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GENERAL THORACIC
2014;97:432–8 SURGICAL TREATMENT OF PULMONARY ASPERGILLOMAS
confined to a lobe were offered surgical resection by the same hospital admission, and overall survival. Follow-
thoracotomy or video-assisted thoracoscopic surgery up data were acquired by reviewing patient records by
(VATS), as long as they were expected to have reasonable Social Security Death Index query.
postoperative pulmonary function. Occasionally, a bilo-
bectomy and pneumonectomy were performed for more Statistical Analysis
extensive disease. When pulmonary function was signif- Analysis was performed with the statistical software
icantly compromised and symptoms warranted surgical Stata/SE 10.1 (StataCorp LP, College Station, TX). Fisher’s
therapy, cavernostomy was the preferred technique. exact test was used to compare variables in patients with
Cavernostomy was performed with limited rib resection, simple and those with complex aspergilloma. Survival
debridement, and muscle myoplasty to fill the cavity. analysis was performed using the Kaplan-Meier method.
Asymptomatic patients with known aspergilloma were Risk factor analysis for survival was performed with the
surgical candidates as long as they had reasonable Cox proportional hazards method (variables of interest
pulmonary function. with p < 0.10). Comparisons were considered to be sta-
Pathology records of lung specimens were queried for tistically significant when the p value was less than or
the keywords “aspergilloma” or “Aspergillus.” Patients equal to 0.05.
with a pathologic description of pulmonary aspergilloma,
characterized as a cavity or bronchiectatic airway
involved with Aspergillus, were included in the analysis.
Results
Patients with primarily pleural disease, such as Aspergillus Sixty patients underwent operations for pulmonary
infections in postlobectomy or pneumonectomy cavities, aspergillomas during the study period. Preoperative pa-
were excluded. Demographics, preoperative and intra- tient characteristics are shown in Tables 1 and 2. Preop-
operative data, and outcome measures were recorded. erative lung function and underlying lung disorders are
Using radiologic and pathologic descriptions, simple shown in Table 3.
aspergillomas were contained within isolated thin-walled
cavities surrounded by normal lung parenchyma, Signs and Symptoms at Presentation
whereas complex aspergillomas arose in thick cavities In 9 of 60 (15%) patients who were asymptomatic,
formed within grossly abnormal lung, as defined by aspergilloma was an incidental finding during chest im-
Belcher and Plummer [2]. aging performed for other reasons. Common symptoms
Massive hemoptysis was defined as greater than 600 mL were cough in 47 (78.3%) patients, hemoptysis in 33 (55%)
of hemoptysis in 24 hours or hemoptysis resulting in he- patients, dyspnea in 20 (33.3%) patients, and weight loss
modynamic instability, abnormal gas exchange, or blood in 14 (23.3%) patients. Massive hemoptysis occurred in 9
transfusion. Primary end points were surgical morbidity, (15%) patients. Although simple aspergillomas were more
mortality occurring within 30 days of operation or during commonly asymptomatic than complex (p ¼ 0.002), rates
Table 1. Baseline Characteristics of 60 Patients Undergoing Surgical Treatment of Pulmonary Aspergillomas at Massachusetts
General Hospital (1980–2010)
Results
Age (y)
Mean SD 48.6 16.3 51.5 13.4 0.516 50.9 14.0
Median (range) 48 (22–73) 55 (17–69) 0.622 54.5 (17–73)
Sex, n (%) 0.529
Male 6 (46.2) 28 (59.6) 34 (56.7)
Female 7 (53.8) 19 (40.4) 26 (43.3)
Origin, n (%) 0.092
North America 9 (69.2) 42 (89.4) 51 (85.0)
Immigrant 4 (30.8) 5 (10.6) 9 (15.0)
Europe 1 (7.7) 3 (6.4) 4 (6.7)
Asia 2 (15.4) 1 (2.1) 3 (5.0)
Africa 1 (7.7) 1 (2.1) 2 (3.3)
Tobacco smoking, n (%) 5 (38.5) 28 (59.6) 0.217 33 (55.0)
Pack-year, mean SD 30.0 12.2 43.8 28.8 0.314 40.8 26.5
Immunosuppression, n (%) 2 (15.4) 15 (31.9) 0.314 17 (28.3)
Chronic steroid use 1 (7.7) 12 (25.5) 0.262 13 (21.7)
HIV infection 0 (0) 4 (8.5) 0.568 4 (6.7)
Transplant recipient 1 (7.7) 1 (2.1) 0.389 2 (3.3)
Table 2. Clinical Presentation of Simple and Complex Aspergilloma Before Surgical Management
Results
of minor and massive hemoptysis were similar in both Pulmonary aspergillomas were predominantly located
groups (Table 2). in the upper lobes (44 patients [73.3%]). Three (5.0%)
patients had a primary aspergilloma in the right upper
Preoperative Workup and Treatment lobe cavity with simultaneous involvement of a different
Aspergillomas were suspected in 37 (61.7%) patients, lobe (right lower lobe ¼ 1, right middle lobe ¼ 1, and
whereas typical computed tomographic findings were bilateral upper lobes ¼ 1). Two (3.3%) patients had a
present in 19 (31.7%) patients. Sputum cultures grew primary left upper lobe lesion with simultaneous left
Aspergillus in 16 (26.7%) patients. Computed tomogra- lower lobe involvement.
phy–guided needle biopsy of the lung yielded the diag- The indication for operative treatment (Table 2) was
nosis in 8 (13.3%) patients, whereas 5 (8.3%) patients had hemoptysis in 24 (40.0%) patients, persistent pulmonary
positive precipitating antibodies. A structural pulmonary lesions refractory to antibiotic therapy in 14 (23.3%) pa-
disorder was identified in 47 (78.3%) patients, tubercu- tients, a solitary pulmonary nodule in 13 (21.7%) patients,
losis (31.7%) being most prevalent (Table 3). and destroyed lung parenchyma associated with symp-
Massive hemoptysis was observed in 9 patients and toms in 9 (15.0%) patients. Aspergillomas were complex
was treated in 3 (5.0%) patients with bronchial artery in 47 (78.3%) patients and simple in 13 (21.7%) patients.
embolization. Preoperative antifungal therapy in 25 pa- Mean aspergilloma size was 3.1 1.8 cm (simple, 2.2 1.4
tients consisted of amphotericin in 14 (56.0%) patients, cm; complex, 3.4 1.9 cm; p ¼ 0.090).
itraconazole in 5 (20.0%) patients, voriconazole in 5
(20.0%) patients, and posaconazole in 1 (4.0%) patient. Surgical Treatment
The use of amphotericin decreased during the study Pulmonary resection was performed in 58 (96.7%)
period, and voriconazole became the preferred antifungal patients, whereas 2 (3.3%) patients underwent cav-
agent in 2002. ernostomy (Table 4). Resection was performed by
Table 3. Baseline Lung Function and Preexisting Disease in 60 Patients With Pulmonary Aspergilloma at Massachusetts General
Hospital (1980–2010)
Results
COPD ¼ chronic obstructive pulmonary disease; FEV1 ¼ forced expiratory volume in 1 second; SD ¼ standard deviation.
Ann Thorac Surg MUNIAPPAN ET AL 435
GENERAL THORACIC
2014;97:432–8 SURGICAL TREATMENT OF PULMONARY ASPERGILLOMAS
Table 4. Type of Procedure for Pulmonary Aspergilloma at Massachusetts General Hospital (1980–2010)
Results
Lung resection
Lobectomy 6 (46.2) 20 (42.6) 1.000 26 (43.3)
Wedge resection 4 (30.8) 13 (27.7) 1.000 17 (28.3)
Segmentectomy 3 (23.1) 8 (17.0) 0.690 11 (18.3)
Pneumonectomy 0 (0) 3 (6.4) 1.000 3 (5.0)
Bilobectomy 0 (0) 1 (2.1) 1.000 1 (1.7)
Other
Flap 7 (53.9) 20 (42.6) 0.538 27 (45.0)
Debridement/drainage of pleural space 0 (0) 4 (8.5) 0.568 4 (6.7)
Cavernostomy and myoplasty 0 (0) 2 (4.3) 1.000 2 (3.3)
Resection of bullae 0 (0) 2 (4.3) 1.000 2 (3.3)
Chest wall resection 0 (0) 1 (2.1) 1.000 1 (1.7)
Thoracoplasty 0 (0) 1 (2.1) 1.000 1 (1.7)
thoracotomy (n ¼ 50 [86.2%]), VATS (n ¼ 7 [12.1%]), or patients, and 39 (72.2%) of them received postoperative
clamshell bilateral anterior thoracotomy (n ¼ 1 [1.7%]). antifungal therapy.
Sublobar resections (n ¼ 28 [46.6%]), either segmentec-
tomy (n ¼ 11 [18.3%]) or wedge resection (n ¼ 17 [28.3%]), Postoperative Morbidity and Mortality
were performed more often than lobectomy (n ¼ 26 Postoperative complications occurred in 18 (30%) pa-
[43.3%]). Pneumonectomy (n ¼ 3 [5%]) and bilobectomy tients. The most frequent was air leak longer than 5 days
(n ¼ 1 [1.7%]) were less frequent. Concomitant pro- in 9 (15.0%) patients (Table 5). A central bronchopleural
cedures included resection of bullae (n ¼ 2 [3.3%]) fistula (BPF) with disruption of the airway closure
and chest wall (n ¼ 1 [1.7%]) and thoracoplasty (n ¼ 1 developed in 3 (5%) patients, whereas 1 patient had a
[1.7%]). Mean duration of the surgical procedure was 262 peripheral BPF. Empyema without a previous BPF
133 minutes (range, 50–660 minutes), whereas mean occurred in 2 (3.3%) patients. In 2 of 3 patients with
estimated blood loss was 413 437 mL (range, 50–2,000 central BPFs, tissue flaps covered the bronchial stump.
mL). Six (10.0%) patients required intraoperative blood BPFs occurred only in complex aspergillomas (Table 5).
transfusions (simple, 0 cases; complex, 6 cases (13%); All BPFs occurred before 1996; no instances of BPF
p ¼ 0.322). or empyema have arisen in 34 consecutive patients
The bronchial stump was buttressed in 27 (46.5%) pa- since then.
tients with muscle (n ¼ 13), pericardial fat (n ¼ 8), parietal Nine (15.0%) patients required additional surgical in-
pleura (n ¼ 4), thymus (n ¼ 1), or omentum (n ¼ 1). terventions during the same admission. Three (5%) pa-
Vascularized tissue covered a lobar, intermedius, or main tients required a tracheostomy, 3 (5%) required
bronchus in 21 of 30 instances (70.0%). Flaps were used in pleurodesis for prolonged air leaks, 2 (3.3%) underwent
6 of 28 (21.4%) sublobar resections. Information on post- muscle flap transposition for persistent air leaks, and 1
operative antifungal use was available for 54 (90%) (1.7%) underwent reoperation for BPF. VATS and chest
Table 6. Risk Factor Analysis for 10-Year Survival After Surgical Treatment of Pulmonary Aspergilloma
Univariate Analysis Multivariate Analysis
GENERAL THORACIC
2014;97:432–8 SURGICAL TREATMENT OF PULMONARY ASPERGILLOMAS
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