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Art 8
Art 8
doi: 10.1016/j.bjae.2021.02.005
Advance Access Publication Date: 21 April 2021
Keywords: complications; dysphagia; dysphonia; intra-tracheal; intubation; larynx; speech and language therapy;
tracheostomy
250
Laryngeal complications after tracheal intubation and tracheostomy
Speech and language therapists (SLTs) have an important submucosa, perichondrium and eventually cartilage. The
and evolving role in the detection, assessment and rehabili- arytenoid cartilages, vocal processes, cricoarytenoid joints,
tation of laryngeal complications as part of the multidisci- posterior glottis, vocal folds and subglottis are particularly
plinary team.6,7 Early intervention is vital for accurate vulnerable.9 After extubation, patients may have stridor, vocal
assessment, proactive decision-making and acceleration of fatigue, sore throat, hoarseness, difficulties clearing secre-
vocalisation and oral feeding. Fibreoptic endoscopic evalua- tions, audible retention of saliva in the upper airway, poor
tion of swallowing (FEES) is an essential tool that enables SLTs cough, absent or impaired swallowing and aspiration.8 Stridor
to support the multidisciplinary team in the optimal man- often indicates laryngeal oedema and hoarseness, suggestive
agement of laryngeal complications (See online of abnormal vocal cord mobility, vocal fold palsy, mucosal
Supplementary material). ulceration or granulation.2
Symptoms persisting beyond more than a few days suggest
that more significant injury has occurred, associated with
What laryngeal complications are associated worse outcomes for laryngeal function and voice. The recur-
rent laryngeal nerve innervates the intrinsic muscles of the
with translaryngeal intubation and
larynx (except cricothyroid) and is particularly vulnerable to
tracheostomy? compression by the tube cuff, especially if the cuff sits too
Laryngeal injuries as a result of intubation of the trachea are high or cuff pressures exceed capillary perfusion pressure.3
common and widely reported, occurring even after a short Anterior arytenoid dislocation may occur because of direct
general anaesthetic.8 The types of injuries sustained can be forward pressure on the posterior arytenoid on insertion of
classified by onset (Table 1) and manifest in a range of signs the tracheal tube, whilst posterior dislocation is more likely
and symptoms (Fig. 1). Even transient tracheal tube placement during extubation.3 Symptoms of hoarseness, breathiness
can cause mucosal trauma, whilst prolonged intubation can (audible breathing) and vocal fatigue are similar to the
cause a range of pressure effects, including necrosis of the symptoms of vocal cord paralysis.
Tracheostomy insertion can damage the structures of the
neck relevant to the larynx, particularly the recurrent laryn-
geal nerve. The presence of the tube results in absent or
Table 1 Laryngeal complications after tracheal intubation and
abnormal translaryngeal gas flow, desensitisation, uncoordi-
tracheostomy. VC, vocal cord.
nated glottic closure and disuse atrophy, which may impede
normal swallowing (Table 1).
Complications associated Complications associated
with tracheal intubation with tracheostomy Determining the type of laryngeal injury is important to
determine appropriate management.
Early As for tracheal intubation,
Laryngeal oedema plus:
VC palsy or paresis (unilateral Stoma infection, wound
or bilateral) breakdown and granulation Prevalence, aetiology and risk factors for
Desensitisation of the Incoordinated glottic closure laryngeal injury
laryngopharynx with mechanical ventilatory
Aspiration or aspiration airflow The wide range of vocal cord injury reported in the literature
pneumonia VC tremor after short-duration (<5 h) general anaesthesia with tracheal
Dysphagia Dysphonia
intubation can be partly explained by the methods of detection
Impaired saliva secretion Prolonged cuff inflation
management and airway leading to: used and timescale of assessment, ranging from immediate
protection Desensitisation postoperative questionnaire to follow-up FEES and video-
Intubation granuloma Stasis of secretions stroboscopy (Table 2).10 Hoarseness has been reported in up to
VC ulceration Incoordinated glottic one third of patients after short-duration intubation, although
Erythema closure
Polyp
the majority of injuries are minor, transient and usually result
Poor cough strength
VC atrophy or bowing Aspiration risk from erythema or mild oedema. Ulcers, granulomas and even
Dysphonia: temporary more significant injuries, such as vocal cord immobility, have
hoarseness been reported.10 See Supplementary Video S1.
Late There are limited published data examining the aetiology,
VC palsy or paresis nature and extent of laryngeal injury after intubation of the
Arytenoid cartilaginous trachea. Risk factors may be considered as those associated
trauma: fixation, subluxation
with patient characteristics, intubation, tracheal tube selec-
or dislocation
Persistent laryngeal oedema tion and use, and factors after intubation.
Dysphagia
VC atrophy
Anterior glottic web
Impaired saliva secretion
Patient-related factors
management and airway Patient characteristics that influence tissue perfusion, affect
protection
wound healing or predispose to neuropathy increase the risk
Aspiration
Dysphonia: prolonged of laryngeal complications after intubation. These patient
hoarseness characteristics include:
Very late (i) Age (the risk of vocal cord paralysis increased three-fold
Glottic or subglottic stenosis
in patients aged 50 yrs)
Laryngeal or tracheomalacia
(ii) Female sex
(iii) Obesity
Terms Definitions
Dysphagia Difficulty swallowing occurring in the oral, pharyngeal and oesophageal stages of deglutition, which may
incur problems with oral movements and the process of swallowing; secondary to a primary psychological,
emotional, neurological or physical condition, and can result in negative health issues, such as chest
infections, choking, weight loss, malnutrition and dehydration with serious adverse effects
Dysphonia A range of conditions that affect the larynx, causing changes to voice quality, such as hoarseness or complete
loss of voice (aphonia); results in difficulties communicating, which may lead to frustration, low mood and
isolation
Fibreoptic Bedside instrumental assessment used by SLTs, involving transnasal insertion of a flexible nasendoscope to
endoscopic directly visualise naso-/oro- and laryngopharyngeal structures, secretions and pharyngeal swallow function;
evaluation of SLTs can gain an accurate understanding of upper airway, including dysphagia aetiology, severity and
swallowing prognosis, which can then be used to help formulate effective treatment plans; the effect of therapeutic
strategies on laryngeal function and the safety of oral feeding can also be monitored
Videofluoroscopy Modified barium swallow performed in the radiology department that produces video images rather than a
static frame; as a dysphagia assessment tool, it provides a direct, dynamic view of oral, pharyngeal and upper
oesophageal functions during swallowing
Laryngeal Enables evaluation of vocal cord vibration; during conversational speech, the vocal folds vibrate around 100
videostroboscopy e130 times a second; uses a strobe light to create a series of images that appear to show these vibrations in
slow motion; specifically, the characteristics of the folds and their precise movement pattern can be studied
in detail
Hypersalivation Increased production of saliva
Sialorrhoea Excessive accumulation of saliva
Drooling Unintentional loss of saliva from the mouth, beyond the margin of the lip
(iv) A history of diabetes mellitus or hypertension (two-fold propofol and midazolam have all been associated with
increase) laryngeal weakness after anaesthesia, intubation and treat-
(v) Laryngopharyngeal reflux ment in the ICU.4,8,11,12
(vi) Malnutrition and renal or hepatic failure
Intubation and tube-related factors
Prolonged critical illness, high-dose corticosteroids, extra-
corporeal membrane oxygenation and the direct effects of Injury may be caused during induction of anaesthesia (if a
supraglottic airway device is used), during intubation, during
surgery (patient movement, repositioning and coughing) or at Patients with overt or occult laryngeal injury report
extubation. Direct or indirect nerve injury (typically to the significantly worse breathing and vocal symptoms than those
recurrent laryngeal nerve) associated with the surgical pro- patients without injury for up to 10 weeks after extubation.5
cedure occurs most commonly during cardiothoracic surgery, Associated vocal fold immobility leads to dysphonia,
heart/lung transplant or thyroid surgery. Urgent and emer- dysphagia and increased aspiration risk caused by reduced
gency intubation increases the risk of injury when compared glottal competence.3 This condition can have significant
with elective intubation, particularly if no neuromuscular consequences for patients recovering from critical illness,
blocking agent is used.4 The skill level and experience of the manifesting as failed extubation or tracheostomy dec-
operator along with the intubating conditions can also influ- annulation, delayed weaning and poor secretion manage-
ence injury rates, although these factors may be interdepen- ment.1 Any resultant dysphagia can delay oral feeding and
dent.10 The use of a bougie or introducer and the coinsertion lead to malnutrition, prolonged hospital stay and excess
of a gastric tube can also influence laryngeal injury.10 mortality.7
Complications increase with the size of the tracheal tube Prolonged intubation can cause laryngeal oedema, which
used (diameter or the patient height/tracheal tube diameter also increases the risk of respiratory failure and reintuba-
ratio), and vary with the design of the tube and cuff.2,4,10 tion.14 Pressure from the tube may cause vascular and
mucosal damage, granulation, ulcers and later scarring and
Factors after intubation fibrosis in the interarytenoid or posterior glottic region.3 This
pressure impairs vocal cord abduction bilaterally, resembling
Prolonged intubation is variably defined in the literature as bilateral vocal cord paralysis, and can lead to chronic stenosis,
>24 or >48 h. Complications increase with duration of trans- compromised airway, dyspnoea, stridor or even respiratory
laryngeal intubation; the risk of vocal cord paralysis increases failure.
two-fold in patients whose trachea is intubated for 3e6 h and The timing of tracheostomy insertion and subsequent
15-fold in patients whose trachea is intubated for 6 h or decannulation depends on many factors, including respira-
more.12 In addition to the physical effects of the tube in the tory and neurological function. However, laryngeal function is
airway, prolonged intubation and associated sedation, pro- directly relevant to both the requirement for tracheostomy
longed emergence and critical care management are associ- and progression with weaning.
ated with patient movement, coughing, mouth care and Impaired laryngeal sensation, swallow function, cough
attempted vocalisation whilst the tube is in situ. Laryngeal and saliva secretion clearance all delay weaning. Tracheos-
stenosis, one of the more severe complications, occurs in tomy itself is a risk factor for severe dysphagia, and up to 50%
around 2% of patients whose trachea is intubated for 3e5 days of patients with a tracheostomy will suffer from aspiration at
and 5% of patients whose trachea is intubated for 6e10 days.8 some point, half of which may be silent.15 Aspiration is an
Up to two thirds of those patients who develop iatrogenic important contributing factor for the development of
stenosis may require long-term tracheostomy, although re- ventilator-associated pneumonia.
sults from surgical intervention are generally good.13 Addi- The inability to vocalise or communicate during critical
tional factors that may lead to laryngeal injury after illness can have a significant psychological impact, limiting
intubation include agitation, poor humidification, local engagement with recovery and rehabilitation, and leading to
infection, high mean cuff pressure and volume and the anxiety and depression.
number of reintubations required.11 The effect of the prone
position on the laryngopharynx during intubation is little
understood, but oropharyngeal, submandibular and upper Diagnosis and detection of laryngeal injury
airway oedema may occur. Diagnosis is generally clinical, supported by appropriate im-
aging. A cuff-leak test (involving the slow deflation of the
Impact of dysphagia and dysphonia after tracheal tube cuff whilst the patient receives positive-pressure
ventilation) can be used as a screen to predict laryngeal
prolonged translaryngeal intubation and
oedema. It can be a useful tool for assessment of both readi-
tracheostomy ness for extubation and risk of reintubation. The test has a
Prolonged intubation and tracheostomy are associated with a sensitivity of 88.6% and specificity of 90% when compared with
high prevalence of laryngeal injury (57e83%), dysphonia videonasendoscopy.16 Portable laryngeal ultrasound mea-
(76%), pain (76%), hoarseness (83%) and dysphagia (49%).1,2 sures differences in the width of the air column with the cuff
The mechanisms of post-extubation dysphagia are multifac- inflated and deflated, and can also predict the occurrence of
torial and may be influenced by cognitive impairment, resid- laryngeal oedema, stridor and vocal cord immobility after
ual effects of medications and the presence of sepsis.13 extubation.17 This technique requires experience and is not in
However, mechanical factors are key and directly relate to routine clinical use.
the duration of intubation, tracheal tube size, mucosal Early and timely SLT assessment of laryngeal function,
inflammation, disuse muscle atrophy, diminished proprio- voice and swallowing postextubation or tracheostomy is rec-
ception, laryngeal desensitisation and laryngeal injury. Post- ommended in the Guidelines for the Provision of Intensive
extubation dysphagia is common (reported in around 60% of Care Services V2.18 Delirium may preclude early assessment,
ICU patients and 50% of cardiac surgery patients) and inde- but the inability to tolerate tracheostomy cuff deflation should
pendently associated with duration of intubation.2,13 not be a barrier to SLT evaluation. Assessment may include
Dysphagia symptoms usually slowly resolve, but can persist qualitative or quantitative evaluation of symptoms, voice
in up to one third of patients beyond hospital discharge. Those quality, cough and swallow, which can be tracked over time to
patients with a longer ICU stay have a slower recovery from assess the impact of interventions.
dysphagia and should be considered for referral to SLT for Clinical evaluation can be supported by FEES, an important
swallowing assessment to avoid complications.5 tool for evaluating laryngeal injuries, function and airway
dysphonia after extubation or tracheostomy. Fibreoptic survivors of severe critical illness to identify and meet specific
endoscopic evaluation of swallowing and VFS can assist in swallowing rehabilitation needs.7
determining optimal strategies more effectively, but early The Intensive Care Society has developed a ‘framework for
exercise therapy for laryngeal and swallow function re- assessing early rehabilitation needs’, which encompasses the
mains key to recovery even if these investigations are un- post-ICU presentation screen tool.28 This framework can
available. Speech and language therapists may also provide support identification of problems associated with the upper
a closely monitored programme of therapeutic oral tastes airway, voice and swallowing, and the need for more detailed
for rehabilitation from dysphagia and stimulation of SLT assessment. Concerns regarding dysphonia should be
swallowing. referred to ENT and SLT, where available. Questionnaires,
such as the Voice Handicap Index-10, can be used by patients
who are cognitively able to report symptoms and their
Adjunctive therapies impact.29
Pharyngeal electrical stimulation is an established therapy to
promote recovery of laryngopharyngeal function, particularly
Laryngeal complications and COVID-19
after desensitisation and for severe neurogenic dysphagia.
The technique involves insertion of a specialised nasogastric Laryngeal issues have had a significant impact on the man-
feeding tube that allows short targeted therapeutic stimula- agement of critical illness during the COVID-19 pandemic.
tion of the pharynx, which can have striking results in Prolonged periods of intubation, widespread use of proning and
recovering critically ill patients with dysphagia and laryngeal prolonged cuff inflation attributable to aerosol generation
dysfunction.26 Pharyngeal electrical stimulation is not yet in concerns have exacerbated laryngeal complications, com-
widespread use, although evidence is growing of the benefits pounded by the apparent potential of the SARS-CoV-2 to
in carefully selected patients. directly cause airway oedema and laryngitis.30 Laryngitis and
Surface EMG may be potentially beneficial to augment cough are common presenting symptoms of COVID-19 even in
swallow strengthening exercises through biofeedback. Expi- mild cases, but the long-term impact on laryngeal function and
ratory muscle strength training can support recovery of voice is as yet unknown. Postextubation dysphonia is common
cough, voice and swallowing functions in certain patients. (as high as 90% from the authors’ own data), can be severe and
may be unresolved by hospital discharge. Post-extubation
dysphagia has been reported in up to 60% of patients and per-
Surgical options sists in some beyond discharge.31 International guidelines for
the management of communication and swallowing and tra-
For patients with problematic or persistent anatomical or
cheostomy in the context of COVID-19 are available.32,33 Late
physiological laryngeal dysfunction, a multidisciplinary team
airway complications, such as stenosis, are a concern, given the
approach is invaluable. Surgical options for glottic insuffi-
duration of intubation, but the scale of this problem is yet to be
ciency related to vocal fold paralysis include vocal cord
determined. Post-ICU follow-up clinics and primary care should
medialisation or reconstruction (vocal fold injection, laryn-
be aware of the need to screen for airway and laryngeal prob-
geal framework surgery and arytenoid adduction procedures).
lems as a cause of breathlessness, dysphonia and dysphagia.
These techniques can re-establish glottal competence and
improve voice and swallowing safety, but there are data that
suggest up to 35% of patients with unilateral vocal fold pa- Conclusions
ralysis will recover without the need for intervention. Other
surgical interventions include vocal cordectomy, dilation for Laryngeal complications, such as dysphagia and dysphonia,
stenoses, tracheal stenting for tracheomalacia and tracheal are frequent after tracheal intubation and tracheostomy, and
reconstruction for severe or refractory cases.3 are associated with significant morbidity. Whilst the principal
mechanisms of laryngeal complications, including dysphagia
and dysphonia after tracheal intubation and tracheostomy, are
relatively well documented, the impact of specific in-
Post-extubation screening for dysphagia and
terventions, such as prone positioning or subglottic suction
dysphonia tracheal tubes for example, is not well studied. More research is
Where ICUs do not have access to SLT, screening tools may required to understand the impact and effectiveness of estab-
identify dysphagia. In one study, patients who underwent lished and emerging interventions and therapies for dysphagia
consecutive daily screening by nursing staff showed an 11% and dysphonia in both generic and specific patient cohorts.
increase in odds of oral feeding at ICU discharge and 60% Simple approaches, such as using early cuff deflation, one-way
reduction in post-extubation pneumonia.27 However, there is valves and dysphagia exercises, can be very effective if carried
no established reliable standard swallow screening tool in the out safely and within a targeted multidisciplinary approach.22
UK and none specific to ICU. Some centres use the Yale Recent development of newer techniques and treatments,
Swallow Protocol, which includes a brief cognitive screen, oral such as ACV and pharyngeal electrical stimulation, provides
motor examination and 3 oz water swallow test. Whilst some exciting prospects for expediting laryngeal functional recov-
units have developed their own tools, no swallow screening ery and for involvement of SLT much earlier in the critical care
can reliably detect silent aspiration. Around one-third of all journey. Considering laryngeal dysfunction in all patients af-
tracheostomised patients that ‘pass’ a clinical assessment of ter intubation or tracheostomy is an important first step, and a
swallowing are at risk of penetration or aspiration (compared coordinated multidisciplinary team with an integrated SLT is
with FEES), risking failed decannulation. Evaluation of essential for the prompt identification and management of
dysphagia on ICU discharge should be mandatory for laryngeal complications.
30. McGrath B, Wallace S, Goswamy J. Laryngeal oedema 32. McGrath B, Ashby N, Birchall M et al. Multidisciplinary
associated with COVID-19 complicating airway manage- guidance for safe tracheostomy care during the COVID-19
ment. Anaesthesia 2020; 75: 972 pandemic: the NHS national patient safety improvement
31. Dawson C, Capewell R, Ellis S et al. Dysphagia presenta- programme (NatPatSIP). Anaesthesia 2020; 75: 1659e70
tion and management following COVID-19: an acute care 33. Zaga C, Pandian V, Brodsky M et al. Speech-language pa-
tertiary centre experience. J Laryngol Otol 2020. https:// thology guidance for tracheostomy during the COVID-19
doi.org/10.1017/S0022215120002443. Online ahead of print pandemic: an international multidisciplinary perspec-
published on November 10 tive. Am J Speech Lang Pathol 2020; 29: 1320e34