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GENERAL THORACIC

Surgical Therapy of Pulmonary Aspergillomas: A


30-Year North American Experience
Ashok Muniappan, MD, Luis F. Tapias, MD, Parag Butala, MD, John C. Wain, MD,
Cameron D. Wright, MD, Dean M. Donahue, MD, Henning A. Gaissert, MD,
Michael Lanuti, MD, and Douglas J. Mathisen, MD
Division of Thoracic Surgery, Massachusetts General Hospital, Boston, Massachusetts

Background. Pulmonary aspergilloma is resected to Postoperative morbidity occurred in 18 (30%) patients,


control life-threatening complications such as massive with prolonged air leak the most frequent complication
hemoptysis. The role of prophylactic resection in (n [ 9 [15%]). Two (3.3%) patients experienced empyema,
asymptomatic patients is unclear. and 4 (6.7%) patients had bronchopleural fistulas (BPFs).
Methods. A retrospective review was conducted of 60 Two patients died within 30 days (3.3%). During a mean
patients treated at a tertiary center from 1980 to 2010. follow-up of 54.1 ± 62.2 months, 3 patients had recurrent
Results. The mean age in 34 (56.7%) men and 26 aspergillomas (5.0%). Actuarial 10-year survival was
(43.3%) women was 51 years. Immunosuppression, most 62.5% for simple and 68.5% for complex aspergillomas
commonly from chronic steroid use, was present in 17 (p [ 0.858). Comorbid conditions (human immunodefi-
(28.3%) patients, and preexisting lung disease was ciency virus [HIV] positivity, malignancy) and male sex
present in 47 (78.3%) patients. Hemoptysis occurred in were associated with lower survival.
33 (55%) patients, whereas 9 (15.0%) patients were Conclusions. Selective surgical treatment favoring
asymptomatic. Aspergilloma was simple in 13 (21.7%) lesser pulmonary resection results in fungal eradication
patients and complex in 47 (78.3%) patients. Surgical and control in most patients. Overall survival is similar
approach was by thoracotomy (n [ 51 [85.0%]), video- after surgical management of simple and complex
assisted thoracoscopic surgery (n [ 7 [11.7%]), or a cav- aspergillomas.
ernostomy (n [ 2 [3.3%]). Sublobar resections (n [ 28
[46.7%]) were most common, followed by lobectomy (Ann Thorac Surg 2014;97:432–8)
(n [ 27 [45%]) and pneumonectomy (n [ 3 [5%]). Ó 2014 by The Society of Thoracic Surgeons

P ulmonary infection with Aspergillus exists in invasive


and noninvasive forms. Invasive forms of pulmonary
aspergillosis usually occur in the setting of severe
Historical reports of significant morbidity and mortality
after surgical management of aspergillomas introduced
controversy about whether asymptomatic patients should
immunosuppression, such as in human immunodefi- be surgical candidates [3]. Conversely, a high incidence of
ciency virus (HIV) infection or hematologic malignancy, life-threatening hemoptysis has been noted in patients
and are often managed medically. In contrast, aspergil- with untreated aspergilloma. Pharmacologic antifungal
loma is a cavity or bronchiectatic airway filled with hy- therapy is incapable of eradicating aspergilloma, and
phae, cellular debris, mucus, fibrin, and blood [1]. Belcher treatments such as intracavitary instillation of antifungal
and Plummer [2] in 1960 classified pulmonary aspergil- agents have limited efficacy [3].
lomas into simple and complex subtypes according to The aim of this study was to delineate which patients
histologic characteristics and the quality of surrounding were selected for surgical management of aspergilloma at
lung. Aspergillomas are strongly associated with a history a tertiary referral center in the United States and to re-
of pulmonary tuberculosis, because this disease creates view surgical technique, procedure-related morbidity,
cavities within which Aspergillus grows. Given the rela- and follow-up related to recurrence and patient survival.
tively low incidence of tuberculosis and other cavitary
disease in North America, the experience with aspergil- Patients and Methods
loma and its surgical management is limited.
Patients
The study was approved by the Institutional Review
Board of the Massachusetts General Hospital, who
Accepted for publication Oct 18, 2013. determined patient consent was not necessary. The study
Presented at the Poster Session of the Forty-eighth Annual Meeting of The population included consecutive patients undergoing
Society of Thoracic Surgeons, Fort Lauderdale, FL, Jan 28–Feb 1, 2012. surgical treatment for pulmonary aspergilloma at the
Address correspondence to Dr Muniappan, Massachusetts General Hos-
Massachusetts General Hospital between January 1980
pital, 55 Fruit St, Blake 1570, Boston, MA 02114; e-mail: amuniappan@ and December 2010. In general, symptomatic patients
partners.org. (primarily with hemoptysis) with an aspergilloma

Ó 2014 by The Society of Thoracic Surgeons 0003-4975/$36.00


Published by Elsevier Inc http://dx.doi.org/10.1016/j.athoracsur.2013.10.050
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2014;97:432–8 SURGICAL TREATMENT OF PULMONARY ASPERGILLOMAS

confined to a lobe were offered surgical resection by the same hospital admission, and overall survival. Follow-
thoracotomy or video-assisted thoracoscopic surgery up data were acquired by reviewing patient records by
(VATS), as long as they were expected to have reasonable Social Security Death Index query.
postoperative pulmonary function. Occasionally, a bilo-
bectomy and pneumonectomy were performed for more Statistical Analysis
extensive disease. When pulmonary function was signif- Analysis was performed with the statistical software
icantly compromised and symptoms warranted surgical Stata/SE 10.1 (StataCorp LP, College Station, TX). Fisher’s
therapy, cavernostomy was the preferred technique. exact test was used to compare variables in patients with
Cavernostomy was performed with limited rib resection, simple and those with complex aspergilloma. Survival
debridement, and muscle myoplasty to fill the cavity. analysis was performed using the Kaplan-Meier method.
Asymptomatic patients with known aspergilloma were Risk factor analysis for survival was performed with the
surgical candidates as long as they had reasonable Cox proportional hazards method (variables of interest
pulmonary function. with p < 0.10). Comparisons were considered to be sta-
Pathology records of lung specimens were queried for tistically significant when the p value was less than or
the keywords “aspergilloma” or “Aspergillus.” Patients equal to 0.05.
with a pathologic description of pulmonary aspergilloma,
characterized as a cavity or bronchiectatic airway
involved with Aspergillus, were included in the analysis.
Results
Patients with primarily pleural disease, such as Aspergillus Sixty patients underwent operations for pulmonary
infections in postlobectomy or pneumonectomy cavities, aspergillomas during the study period. Preoperative pa-
were excluded. Demographics, preoperative and intra- tient characteristics are shown in Tables 1 and 2. Preop-
operative data, and outcome measures were recorded. erative lung function and underlying lung disorders are
Using radiologic and pathologic descriptions, simple shown in Table 3.
aspergillomas were contained within isolated thin-walled
cavities surrounded by normal lung parenchyma, Signs and Symptoms at Presentation
whereas complex aspergillomas arose in thick cavities In 9 of 60 (15%) patients who were asymptomatic,
formed within grossly abnormal lung, as defined by aspergilloma was an incidental finding during chest im-
Belcher and Plummer [2]. aging performed for other reasons. Common symptoms
Massive hemoptysis was defined as greater than 600 mL were cough in 47 (78.3%) patients, hemoptysis in 33 (55%)
of hemoptysis in 24 hours or hemoptysis resulting in he- patients, dyspnea in 20 (33.3%) patients, and weight loss
modynamic instability, abnormal gas exchange, or blood in 14 (23.3%) patients. Massive hemoptysis occurred in 9
transfusion. Primary end points were surgical morbidity, (15%) patients. Although simple aspergillomas were more
mortality occurring within 30 days of operation or during commonly asymptomatic than complex (p ¼ 0.002), rates

Table 1. Baseline Characteristics of 60 Patients Undergoing Surgical Treatment of Pulmonary Aspergillomas at Massachusetts
General Hospital (1980–2010)
Results

Variable Simple (n ¼ 13) Complex (n ¼ 47) p Value All (n ¼ 60)

Age (y)
Mean  SD 48.6  16.3 51.5  13.4 0.516 50.9  14.0
Median (range) 48 (22–73) 55 (17–69) 0.622 54.5 (17–73)
Sex, n (%) 0.529
Male 6 (46.2) 28 (59.6) 34 (56.7)
Female 7 (53.8) 19 (40.4) 26 (43.3)
Origin, n (%) 0.092
North America 9 (69.2) 42 (89.4) 51 (85.0)
Immigrant 4 (30.8) 5 (10.6) 9 (15.0)
Europe 1 (7.7) 3 (6.4) 4 (6.7)
Asia 2 (15.4) 1 (2.1) 3 (5.0)
Africa 1 (7.7) 1 (2.1) 2 (3.3)
Tobacco smoking, n (%) 5 (38.5) 28 (59.6) 0.217 33 (55.0)
Pack-year, mean  SD 30.0  12.2 43.8  28.8 0.314 40.8  26.5
Immunosuppression, n (%) 2 (15.4) 15 (31.9) 0.314 17 (28.3)
Chronic steroid use 1 (7.7) 12 (25.5) 0.262 13 (21.7)
HIV infection 0 (0) 4 (8.5) 0.568 4 (6.7)
Transplant recipient 1 (7.7) 1 (2.1) 0.389 2 (3.3)

HIV ¼ human immunodeficiency virus; SD ¼ standard deviation.


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Table 2. Clinical Presentation of Simple and Complex Aspergilloma Before Surgical Management
Results

Variable n (%) Simple (n ¼ 13) Complex (n ¼ 47) p Value All (n ¼ 60)

Asymptomatic 6 (46.2) 3 (6.4) 0.002 9 (15.0)


Hemoptysis 6 (46.2) 27 (57.4) 0.538 33 (55.0)
Massive hemoptysis 2 (15.4) 7 (14.9) 1.000 9 (15.0)
Preoperative bronchial artery embolization 0 (0) 3 (6.4) 1.000 3 (5.0)
Preoperative diagnosis of aspergilloma 8 (61.5) 29 (61.7) 1.000 37 (61.7)
Main indication for operation
Hemoptysis 4 (30.8) 20 (42.6) 0.534 24 (40.0)
Lung lesion refractory to antibiotic therapy 2 (15.4) 12 (25.5) 0.713 14 (23.3)
Solitary pulmonary nodule 7 (53.8) 6 (12.8) 0.004 13 (21.7)
Destroyed lung associated with symptoms 0 (0) 9 (19.2) 0.184 9 (15.0)

of minor and massive hemoptysis were similar in both Pulmonary aspergillomas were predominantly located
groups (Table 2). in the upper lobes (44 patients [73.3%]). Three (5.0%)
patients had a primary aspergilloma in the right upper
Preoperative Workup and Treatment lobe cavity with simultaneous involvement of a different
Aspergillomas were suspected in 37 (61.7%) patients, lobe (right lower lobe ¼ 1, right middle lobe ¼ 1, and
whereas typical computed tomographic findings were bilateral upper lobes ¼ 1). Two (3.3%) patients had a
present in 19 (31.7%) patients. Sputum cultures grew primary left upper lobe lesion with simultaneous left
Aspergillus in 16 (26.7%) patients. Computed tomogra- lower lobe involvement.
phy–guided needle biopsy of the lung yielded the diag- The indication for operative treatment (Table 2) was
nosis in 8 (13.3%) patients, whereas 5 (8.3%) patients had hemoptysis in 24 (40.0%) patients, persistent pulmonary
positive precipitating antibodies. A structural pulmonary lesions refractory to antibiotic therapy in 14 (23.3%) pa-
disorder was identified in 47 (78.3%) patients, tubercu- tients, a solitary pulmonary nodule in 13 (21.7%) patients,
losis (31.7%) being most prevalent (Table 3). and destroyed lung parenchyma associated with symp-
Massive hemoptysis was observed in 9 patients and toms in 9 (15.0%) patients. Aspergillomas were complex
was treated in 3 (5.0%) patients with bronchial artery in 47 (78.3%) patients and simple in 13 (21.7%) patients.
embolization. Preoperative antifungal therapy in 25 pa- Mean aspergilloma size was 3.1  1.8 cm (simple, 2.2  1.4
tients consisted of amphotericin in 14 (56.0%) patients, cm; complex, 3.4  1.9 cm; p ¼ 0.090).
itraconazole in 5 (20.0%) patients, voriconazole in 5
(20.0%) patients, and posaconazole in 1 (4.0%) patient. Surgical Treatment
The use of amphotericin decreased during the study Pulmonary resection was performed in 58 (96.7%)
period, and voriconazole became the preferred antifungal patients, whereas 2 (3.3%) patients underwent cav-
agent in 2002. ernostomy (Table 4). Resection was performed by

Table 3. Baseline Lung Function and Preexisting Disease in 60 Patients With Pulmonary Aspergilloma at Massachusetts General
Hospital (1980–2010)
Results

Variable Simple (n ¼ 13) Complex (n ¼ 47) p Value All (n ¼ 60)

Pulmonary function tests


% predicted FEV1  SD 68.9  17.8 67.3  22.1 0.849 67.6  21.0
Range % predicted FEV1 43–92 28–106
Underlying lung disease, n (%)
None 4 (30.8) 9 (19.2) 0.450 13 (21.7)
Tuberculosis 5 (38.5) 14 (29.8) 0.737 19 (31.7)
COPD 2 (15.4) 14 (29.8) 0.481 16 (26.7)
Bronchiectasis 2 (15.4) 11 (23.4) 0.713 13 (21.7)
History of pneumothorax 1 (7.7) 9 (19.2) 0.436 10 (16.7)
Lung cancer 1 (7.7) 3 (6.4) 1.000 4 (6.7)
Sarcoidosis 0 (0) 5 (10.6) 0.575 5 (8.3)
Multiple conditions 2 (15.4) 17 (36.2) 0.194 19 (31.7)

COPD ¼ chronic obstructive pulmonary disease; FEV1 ¼ forced expiratory volume in 1 second; SD ¼ standard deviation.
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Table 4. Type of Procedure for Pulmonary Aspergilloma at Massachusetts General Hospital (1980–2010)
Results

Procedure, n (%) Simple (n ¼ 13) Complex (n ¼ 47) p Value All (n ¼ 60)

Lung resection
Lobectomy 6 (46.2) 20 (42.6) 1.000 26 (43.3)
Wedge resection 4 (30.8) 13 (27.7) 1.000 17 (28.3)
Segmentectomy 3 (23.1) 8 (17.0) 0.690 11 (18.3)
Pneumonectomy 0 (0) 3 (6.4) 1.000 3 (5.0)
Bilobectomy 0 (0) 1 (2.1) 1.000 1 (1.7)
Other
Flap 7 (53.9) 20 (42.6) 0.538 27 (45.0)
Debridement/drainage of pleural space 0 (0) 4 (8.5) 0.568 4 (6.7)
Cavernostomy and myoplasty 0 (0) 2 (4.3) 1.000 2 (3.3)
Resection of bullae 0 (0) 2 (4.3) 1.000 2 (3.3)
Chest wall resection 0 (0) 1 (2.1) 1.000 1 (1.7)
Thoracoplasty 0 (0) 1 (2.1) 1.000 1 (1.7)

thoracotomy (n ¼ 50 [86.2%]), VATS (n ¼ 7 [12.1%]), or patients, and 39 (72.2%) of them received postoperative
clamshell bilateral anterior thoracotomy (n ¼ 1 [1.7%]). antifungal therapy.
Sublobar resections (n ¼ 28 [46.6%]), either segmentec-
tomy (n ¼ 11 [18.3%]) or wedge resection (n ¼ 17 [28.3%]), Postoperative Morbidity and Mortality
were performed more often than lobectomy (n ¼ 26 Postoperative complications occurred in 18 (30%) pa-
[43.3%]). Pneumonectomy (n ¼ 3 [5%]) and bilobectomy tients. The most frequent was air leak longer than 5 days
(n ¼ 1 [1.7%]) were less frequent. Concomitant pro- in 9 (15.0%) patients (Table 5). A central bronchopleural
cedures included resection of bullae (n ¼ 2 [3.3%]) fistula (BPF) with disruption of the airway closure
and chest wall (n ¼ 1 [1.7%]) and thoracoplasty (n ¼ 1 developed in 3 (5%) patients, whereas 1 patient had a
[1.7%]). Mean duration of the surgical procedure was 262 peripheral BPF. Empyema without a previous BPF
 133 minutes (range, 50–660 minutes), whereas mean occurred in 2 (3.3%) patients. In 2 of 3 patients with
estimated blood loss was 413  437 mL (range, 50–2,000 central BPFs, tissue flaps covered the bronchial stump.
mL). Six (10.0%) patients required intraoperative blood BPFs occurred only in complex aspergillomas (Table 5).
transfusions (simple, 0 cases; complex, 6 cases (13%); All BPFs occurred before 1996; no instances of BPF
p ¼ 0.322). or empyema have arisen in 34 consecutive patients
The bronchial stump was buttressed in 27 (46.5%) pa- since then.
tients with muscle (n ¼ 13), pericardial fat (n ¼ 8), parietal Nine (15.0%) patients required additional surgical in-
pleura (n ¼ 4), thymus (n ¼ 1), or omentum (n ¼ 1). terventions during the same admission. Three (5%) pa-
Vascularized tissue covered a lobar, intermedius, or main tients required a tracheostomy, 3 (5%) required
bronchus in 21 of 30 instances (70.0%). Flaps were used in pleurodesis for prolonged air leaks, 2 (3.3%) underwent
6 of 28 (21.4%) sublobar resections. Information on post- muscle flap transposition for persistent air leaks, and 1
operative antifungal use was available for 54 (90%) (1.7%) underwent reoperation for BPF. VATS and chest

Table 5. Postoperative Complications in Pulmonary Aspergilloma


Results

Variable Simple (n ¼ 13) Complex (n ¼ 47) p Value All (n ¼ 60)

Postoperative complications, n (%) 3 (23.1) 15 (31.9) 0.736 18 (30.0)


Prolonged air leak 1 (7.7) 8 (17.0) 0.668 9 (15.0)
Prolonged ventilation (>48 h) 0 (0) 5 (10.6) 0.575 5 (8.3)
Pneumothorax 1 (7.7) 3 (6.4) 1.000 4 (6.7)
BPF 0 (0) 4 (8.5) 0.568 4 (6.7)
Pneumonia 1 (7.7) 2 (4.3) 0.526 3 (5.0)
Empyema without BPF 0 (0) 2 (4.3) 1.000 2 (3.3)
Ventricular arrhythmia/arrest 0 (0) 2 (4.3) 1.000 2 (3.3)
Reintubation 0 (0) 1 (2.1) 1.000 1 (1.7)
Mortality (30 d), n (%) 0 (0) 2 (4.3) 1.000 2 (3.3)

BPF ¼ bronchopleural fistula.


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tube placement were performed in 1 patient for pneu- Comment


mothorax, whereas another underwent incision and
A majority of reports on the surgical management of
drainage of the thoracotomy wound. Two (3.3%) patients
pulmonary aspergillomas originate in Asia, Africa, and
required gastrostomy for nutritional support. One patient
Europe. The last major series from North America was
experienced small bowel obstruction after an omental
published in 1986 [4]. Although encountered infrequently
flap procedure and required laparotomy.
in North America, our institution has accumulated
There were 2 (3.3%) operative deaths during the
experience in the surgical management of pulmonary
study period; 1 occurred in a patient who died after
aspergilloma over the past 3 decades, encountering on
lobectomy for massive hemoptysis and was never
average 2 patients each year. This prevalence is similar to
weaned from mechanical ventilation. This patient died
the 53 patients managed during an earlier interval at the
of multiorgan failure. Another death occurred in a
Mayo Clinic.
patient with acquired immunodeficiency syndrome
Structural, in particular cavitary, lung disease pre-
(AIDS) after wedge resection for symptomatic asper-
disposes to the formation of aspergillomas. Our review of
gilloma was performed; this patient died of progression
recent surgical series [5–19] found tuberculosis to be
of the underlying disease with a persistent air leak.
present in 13% to 89% of patients, with the lowest pro-
Both deaths occurred in patients with complex asper-
portion reported in the Mayo Clinic experience. In
gillomas. No mortality was observed in patients with
contrast, we noted tuberculosis in approximately 30% of
simple aspergillomas.
our patients. Tuberculosis-related pathologic conditions
therefore continue to exist in North American hospitals
Long-Term Outcome and Survival despite a continuing decline in the national incidence of
Mean follow-up of patients was 54.1  62.2 months. tuberculosis.
Recurrent aspergilloma affected 3 (5%) patients. A cavi- The controversy surrounding surgical therapy for
tary lesion with aspergilloma developed in 1 patient in asymptomatic aspergilloma concerns potential morbidity.
the contralateral upper lobe 2 years after upper lobec- However, surgical results in the absence of symptoms are
tomy; a second upper lobectomy managed the recur- good when appropriately selected patients undergo
rence. The second patient underwent cavernostomy for technically well-executed procedures [6, 16, 20]. Most
aspergilloma and later required upper lobectomy when contemporary series report mortality rates less than 6%
he presented with hemoptysis originating in the contra- and morbidity in the range of 20% to 40%, with even
lateral lung 3 months later. The last patient had recur- better outcomes in asymptomatic patients [20]. Our
rence of invasive disease that eventually involved the experience compares favorably with recent reports and
spine. This patient underwent T7–8 vertebrectomy and represents an advance from the earlier North American
died of septic complications 6 months after reoperation. experience reported by Daly and associates [4].
Median survival after surgical intervention was 14.3 We and others [6] found life-threatening hemoptysis
years. One-, 3-, 5-, and 10-year observed survival rates similar in both symptomatic and previously asymptom-
were 89.4%, 81.3%, 79.1%, and 68.7%, respectively. A atic patients. Aspergilloma size and underlying lung
multivariate analysis identified male sex, HIV infection, disease are not helpful in predicting bleeding [21]. Med-
and history of malignancy as predictors of early death ical therapy, including systemic or intracavitary instilla-
(Table 6). Whether aspergilloma was simple or complex tion of antifungal agents, is typically noncurative [22],
did not influence survival (Fig 1). Five- and 10-year and there are only anecdotal reports of partial success
survival rates for simple aspergilloma were 100% and [23, 24]. Moreover, the rationale for intervening at a stage
62.5%, respectively, and for complex aspergilloma, they of disease when the aspergilloma is more limited is
were 75.4% and 68.5%, respectively. sound because sublobar resections are less morbid.

Table 6. Risk Factor Analysis for 10-Year Survival After Surgical Treatment of Pulmonary Aspergilloma
Univariate Analysis Multivariate Analysis

Variable HR (95% CI) p Value HR (95% CI) p Value

Age 1.04 (1.00–1.08) 0.046 1.04 (0.99–1.09) 0.123


Male sex 2.45 (0.91–6.63) 0.077 3.88 (1.19–12.63) 0.025
HIV positivity 5.24 (1.10–25.00) 0.038 15.81 (2.53–98.83) 0.003
Diabetes mellitus 3.88 (1.36–11.08) 0.011 3.32 (0.85–13.04) 0.085
Cancer 6.03 (1.78–20.36) 0.004 16.70 (3.23–86.40) 0.001
Right-sided lesion 0.43 (0.19–0.98) 0.044 0.47 (0.17–1.29) 0.144
Underlying lung disease 0.68 (0.28–1.61) 0.379 – –
Pharmacologic immunosuppression 1.58 (0.65–3.86) 0.312 – –
Complex vs. simple aspergillomas 1.10 (0.37–3.28) 0.858 – –

CI ¼ confidence interval; HR ¼ hazard ratio.


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complications is unknown. In patients with structural


lung disease, we prefer a course of postoperative vor-
iconazole to control pleural contamination and support
bronchial stump healing.
Ample evidence suggests that surgical therapy for
complex aspergillomas is associated not only with greater
operative morbidity and mortality but also with reduced
survival. We noted slightly better survival after resection
of simple aspergilloma at 5 years but survival similar
to that of complex aspergilloma at 10 years. A large
series from Korea also found that overall survival was
similar in simple and complex aspergillomas [14]. The
small numbers of patients with simple aspergilloma
render detailed comparisons to complex aspergilloma
impossible.
In summary, we have shown that surgical therapy for
pulmonary aspergillomas in a North American popula-
tion is associated with excellent control of this disease and
acceptable morbidity and mortality. Limited resection in
Fig 1. Survival curves for patients undergoing surgical management selected patients does not pose a greater risk of recur-
of simple (solid line) and complex (dashed line) aspergillomas rence. Cavernostomy is preferred in patients with very
(p ¼ 0.827). poor lung function. Despite effective surgical control
of fungal disease, preexisting conditions such as lung
disease or immunosuppressed states may determine
Untreated aspergillomas may progress to invasion, thus long-term outcome.
complicating definitive surgical therapy [25].
In patients with very poor lung function or those
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ABTS Requirements for the 10-Year Milestone


for Maintenance of Certification
Diplomates of the American Board of Thoracic Surgery Starting on July 1, 2014, the ABTS will require its Dip-
(ABTS) who plan to participate in the 10-Year Milestone lomates to participate in an outcomes database as fulfill-
for the Maintenance of Certification (MOC) process as ment of Part IV (Performance in Practice) for the 10-year
Certified-Active must hold an unrestricted medical li- Milestone of Maintenance of Certification (MOC). For a
cense in the locale of their practice and privileges in a list of approved outcomes databases or for more infor-
hospital accredited by the JCAHO (or other organization mation on how to have a database approved by the Board,
recognized by the ABTS). In addition, a valid ABTS visit the Board’s website at www.abts.org. Participation in
certificate is an absolute requirement for entrance into the Professional Portfolio will no longer be accepted as
the MOC process. If your certificate has expired, the fulfillment of MOC Part IV after July 1, 2014.
only pathway for renewal of a certificate is to take and Diplomates may apply for MOC in the year their cer-
pass the Part I (written) and the Part II (oral) certifying tificate expires or, if they wish to do so, they may apply up
examinations. to two years before it expires. However, the new certificate
The CME requirements are 150 Category I credits over will be dated 10 years from the date of expiration of their
a five-year period. At least half of these CME hours need original certificate or most recent MOC certificate. In other
to be in the broad area of thoracic surgery. Category II words, going through the MOC process early does not
credits are not accepted. Interested individuals should alter the 10-year validation. Diplomates certified prior to
refer to the Board’s website (www.abts.org) for a complete 1976 (the year that time-limited certificates were initiated)
description of acceptable CME credits. are also required to participate in MOC if they wish to
Diplomates will be required to take and pass a secured maintain valid certificates.
exam after their application has been approved. Taking The deadline for submitting an application for 10-year
SESATS in lieu of the secured exam is not an option. The Milestone of MOC is March 15 of every year. Information
secured exam is administered over a two-week period in outlining the rules, requirements, and dates for MOC in
September of every year at Pearson Vue Testing Centers, thoracic surgery is available on the Board’s website at
which are located nationwide. Diplomates will have the www.abts.org. For additional information, please contact
opportunity to select the day and location of their exam. the American Board of Thoracic Surgery, 633 N St. Clair
For the dates of the next MOC exam, visit the Board’s web St, Ste 2320, Chicago, IL 60611; telephone (312) 202-5900;
site at www.abts.org. fax (312) 202-5960; e-mail: info@abts.org.

Ó 2014 by The Society of Thoracic Surgeons Ann Thorac Surg 2014;97:438  0003-4975/$36.00
Published by Elsevier Inc

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