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Journal of Bodywork & Movement Therapies (2014) 18, 608e615

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FASCIA SCIENCE AND CLINICAL APPLICATIONS: PILOT STUDY

Fascial Manipulation method applied to


pubescent postural hyperkyphosis: A pilot
study
FASCIA SCIENCE AND CLINICAL APPLICATIONS: PILOT STUDY

 c
Vilma Cosi , PT a, Julie Ann Day, PT b,*, Pietro Iogna, PT c,
Antonio Stecco, MD d

a
Private Clinic, Center Postura, Split, Croatia
b
Ulss 16, Padova, Italy
c
Private Clinic, Udine, Italy
d
Department of Internal Medicine, University of Padua, Italy

Received 30 September 2013; received in revised form 8 December 2013; accepted 14 December 2013

KEYWORDS Summary Background: Treatment of pubescent postural hyperkyphosis commonly includes


Postural postural exercises and auto-elongation. Myofascial imbalances can be involved in functional,
hyperkyphosis; sagittal plane deviations of spinal curves. This pilot-study assesses the effects of one manual
Manual therapy; therapy approach that addresses fascial dysfunctions (Fascial Manipulation) in pubescent sub-
Fascia; jects with postural hyperkyphosis.
Fascial Manipulation Methods: 17 subjects (mean age 11.8 DS 0.8; 9 males, 8 females) were evaluated for familiar-
ity; psychological aspects; sport; pain; anteposition of shoulders, head, and pelvis; distance C7
and L3 from plumb-line; distance fingers to floor on forward bend.
Each subject received 2e4 weekly sessions of Fascial Manipulation. Parameters were eval-
uated before and after manual treatment, with a follow-up at 7 months.
Results: A statistically significant difference (p < 0.05) was present in all the parameters ana-
lysed before and after treatment and at a 7 month follow-up.
Conclusions: Results suggest that Fascial Manipulation could represent an approach to inte-
grate into treatment of postural hyperkyphosis in pubescent subjects.
ª 2013 Elsevier Ltd. All rights reserved.

* Corresponding author. Centro Socio Sanitario dei Colli, Physiotherapy, Ulss 16, Via dei Colli 4, Padova, Italy. Tel.: þ39 (0) 498216032; fax:
þ39 (0) 498216045.
E-mail address: lavitava@gmail.com (J.A. Day).

1360-8592/$ - see front matter ª 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.jbmt.2013.12.011
Fascial Manipulation treatment of pubescent postural hyperkyphosis 609

Introduction interfere with the activation of the longer and weaker


posterior muscles. Consequently, this vicious circle not only
Sagittal spinal deformity can be defined as pathological maintains the spinal deviation, it also involves segments
deviations of the posterior (kyphosis) or anterior (lordosis) adjacent to the thorax (cervical, lumbar) by altering the
physiological curve of the spine on the sagittal plane due to neutral position and the functional dynamics, resulting in
structural alterations of discs, ligaments, and bony struc- forward head, rounded shoulders and an increase in the
tures as well as myofascial tensional imbalances. Deviations lumbar lordosis. While various aetiological factors exist,
can present as either excessive (thoracic hyperkyphosis or one study of the hip and pelvic regions in 629 children with
curved back, lumbar hyperlordosis), reduced (flat back, idiopathic scoliosis (including THK) highlighted contractures
concave back, hypolordosis, lumbar kyphosis) or altered in or shortening, particularly in the region of right hip, of the
their normal distribution (lumbar kyphosis, cervico-dorsal iliotibial tract, fascia lata, joint capsule, fasciae of gluteus
kyphosis) and may have various aetiologies (Shelton, 2007). medius and minimus, sartorius, and rectus femoris muscles
It is necessary to distinguish between structured curves and (Karski, 2002) as important biomechanical components.
correctable functional curves in pubescent subjects, even The spine and pelvis are functionally interdependent and,
though correctable curves (curved back, postural hyper- in normal subjects, their relationships result in a stable and
kyphosis, postural lumbar hyperlordosis) can potentially compensated posture, presumably to minimize energy
evolve in terms of stiffness and structural changes. In expenditure (Mac-Thiong et al., 2007) and as adaptation in

FASCIA SCIENCE AND CLINICAL APPLICATIONS: PILOT STUDY


adults, hyperkyphosis is mostly structural and cannot be the presence of pathology (Roussouly and Pinheiro-Franco,
completely reversed. 2011). Therefore, any shortening or rigidity of the myo-
In reference to the Cobb angle measured on X-rays taken fascial components in the neck, trunk and pelvis needs to
in standing, normal kyphosis in the developing age and in be addressed in postural THK. Rib articulations, vertebral
adolescence can be between 20 and 45 . The condition positions and myofascial elements are all interconnected
described as ‘flat-back’ is applied for angles less than 20 with the elastic expansion of the thorax on the three spatial
whereas ‘thoracic hyperkyphosis’ (THK) is applied for an- planes, which is essential for normal breathing (Chaitow
gles more than 45 . Only 2% of subjects with this type of et al., 2002), should also be considered.
deformity require orthopaedic and/or physiotherapy
treatment (Dimeglio et al., 1995).
Traditional treatment
The postural curved back consists of THK generally
accompanied by pronounced lumbar lordosis, however
The more common reasons to treat THK include the
inversion of the lumbar lordosis can also occur.
aesthetic appearance of the dorsal curve, back pain,
Some authors affirm that THK can be painful (Bernstein
quality of life, progression into adulthood and psychological
and Cozen, 2007) and that it is more frequent in adoles-
well-being (de Mauroy et al., 2010), as well as prevention of
cence and in males (Poussa et al., 2005).
shoulder (Gumina et al., 2008), neck and back pain in later
years.
Aetiology of thoracic hyperkyphosis According to Negrini et al. (2005), treatment of THK
should aim to:
The aetiology of THK can be attributed to a variety of
causes including perceptive, postural, sports, trauma, - correct or limit progression of the curve and the
psychological aspects, post-surgical and genetic factors. vertebral changes
Scheuermann’s disease is one of the more common - improve biomechanical efficiency of vertebral column
causes of hyperkyphosis, with a reported incidence of 18% support mechanisms
in the general population (Lowe, 1990). This disease is - improve neuromotor control
characterised by reduced growth of the anterior portion of - improve the aesthetic aspect
the vertebral body due to alterations in the cartilaginous - limit psychological stress
end plates (a form of osteochondritis) that inhibit bone - and, where necessary, reduce pain.
growth via mechanical factors and cause anterior vertebral
body wedging (Aufdermaur and Spycher, 1986; Digiovanni Treatment is generally based on the degree of Cobb
et al., 1989). In subjects with Scheuermann’s kyphosis, angle, whether the curve is correctable and the presence of
three or more vertebrae, generally located in the middle of pain, and ranges from therapeutic exercises for totally
the thoracic segment, present anterior wedging with an correctable curves, bracing for partially correctable curves
anterior cuneiform deformation greater than 5 (Sorensen, to surgery if results from conservative treatment are un-
1964). satisfactory (Negrini et al., 2008).
Nevertheless, structural deformation of the vertebrae or One review of rehabilitation and conservative ortho-
the intervertebral joints is not the cause for the increase in paedic approaches (Zaina et al., 2009) suggests that exer-
the dorsal curve in the majority of cases of postural THK. cise programmes should always include:
Altered dynamics in the thorax that involve the intercostal,
intrinsic thoracic, thoracolumbar, abdominal and long dor- B patient awareness of spinal alignment
sal muscles can produce changes in the relationship be- B patient awareness of neutral and correct position of
tween tension along the length of the curve favouring the the vertebral column
anterior muscle groups, which are already stronger and B mobilisation of the thoracic cage
shorter (Wojtys et al., 2000). These tensional changes may B muscular reinforcement and neuromotor integration
610  
V. Cosi c et al.

B awareness of an ergonomic position for work and study. Subjects with spinal deviations on planes other than the
sagittal plane, vertebral lesions and/or neurological signs
Despite these recommendations, another recent sys- and subjects who had previously undergone any spinal
tematic review of the efficacy of specific exercises for correction surgery constituted exclusion criteria.
adolescent idiopathic scoliosis (Romano et al., 2013) in- All subjects were evaluated according to the Italian So-
dicates that there is actually a lack of strong evidence for ciety of Physical Medicine and Rehabilitation (S.I.M.F.E.R)
specific exercises and that higher quality research in this guidelines (Negrini et al., 2005). History taking recorded
field is required. familiarity, any sport practised by subjects, pain, psycho-
logical introversion and time evolved since diagnosis. Static
Manual therapy treatment postural analysis included evaluation of rounded shoulders,
forward head, and anteversion of the pelvis or anterior
The use of manual therapies in the treatment of adolescent pelvic tilt (Table 1).
idiopathic spinal curvature is relatively common. One sys- All subjects were then evaluated in the standing position
tematic review of evidence regarding the efficacy of and were instructed to maintain straight legs and a habitual
manual therapy as a conservative treatment for such cases posture. Measurements included:
(Romano and Negrini, 2008) found 145 articles, including
several case reports, concerning manipulative and passive  distance of C7 spinous process from plumb-line placed
FASCIA SCIENCE AND CLINICAL APPLICATIONS: PILOT STUDY

techniques performed by an external operator. However, on the axis of the column (extremity located at the
the authors state that the lack of any serious scientific data apex of the sacral cleft (S2) with the hand holding the
precludes conclusions about efficacy. plumb-line close to the occiput, and the line at a
Recent studies have demonstrated involvement of con- tangent to the apex of the kyphosis in T7)
nective tissue structures in the aetiology of low back pain  distance of L3 spinous process from plumb-line
(Langevin et al., 2009), yet there is little research regarding  distance from fingertips to ground on maximum anterior
the possible role of muscular fascia in idiopathic scoliosis or flexion of the trunk.
postural hyperkyphosis. One case-study (LeBauer et al.,
2008) has examined the effects of a manual therapy tech- Each subject then received 2e4 sessions of Fascial
nique (myofascial release) on an adult with idiopathic Manipulation once a week.
scoliosis but similar studies on pubescent or adolescent At the end of the treatment cycle, the same parameters
subjects are lacking. It has been suggested that pectoral were re-evaluated in all subjects and a follow-up was car-
fascia dysfunctions could potentially cause tensional ried out at 7 months. Subjects were not involved in any
changes in the upper limbs (Stecco et al., 2009a,b) and that specific exercise programmes for the duration of treatment
changes in the thoracolumbar fascia, gluteus maximus and in the period between the end of treatment and the
fascia and fascia lata can affect the lower limbs (Stecco follow-up.
et al., 2013b). One physiotherapist (P. I.) performed assessments pre
The efficacy of manual therapies in pubescent postural and post treatment and at follow-up, while another phys-
hyperkyphosis is yet to be demonstrated. iotherapist (V.C.) performed the treatment.
This pilot study explores the feasibility of applying one Data was analysed using SPSS 15.0, a software package
manual therapy approach, known as Fascial Manipulation, for statistical analysis.
as a potential adjunct to therapeutic exercises in pubes-
cent non-structural THK. This manual method proposes to Manual treatment method
reduce movement limitations by applying manual friction to
deep muscular fascia restrictions in specific areas to In this study, the manual method known as Fascial Manip-
improve range of movement, muscle recruitment and ulation (Stecco, 2004) was applied to each subject by the
reduce pain. It was hypothesised that by improving move- same therapist (V.C) once a week for 2e4 sessions (mean
ment and muscle recruitment these subjects would be able number of sessions 2.94).
to adopt and maintain correct postural positions more In-depth analysis of this method has been presented in a
easily. previous paper (Day et al., 2012). In brief, following an

Materials and methods Table 1 History and general parameters.

Non-structural postural thoracic hyperkyphosis in pubes- Number of subjects (total 17)


cent children constituted inclusion criterion. Familiarity 1
Subjects with non-structural postural thoracic hyper- Psychological introversion 5
kyphosis were recruited during a Croatian primary school Sport 11
medical screening programme involving 6th and 7th year Pain 11 Cervical; 1 Lumbar;
classes. Written permission to include their children in this 1 Dorsal
pilot study was obtained from parents of 17 subjects (9 Time elapsed from diagnosis 16 <1 year; 1 >1 year
males and 8 females, mean age 11.8; DS 0.8) and partici- Rounded shoulders 15
pation was on a purely voluntary basis. Parents and subjects Forward head 16
were informed about every single treatment modality and Anterior pelvic tilt 10
the modes of evaluation.
Fascial Manipulation treatment of pubescent postural hyperkyphosis 611

initial evaluation, including location of pain and limitation The plumb-line measurements (see Fig. 2) and the dis-
of movement within body segments on the three spatial tance of fingertips to ground were the only measurements
planes, the aim is to identify the exact body segments and analysed statistically at the end of the treatment sessions
planes of movement involved in any given dysfunction. In and at the follow-up. Pre and post treatment static postural
this study, movements of the neck, thorax, lumbar and photographs were also taken (see Fig. 3).
pelvic regions were examined in all subjects. In some sub- The mean values of the plumb-line measurements
jects with concomitant lower limb dysfunctions, lower limb immediately after treatment were:
movements were also examined.
Having recorded movement limitations, the therapist  distance of C7 spinous process from plumb-line
selected the most implicated segments and, according to 3.98 cm þ/ 0.51
Fascial Manipulation protocol (Stecco and Stecco, 2009),  distance of L3 spinous process from plumb-line
proceeded with a comparative palpatory assessment of 4.05 cm þ/ 0.35
specific areas of the deep fascia called Centres of Coordi-  distance from fingertips to ground (anterior trunk
nation (CC). During palpatory assessment, the therapist flexion) 2.91 cm þ/ 3.16
noted relative values of pain, lack of sliding in the tissues
and the presence of any referred pain. A combination of Pre and post-treatment differences were analysed sta-
altered CCs was then chosen in each individual case and the tistically using the paired t-test (SPSS Statistics 15.0) with

FASCIA SCIENCE AND CLINICAL APPLICATIONS: PILOT STUDY


treatment involved a deep manual friction of these CCs. the following results:
According to the anatomical location of the targeted
muscular fascia, the therapist used knuckles and/or elbows - difference pre-post C7 1.12 cm, p < 0.0001
to apply deep compression and friction to these areas. - difference pre-post L3 0.87 cm, p Z 0.0003
Treatment of CCs has previously been seen to have an - difference pre post fingertips to ground 1.70 cm,
average duration of 3.24 min (Ercole et al., 2010). Within p Z 0.027
this average period, a 50% reduction of initial pain or
discomfort caused by manual pressure over altered tissue The differences between the pre-treatment measure-
has been noted to coincide with a palpable change in tissue ments and measurements at a 7-month follow-up were
quality. The aim of the manipulation in the area of each analysed statistically using paired t-test (SPSS Statistics
altered CC is to restore sliding between the multi-strata 15.0) with the following results:
collagen fibre layers of the deep muscular fascia (see
Discussion). - Difference pre-treatment e 7 month C7 1.20 cm,
In each subject, treatment principally involved manip- p < 0.0001 (see Graph 1)
ulation of the deep muscular fascia on the circumference of - Difference pre-treatment e 7 month L3 1.07 cm,
the trunk, without working directly on the spinal column or p Z 0.0047 (see Graph 2)
the intervertebral discs (Fig. 1). - Difference pre-treatment e 7 month fingertips to
The subjects in this study were manipulated in a com- ground 2.52 cm, p Z 0.0058 (see Graph 3)
bination of CCs located in the neck, thorax, and lumbar
regions as well as the pelvic and scapular girdles and, in
some subjects, in the lower limbs. Discussion
Results All parameters showed statistically significant improve-
ments (p < 0.05) in both the immediate post-treatment
Familiarity was reported only in one case; 58.8% of subjects evaluation and the 7 month follow-up.
practised some form of sport (volleyball, soccer or swim- However, several limitations of this pilot study do need to
ming); 29.4% reported some degree of psychological intro- be addressed in future studies. These include a more accurate
version and 94.1% had been diagnosed one year before, method of measurement of pre and post treatment variations.
whereas only one subject had been diagnosed more than a The use of a pocket compass needle goniometer (Gravina
year before. et al., 2012) could be advisable. The inclusion of a control
Static postural analysis of the 17 subjects evidenced that group is another essential element in order to validate these
88.2% of subjects presented rounded shoulders and 94.1% a preliminary results. For example, in a future study, similar
forward head position. 58.9% of subjects presented anterior parameters could be measured in a group of children with
pelvic tilt. Pain was reported in the cervical (64.7%), lum- postural hyperkyphosis that did not receive any treatment
bar (0.06%) and thoracic regions (0.06%), while 23.5% of during the period of the treatment phase (1 month). Alterna-
subjects reported they did not have any pain. tively, a number of Fascial Manipulation treatments could be
The mean values of the plumb-line measurements prior added as treatment to one part of a homogeneous group of
to treatment were: children undergoing a therapeutic exercise programme.
Mean values at the 7-month follow-up showed a further
 distance of C7 spinous process from plumb-line improvement as compared with post-treatment evaluation.
5.11 cm þ/ 0.67 In only 5 out of 17 cases there was a small regression in the
 distance of L3 spinous process from plumb-line distance from C7 to the plumb-line at the 7-month follow
4.92 cm þ/ 1.03 up with respect to post treatment evaluation.
 distance from fingertips to ground (maximum anterior These results could be attributed to the following
trunk flexion) 4.11 cm þ/ 5.87 particular characteristics of deep muscular fascia:
612  
V. Cosi c et al.
FASCIA SCIENCE AND CLINICAL APPLICATIONS: PILOT STUDY

Figure 1 Schematic illustration of location of altered CCs identified and treated in two sessions in one 11-year-old male subject
with postural THK. Black dots (over deep fascia of the sternocleidomastoid, erector spinae and psoas muscles) represent CCs
treated in first session. White dots (over deep fascia of pectoralis major and iliacus muscles and the origin of quadratus lumborum
from the iliolumbar ligament) represent CCs treated after one week.

 Anatomical continuity of deep fascia: anterior conti- fascia that continues upwards over the fascia of the
nuity of deep fascia on a sagittal plane can be traced iliacus and psoas minor muscles. Together with the
from the tibialis anterior fascia to the quadriceps, inferior rectus abdominis, which is surrounded by the
which continues with the fascia lata to the ileopsoas lateral raphe, the iliacus and its fascia is involved in
antiversion of the pelvis. Posteriorly, the abdominal
muscles join with the middle and posterior layers of the
thoracolumbar fascia. Proximally, the thoracolumbar
fascia connects with the latissimus dorsi and the erec-
tor spinae muscles while distally the sacrotuberous
ligament provides continuity between the thor-
acolumbar fascia and the deep fascia of the hamstring
muscles. Anteriorly, the abdominal fascia continues
with the fascia of the pectoralis muscles, and proxi-
mally with the fascia of the sternocleidomastoid
muscles.

Functional muscular control requires healthy fascia that


is capable of sliding and tensing appropriately in response
to muscular contraction to allow for a continuous interplay
between myofascial components for dynamic postural
control and flexibility of joints. Any stiffness within the
deep fascia due to incorrect postural habits, muscular im-
balances or trauma could interfere with normal mechanical
function and proprioception (Stecco et al., 2011).

 Innervation: different studies have demonstrated that


Figure 2 Plumb-line measurements. deep muscular fascia is well-innervated (Stecco et al.,
Fascial Manipulation treatment of pubescent postural hyperkyphosis 613

FASCIA SCIENCE AND CLINICAL APPLICATIONS: PILOT STUDY


Figure 3 Static postural photographs.

2007; Benetazzo et al., 2011) and has a partial elas-


ticity due to its undulating collagen fibre bundles and
elastic fibres (Stecco et al., 2006), characteristics
which allow for its involvement in the perception and
Graph 2 Difference pre-treatment e 7 month L3 1.07 cm,
p Z 0.0047.

coordination of movement. The nerves that pass


through the deep fascia are surrounded by loose con-
nective tissue and are therefore subject to traction
when the fascia is stretched but, at the same time,
they are protected. Whenever nerves terminate in re-
ceptors (for example, free nerve endings) there is a
direct insertion onto the surrounding collagenic fibres.
The arrangement of numerous free nerve endings and
encapsulated receptors within fascial tissue could
ensure the activation of specific patterns of receptors
and potentially provide spatial and directional infor-
mation. Any lack of physiological sliding between
collagen fibre layers could alter receptor activity,
contributing to changes in movement patterns and
proprioception.
 Viscoelasticity: lack of sliding or stiffness of deep fascia
is apparently due to changes in the ground substance of
the loose connective tissue layer lying between the
collagen fibre layers of the deep fascia (Stecco et al.,
2013a). Recent studies (Stecco et al., 2013c) have
shown that increased thickness of fascial tissues can be
considered as an indicator of involvement of these tis-
sues in myofascial pain syndromes and that, in partic-
ular, the loose connective tissue layers within deep
muscular fasciae may have a significant role in the
Graph 1 Difference pre-treatment e 7 month C7 1.20 cm, pathogenesis. Variations of thickness of the deep
p < 0.0001. muscular fascia were correlated with the increase in
614  
V. Cosi c et al.

Graph 3 Difference pre-treatment e 7 month fingertips to ground 2.52 cm, p Z 0.0058.


FASCIA SCIENCE AND CLINICAL APPLICATIONS: PILOT STUDY

quantity of the loose connective tissue between Declaration of 1975, as revised in 1983. The investigation
collagen fibre layers and not of the collagen fibre layers and use of patient data for research purposes were in
themselves. The hyaluronic acid (HA) component of the accordance with the Declaration of the World Medical As-
loose connective tissue layers appears to play a key role sociation. Written informed consent was obtained as
in lack of sliding within fascial tissues (Chaudhry et al., required. The studies follow Good Clinical Practice. An
2013). Fluid pressure of HA increases dramatically as ethics statement was not needed because non-invasive
fascia is deformed during manual therapies potentially conventional treatments were used. Patients were
improving sliding between intra-fascial collagen layers, informed about every single treatment modality and the
which could allow muscles to work more efficiently. modes of evaluation.
Therefore, lack of sliding in fascial tissues is not an
irremediable or permanent condition and manipulation
of specific areas can restore physiological characteris- References
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