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Technical, Temporal, and Spatial Research


Challenges and Opportunities in Blockchain-Based
Healthcare: A Systematic Literature Review
Leili Soltanisehat , Reza Alizadeh , Haijing Hao , and Kim-Kwang Raymond Choo , Senior Member, IEEE

Abstract—Blockchain can be used to build a peer-to-peer, secure, COVID-19)1 demonstrates the importance of real-time infor-
and smart transaction system. As a horizontal technology that mation sharing (e.g., patient data and symptoms) and telehealth.
has changed several fields of industry, blockchain has tremendous
potential to transform healthcare systems as well. In this article, Recent trends in healthcare systems have shifted from patient-
a systematic review is conducted to critically evaluate 64 articles centered and hospital-centered healthcare toward eHealth (elec-
on blockchain-based healthcare systems, published between 2016 tronic healthcare), mHealth (mobile healthcare), and uHealth
and January 2020 in 21 conferences, 33 journals, and ten online (universal healthcare). While mobile and ubiquitous Internet of
sources. The aim of this article is to answer three main questions. Things (IoT) devices (e.g., Internet of Medical Things (IoMT)
First, what are the applications of blockchain in the healthcare
systems, and what are the structures and challenges of applying devices) have contributed to more agile, efficient, and cost-
blockchain to a specific healthcare domain? Second, what are the effective processes, they have also brought new sets of chal-
technical, temporal, and spatial aspects of the currently developed lenges [2].
blockchain applications for different healthcare domain? Third, One of the most important challenges in the electronic and
what are the future research directions in designing and imple- ubiquitous healthcare is the security of IoT devices (broadly
menting blockchain-based healthcare systems? Statistical facts
about the technical aspects of these 64 articles show that most defined also to include mobile devices) and the underpinning
of the proposed blockchain-based healthcare systems use private healthcare information infrastructure. With the evolution of IoT
blockchain and Ethereum platforms; furthermore, the majority and the pervasiveness of healthcare devices and applications
of the authors are affiliated with research institutions in the USA (apps), a significant amount of medical data is recorded and
and China. We also discuss potential future research directions, transferred hourly, daily, weekly, and so on. Existing healthcare
e.g., integrating the blockchain in artificial intelligence based so-
lutions, cloud-computing-based solutions, and parallel blockchain systems face challenges such as interoperability, long processes,
architecture. delays in process and diagnosis, delays in sharing information,
the high cost of operation and processes, time-consuming
Index Terms—Blockchain, security, smart healthcare, spatial
insurance processes and costs, privacy, security, data ownership,
analysis, temporal analysis.
and control [2], [3].
Blockchain [4], a relatively new decentralization mechanism,
provides robust solutions for security and efficiency challenges
I. INTRODUCTION existing in healthcare systems. The idea of applying a blockchain
EALTHCARE systems are designed to meet our health- in healthcare domains is a result of the necessity for secu-
H care needs, and the need for efficiency grows even more
pronounced as our population ages and becomes more mo-
rity and interoperability in healthcare. Example advantages
of blockchain for the healthcare system include secure data
bile [1]. For example, the recent outbreak of the 2019 novel sharing [5], the consensus in changes, deletion, addition, and
coronavirus (2019-nCoV, also referred to as SARS-CoV-2 and decentralized and immutable records modification of records
[6]. There are a number of building blocks and related concepts
in blockchain-based systems, such as smart contracts [7] and
consensus protocols [8]. For instance, different types of con-
Manuscript received March 20, 2020; revised June 30, 2020; accepted July sensus algorithms have been designed for different blockchain
24, 2020. Review of this manuscript was arranged by Department Editor D. systems [9], and example consensus algorithms include proof
Meissner. (Corresponding author: Leili Soltanisehat.)
Leili Soltanisehat and Reza Alizadeh are with the School of Industrial and
of work (PoW) [8], proof of concept (PoC) [10], proof of stake
Systems Engineering, University of Oklahoma, Norman, OK 73019-0390 USA (PoS) [11], proof of space [12], proof of activity [13], practical
(e-mail: leili.soltanisehat@ou.edu; reza.alizadeh@ou.edu). Byzantine fault tolerance (PBFT) [14], and redundant Byzantine
Haijing Hao is with the Department of Computer Information Systems, Bent-
ley University, Waltham, MA 02452-4713 USA (e-mail: hhao@bentley.edu).
fault tolerance (RBFT) [15].
Kim-Kwang Raymond Choo is with the Department of Information Systems
and Cyber Security, University of Texas at San Antonio, San Antonio, TX 78249
USA (e-mail: raymond.choo@fulbrightmail.org).
Color versions of one or more of the figures in this article are available online
at https://ieeexplore.ieee.org. 1 [Online]. Available: https://www.cdc.gov/coronavirus/index.html (last ac-
Digital Object Identifier 10.1109/TEM.2020.3013507 cessed on Jun 29, 2020).

0018-9391 © 2020 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See https://www.ieee.org/publications/rights/index.html for more information.

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TABLE I
COMPARISON BETWEEN THIS ARTICLE AND EXISTING LITERATURE REVIEWS AND SURVEYS

2
Internet of Medical Things.

This article aims to depict the technical, temporal, and spatial show articles that have analyzed the spatial and temporal
development of blockchain-based healthcare research by analyz- evolution of blockchain-based healthcare applications as well as
ing recent progress in designing and implementing blockchain- their technical features in various healthcare domains. The next
based systems in various healthcare domains, comprehensively. columns show the number of surveys that each review article an-
The technical analysis focuses on the features of the developed alyzed, along with the period when those surveys are published.
blockchain-based system, such as the applications of the devel- The last four columns show the papers that describe the future
oped system, the blockchain used, and the consensus algorithm directions of research on blockchain-based healthcare, including
used. The spatial analysis focuses on applications that are more regulations of blockchain, cloud-based blockchain, and artificial
popular in a specific country(ies) and/or region(s). Finally, the intelligence (AI) in blockchain. A number of challenges were
temporal analysis reveals the estimated timeline during which also identified in these works: level of scalability, security, and
blockchain penetrated each healthcare research domain. privacy issues in a blockchain; the need for powerful com-
Table I represents a comparison between this article and ex- putational infrastructures; lack of healthcare operators’ skills
isting literature review (also referred to as the literature survey) and knowledge about blockchains; lack of regulations; risk due
articles on blockchain studies in healthcare. The first 11 columns to immutability feature of a blockchain; and the challenges in
represent the technical applications, which are described by quantifying the cost of applying a blockchain. These challenges
each of the existing review papers. The next three columns are explained extensively in Section IV of this article.

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SOLTANISEHAT et al.: TECHNICAL, TEMPORAL, AND SPATIAL RESEARCH CHALLENGES AND OPPORTUNITIES 3

Fig. 1. Article search procedure (last updated on February 10, 2020). Note: During the exclusion stage, articles that are not published in the English language,
not relevant to the healthcare application domains, or only theoretically address the applicability of blockchain in general, are omitted.

Fig. 2. (a) Interdependencies between eight applications of blockchain in healthcare. (b) Main layers in architecting blockchain-based healthcare systems.

II. REVIEW DESIGN patient-centric model, electronic medical record (EMR) or elec-
Blockchain has been explored as a potential solution to ad- tronic health record (EHR), organ transplantation, blood do-
nation, identity management, medical trial, and neuroscience.
dress existing security and efficiency challenges faced by health-
care systems [23], [30]. Specifically, this article will provide Boolean operators OR and AND are used to combine the search
an overview of investigated blockchain applications in various keywords “blockchain,” “healthcare,” and a third word deter-
mining the specific application of blockchain, for instance,
healthcare environments, as well as the associated challenges
and future directions for the development of blockchain-based “data management.” The literature search was last updated on
healthcare systems. The three research questions (RQs) are as February 10, 2020. Fig. 1 shows a flow diagram of the search
procedure applied for this article.
follows.
A. Application Domains
RQ1: What are the applications of blockchain in the healthcare
systems, and what are the structures and challenges of applying In this article, we summarize blockchain applications in
blockchain to a specific healthcare domain?? healthcare in six main domains [31]–[40]: medical data man-
RQ2: What are the technical, spatial, and temporal aspects of the agement, interoperability, and consolidated healthcare, pharma-
currently developed blockchain applications for different healthcare
domain?
ceutical supply chain (PSC), organ transplantation and blood
RQ3: What are the future research directions for designing and donation, clinical trial and medical research, health insurance,
implementing blockchain-based healthcare systems? and others. In fact, some of the identified categories share similar
processes and applications of blockchain. For instance, data cir-
In order to answer the above RQs, we perform a comprehen- culation among different parties such as medical care providers,
sive systematic literature search through the major academic doctors, and patients is a must in all domains; further, all should
publisher databases, including Scopus, PubMed, Springerlink, have an efficient data management system. Similarly, in the
ScienceDirect, IEEEXplore, and ACM Digital Library. The PSC and organ transplantation processes, the IoMT devices
bibliographic databases are searched for the blockchain concept are used to update the blockchain network. Fig. 2(a) shows the
within health-related fields such as insurance, supply chain, interdependencies between the identified healthcare domains.

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Fig. 3. Summary of publications’ statistical findings for total articles versus technical articles.

Fig. 4. Statistical findings on the technical features of a blockchain-based platform.

In architecting the structure of every blockchain-based health- not only explain the theoretical foundations but also to develop
care system, the following four main layers should be considered practical platforms for blockchain-based healthcare systems. We
[19] [as shown in Fig. 2(b)]: found eight main categories and five subcategories of blockchain
1) stakeholders, known as parties involved in developing, applications in healthcare. From the 123 articles, 23 articles
running, and deploying a blockchain-based system; conducted the literature review or survey, and 36 articles theo-
2) specific application domain in healthcare applied to the retically explained the applicability of blockchain in healthcare,
blockchain thus far; whereas 64 articles have developed a blockchain-based platform
3) blockchain-based architecture for each application; or architecture for the specific healthcare domain (named here
4) electronic data, which are shared and circulated into as application papers).
blockchain-based systems for specific application domain As shown in Fig. 3, almost half of the application articles (33
in healthcare. out of 64) are published in peer-reviewed journals. There is no
significant difference between the number of articles published
B. Statistical Findings each year from 2016 to 2019. Also, a majority of the application
In this article, we reviewed 123 articles, published between articles (36 out of 64) are published by the first authors affiliated
2016 and 2020, to understand the applications of blockchain in with a research institution in the USA and China, respectively.
solving the current challenges in different healthcare domains. Fig. 4 shows a summary of the technical features of
Findings show that healthcare has attracted much attention to blockchain-based applications developed by the application

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SOLTANISEHAT et al.: TECHNICAL, TEMPORAL, AND SPATIAL RESEARCH CHALLENGES AND OPPORTUNITIES 5

Fig. 5. Spatial–temporal research map of blockchain-based healthcare.

articles. Most of the application articles are focused on EHR and wearables. With the fast development of AI and cloud computing
medical research/clinical trial domains, respectively. PoW, PoC, applications in different industrial fields, the future direction of
and RBFT are the three most popular consensus algorithms used a blockchain can be geared toward resolving many of its current
by the developed applications. Furthermore, most of the models challenges, including scalability, data storage, and necessary
have used private blockchain in their design. The Ethereum computational power.
platform and Hyperledger are used for the implementation of the
designed blockchain-based systems in most of the application III. BLOCKCHAIN APPLICATION IN HEALTHCARE
articles.
The spatial and temporal analysis (see Fig. 5) of the literature A. Electronic Medical Data Management
shows the first applications of a blockchain designed for solving The past few years have witnessed a significant increase in
data-management problems, including security and privacy is- the amount of healthcare data being generated. These data are
sues. The need for highly secured interoperability and confiden- being generated not only from healthcare providers, in the form
tial and accurate medical data directed the research path toward of electronic healthcare record systems and patient history (con-
developing blockchain-based architectures in various domains, ventionally stored locally), but also from personal healthcare
including clinical trials and medical research, PSCs, and organ and fitness devices (usually wearable IoMT) [41]. Currently, the
transplantation systems. Development of the IoT and the need major challenges faced by healthcare data management are data
for medical device security inspired researchers to deploy the fragmentation, security, interoperability, and incompatibility of
advantages of a blockchain in securing medical devices and EMRs. Individual solutions exist to tackle these problems, such

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TABLE II
BLOCKCHAIN-BASED SYSTEMS FOR EHR/EMR MANAGEMENT

3
Delegated Proof of Stake.
4
Byzantine Fault Tolerance.

as patient health care smart cards [42]. This solution may help Also, the choice of blockchain type, consensus algorithms, and
with availability and compatibility to some extent; however, their efficiency depend on the type of data and its specific
serious security concerns remain. The blockchain-based data application [20].
management system will ease patient identification, as data are
assigned to addresses, not patients, and patients’ control keys to
the address. This method addresses the issues of security, data B. Interoperability and Consolidated Healthcare
provenance, privacy, and interoperability [43], [44]. By omitting The adoption of the EHR system has two main benefits, i.e.,
the central data management system, blockchain-based systems prevention of duplicative records and medical processes and
also allow patients to be truly in charge of their data and who they enhancement of the quality of care, both by sharing patients’
choose to share it with, thus preventing misuse of information. healthcare information among practitioners. These two benefits
In terms of the need for data storage, blockchain can benefit of sharing EHRs in the healthcare domain are integrated and
from cloud storage capacity with the recompenses of decent known as “interoperability” [67]. Current EHR systems are
sharing, fast transmission, low cost, abundant storage capacity, based on an isolated credential validation architecture; fur-
easy admission, and dynamic association [19]. ther, they suffer from problems such as 1) heterogeneities in
Table II lists important blockchain-based platforms that have hardware and software solutions in the EHR systems and 2)
been designed for data management in the healthcare domain. heterogeneities in the structure, purpose, and deployment of
Generally, these systems manage authentication, confidentiality, EHR in terms of variable healthcare systems existent in different
and accountability of data. Further, they incentivize medical geographical locations [68]. While in current systems, no single
stakeholders to contribute to the system as blockchain “miners.” trusted source of available identity exists to aggregate patient’s

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SOLTANISEHAT et al.: TECHNICAL, TEMPORAL, AND SPATIAL RESEARCH CHALLENGES AND OPPORTUNITIES 7

TABLE III
BLOCKCHAIN-BASED SYSTEMS FOR THE PSC

medical records, blockchain can be a new solution that supports the blockchain; 2) front-end, which consists of recording devices
data integrity, privacy, interoperability [68], [69], and at-scale and sensors for measuring the pharmaceutical product condition.
consolidation in any information exchange among healthcare This will ensure automatic enforcement for the implementation
professionals, patients, their proxies, and healthcare providers. of smart contract rules in the supply process.
Since blockchain records are immutable and accessible to all Different startups such as Everledger, Blockverify, Prove-
participants in a patient’s network, recovery contingencies are nance, IBM Blockchain, Blockpharma, FarmaTrust, Modum,
unnecessary [68]. This fact will provide advantages for patients OriginTrial, T-Mining, the LinkLab, VeChain, Walton, and
and healthcare providers. Patients will realize the value of their Chronicled are among several companies working on making
healthcare data; they also have control of their EHR [70]. Health- global supply chains more secure, transparent, and efficient
care providers can also leverage patients’ data to improve health using blockchain. Recently, Hyperledger is collaborating with
and wellness with improved clinical and financial outcomes Accenture and other blockchain pioneers, to fight the spread
based on complete EHR. of counterfeit drugs using blockchain [81], [82]. The BlockRx
Different research projects have focused on developing token project is another blockchain-based platform for the PSC,
blockchain-based frameworks to improve interoperability in which is led by iSolve, Intel, and YourEncore companies [83].
different healthcare domains [70]–[72]. Examples of developed Table III lists recent blockchain-based systems developed by
blockchain applications include GemOS Blockchain [73], KON- different companies for the PSC management.
FIDO [74], iWellChain [75], and HGD [70]. While a blockchain
provides many benefits for improving interoperability in health-
care systems, it also faces several challenges that should be ad- D. Organ Transplantation and Blood Donation
dressed, including regulatory and legal compliance, scalability, According to organ donor statistics [89], the number of people
verification speed, and available infrastructures [55]. in the organ transplantation list continues to be much greater
than the number of donors and transplants. Despite advances in
technology and medicine, along with augmented consciousness
C. Pharmaceutical Supply Chain
of organ donation, there continues to be a breach between supply
The PSC is one of the largest divisions in healthcare, which and demand. In the donation process, a scarce resource must
is more complex and delicate compared with regular supply be obtained, matched to a recipient, and complete a journey of
chains. Since pharmaceutical products have a sensitive produc- transactions from extraction to the implant. Various factors and
tion process and lifecycle and are sensitive to the preservation verification processes are critical to ensure the transplantation
condition, they require a more accurate management system. success, including authentic data circulation, the organ’s origin
The globalization of the PSC, on the other hand, has introduced verification, organ supply chain verification, interoperability
new challenges such as the criminal trade of counterfeit medicine between donation institutes, hospitals, laboratories, and other
[76]. Therefore, the complexity of the PSC increases the demand donor or donor family, registrar offices, transportation hubs, drug
for transparency and traceability of a product’s lifecycle [77]. stores, etc. These factors can be magnified if the global scale for
Designing a blockchain-based PSC [78], [79] includes key organ transplantation is considered.
requirements, e.g., a unique product identifier, product tracing According to [90], applying a blockchain to the organ trans-
protocol in the shared ledger, product verification protocol, plantation system has three advantages. First, it ensures the im-
detection, and response recording protocol, Food and Drug mutability of medical records that prevent corruption and abuse.
Administration (FDA) notification protocol, and the product Second, it increases the traceability and transparency of data
and transaction information’s shared ledger [3]. The blockchain- from different parties in the donation and transplantation pro-
based supply system features two layers of the structure [80]: 1) cess. Third, it creates trustworthy interaction between different
back-end, which is the blockchain network and the smart con- parties in the process with omitting the central control. Since the
tract containing the rules, authorizations, and responsibilities, blockchain ensures transparency and real-time transaction, it re-
which are confirmed by all parties before being embedded in places manual article records, redundant and duplicate electronic

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Fig. 6. Blockchain-based organ donation system. Source: [90] and [92].

TABLE IV
BLOCKCHAIN-BASED SYSTEMS FOR ORGAN TRANSPLANTATION AND BLOOD DONATION

5
Proof of Match.

records, and any incompatible and inefficient transaction system execution, blockchain can be leveraged to health insurance
in the organ transplantation supply chain [91]. The process of in different ways. These include cost-effective insurance pro-
organ transplantation within the blockchain system is depicted cesses; online insurance exchanges; improved reliability of in-
in Fig. 6. At any point, if a contradiction with the regulation of surance providers and customer experience; less fraud in medical
the donation and transplant system happens, the system will stop reports and claims to the process by providers, claimants, or
the process of organ transplantation to save the recipient’s life. applicants; near-real-time health status monitoring; and more
The transparency in the blockchain system helps all parties in dynamic pricing by insurers and reduced redundancy in medical
the donation process have the same information and view of the reports [24], [95]. On the other hand, blockchain-based identity
organ’s status, location, and availability for the right recipient at verification systems will also decrease the need for overloaded
the right time. data entry in the case of signing or renewing insurance rules. Pa-
Blood donation is also another transplantation type, which is tients will control their medical data for sharing with healthcare
critical for helping patients with medical emergencies or specific providers and insurance companies [96].
diseases (e.g., cancer, leukemia, blood disorders). A blockchain While healthcare organizations are typically concerned
can create a smart system that helps hospitals and health centers with the Health Insurance Portability and Accountability Act
to query and fulfill their requests for blood stocks from nearby (HIPAA) and associated regulations, a blockchain can pro-
centers in a short time [93]. Table IV lists two studies on vide a secure solution for medical data sharing and storage
developing blockchain-based systems for organ transplantation in health insurance processes [39]. Table V features studies
and blood donation. on the blockchain-based insurance platform. Despite several
Zouarhi [90] proposed Kidner as a worldwide, decentralized advantages of a blockchain in the insurance industry, regula-
matching system for kidney transplantation. Zaremba et al. tion challenges have hindered the development of this kind
[92] proposed a blockchain-based system that facilitates an of platform. On the other hand, current insurance industries
open social blood bank. Other current projects include KanCoin should align with the new systems on specific design points
[93] and Dhonor [93]. Although a blockchain can facilitate to increase their interoperability. Privacy is the other challenge
and speed up the donation processes, the scalability of the when revealing selective information to counterparties, insurers,
blockchain-based database remains questionable. On the other and brokers in the system is necessary [96].
hand, the transformation from the current centralized system
to the blockchain-based system has cultural, time, trust, and
F. Medical Research/Clinical Trial
regulatory challenges.
Considering numerous healthcare stockholders as well as
all documents whose PoE and origin should be verified, the
E. Insurance
clinical trial has a complex flow of heterogeneous data and
Insurance companies are good candidates for blockchain metadata circulations. Problematic issues, e.g., endpoint switch-
since multiple parties need to share data, update data, and ing, selective publications, missing data, data dredging, etc.,
verify records and incidents. In addition, intermediaries in the can undermine findings from clinical research. These issues
insurance system add costs and complexity, time sensitivity, affect the perceptions regarding the integrity of the research,
and transaction interdependence to the process [94]. Depend- the validity of the benefits and risks of medical treatments, and
ing upon blockchain-based health data collection and policy the reproducibility of medical research [46]. Therefore, it is

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TABLE V
BLOCKCHAIN-BASED SYSTEMS FOR INSURANCE

TABLE VI
BLOCKCHAIN-BASED SYSTEMS FOR MEDICAL RESEARCH/CLINICAL TRIALS

necessary to increase the quality of medical research from both introduced a blockchain-based architecture for body sensor net-
patients’ and researchers’ perspectives [100]. works for recording and sharing health information.
Using cryptographic validation and timestamp mechanism, 2) Neuroscience: The concept of a blockchain mechanism
blockchain can benefit the clinical trial processes by build- can be applied to AI for integrating the human thinking process
ing reliable and traceable clinical studies, securing design and and neural devices, whereas some neuroscience concepts can be
data sharing in community-driven medicine, protecting pri- applied to blockchain mechanisms such as consensus protocols
vacy, controlling the clinical trial phases using smart contracts, [115]. The neural devices will receive brain signals via sensors,
and ensuring a patient’s consent for a clinical trial using the computing chips, and wireless communication and then translate
proof-of-concept mechanism [100], [101]. Table VI lists studies them into commands that define the mental state [28].
on developing the blockchain platform for the clinical trial Neurogress is a Geneva-based company that is focusing on
application. combining machine learning and AI with building a neurosys-
tem for accurately controlling robotic arms, drones, and other
smart electronic devices via human thinking [28]. Netcome, a
G. Other Applications neurotechnology company based in California, is focusing on
1) Internet of Medical Things: In all of the aforementioned developing a process called “aldehyde-stabilized cryopreser-
domains of healthcare, wearable electronic devices, which are vation” for preserving and recreating brain signals stored on
known as the IoMT, are used for managing and transferring blockchain [115]. Obviously, blockchain can improve the re-
medical data and information [109], [110]. Increasing the use of search on digitalizing human brain thinking augmentation and
mobile applications, consumer medical electronics, and wear- simulation. Such blockchain thinking is proposed as an input-
ables and AI has influenced the interoperability level in the processing-output computational system [115] that enables the
healthcare domain. However, it has also raised security and connection between AI and human enhancement for further
confidentiality concerns due to the limitations of centralized medical research development.
institutes for access to patient data. Several type of research 3) Patient-Centric Healthcare: Several studies developed
has combined the concepts of data encryption, accessibility, the blockchain platform for specific healthcare processes, which
encrypted keys, and digital identity for designing a framework allows patients to be the primary owners of medical records and
for managing the IoMT [111]. Griggs et al. [112] developed processes [5], [116]. In such processes (known as patient-centric
a private blockchain grounded on the Ethereum protocol for healthcare processes), patients are among the main decision-
managing data transformation among medical electronic devices makers in these processes, which include data sharing. For
and sensors. Linn and Koo [113] provided a conceptualized example, Chen et al. [61] proposed a medical data management
framework for depicting the role of blockchain in reducing system based on a blockchain, thus providing patients ownership
fraud and security risks associated with IoMT. Zhao et al. [114] of their own medical records. Liu et al. [117] developed a

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blockchain-based structure for the sharing of x-ray medical 1) Combination of Blockchain With AI and Data Analytics:
images in a highly secure manner. Badré et al. [39] developed a Combining blockchain with AI techniques (including machine
decentralized patient assignment system is a blockchain-based learning and deep learning) and data analytics can help rev-
system that allows patients to be part of the decision-makers olutionize medical treatment decisions, medical research, and
in the patient referral system. Lo et al. [75] also developed a clinical trials [24]. Combining blockchain and AI to improve
blockchain-based framework, known as the iWellChain DApp data management and medical treatment decision-making in
framework, to make the medical referral processes automatic healthcare appears to be understudied [39], [134]–[137]. How-
and paperless and to facilitate well-organized reimbursement ever, the accuracy and validity of the prediction remain debatable
[75]. [137], and requires more in-depth investigations.
4) Identity Verification: In the current system, the patient’s One of the important challenges in applying blockchain and
identity is verified based on personal, government, and financial AI in healthcare is the language or cultural differences of EHR
records. However, using the cryptographic public and private systems across the world. Translation of medical reports from
key in blockchain, identity verification can be stored and utilized one language to another language is a challenge in medical
in perpetuity. Each authority in the healthcare network plays a research and clinical trials. However, if a global system records
specific role in the network and can be verified for a specific and interprets reports for similar diagnosis and treatment, AI
action. As an example, Ancile [105] is a blockchain-based ar- techniques such as natural language processing and other (big)
chitecture developed for identity management and access control data analytics solutions can facilitate more effective transla-
to electronic medical data. tion or interpretation of medical terms coming from doctors
5) Uncategorized Applications: Besides the well-studied ap- of different countries. A blockchain without data analytics can
plications of blockchains in healthcare domains, related subdo- ensure integrity, reliability, and accessibility of medical reports,
mains can be investigated more in-depth in the future. These although it cannot ensure their interpretation. On the other hand,
domains include, but are not limited to, the dental industry data analytics is not a foolproof technique; further, it is only an
[118], medication prescriptions [5], public health surveillance adequate approximation of the interpretations of medical reports
[119], pervasive social network systems [120], telesurgery [121], and diagnosis [137], [138]. One of the advantages of aggregating
home-based healthcare services [122], and leveraging genomic data analytics and blockchain is to detect similarities between
data [16]. two documents in a large volume of medical reports inside the
blockchain. This will reduce the need for more storage and
IV. DISCUSSION computational power as well as increase the validity of reports
while keeping them tamper-proof [130], [139].
A. Challenges of Blockchain-Based Healthcare Systems 2) Parallel Blockchain-Based Healthcare Organizations:
Blockchain can solve several challenging issues in transac- Another research direction for blockchain-based healthcare
tion systems via its decentralization mechanism, cryptographic systems is designing and implementing decentralized parallel
algorithms, and immutable audit trail mechanisms. Transac- healthcare organizations (DPHOs) as a combination of par-
tions in the blockchain system can be done peer-to-peer with allel healthcare systems and a blockchain’s decentralized au-
significantly lower cost (without a central control as a single tonomous organizations [135] for unifying different healthcare
point of failure) and higher data provenance, availability, and domains. All healthcare parties, including patients, hospitals,
security. Since every transaction on the blockchain is validated, health organizations, medical researchers, healthcare communi-
recorded, and timestamped, the history of transactions can be ties, and health insurance companies, will partake in the “coown-
traced [4]. Despite the advantages, blockchain faces several ership, coconstruction, and cosharing” of the DPHO ecosystem
challenges when implemented in the real world. The merits and as a member. The combination of parallel blockchain [140],
limitations of each of the developed blockchain-based healthcare healthcare systems, and big data will enable a powerful medical
systems are summarized in [22], [24], [123], [124], and [125]. treatment decision-support tool.
Table VII summarizes the most important challenges that exist 3) Combination of Blockchain With Cloud Computing: One
in the blockchain-based healthcare system in all our considered of the important challenges of a blockchain is the massive
healthcare domains. amount of data that is generated and saved into each network
node. An increasing number of nodes and transactions will
intensify this challenge; further, IoT devices do not have enough
B. Future Research Directions computational and storage capacity [141]. Therefore, one of the
The applied research in the literature is mostly about the future directions could be decreasing the amount of produced
design and preparation of a blockchain platform. However, data or increasing the available storage capacity along with the
understudied areas remain, which require more investigation to ongoing research about optimizing the mining process in terms
solve the current challenges before applying the blockchain- of consumed energy, time, and resources as well as using new
based system to real-world networks. For this goal, new inves- technology in IoMT devices to improve computational power
tigations in AI, big data, and cloud computing can be combined and speed.
with the decentralized concept of blockchain. Also, the fewer Several researchers have studied the applicability of cloud
concerns in blockchain-based systems, the easier the regulation computing in healthcare domains [142]. Some studies also
and standardization of such systems. developed healthcare systems for more efficient and secure

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SOLTANISEHAT et al.: TECHNICAL, TEMPORAL, AND SPATIAL RESEARCH CHALLENGES AND OPPORTUNITIES 11

TABLE VII
MOST IMPORTANT CHALLENGES IN THE BLOCKCHAIN-BASED HEALTHCARE SYSTEM DESIGN

6
General Data Protection Regulation.

data management in healthcare utilizing cloud computing [143], for clarifying the terms of use and instruction for all parties
[144]. A combination of cloud computing and blockchain makes involved in the real-world systems [150]. Besides, cross-border
distributed cloud architecture that provides secure, cheap, and sharing of EHR, where there are diverse and often contradictory
demand-full admittance to heterogeneous healthcare infrastruc- jurisdictions, may diminish the benefits of blockchain data shar-
tures in an IoT network. This will also increase the accuracy ing. Thus, one of the important future directions is to develop
and effectiveness of medical treatment decisions due to the a compliance code, including unified regulations, standardiza-
availability of big data and fast decision-making [145], [146]. tions, and cross-border policies for applying a blockchain to each
Few studies, to the best of our knowledge, have developed specific healthcare domain [17], [129]. Also, regulatory barriers
blockchain-based systems in cloud environments for specific like HIPAA are required to ensure the appropriate use of data
applications in healthcare [51], [147]; however, combining cloud while they can delay developmental efforts [137]. In this regard,
computing with blockchain applicable to healthcare domains another future research direction could be to develop a standard
still needs more investigation in terms of design and modeling, user-friendly interface that complies with customer expectations
efficiency analysis, cost-benefit analysis, regulations, etc. [148], and standard protocols. This field of research can be a trending
[149]. research direction, as several governments, including those in
4) Blockchain-Based Healthcare Regulations and Standard- Canada, USA, UEA, and Estonia, [151] have supported and
ization: Currently, developers and researchers are moving to- involved themselves in expanding blockchain-based healthcare
ward the design stage. However, some barriers derived from systems.
the lack of standards and legal control makes using designed 5) Considerations of Blockchain-Based Healthcare System
systems more challenging. There is still a regulatory challenge Development: With the development of research on combining

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12 IEEE TRANSACTIONS ON ENGINEERING MANAGEMENT

AI, cloud computing, and blockchain, many other doors will consolidated healthcare, PSC, organ transplantation and blood
open to various domains, including healthcare research. Along donation, clinical trial and medical research, health insurance,
with the ongoing research, there are necessary steps to take while and another category. From 123 reviewed articles, 64 articles
developing blockchain-based healthcare applications, including were recognized for their proposed design and implementation
the following. of blockchain-based systems. The temporal analysis revealed
1) Analyzing the main characteristic of the specific that data management and interoperability are the first domains
blockchain-based system in the healthcare domain: To that received the most attention from researchers. The spatial
analyze the scalability, efficiency, resiliency, data security analysis showed that most of the proposed designs were de-
and privacy, shortcomings, and any specific and probable veloped by researchers from the USA and China. Further, the
outcome from the blockchain application in a thematic technical analysis showed that most of the proposed designs used
area. Also, future research needs to use real-world data sets the private blockchain from the Ethereum platform. A number of
for increasing the validity and verification of the proposed future research opportunities were also identified and discussed,
architectures [22]. which hopefully will inform the design of the next generation
2) Risk analysis on the application of the blockchain lo- blockchain-based systems.
cally and globally: To assess the resiliency of the pro-
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performance assessment, decision-making under uncertainty, simulation-based
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systems,” IEEE Access, vol. 7, pp. 22011–22025, 2019.

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16 IEEE TRANSACTIONS ON ENGINEERING MANAGEMENT

Haijing Hao received the Ph.D. degree in information Kim-Kwang Raymond Choo (Senior Member,
systems management from Carnegie Mellon Univer- IEEE) received the Ph.D. degree in information se-
sity, Pittsburgh, PA, USA, in 2012. curity from Queensland University of Technology,
She is currently an Associate Professor with the Brisbane, QLD, Australia, in 2006.
Computer Information Systems Department, Bentley He currently holds the Cloud Technology Endowed
University, Waltham, MA, USA. Her research inter- Professorship at The University of Texas at San An-
ests include healthcare information systems, online tonio (UTSA), San Antonio, TX, USA. In 2015, he
doctor reviews, new technology adoption, Bayesian and his team won the Digital Forensics Research
learning models in technology implementation, etc., Challenge organized by Germany’s University of
which have been published on Information Systems Erlangen-Nuremberg.
Research, International Journal of Medial Informat- Dr. Choo was the recipient of the 2019 IEEE Tech-
ics, Journal of Medical Internet Research, Knowledge-Based Management, nical Committee on Scalable Computing Award for Excellence in Scalable
International Journal of Healthcare Information Systems and Informatics, etc. Computing (Middle Career Researcher), 2018 UTSA College of Business Col.
Dr. Hao’s dissertation was awarded the William Cooper Dissertation Award: Jean Piccione and Lt. Col. Philip Piccione Endowed Research Award for Tenured
Social Influence on Information Technology Adoption and Sustained Use in Faculty, British Computer Society’s 2019 Wilkes Award Runner-Up, Best Paper
Healthcare: A Hierarchical Bayesian Learning Method Analysis. Awards from 2019 EURASIP JWCN, IEEE TrustCom and ESORICS 2015,
Korea Information Processing Society’s JIPS Survey Paper Award (Gold) 2019,
IEEE Blockchain 2019 Outstanding Paper Award, Inscrypt 2019 Best Student
Paper Award, Fulbright Scholarship in 2009, 2008 Australia Day Achievement
Medallion, and British Computer Society’s Wilkes Award in 2008. He is also a
Fellow of the Australian Computer Society and Co-Chair of IEEE Multimedia
Communications Technical Committee’s Digital Rights Management for Mul-
timedia Interest Group.

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