JDVNHW

6WHS 
$VVXUH WKDW DOO VHDOLQJ VXUIDFHV DUH GU\ FOHDQ DQG IUHH RI IRUHLJQ
PDWWHU VXFK DV IDW JUHDVH RU VLPLODU

6WHS 
&KHFN WKH JDVNHW DQG UHPRYH UXEEHU UHVLGXDO EHIRUH DWWDFKLQJ LW

1RWH
(VSHFLDOO\ WKH HQG SODWH JDVNHW

6WHS 
$WWDFK WKH &OLSRQ&OLS*ULS JDVNHW WR WKH SODWH 6OLS WKH JDVNHW
WDEV XQGHU WKH HGJH RI WKH SODWH

1RWH
0DNH VXUH WKH WZR JDVNHW SURQJV DUH LQ FRUUHFW SRVLWLRQ

6WHS 
5HSHDW WKH SURFHGXUH XQWLO DOO SODWHV WKDW LV QHHGHG WR EH
UHJDVNHWHG LV GRQH &ORVH WKH 3+( DFFRUGLQJ WR &ORVLQJ RQ
SDJH 

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 (1  ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV 


Status: Approved Confidential Document id: DBAB586251 e Page 29 (29)

0DLQWHQDQFH

*OXHG JDVNHWV
8VH JOXH UHFRPPHQGHG E\ $OID /DYDO 6HSDUDWH JOXLQJ LQVWUXFWLRQV ZLOO EH GHOLYHUHG WRJHWKHU ZLWK WKH JOXH

&DXWLRQ
2WKHU JOXHV WKDQ WKRVH UHFRPPHQGHG FDQ FRQWDLQ FKORULGHV WKDW FDQ GDPDJH WKH SODWHV

:DUQLQJ
'R QRW XVH VKDUS WRROV ZKHQ UHPRYLQJ WKH JOXHG JDVNHW WR DYRLG GDPDJH WR WKH SODWHV

'RFXPHQW ,' /DQJXDJH (GLWLRQ

 ,QVWUXFWLRQ 0DQXDO  3ODWH +HDW ([FKDQJHUV  (1 

You might also like