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Scand J Rheumatol 2006;35:283–289 283

The effect of balneotherapy on patients with ankylosing spondylitis

L Altan, Ü Bingöl, M Aslan, M Yurtkuran

Uludağ University Medical Faculty, Atatürk Rehabilitation Centre, Rheumatic Disease and Hydrotherapy Section, Bursa, Turkey

Objective: To compare the effect of balneotherapy on physical activity and quality of life as well as the symptoms
of pain and stiffness with exercise alone in ankylosing spondylitis (AS) patients.
Methods: A total of 60 patients who had a diagnosis of AS according to the modified New York criteria were
included in the study. The patients were randomly assigned to two groups. In Group I (n530) the patients
received balneotherapy in a therapeutic pool for 30 min once a day for 3 weeks. All patients received instructions
on the exercise programme, which they were requested to repeat once a day for 30 min during the study. The
patients in this group continued the same exercise programme after the end of the balneotherapy protocol to
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complete a course of 6 months. In Group II the patients were given the same exercise protocol but did not receive
balneotherapy. Patients were evaluated before the start of the study and at 3 weeks and 24 weeks. Evaluation
parameters were daily and night pain, morning stiffness, the patient’s global evaluation and the physician’s
global evaluation (according to a scoring system of 1 to 5), the Bath Ankylosing Spondilitis Disease Activity
Index (BASDAI), Bath Ankylosing Spondylitis Functional Index (BASFI), Dougados Functional Index (DFI),
tragus–wall distance, chest expansion, modified Shober test (MST), fingertip–fibula head distance, and
Nottingham Health Profile (NHP).
Results: Evaluations were completed in 54 patients in the two groups. Comparison of the groups showed
significantly superior results for Group I for parameters of BASDAI, NHP total, pain, physical activity,
tiredness and sleep score, patient’s global evaluation and the physician’s global evaluation at 3 weeks, but only
For personal use only.

for the parameters of patient’s global evaluation and MST at 24 weeks.


Conclusion: Balneotherapy has a supplementary effect on improvement in disease activity and functional
parameters in AS patients immediately after the treatment period. However, in the light of our medium-term
evaluation results, we suggest that further research is needed to assess the role of balneotherapy applied for
longer durations in AS patients.

Ankylosing spondylitis (AS) is a chronic inflamma- Spa therapy is a traditional treatment that has
tory disease that predominantly affects the spine and been used in musculoskeletal disease since ancient
may cause serious functional impairment (1). The times (3). Spa therapy is currently usually combined
purpose of the therapy is to reduce pain and morning with active exercise, massage and mud packs. There
stiffness, to prevent deformity and to maintain are only a few randomized controlled trials investi-
correct posture, physical condition and psychosocial gating the role of spa therapy in rheumatic diseases
health. The progressive nature of the disease is a despite its long history and wide popularity (4).
negative factor in AS management and no treatment Balneotherapy has been shown to be effective for
modality – other than anti-tumour necrosis factor rheumatoid arthritis (RA) (5), osteoarthritis (OA)
(anti-TNF) treatment – that can reverse the under- (6), fibromyalgia syndrome (FMS) (7) and low back
lying continuing inflammation has yet been defined. pain (8), while Verhagen et al (9) have pointed out
Physiotherapy and exercise are among the most several methodological mistakes in all studies asses-
popular adjuncts to pharmacotherapy but the num- sing the role of balneotherapy in RA and OA and
ber of controlled studies is too low to delineate a concluded that it is difficult to verify its true efficiency.
definitive role for such supplementary agents (2). These authors also reported that life quality para-
meters had been used in only two of the above-
mentioned group of studies. Although positive results
for balneotherapy in AS have been reported in a
Lale Altan, Atatürk Rehabilitasyon Merkezi, Kükürtlü cad.
No: 98, 16080 Çekirge, Bursa, Turkey. number of studies (10–12), it was emphasized in a
E-mail: lalealtan@uludag.edu.tr recent review that the value of different spa results and
Received 2 May 2005 specific therapeutic components must be taken into
Accepted 23 October 2005 account in studies in the future (13).

# 2006 Taylor & Francis on license from Scandinavian Rheumatology Research Foundation
DOI: 10.1080/03009740500428806 www.scandjrheumatol.dk
284 L Altan et al

The purpose of this study was to compare the Table 1. The mineral content of the therapeutic pool.
effect of balneotherapy on physical activity and
quality of life as well as the symptoms of pain and mg/L mval/L
stiffness with exercise alone in the short and medium Anions
term. HCO322 528.87 0.67
Cl2 12.27 0.35
F2 5.46 0.29
Materials and methods SO422 277.0 5.77
Total 823.6 13.08
A total of 60 patients who had a diagnosis of AS Cations
according to the modified New York criteria, who Ca2+ 91.98 4.59
were observed to have a moderate degree of pain Mg2+ 7.41 0.61
[between 4 to 7 according to the visual analogue scale Na+ 222.5 9.68
(VAS)], stiffness, and a score of 2 or higher K+ 23.0 0.59
(according to the 1–5 score) for patient’s global Li2+ 0.68 0.10
evaluation, and were willing to participate in the Total 823.6 13.08
exercise programme were included in the study while
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they were under the regular follow-up protocol in our of the patients were performed before the start of the
rheumatology clinic at the spa centre of the study and at 3 weeks and 24 weeks by a physician
university. None of the patients had any systemic who was blinded to the patients.
problems contraindicating hydrotherapy or exercis-
ing. The patients who had active peripheral arthritis,
secondary FMS, total spinal ankylosis, an erythro- Evaluation parameters
cyte sedimentation rate (ESR)w50 mm/h, or
Pain. Daytime and nocturnal pain was measured
C-reactive protein (CRP) more than 10 times the
with a VAS.
normal value, and who were previously given
balneotherapy within 1 year were also excluded. All
For personal use only.

Morning stiffness. The existence and duration of the


the patients were informed about the purpose and
stiffness were assessed according to a four-point
nature of the study and informed consent was scale: 05no stiffness, 15less than 15 min, 25between
obtained. Data on age, sex, disease duration, 15 and 30 min, and 35more than 30 min.
previous medication and human leucocyte antigen
(HLA) B27 positivity were recorded for each patient. Patient’s global evaluation and the physician’s global
The patients were allowed to continue their previous evaluation. Global evaluation of disease activity
medication, but they were requested not to use separately by the physician and the patient used a
supplementary drugs or change the usual dosages scoring system from 1 to 5 where: 15no activity,
throughout the study period of 24 weeks. 25mild activity, 35moderate activity, 45severe
The patients were randomly assigned to two activity, and 55very severe activity. This scoring
groups using a random numbers table. In Group I system rather than the VAS scoring system was
(n530) the patients received balneotherapy on an chosen for global evaluation as the patients were not
outpatient basis early in the morning in a therapeutic classified as responders and nonresponders according
pool containing spa water at 39 ˚C for 30 min once a to the assessments in ankylosing spondylitis (ASAS)
day for 3 weeks. The composition of the spa water is criteria, depending on our observation that most of
shown in Table 1. The patients rested in bed for 2 h the studies in the literature on the role of exercise and
following balneotherapy and then left the hospital to balneotherapy in AS have not used the latter criteria.
come back the day after. All patients were given
instructions on the exercise programme that they Disease activity. Evaluation was performed using the
were requested to repeat once a day for 30 min Bath Ankylosing Spondilitis Disease Activity Index
during the study. The home exercise programme (BASDAI), for which the adaptation to the native
comprised respiration–postural exercises and dorsal/ language of the patients has been shown to be valid
lumbar extension exercises. The patients in this group and reliable (14). The BASDAI is a self-administered
continued the same exercise programme after the end questionnaire with six specific questions regarding
of the balneotherapy protocol to complete a course disease activity in AS. Five important symptoms are
of 6 months. reflected: fatigue, pain, peripheral joint swelling/pain,
In Group II the patients were given the same localized tenderness, and quantitative and qualitative
exercise protocol but did not receive balneotherapy. morning stiffness. A horizontal nongraded VAS
Patients’ compliance with the exercise programme (0–10) was used. Five scales were marked from
was monitored by phone calls once every month and ‘none’ to ‘very severe’, while the scale for quantity of
control examination at the third month. Evaluations morning stiffness was graded every 15 min between

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Balneotherapy in AS 285

0 and 2 h. The mean of the questions about morning first 3-week period, and evaluations were completed
stiffness was calculated before calculating the total in 54 patients in two groups.
BASDAI score of 1–10 by averaging the five figures. Pretreatment data showed no significant difference
between the two groups for any parameters except
Functional capacity. The Bath Ankylosing Spondy- for morning stiffness.
litis Functional Index (BASFI) and the Dougados In Group I all parameters except for the NHP-
Functional Index (DFI), which were both adapted to Social isolation score showed significant improve-
the native language, were used for evaluation (15). ment at 3 weeks but the improvement in the
BASFI is a self-administered questionnaire with parameters NHP-Social isolation score and chin–
10 questions on daily activities. A horizontal manibrium distance were not found to be significant
nongraded VAS (0–10) from ‘easy’ and ‘impossible’ at 24 weeks compared to pretreatment (Table 2).
was used. The mean of the scales gave a total BASFI In Group II significant improvement was obtained
score (0–10). The DFI is a 20-item questionnaire used for all parameters except for NHP-Tiredness score,
to obtain information on difficulties in performing NHP-Sleep score, NHP-Social isolation score, occi-
daily activities. Scores of 0 (no difficulty), 1 put–wall distance and chin–manibrium distance at
(performing with difficulty) and 2 (no performance) 3 weeks and all parameters but the patient’s global
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were given and DFI scores ranging from 0 to 40 were evaluation at 24 weeks compared to pretreatment
obtained for each patient. values (Table 3).
Comparison of the groups showed significantly
Spinal mobility. Spinal mobility of each patient was superior results for Group I for parameters of
measured using occiput–wall distance, chest BASDAI, NHP-Total score, NHP-Pain score,
expansion, modified Shober test and fingertip– NHP-Physical activity score, NHP-Tiredness
fibula head distance. score, NHP-Sleep score, and the physician’s and
patient’s global evaluation at 3 weeks, but only for
Life quality score. The Nottingham Health Profile the parameters of patient’s global evaluation and
(NHP) was used; the patients were asked to give ‘yes’ the modified Shober test at 24 weeks (Table 4). No
For personal use only.

or ‘no’ answers to the items in the questionnaire. side-effects of either treatment protocol were
Eight questions for pain (NHP-Pain) and physical recorded.
activity (NHP-Physical activity), five for sleep (NHP-
Sleep), three for tiredness (NHP-Tiredness), five for
social isolation (NHP-Social isolation), and nine for Discussion
emotional reaction (NHP emotional reaction) were
Significant improvement was obtained for all para-
asked. The ‘weighted score’ of the related question
meters in our study except for the NHP-Social
was given for each ‘yes’ answer, and 0 for each ‘no’
isolation score immediately after treatment in the
score. The overall score was calculated separately for
patients who received balneotherapy. Improvement
each parameter and then the NHP total score was
was sustained for all parameters except for the NHP-
obtained from the sum of the scores of these six
Sleep score and chin–manibrium distance at 24 weeks
parameters (16).
in this group.
The role of balneotherapy in AS treatment has
Statistical analysis been investigated in several studies. Tishler et al (10)
reported improvement that lasted for 3 months
All statistical calculations were performed under the in morning stiffness, finger-to-floor distance, and
supervision of the staff biostatistician using the SPSS overall well being of the patient and also recorded
10.0 program. Posttreatment changes occurring in a lowered requirement for nonsteroidal anti-
each group were compared with pretreatment values inflammatory drugs (NSAIDs) at the end of a
using the Wilcoxon test. Comparison of the results 2-week spa therapy in 14 AS patients in a noncon-
between the two groups was performed using the trolled open study. In another study Hashkes (11)
Mann–Whitney U-test after calculating the percen- investigated the effect of climatic therapy in Tiberias
tage changes for measured values and the difference hot spring on 53 AS patients using an individualized
scores for overall score values. programme of hydrotherapy, massage and occupa-
tional therapy and obtained improvement in 60% of
the patients at the end of 1 month; however, the long-
Results
term results were not reported. Van Tubergen et al
Two patients in Group I had to leave the study for (12) also reported in a randomized controlled study
domestic reasons, and four patients in Group II significant improvement lasting for 40 weeks in 120
abandoned the study because they could not comply AS patients who received a combination of spa and
with the exercise programme, all before the end of the exercise treatment for 3 weeks.

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286 L Altan et al

Table 2. Statistical comparison of clinical evaluation parameters before and after treatment in Group I.

Week 0 Week 3 Week 24


Daily pain (0–10) 3.46¡2.11 1.96¡1.37*** 1.92¡1.32**
Night pain (0–10) 5.0¡1.9 3.26¡1.67*** 2.84¡1.84***
Morning stiffness (0–3) 1.57¡0.74 1.03¡0.51*** 1.12¡0.33**
Patient’s global evaluation (1–5) 2.89¡0.87 1.92¡0.85*** 2.12¡0.72***
Physician’s global evaluation (1–5) 2.43¡0.57 1.64¡0.56*** 1.76¡0.83**
BASDAI (0–10) 3.42¡1.57 1.11¡0.77*** 1.49¡1.37***
BASFI (0–10) 1.28¡1.15 0.50¡0.73*** 0.38¡0.57***
DFI (0–40) 11.14¡9.46 6.39¡7.47*** 6.16¡5.80**
NHP-Total (0–600) 134.5¡78.83 55.74¡52.93*** 70.49¡82.74**
NHP-Pain (0–100) 43.30¡17.83 16.96¡14.91*** 18.0¡20.75***
NHP-Physical activity (0–100) 21.87¡15.45 10.27¡11.81** 11.06¡13.84**
NHP-Tiredness (0–100) 38.07¡38.16 13.08¡24.55** 13.32¡30.42*
NHP-Sleep (0–100) 18.30¡28.26 12.14¡23.94* 18.60¡29.98
NHP-Social isolation (0–100) 4.02¡9.63 2.86¡7.13 2.40¡6.63
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NHP-Emotional reaction (0–100) 8.91¡12.62 3.12¡8.07* 3.0¡9.04**


Occiput–wall distance (cm) 3.28¡5.74 2.30¡4.32* 1.76¡3.95*
Chin–manibrium distance (cm) 2.35¡3.12 1.75¡2.57** 1.48¡2.23
Chest expansion (cm) 4.11¡1.55 4.94¡1.62*** 4.97¡1.88**
Modified Shober test (cm) 3.19¡1.52 3.65¡1.46*** 4.12¡1.46***
Fingertip–fibula head distance (cm) 5.03¡5.82 3.76¡4.04*** 2.82¡3.09**

BASDAI, Bath Ankylosing Spondylitis Disease Activity Index; BASFI, Bath Ankylosing Spondylitis Functional Index; DFI, Dougados Functional
Index; NHP, Nottingham Health Profile. *pv0.05; **pv0.01; ***pv0.001.

Several mechanisms have been suggested for the following the decrease in muscle tone. According to
For personal use only.

analgesic effect of balneotherapy. The vasodilatory the gate-control mechanism suggested by Melzac and
effect of heat removes the alogenic substances from Wall (17), thermal stimulus contributes to blocking
the affected region and also causes muscle relaxation of pain perception at the dorsal horn level, thus
by reduction of muscular gamma-efferent activity by providing a general sedation effect. While it was
stimulation of the type Ib fibres and golgi tendon suggested that balneotherapy might stimulate secre-
organ reflex. An indirect analgesic effect occurs tion of opioids (18), we failed to show any increase in

Table 3. Statistical comparison of clinical evaluation parameters before and after treatment in Group II.

Week 0 Week 3 Week 24


Daily pain (0–10) 3.53¡1.55 2.0¡1.44*** 2.11¡1.58***
Night pain (0–10) 4.77¡1.17 3.23¡1.53*** 3.0¡1.83***
Morning stiffness (0–3) 2.04¡0.66 1.31¡0.47*** 1.27¡0.45***
Patient’s global evaluation (1–5) 2.61¡0.75 2.19¡0.57* 2.23¡0.86
Physician’s global evaluation (1–5) 2.19¡0.40 1.73¡0.67** 1.61¡0.64**
BASDAI (0–10) 3.05¡1.58 1.78¡0.98*** 1.62¡1.40***
BASFI (0–10) 0.91¡0.75 0.61¡0.6.0** 0.54¡0.71**
DFI (0–40) 8.27¡5.79 6.11¡4.95** 5.42¡4.75**
NHP-Total (0–600) 136.46¡112.78 108.76¡114.49*** 80.63¡100.14***
NHP-Pain (0–100) 32.69¡19.06 24.04¡19.34** 19.71¡23.23**
NHP-Physical activity (0–100) 20.19¡12.28 16.34¡15.31** 12.50¡13.69**
NHP-Tiredness (0–100) 28.18¡36.12 24.34¡35.96 14.08¡26.93**
NHP-Sleep (0–100) 32.31¡35.81 28.46¡34.95 19.23¡32.23**
NHP-Social isolation (0–100) 7.69¡20.45 6.92¡20.35 4.61¡19.84*
NHP-Emotional reaction (0–100) 14.90¡25.25 8.65¡22.84* 8.17¡22.34*
Occiput–wall distance (cm) 2.92¡5.18 2.67¡4.85 2.48¡4.54*
Chin–manibrium distance (cm) 1.41¡1.97 1.21¡1.90 1.12¡1.77*
Chest expansion (cm) 4.57¡1.64 5.02¡1.62** 4.94¡1.90*
Modified Shober test (cm) 3.41¡1.41 3.61¡1.46* 3.91¡1.73***
Fingertip–fibula head distance (cm) 3.94¡4.14 2.73¡3.23** 2.63¡3.30**

BASDAI, Bath Ankylosing Spondylitis Disease Activity Index; BASFI, Bath Ankylosing Spondylitis Functional Index; DFI, Dougados Functional
Index; NHP, Nottingham Health Profile. *pv0.05; **pv0.01; ***pv0.001.

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Balneotherapy in AS 287

Table 4. Comparison of the two groups on the basis of the posttreatment (both 3 and 24 weeks) percentage changes and difference scores
relative to pretreatment values.

0–3 weeks 0–24 weeks

Group I Group II Group I Group II


Daily pain (0–10) 21.50¡1.69 21.54¡1.27 21.68¡2.05 21.42¡1.42
Night pain (0–10) 21.92¡1.79 21.54¡1.47 22.44¡1.61 21.77¡1.82
Morning stiffness(0–3) 20.53¡0.51 20.73¡0.66 20.48¡0.71 20.76¡0.65
Patient’s global evaluation (1–5) 20.96¡0.88* 20.42¡0.85 20.84¡0.74* 20.38¡0.98
Physician’s global evaluation (1–5) 20.78¡0.57* 20.46¡0.51 20.60¡0.64 20.57¡0.70
BASDAI (0–10) 22.31¡1.30** 21.26¡1.36 21.77¡1.70 21.43¡1.50
BASFI (0–10) 20.78¡0.89 20.29¡0.45 20.73¡0.88 20.36¡0.64
DFI (0–40) 24.75¡6.16 22.15¡2.65 23.60¡5.80 22.84¡4.20
NHP-Total (0–600) 278.76¡66.94** 227.69¡45.67 258.92¡72.11 255.82¡68.71
NHP-Pain (0–100) 226.34¡22.13** 28.65¡11.60 223.0¡22.44 212.98¡18.86
NHP-Physical activity (0–100) 211.61¡13.58* 23.84¡9.85 29.61¡14.71 27.69¡11.76
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NHP-Tiredness (0–100) 224.99¡32.22** 23.84¡14.36 223.98¡37.90 214.11¡23.40


NHP-Sleep (0–100) 26.16¡12.01* 23.84¡9.83 21.10¡25.92 213.07¡20.35
NHP-Social isolation (0–100) 21.16¡4.38 20.77¡3.92 20.50¡2.50 23.07¡7.36
NHP-Emotional reaction (0–100) 25.78¡11.53 26.25¡11.32 25.98¡10.22 26.73¡13.79
Occiput–wall distance (cm) 20.09¡0.22** 20.04¡0.20 20.08¡0.22 20.06¡0.21
Chin–manibrium distance (cm) 20.16¡0.29 20.10¡0.28 20.16¡0.38 20.17¡0.33
Chest expansion (cm) 0.26¡0.26 0.13¡0.17 0.16¡0.21 0.08¡0.15
Modified Shober test (cm) 0.23¡0.30 0.07¡0.13 0.34¡0.37* 0.14¡0.16
Fingertip–fibula head distance (cm) 20.10¡0.47 20.26¡0.37 20.17¡0.47 20.28¡0.39

BASDAI, Bath Ankylosing Spondylitis Disease Activity Index; BASFI, Bath Ankylosing Spondylitis Functional Index; DFI, Dougados Functional
Index; NHP, Nottingham Health Profile. *pv0.05; **pv0.01.
For personal use only.

blood endorphin levels following balneotherapy in a subgroups of sleep, tiredness, and social isolation,
previous study performed in our clinic (19). chin–manibrium distance and occiput–wall distance
Balneotherapy is also believed to have chemical at 3 weeks, and in all parameters but global
effects besides its thermal effect mentioned above. evaluation of the patients at 24 weeks.
Minerals, salts and gaseous compounds may create a Exercise is thought to be an essential component of
metabolic effect after they are absorbed through the AS treatment, supported by several studies published
skin and carried to the relevant body parts by blood in recent years (1, 13). Various exercise programmes
and lymphatic vessels. Such substances may mod- are reported to provide relief of symptoms and
ulate skin metabolism and immunology by stimulat- improve physical functions in these studies. However,
ing secretion of acetylcholine, bradykinin, histamine, Dagfinrud et al (25) reported in a recent systematic
and serotonin (20). A number of clinical and review that exercise performed by patients under
experimental studies have shown the difference supervision was beneficial, but suggested further
between the effects of spa and tap water (21, 22). research was needed to delineate the positive effects
Approximately 20 to 40 mL/s/m2 of water, together of physiotherapy in AS management. Exercise alone
with a certain amount of minerals and gaseous is known to have an analgesic effect (26). The
compounds such as H2S, CO2 and radon, is absorbed mechanisms responsible for the analgesic effect of
through the skin during balneotherapy and CO2 and exercise are not clearly understood despite the results
sulfur are known to cause intense vasodilatation of several studies that consistently showed an
and hyperaemia. Sukenik et al suggested the anti- increase in pain tolerance and threshold, and a
inflammatory effect of sulfur on inflammatory lowered rate for the intensity of a given pain stimulus
diseases such as RA and psoriatic arthritis (4, 23). following exercise. While it is a widely accepted
However, in our therapeutic pool, the concentration hypothesis that activation of the endogenous opioid
of sulfide (H2S), the sulfur form best absorbed system during exercise plays a key role in the
through the skin, is 0.36 mg/L (below the minimum analgesic response mechanism, several researchers
effective concentration of 1 mg/L suggested for anti- have also suggested a multiple analgesic system
inflammatory action) (24). Thus, we believe that including nonopioid mechanisms mediated by other
other mechanisms have played a role in the positive substances such as growth hormone and corticotro-
results obtained in our study. phin (26, 27).
We observed significant improvement with exercise Besides this general analgesic effect, exercise may
alone for all parameters except for the NHP be beneficial in AS treatment by increasing the

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288 L Altan et al

mobility of spinal and peripheral joints, joint range treatment durations should be performed to assess
of motion, muscle strength and endurance, helping the role of balneotherapy in AS.
in the maintenance of functional capacity at a high
level (28).
In our study comparison of the groups showed
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