Professional Documents
Culture Documents
Clinical assessment of
spasticity in children
with cerebral palsy:
a critical review of
available instruments
Vanessa A B Scholtes* MSc;
Jules G Becher MD PhD, Department of Rehabilitation
Medicine, VU University Medical Centre;
Anita Beelen PhD, Department of Rehabilitation, Academic
Medical Centre;
Gustaaf J Lankhorst MD PhD, Department of Rehabilitation
Medicine, VU University Medical Centre, Amsterdam,
the Netherlands.
This study reviews the instruments used for the clinical Cerebral palsy (CP) is defined as a clinical syndrome charac-
assessment of spasticity in children with cerebral palsy, and terized by a persistent disorder of posture or movement due
evaluates their compliance with the concept of spasticity, to a non-progressive disorder of the immature brain.1 The most
defined as a velocity-dependent increase in muscle tone to common movement disorder in CP is a spastic paresis,2 defined
passive stretch. Searches were performed in Medline, Embase, as a posture and movement-dependent tone regulation dis-
and Cinahl, including the keywords ‘spasticity’, ‘child’, and order. The clinical manifestations of spastic paresis vary widely,
‘cerebral palsy’, to identify articles in which a clinical method depending on the various impairments of muscle function that
to measure spasticity was reported. Thirteen clinical can be distinguished. Clinical symptoms of impaired muscle
spasticity assessment instruments were identified and function can either be related to an impairment of muscle
evaluated using predetermined criteria. This review consists activation, leading to both deficit (or negative) and excess (or
of reports on the standardization applied for assessment at positive) symptoms, or to a change in biomechanical proper-
different velocities, testing posture, and quantification of ties of muscles and connective tissues (Table I).3
spasticity. Results show that most instruments do not comply The functional abilities of the child with spastic paresis often
with the concept of spasticity; standardization of assessment deteriorate during development. It is generally postulated that
method is often lacking, and scoring systems of most spasticity, a prominent symptom in spastic paresis, is related to
instruments are ambiguous. Only the Tardieu Scale complies this decline. Therefore, anti-spasticity treatment5–7 plays an
with the concept of spasticity, but this instrument has a important role in treating the child with CP. However, many
comprehensive and time-consuming clinical scoring system. other symptoms, such as muscle paresis8 (Table I), also inter-
fere, but remain unaffected by these anti-spasticity treatments.
Careful assessment of which symptoms of impaired motor
function are functionally limiting the individual patient is,
therefore, essential in selecting the appropriate treatment.
Clinical assessment to distinguish spasticity from other symp-
toms is only possible if a clear and unambiguous definition is
given. Many different definitions have been proposed.9–11
The most commonly used definition of spasticity is probably
that of Lance: ‘a motor disorder characterized by a velocity-
dependent increase in tonic stretch reflexes (muscle tone)
with exaggerated tendon jerks, resulting from hyperexcitability
of the stretch reflex, as one component of the upper motor
neuron syndrome’.9 In this definition the clinical symptom
of spasticity is a velocity-dependent increase in muscle tone.
Stretching a muscle at a sufficiently high velocity is essential
Contractures Fixed shortening of muscle and tendon, resulting in a reduced range of motion
Hypertonia Non-velocity-dependent resistance to passive stretch experienced by examiner as
increased muscle tone, caused by biomechanical changes within muscle itself
Review 65
was made to the original (or another) publication concern- muscle stretch. Derived assessments are the Tardieu Scale (TS)27
ing the applied instrument. In that case, the publication that with which spasticity is clinically assessed by passive movement
was referred to was retrieved and from this, the relevant data of the joints at three specified velocities and the intensity and
were extracted. duration of the muscle reaction to stretch (X) is rated on a 5-
point scale, with the joint-angle (Y) at which this muscle reac-
Results tion is first felt. This method is very time consuming. Therefore
INCLUDED STUDIES it was simplified to the Modified Tardieu Scale (MTS).28 The
The search strategy resulted in the retrieval of 937 citations MTS only defines the moment of the ‘catch’, seen in the ROM
from the electronic databases. Screening these citations on at a particular joint angle at a fast passive stretch.
diagnosis and assessment of spasticity resulted in 193 studies, The third group, ‘Other Clinical Grading Scales’, is a combi-
and reference tracking resulted in 18 additional studies. Thus, nation of clinical spasticity assessment scales or tests that can
211 references were identified, 119 of which fulfilled the be distinguished from the other two groups, either because of
inclusion criteria. The references that were included com- their assessment technique or the method of quantification. A
prised 12 review or overview articles, 103 studies, and 4 case description of all scales is presented in Appendix 1.
reports. In these 119 publications, 13 different clinical spastic- Some references reported more than one clinical spastici-
ity assessment instruments were used (Table II), which form ty grading scale. As a consequence, spasticity was clinically
the basis for this review. assessed 135 times in the 119 included references. ‘Ashworth-
Clinical grading scales for either spasticity or muscle tone like scales’ were used in 83% (112/135), ‘Tardieu-like scales‘
have primarily been used to assess spasticity. Measurements in 10% (13/135), and ‘Other Clinical Grading Scales‘ in 7%
of other excess symptoms that are related to spasticity (clonus (10/135) of all reports of grading scales. The results will be
and reflexes) were also reported in some of the references as reviewed for these three groups.
being an ‘assessment of spasticity’. Because these are not true
spasticity measures, but other symptoms of impaired muscle ASSESSMENT WITH DIFFERENT STANDARDIZED VELOCITIES
activation (see Table I) we did not include them in this review. Of the ‘Ashworth-like scales’, only the original publication of
NYU26 described the assessment of each muscle performed
AVAILABLE ASSESSMENT INSTRUMENTS OF CLINICAL SPASTICITY by stretching the muscle at two velocities: ‘slow’ and ‘fast’,
All of the instruments used for the clinical assessment of without further standardization. Of all references reporting
spasticity could be categorized into three main groups, on using the NYU, two references134,136 confirmed this multi-
according to their assessment technique and quantification ple velocity stretching protocol, whereas two others137,138
(Table III). The first group is referred to as the ‘Ashworth-like simply referred to its original publication.26 In the other
scales’, after Ashworth,23 who first described the principle of ‘Ashworth-like scales’, as well as in the ‘Other Clinical
muscle tone assessment by scoring the resistance encoun- Grading Scales’, the assessment involves stretching the mus-
tered in a specific muscle group by passively moving a limb at cle at only one (non-standardized) velocity.
one (non-) specified velocity through its ROM on a 5-point Of the ‘Tardieu-like scales’, the original publication of the
scoring scale. This is the original Ashworth scale (AS).23 The TS27 stated that muscle stretch should be performed at three
AS has three modifications, all sharing the same principle. specified velocities: ‘slow’, ‘under gravity’, and ‘fast’ (with-
The first modification was made by the addition of an inter- out further standardization), referred to as V1, V2, and V3
mediate score, making it a 6-point scale: the Modified respectively. Two references139,145 reporting on using the TS
Ashworth scale–Bohannon (MAS–B).24 A second modifica- assessed the muscle stretch only at two velocities of stretch
tion combined the AS23 with the MAS–B,24 and added grad- (V1 and V3). The MTS28 was originally described as a muscle
ing for the severity of spasticity: the Modified Ashworth assessment at only a fast passive velocity stretch (V3).
scale–Peacock (MAS–P).25 A third modification, the New York However, one reference76 reporting on using the MTS
University Tone Scale (NYU),26 combined the AS23 with the described the assessment of muscle stretch at both slow and
ROM at a fast velocity stretch. fast velocity (respectively V1 and V3).
The second group is referred to as ‘Tardieu-like scales’, after
Tardieu,151 who described the principle of spasticity assess- STANDARDIZED TESTING POSTURE OF THE PATIENT
ment by joint-angle measurement at different velocities of The original publications presenting the TS,27 the MTS,28 the
Table II: Abbreviations and full names of instruments used for clinical assessment of spasticity and their original reference
Table III: Instruments used for clinical assessment of spasticity in children with cerebral palsy
Group and instrument Publication referred to Different Posture Quantification of spasticity specified
velocities specified? Specified? Scoring scale
specified?
Ashworth-like scales
Ashworth scale (35)1–35 Ashworth (1964) (22) N (35) N (34) N (8)
Other (40) Y (0) Y (1) Y:Sa (0)
None (9) Y: S + Db (27) 1,2,3,4,5 (9+9c)
0,1,2,3,4 (9)
Modified (60)18,36–94 Bohannon (1987) (48) N (60) N (54) N (8)
Ashworth scale/ Other (1) Y (0) Y (6) Y:Sa (5) 0–4 (1)
Bohannon scale None (11) 0–5 (2)
0,1,2,3,4,5 (1)
0,1,1+,2,3,4,5 (1)
Y: S + Db (47) 0,1,1+,2,3,4 (10+36c)
0,1,2,3,4,5 (1)
Modified (11)95–105 Peacock (1987,1991) (5) N (11) N (7) N (0)
Ashworth scale/ Bohannon (1987) (5) Y (0) Y (4) Y:Sa (2) 0,1,2,3,4,5 (1)
Peacock scale None (1) 0–5 (1)
Y: S + Db (1) 0,1,2,3,4 (1)
(8) 0,1,2,3,4,5 (5+2c)
-1,0,1,2,3,4 (1)
Modification of (6)85, Johann-Murphy (1990) (4) N (2) N (2) N (1)
Ashworth: NYU 106–110 Arens & Peacock (1989) (1) Y (2+2c) Y (4c) Y:Sa (0)
Tone scale Ashworth (1964) (1) Y: S + Db (4) -1,0,1,2,3 (3)
1,2,3,4,5 (1)
(1) 0,1,2,3 (1)
Tardieu-like Scales
Tardieu scale (3)46,60,111 Tardieu (1954, 1983) (2) N (0) N (1) N (0)
None (1) Y (3) Y (2) Y:Sa (0)
Y:S + Db (3) X and V? (1)
X at Y* at V? (1)
X and Y* at V1, V2, V3 (1)
Modified (10)18,37–40, Boyd (1999) (6) N (9) N (1) N (1)
Tardieu scale 46,48,52,54,67 Tardieu (1954) (2) Y (1) Y (3+5c) Y:Sa (0)
Held (1969) (2) Y:S + Db (9) R1 (3+5c)
R1 and R2 (1)
Other clinical grading scales
Spasticity Grading (2)112,113 None (2) N (2) N (2) n.e.
Y (0) Y (0)
Modified Composite(1)114 None (1) N (1) N (0) n.e.
Spasticity Index Y (0) Y (1)
Duncan Ely Test (3)11,115,116 Bleck (1987) (2) N (3) N (0) n.e.
Gage (1992) (1) Y (0) Y (3)
Nameless (4)58,117–119 None (4) N (4) N (4) n.e.
Y (0) Y (0)
aNumber of references that specified a scoring scale and/or grading scale, but did not define a corresponding response definition. bNumber of
references that specified a scoring scale and/or grading scale with the corresponding response definition. cNot described in the reference, but
reference is made to the original (or another) publication. N, No; Y, Yes; S, scoring scale and/or grading; S + D, scoring scale and/or grading and
response definition; R1, joint angle at fast velocity passive stretch; R2, joint angle at slow velocity passive stretch; n.e., not extracted; V, velocity
of stretch; X, muscle reaction to stretch; Y*, joint angle. Numbers in brackets are number of references.
Review 67
‘Ashworth-like scales’ and one of the references reporting on Comparison of research data on the treatment of spasticity is
using ‘Other Clinical Grading Scales’ described a specified test- only possible if the exact scoring system has been defined.
ing posture: ‘lying supine’ was the most common posture dur- Only the TS measures the velocity-dependent increase in
ing both lower and upper extremity assessment for the other muscle tone and compares the intensity and the angle of
‘Ashworth-like scales’.43,69,88,89,100,124,125,129,131 Three refer- appearance of the increased muscle tone at three different
ences78,80,102 in which these scales were reported described a movement velocities. Although the original publication of the
‘specified‘ protocol, but no further details. NYU reports on the assessment of the muscle at slow and fast
velocity stretches, the NYU grading does not comply with the
QUANTIFICATION OF SPASTICITY concept of spasticity as its grading is restricted to the fast veloc-
The common feature of all ‘Ashworth-like scales’ is grading ity stretch. The TS describes a very comprehensive method to
the intensity of the muscle tone at one (non-) specified veloc- assess patients, but it seems to be very time consuming. Its fea-
ity. Even the NYU restricts its grading to a combined score for sibility is, therefore, questioned, especially for use with chil-
ROM and muscle tone intensity only at the fast velocity, dren. This might explain the great variation in test protocols for
despite assessment at both a slow and a fast velocity stretch the clinical application of this scale in the included references.
(Appendix I). Over half of the references that reported on Simplification of the test protocol is, therefore, desirable.
using an ‘Ashworth-like scale’ either gave a description of the Although the TS takes the speed of the muscle stretch into
scoring scale or referred to the original publication, or both. account, no standardization of the three different velocities is
However, inconsistencies exist in the number of scoring described in the original publication.27 Both the joint angle and
options (e.g. MAS–P can be used either as a 5-point or a 6- the intensity of the muscle response are velocity dependent.
point scale) as well as in the score ranges. Despite these dif- Recently, Mackey et al.148 measured the angular velocities with
ferent applications, the original scoring scales, as presented which the passive stretching of the elbow muscle is performed
in Appendix I, are most frequently used. for assessment with the TS. The results showed great variances
Both ‘Tardieu-like scales’ grade spasticity by measuring the in the three angular velocities. To achieve a reliable assessment,
joint angle at a fast velocity stretch (V3) at which an increase it is, therefore, necessary to follow a standardized protocol.
in muscle tone is encountered. The TS is more comprehensive, With the TS the intensity of the muscle tone is scored on a 5-
because it also measures the ROM at a slow velocity stretch, and point scale (Appendix 1), in which clonus is set to be the high-
the joint angle at which an increase in muscle tone is encoun- est level of spasticity. However, as shown in Table I, clonus is
tered at a moderate velocity stretch. The intensity of the mus- another excess symptom that is related to spasticity,149 but not
cle response is also scored on a 5-point scale at each of the specific for the presence of spasticity. It also differs from spas-
three specified velocities. The joint angles measured during ticity in the muscles in which it can be evoked: clonus can only
the slow and fast velocity stretches are referred to as ‘R2’ and be evoked in specific muscles, whereas increased muscle tone
‘R1’ respectively (Appendix 1). Of all the references reporting can be evoked in all muscles.
on using the TS, one139 involved the complete original scoring, The TS compares the angle of appearance of the increased
and all the others76,89 only parts of it. One reference76 report- muscle tone at three different movement velocities. A measure
ing on using the MTS measured both the joint angles ‘R1’ and derived from the TS, used in the literature96 as a clinical mea-
‘R2’. Two references28,96 reporting on using the MTS suggested sure of spasticity, is the ‘dynamic component’.6 This can be
that the ‘dynamic component’6,28 should be used as a clinical calculated as the difference between the joint angle of the
measure of spasticity, calculated as the difference between passive range of joint movement at a very slow passive stretch
the joint angles R2 and R1. This can easily be calculated with (R2) and the joint angle of the catch at a fast velocity stretch (R1).
the TS, but also with the MTS if passive ROM is tested. However, the calculated difference adds together the variances
Apart from the DET,31 in which quadriceps spasticity is grad- of both joint angles, resulting in very wide inter-sessional vari-
ed by shown buttock elevation, spasticity grading with the six ations, as has been demonstrated in a recent study.150 Therefore,
different ‘Other Clinical Rating Scales’ varies from grading to evaluate the treatment of spasticity, it is probably better to
muscle tone,145 or grading the joint angle in the ROM at which compare the maximal ROM at a very slow passive stretch
an increase in muscle tone is experienced,32 to a more complex before and after treatment and the joint angle of the catch at
combination of these or other different parameters30,141,146,147 a fast velocity passive stretch before and after treatment.
(Appendix 1). Because each of these ‘Other Clinical Rating
Scales’ was used only once or twice, we did not extract these Conclusion
data. According to the definition of spasticity, i.e. a velocity-depen-
dent increase in muscle tone, the instruments that are most fre-
Discussion quently used for the clinical assessment of spasticity in children
In 119 references, 13 different instruments were used for the with CP (the ‘Ashworth-like scales’) do not comply with the
clinical assessment of spasticity in children with CP. This review concept of spasticity. Only the original Tardieu Scale is a suit-
shows that most of these instruments do not comply with the able instrument to measure spasticity. However, the original
concept of spasticity as defined by Lance: they mostly grade test protocol seems very time consuming, and lacks standard-
muscle tone intensity only at one (often non-specified) velocity ization of the muscle stretch velocities. Moreover, the rating of
of passive stretch. The references in which these instruments the intensity of the muscle response is not an exclusive mea-
were used seldom standardized the testing posture of the sure of spasticity because it also includes clonus. Further
patient. For the quantification of spasticity, most instruments research is needed to develop a clinical spasticity assessment
grade the intensity of the muscle tone and ROM. However, the instrument that complies with the concept of spasticity, with a
scoring systems of most instruments are ambiguous because detailed description of specific velocities of passive stretch,
different grading and score ranges have been used. positioning of the patient, and grading of spasticity.
Review 69
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Review 71
Courchesnes G, Poulin C, Cantin MA, Benaroch TE. (2002) Long- 1 Slight increase in muscle tone, manifested by a catch and
term functional outcome after selective posterior rhizotomy. release, or by minimal resistance at the end of the ROM when
J Neurosurg 97: 315–325. the affected part(s) is (are) moved in flexion or extension
138. Morota N, Abbott R, Kofler M, Epstein FJ, Cohen H. (1995) 1+ Slight increase in muscle tone, manifested by a catch,
Residual spasticity after selective posterior rhizotomy. Childs followed by a minimal resistance throughout the remainder
Nerv Syst 11: 161–165.
(less than half) of the ROM
139. Frerebeau P, Rejou F, Trouillas J, El Fertit H, Segnarbieux F,
Coubes P. (2003) [Percutaneous sacral thermorhizotomy to treat 2 More marked increase in muscle tone through most of the
equinism of spastic cerebral palsy children]. Neurochirurgie ROM, but affected part(s) easily moved
49: 306–311. (In French) 3 Considerable increase in muscle tone, passive movement difficult
140. Lazareff JA, Garcia-Mendez MA, De Rosa R, Olmstead C. (1999) 4 Affected part(s) rigid in flexion or extension
Limited (L4–S1, L5–S1) selective dorsal rhizotomy for reducing
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141. Lazareff JA, Mata-Acosta AM, Garcia-Mendez MA. (1990) Limited Modified Ashworth Scale – Peacock scale for grading spasticity25
selective posterior rhizotomy for the treatment of spasticity Grades the resistance encountered in a specific muscle group by
secondary to infantile cerebral palsy: a preliminary report. means of passively moving a limb through its range of motion at a
Neurosurgery 27: 535–538. non-specified velocity.
142. Jobin A, Levin MF. (2000) Regulation of stretch reflex threshold in
elbow flexors in children with cerebral palsy: a new measure of
spasticity. Dev Med Child Neurol 42: 531–540. Score Grade Description
143. Boscarino LF, Ounpuu S, Davis RB, Gage JR, DeLuca PA. (1993)
Effects of selective dorsal rhizotomy on gait in children with 0 Hypotonic Less than normal muscle tone, floppy
cerebral palsy. J Pediatr Orthop 13: 174–179. 1 Normal No increase in muscle tone
144. Marks MC, Alexander J, Sutherland DH, Chambers HG. (2003) 2 Mild Slight increase in muscle tone, ‘catch’ in limb
Clinical utility of the Duncan-Ely test for rectus femoris movement or minimal resistance to movement
dysfunction during the swing phase of gait. Dev Med Child through less than half of the range
Neurol 45: 763–768. 3 Moderate Marked increase in muscle tone through most
145. Hodgkinson I, Berard C, Jindrich ML, Sindou M, Mertens P, of the range of motion but the passive movement
Berard J. (1997) Selective dorsal rhizotomy in children with of the affected part is easily performed
cerebral palsy. Results in 18 cases at one year postoperatively.
4 Severe Considerable increase in muscle tone,
Stereotact Funct Neurosurg 69: 259–267.
146. Peacock WJ, Arens LJ, Berman B. (1987) Cerebral palsy spasticity. passive movement difficult
Selective posterior rhizotomy. Pediatr Neurosci 13: 61–66. 5 Extreme Affected part rigid in flexion or extension
147. Purohit AK, Raju BS, Kumar KS, Mallikarjun KD. (1998) Selective
musculocutaneous fasciculotomy for spastic elbow in cerebral
palsy: a preliminary study. Acta Neurochir (Wien) 140: 473–478. NYU Tone Scale26
148. Mackey AH, Walt SE, Lobb G, Stott NS. (2004) Intraobserver Muscle tone is graded by a combination of the resistance
reliability of the modified Tardieu scale in the upper limb of encountered in a specific muscle group to a rapid passive stretch,
children with hemiplegia. Dev Med Child Neurol 46: 267–272. limitation of range of movement and function.
149. Hidler JM, Rymer WZ. (1999) A simulation study of reflex
instability in spasticity: origins of clonus. IEEE Trans Rehabil Eng Score Grade Description
7: 327–340.
150. Kilgour G, McNair P, Stott NS. (2003) Intrarater reliability of lower –1 Hypotonic Floppy, less than normal tone
limb sagittal range-of-motion measures in children with spastic
0 Normal Appropriate resistance to passive movement
diplegia. Dev Med Child Neurol 45: 391–399.
151. Tardieu G, Shentoub S, Delarue R. (1954) A la recherche d’une 1 Mildly increased Minimal resistance to passive
technique de mesure de la spasticité. Rev Neurol 91: 143–144. movement noted, but does not
impair range or function
Appendix I: Clinical spasticity grading scales 2 Moderately increased Moderate resistance to passive movement
noted, full range can be achieved but
1. ASHWORTH - LIKE SCALES function is hampered by tone
Original Ashworth Scale for grading spasticity23 3 Severely increased Severe resistance to passive movement
Grades the resistance encountered in a specific muscle group by noted, full range cannot be reached
means of passively moving a limb through its range of motion at a or is difficult to reach, function is
non-specified velocity. severely hampered
Review 73