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DEVELOPMENTAL MEDICINE & CHILD NEUROLOGY INVITED REVIEW

Neurodevelopmental disorders in children with neurofibromatosis


type 1
ALECIA C VOGEL 1 | DAVID H GUTMANN 2 | STEPHANIE M MORRIS2
1 Departments of Psychiatry, Washington University School of Medicine, St. Louis, MO; 2 Department of Neurology, Washington University School of Medicine,
St. Louis, MO, USA.
Correspondence to Stephanie M Morris at Department of Neurology, Washington University School of Medicine, Box 8111, 660 South Euclid Avenue, St. Louis, MO 63110, USA.
E-mail: morris.s@wustl.edu

Over the past several decades, neurofibromatosis type 1 (NF1) has become increasingly rec-
PUBLICATION DATA ognized as a neurodevelopmental disorder conferring increased risk for several important
Accepted for publication 18th May 2017. neurodevelopmental problems. In this review, we summarize the specific neurodevelopmen-
Published online 27th August 2017. tal problems encountered in the context of NF1. These include impairments in general cogni-
tive function, deficits in specific cognitive domains such as executive function and
ABBREVIATIONS visuospatial processing and risk for specific learning disorders, impairments in attention and
ASD Autism spectrum disorder social skills and the overlap with attention-deficit–hyperactivity disorder and autism spectrum
NF1 Neurofibromatosis type 1 disorder, and the risk of developing other psychiatric conditions including anxiety and
depression. Early recognition of these developmental impairments is important for the effec-
tive treatment of children with NF1, and further characterization is essential to improve our
understanding of how mutations in the NF1 gene create the diversity of clinical neuropsychi-
atric symptomatology observed in this at-risk population.

Neurofibromatosis type 1 (NF1) is an autosomal dominant below with associated impairments in adaptive function-
condition caused by mutations in the NF1 gene on chromo- ing,3 and was the first reported cognitive impairment in
some 17q11.2. NF1 is a common neurogenetic disorder, NF1. Initial estimates of intellectual disability were greatly
affecting approximately 1 in 3000 people worldwide,1 overestimated in early reports of cognitive function in
exhibiting extreme clinical variability both within and patients with NF1 owing to the inclusion of only the most
between families. Characterized by specific dermatological severe phenotypes;2 however, lowered school performance
findings, such as cafe-au-lait macules skinfold (intertrigi- and intellectual functioning were consistently reported,
nous) freckling, and iris hamartomas (Lisch nodules), chil- suggesting a mildly affected subset of children not other-
dren and adults are predisposed to the development of wise meeting criteria for intellectual disability.4,5 In more
multiple benign and malignant tumors.2 In addition to these recent and larger studies using US National Institutes of
clinical findings, NF1 is becoming increasingly recognized Health diagnostic criteria to diagnose NF1, estimates of
as a neurodevelopmental disorder conferring increased risk intellectual disability have varied (4% to 8%), but have
for several specific neurodevelopmental problems, including remained consistently above that of the general population
lowering of intellectual abilities, deficits in executive func- (3%).2,6 While the absolute rates of intellectual disability
tioning, impaired visuospatial processing, and motor delays. are only modestly elevated, individuals with NF1 demon-
Moreover, children with NF1 also harbor increased rates of strate a reduction in expected IQ by approximately 1SD
attention-deficit–hyperactivity disorder (ADHD), impair- relative to both the general population and unaffected sib-
ments in specific academic domains of reading, spelling, and lings, signifying a reduction in intellectual ability in the
mathematics, difficulties in social functioning with increased presence of NF1 gene mutations, despite a shared genetic
rates of autism spectrum disorder (ASD), and elevated rates background and environment.6 An exception to this 1SD
of other psychiatric conditions (mood and anxiety disorders). shift in cognitive ability is observed in individuals with the
Since the underlying biological mechanism(s) of these neu- 17q11.2 1.4-megabase NF1 microdeletion syndrome. Over
rodevelopmental impairments remain incompletely under- half of these affected individuals have IQs less than 70,
stood, this review will focus on the neurodevelopmental constituting a diagnosis of intellectual disability, and nearly
problems encountered in the context of NF1. all display characteristic facial dysmorphisms.7 Apart from
the well-established genotype–phenotype correlation asso-
NF1 AND IMPAIRMENTS IN INTELLECTUAL ABILITY ciated with 17q11.2 1.4-megabase microdeletions, NF1
Intellectual disability (formerly mental retardation) is clinical severity is not a reliable predictor of intellectual
defined in the Diagnostic and Statistical Manual of Mental ability, and impairment exists even when children with
Disorders, Fifth Edition (DSM-5), as an IQ score of 70 or intracranial lesions are excluded from these analyses.6

1112 DOI: 10.1111/dmcn.13526 © 2017 Mac Keith Press


However, children who require treatment for oncological What this paper adds
complications of NF1 remain at elevated risk for long-term • Impairments in general cognition, executive function, and visuospatial pro-
cognitive and behavioral sequelae typically associated with cessing are common in children with neurofibromatosis type 1 (NF1).
cranial radiation and chemotherapy. The general reduction • Children with NF1 are at high risk for specific learning disabilities involving
in cognitive functioning observed among children with reading, writing, and math skills.
NF1 has the potential to portend significant academic dif-
• Attention-deficit–hyperactivity disorder, autism spectrum disorder, and anxi-
ety are common in children with NF1.
ficulties and result in school failure, thus requiring prompt • Early recognition of neurodevelopmental impairments in children with NF1 is
recognition through comprehensive neuropsychological critical for initiation of early intervention therapies.
evaluations, and the early initiation of educational support
mechanisms. ATTENTION PROBLEMS AND OVERLAP WITH ADHD
For more than 30 years, researchers and clinicians have
SPECIFIC LEARNING DISORDERS AND DOMAIN- reported significant attentional problems in children with
SPECIFIC DEFICITS IN COGNITIVE PROCESSING NF1.5 Over time, it has become increasingly recognized
Nearly 20% of children with NF1 meet criteria for a that children with NF1 have specific deficits in attention,4
specific learning disorder, which is more than double that particularly in sustained attention.6 While the exact preva-
observed in the typically developing pediatric population,6 lence varies owing to differences in study methodology, as
although as many as 75% of children with NF1 will many as 60% of children with NF1 meet diagnostic crite-
require some type of school accommodation or remedial ria for ADHD.11 Unlike ADHD observed in the general
teaching.8 Specific learning disorders connote substantially population, children with NF1 rarely meet criteria for
lower performance in a particular subject, such as reading hyperactive/impulsive-type ADHD, and are more likely to
(formerly dyslexia), mathematics (formerly dyscalculia), or be diagnosed with either inattentive-type or combined-type
writing (formerly dysgraphia), that is not otherwise attri- ADHD.11 The relative absence of the hyperactivity pheno-
butable to lower general cognitive ability or comorbid type often delays clinical recognition of an impairment in
medical conditions, and continue despite targeted interven- attention system function among children with NF1.
tion.3 In the DSM-5, there is no requirement for a specific While ADHD is a highly heritable condition, the
discrepancy between achievement testing in these areas genetic basis is not well understood.12 Research into the
and IQ testing; however, most studies of children with underlying etiology of ADHD has largely focused on
NF1 were performed using DSM-IV criteria, which dopaminergic and noradrenergic systems, particularly the
required a discrepancy between performance and IQ. striatum12 given the efficacy of stimulant medication in
While early studies often used these more liberal criteria, treating ADHD. While the neurobiology of the attentional
such as needing special instruction in certain subjects or deficits in NF1 are also poorly understood, there is some
performance scores in specific subjects,2,4,5 children with indication in animal studies that these problems reflect
NF1 were disproportionately found to meet criteria for changes in dopaminergic function,13,14 although given the
specific learning disorders in reading, mathematics, and limited evidence of dopamine dysfunction in humans, the
writing/spelling,6 even when accounting for IQ. relationship between dopamine and the ADHD phenotype
In addition to specific learning disorders, children with in NF1 remains unclear.11,15 Recently, research into the
NF1 often have deficits in other specific cognitive neurobiology of ADHD has turned to understanding defi-
domains, including executive functioning and visuospatial cits in terms of neural network systems, such as the
processing. Executive function includes aspects of both frontal–parietal attention system, thought to be related to
organization and regulation, specifically with respect to task-level attention, and the default mode network, which
working memory, abstraction, initiation of mental rules or may be related to both internal reflection and future pro-
task sets, cognitive flexibility, planning and problem solv- jection,16 and potentially more similar to the deficits in
ing, emotional regulation, and attentional control. When sustained attention seen in children with NF1. It is cur-
directly tested, children with NF1 tend to show deficits in rently not known whether the neurobiological mechanisms
more global measures of executive function, such as prob- responsible for idiopathic ADHD translate to the atten-
lem solving, planning, and task switching.4,9 Although tional deficits observed in NF1.15 However, despite a lim-
executive function has been previously demonstrated to be ited understanding of the potential etiology of ADHD in
tightly correlated to general intellectual ability,6 the NF1, it is of critical importance to recognize and treat
observed deficits may represent a core feature of NF1, these symptoms as several studies have now demonstrated
rather than a resultant effect of lower IQ.10 Similarly, there the benefit of stimulant medications for the treatment of
is robust evidence to suggest that visuospatial processing is ADHD in children with NF1.17,18
specifically impaired in children with NF1, as evidenced by
deficits in the judgment of line orientation test.4 Subse- SOCIAL DEFICITS AND OVERLAP WITH ASD
quent studies investigating alternative spatial judgement Children with NF1 have long been recognized to exhibit
tasks, while controlling for motor speed and visual track- social perception problems, although the exact nature of
ing, have continued to demonstrate widespread deficits in these deficits was not explored until recently. Previously, it
visuospatial processing in children with NF1.6 had been posited that the social difficulties experienced by

Review 1113
children with NF1 were related to the physical stigmata of quantitative ASD traits in NF1 is pathologically shifted
NF1.4 As the comorbidity with ADHD was better appreci- towards the more symptomatic end of the spectrum, with
ated, it was later hypothesized that impairments in atten- nearly 40% of patients scoring within the impaired range.
tion were contributing to problems with social In addition, 13% of children with NF1 score within the
interactions, as consistently observed in idiopathic most severe range, independent of general cognitive ability.
ADHD.19 There is now, however, increasingly strong evi- Symptoms in the two domains that characterize ASD
dence that children with NF1 have a core deficit in social (social communication/interaction and restricted interests/
functioning. repetitive behaviors) are elevated in patients with NF1-
Several recent moderately sized studies,19,20 and one ASD, where these impairments moderately correlate with
large multisite study,21 have demonstrated an overall ADHD symptom severity (Fig. 1). These findings indicate
decline in social functioning across multiple domains, as a similar overall phenotype to idiopathic ASD.19–21 How-
well as a substantial increase in the incidence of clincial ever, unlike idiopathic ASD, males and females appear to
ASD based on criterion standard diagnostic assessments: be similarly affected, suggesting a lessening of the female
approximately 25% to 40% of individuals with NF1,20,21 protective effect for ASD symptoms, similar to other syn-
much higher than the 1% to 2% rate of ASD observed in dromic causes of ASD.21 The longitudinal trajectory of
the general population.21 Moreover, using quantitative ASD symptomatology in early childhood and the efficacy
measures of ASD symptom severity, the distribution of of early intensive behavioral interventions in children with

Specific cognitive impairments

ADHD
IQ
Symptomatology

Genomic
ASD modifiers

NF1 gene mutation

Figure 1: The spectrum and severity of neuropsychiatric symptomatology reflects the contributions of individual variations in IQ, autism spectrum disor-
der (ASD), attention-deficit–hyperactivity disorder (ADHD), and specific cognitive impairments, coupled with genomic modifiers and the impact of the
germline neurofibromatosis type 1 (NF1) gene mutation. The dark grey colour denotes the schematic representation of the population distribution, while
the light grey colour denotes that for children with NF1.

1114 Developmental Medicine & Child Neurology 2017, 59: 1112–1116


NF1-ASD are currently unknown and require further (i.e. intellectual disability, ADHD, ASD) may provide addi-
investigation. tive risk to the development of anxiety and depression in
children with NF1.
MOOD AND ANXIETY DISORDERS IN NF1
Depression and anxiety have long been regarded as impor- CONCLUSION
tant comorbid conditions in adults with NF1;22 however, NF1 is a monogenic tumor-predisposition syndrome with
the impact of these common psychiatric disorders in child- varied effects on neural structure and function, creating a
hood is incompletely understood. Studies exploring general wide variety of cognitive and behavioral abnormalities. In
measures of quality of life have demonstrated a reduction this regard, NF1 is associated with an overall decrease in
in quality of life among adults and children with NF1, and cognitive functioning, with a pathological shift in IQ dis-
recent larger studies have consistently revealed increased tribution. In addition, affected individuals exhibit specific
rates of depression and anxiety in adults using standardized deficits in visuospatial processing, attention, and social
measures.22,23 Studies investigating anxiety/depression functioning, which increase the rates of specific learning
symptoms in children with NF1 have generally suggested disorders, ADHD, and ASD. Interestingly, similar
increased rates of both anxiety and depression, but have neurocognitive impairments have been identified in a
relied on relatively small sample sizes and have used vary- related class of developmental disorders caused by germline
ing measurement tools.19,24,25 When investigating factors mutations in genes that affect the Ras/MAPK (mitogen-
that mediate well-being and quality of life in children, fam- activated protein kinase) pathway (RASopathies; i.e. Noo-
ily influences showed much stronger correlations than nan syndrome, Costello syndrome, cardiofaciocutaneous
measures such as disease severity.26 syndrome), suggesting that dysregulation of this well-
Interestingly, when compared with other chronic ill- defined signal transduction pathway may be critical to the
nesses, rates of depression reported in adults with NF1 are development of cognitive and behavioral dysfunction.29
similar to those found in individuals with multiple sclero- Prompt recognition of these developmental and behavioral
sis, diabetes, and coronary artery disease, all of which pre- impairments in children with NF1 is essential for early
dispose to intracranial pathology.23 This observation behavioral and academic interventions and/or timely medi-
suggests that the psychiatric manifestations in NF1 may be cal treatment. Further characterization of these neurode-
related to underlying neuropathological changes, rather velopmental impairments in children with NF1 and related
than being a consequence of social distress related to NF1 disorders (currently underway in multiple active interna-
disease severity. Interestingly, while the rates of depression tional clinical studies) is essential to deepen our under-
are increased in patients with chronic pain, with depression standing of how defects in the NF1 gene and associated
influencing pain and pain influencing depressive symp- genes create the diversity of clinical neuropsychiatric symp-
toms,27 there was no clear association between ratings of tomatology observed in this at-risk population.
physical complaints26 or pain23 and ratings of depression Additional information about active clinical research
in patients with NF1. Furthermore, while mood and anxi- studies in NF1 can be found at https://clinicaltrials.gov/.
ety disorders are thought to be multifactorial in etiology,
there is a clear genetic predisposition and neurodevelop- A CK N O W L E D G M E N T S
mental influence in the development of these conditions,28 The authors have stated that they had no interests that might be
suggesting that the neurodevelopmental sequelae of NF1 perceived as posing a conflict or bias.

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