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Health Care Manag Sci

DOI 10.1007/s10729-017-9407-5

Decreasing patient length of stay via new flexible exam room


allocation policies in ambulatory care clinics
Vahab Vahdat 1 & Jacqueline Griffin 1 & James E. Stahl 2,3

Received: 20 May 2016 / Accepted: 26 June 2017


# Springer Science+Business Media, LLC 2017

Abstract To address prolonged lengths of stay (LOS) in time. Instead, most of the benefit of pooling can be
ambulatory care clinics, we analyze the impact of achieved by implementation of a compromise room allo-
implementing flexible and dynamic policies for assigning cation approach, limiting the need for significant organi-
exam rooms to providers. In contrast to the traditional zational changes within the clinic. Also, in order to
approaches of assigning specific rooms to each provider achieve most of the benefits of room allocation policies,
or pooling rooms among all practitioners, we characterize it is necessary to increase flexibility in the two dimensions
the impact of alternate compromise policies that have not simultaneously. These findings are shown to be consistent
been explored in previous studies. Since ambulatory care in settings with alternate patient scheduling and distinc-
patients may encounter multiple different providers in a tions between physicians.
single visit, room allocation can be determined separately
for each encounter accordingly. For the first phase of the Keywords Room allocation policies . Outpatient clinics .
visit, conducted by the medical assistant, we define a dy- Discrete event simulation . Ambulatory care .
namic room allocation policy that adjusts room assign- Patient length of stay
ments based on the current state of the clinic. For the
second phase of the visit, conducted by physicians, we
define a series of room sharing policies which vary based 1 Introduction
on two dimensions, the number of shared rooms and the
number of physicians sharing each room. Using a discrete In recent years, demand for ambulatory care services in the
event simulation model of an outpatient cardiovascular United States has steadily increased, particularly in compari-
clinic, we analyze the benefits and costs associated with son to demand for hospital inpatient services [1]. For example,
the proposed room allocation policies. Our findings show in 2010, more than 100 million patients received care in out-
that it is not necessary to fully share rooms among pro- patient departments [2] while only 35 million patients were
viders in order to reduce patient LOS and physician idle admitted to hospitals [3]. As outpatient clinic demand in-
creases, the need for high quality of care in clinical operations
remains critical [4]. According to the Institute of Medicine
(IoM) (2001), quality of care is described by multiple attri-
butes, including timeliness and efficiency. Correspondingly, a
* Jacqueline Griffin healthcare organization can improve quality by reducing wait
ja.griffin@northeastern.edu
times while avoiding wastage of limited health resources. Two
key measures of timeliness of care, which are commonly used
1
Department of Mechanical and Industrial Engineering, Northeastern in healthcare improvement studies, are (1) length of stay
University, Boston, MA, USA (LOS), the period of time from the moment that the patient
2
General Internal Medicine, Dartmouth-Hitchcock Medical Center, enters the outpatient clinic to the departure time and (2) wait
Lebanon, NH, USA time (WT), the total amount of time the patient spends waiting
3
Geisel School of Medicine, Lebanon, NH, USA for any resource while in the outpatient clinic [5–7]. WT can
Vahdatzad V. et al.

be further divided into subsections based on where the waiting Previous research has demonstrated that this policy can in-
occurs including WT in the waiting area of the clinic and WT crease room utilization [15, 28] and decrease patient wait
in the exam room. Due to the strong relationship between times [29] with some limitations. In some clinics, the pooling
these two timeliness metrics, the following analysis focuses of rooms causes longer walking distances for physicians due
primarily on LOS and WT in specific locations (e.g., exam to the design of the space and is perceived not to be practical
room, waiting room). Additionally, efficiency metrics [28]. Another disadvantage of this policy is that unexpected
pertaining to physician idle time and clinic closing time are increases in the length of visits by one provider or patient may
also examined. directly influence other physicians and patients. Additionally,
One of the driving factors, among others, in timeliness of complicated patient flows may cause extra workload for clinic
care is the efficiency with which resources are deployed. staff and providers. Similar effects occur in call centers in
Much of the research related to health care efficiency and which pooling resources leads to increased variability which
resource utilization in outpatient clinics, or ambulatory care correspondingly offsets any gained efficiencies [30].
settings, examine the impact of changes to variable resources, In order to achieve advantages of both dedicated and
such as physicians and nurses, which can be adjusted to match pooled room allocation policies, we evaluate the use of
changing needs [8–14]. This focus on variable resources over- Bhybrid^ room allocation policies, which allow for the system
looks the important role of the management of fixed resources, to achieve a middle ground between dedicated and pooled
such as exam rooms, in the delivery of outpatient care. In fact, policies. We demonstrate how increased flexibility in room
one common problem in healthcare organizations is the simul- assignment policies can contribute to better overall patient
taneous underutilization of physical, or fixed, resources paired quality of care, while imposing minimal changes to the status
with poor quality of patient care. For example, in some out- quo dedicated policies.
patient clinics exam rooms are used less than half of the time We distinguish the room assignment policies correspond-
the clinic is open while, at the same time, the average patient ing to the two phases of patient-provider interaction, which
wait time in the waiting area is high [15–17]. occur in most outpatient clinics. The first phase of care for a
Much of the research examining the allocation of physical patient is the completion of intake questions, tests, and mea-
resources in healthcare primarily addresses the assignment of surements by a Nurse Practitioner (NP) or Medical Assistant
specialized rooms such as operating theaters [18–21], inten- (MA). In the second phase of care, the patient is visited by his
sive care units [22–24], and critical care units [25, 26]. A or her physician (MD). Often the patient will wait in an exam
limited number of researchers examine the allocation of iden- room between these two stages. Alternatively, in some clinics,
tical, generally equipped exam rooms in outpatient clinics. such as ophthalmic centers, patients have a sequence of mul-
With a focus on generally equipped rooms, which are most tiple visits and return to the waiting area after each phase of the
prevalent in ambulatory care clinics, we develop a discrete visit, rather than remaining in one room [31]. Most commonly,
event simulation (DES) model of an outpatient clinic to ex- room assignment decisions for the MA-patient and MD-
amine how new strategies for managing these resources can patient visit phases are not distinct and are assumed to be the
drive improvements in quality of care. Specifically, we exam- same. As we demonstrate, new paradigms for increasing flex-
ine the role of exam room assignment policies and the benefit ibility in room assignments in either, or both, the MA-patient
that flexibility of resources can contribute to patient wait times and the MD-patient phases can significantly improve not only
and lengths of stay. the patient experience, through decreases in WT and LOS, but
While multiple strategies exist for assigning physicians to also physicians’ experiences, through reduced delays for ini-
rooms, primarily one of two approaches are used in ambulatory tiating patient visits and reduced overtime.
care settings: (i) dedicated assignment and (ii) sharing, or The research presented below focuses on the study of a
pooling, of rooms. In the majority of clinics, each room is cardiovascular outpatient clinic in a major teaching hospital.
assigned to a specific provider for an entire session, referred to While the results correspond to this institution, the value of
as a Bdedicated^ room allocation policy [27]. Correspondingly, exploring new strategies for utilizing limited exam rooms and
each patient is only visited in a room designated to his or her increasing flexibility in room assignments can be extrapolated
physician. One disadvantage of such a policy is that room avail- to other ambulatory care clinics, as demonstrated via a sensi-
ability may be a bottleneck, leading to longer wait times for the tivity analysis in Section 5. Specifically, the generalizable
initiation of a patient’s visit. The greatest advantage of using a contributions of this work include:
dedicated room allocation policy is the ease of implementation
and consistency in patient and physician flows throughout & A new focus on and study of flexibility in room assign-
the day. ments for crowded ambulatory care settings, which allows
Alternatively, in a Bpooled^ room allocation policy, all for gaining much of the benefits of pooling resources
rooms are shared among all of the practicing physicians. In while limiting the operational challenges that can
this policy, patients may be visited in any available room. occur with such a strategy. Benefits and barriers to
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

implementation of this flexibility are investigated, ac- in healthcare management research is the ability to represent
counting for multiple stakeholder perspectives. complex interdependencies which drive clinic behavior while
& The distinct modeling of exam room allocation policies accounting for high levels of uncertainty. In turn, computer
for two phases of patient care, specifically the MA- simulation models are used to evaluate resource and staff
patient and MD-patient visits, allowing for analysis of utilization and forecast patient-related metrics under varying
the individual contributions of such policies and the cu- operational and physical constraints [5]. DES is used in case
mulative benefit of joint deployment. studies of emergency departments [34], intensive care units
& The definition and analysis of two different strategies, or [35], hospitals [36], demographic health provision [37], and
policy structures, for increasing flexibility in room outpatient clinics [38–41]. For example, Hashimoto and Bell
assignments. [42] use DES to evaluate and suggest policies for staffing
and scheduling to improve patient flow in an internal medi-
– When considering the MA-patient phase of the visit, we cine clinic.
examine adaptive policies in which decisions for assigning Beyond the focus on DES methods, a variety of operations
rooms evolve based on the current state of the system. research methods are used to address the design and imple-
– When considering the MD-patient phase of the visit, while mentation of new resource allocation policies in health sys-
assuming that room assignments remain fixed over time, tems. For instance, Balasubramanian et al. [43] implement a
we examine the relative benefits of changing two features two-stage stochastic programming approach to examine the
of room sharing, the number of rooms being shared and the value of flexibility in primary care practices. They investigate
number of physicians sharing each of the rooms. the value of allowing providers to visit patients of other pri-
mary care providers to increase patients’ Btimely access^. For
& The demonstration that most of the benefit of pooling can this purpose, they propose Bfull flexibility^ such that a patient
be achieved by implementation of a compromise room may see any primary care provider, Bdedicated^ where each
allocation approach, limiting the need for significant orga- patient can only be seen by her or his primary care provider,
nizational changes within the clinic. These compromise and Bpartial flexibility^ where each patient may be visited by
approaches are most beneficial when changes are made one of two physicians. Similarly, Rau et al. (2013) investigate
to both features of room sharing. the impact of pooling therapists and demonstrate that while
pooling decreases the average patient wait time significantly,
The remainder of the paper is organized as follows. In the adding more therapists to the pool does not achieve further
following section, we provide a review of relevant literature reductions [44]. Rather than focusing on policies for the as-
pertaining to physical resource allocation in healthcare set- signment of practitioners to patient visits, we instead examine
tings and more specifically to research concerning room allo- the value of flexibility in the assignment of providers and
cation in outpatient clinics. In Section 3, a summary of the patients to examination rooms.
cardiovascular clinic underlying this research and a compre- Queueing systems analysis is another common method
hensive review of the constructed discrete event simulation of researching the relative benefits and disadvantages of
model, assumptions, data collection, and validation are pre- dedicated and pooled resources. While some research ac-
sented. In Section 4, we present a holistic description of the credits pooling as a method to reduce variability [45],
room allocation policies for both MA and MD visits, and others identify conditions such that pooling queues adds
discuss the corresponding results pertaining to patients, pro- variability and hence reduces efficiency of a system [46,
viders, and the clinic. Strengths and weaknesses of the pro- 47]. For example, dedicated resource allocation may in-
posed room allocation policies in each phase, and opportuni- crease efficiency when there are heterogeneous customers
ties to extend and generalize the results for other outpatient with varying service level requirements [48]. With the fo-
clinics are explored in Section 5. Finally, in Section 6, we cus on interdependencies among various types of resources
conclude by reviewing contributions of this research and pro- and the dynamic reallocation of resources based on the
posing suggestions for future research. definition of multiple interdependent system characteris-
tics, a DES method is identified to be the preferable meth-
odology for this study, rather than a queueing approach.
2 Literature review Beyond a focus on the relative merits of dedicated and
pooled resources, a variety of research focuses on the design
There is a wealth of literature examining the application of of policies and strategies for allocation of resources. A review
operations research to healthcare systems incorporating of the related literature pertaining to the allocation of fixed, or
methods such as network queueing analysis, Markov models, physical, resources is presented in Section 2.1. Further a re-
linear programming, and discrete event simulation (DES) view of research pertaining to the allocation of rooms, a par-
[32, 33]. One of the primary advantages of the use of DES ticular class of physical resources, is provided in Section 2.2.
Vahdatzad V. et al.

2.1 Physical resource allocation et al. [64] use DES to examine benefits of pooling resources
when designing a new outpatient facility. Similarly,
Physical resource allocation in healthcare applications can be Santibanez et al. [29] and Haraldsson [15] examine pooled
broadly categorized into either inpatient or outpatient con- room allocation policies in outpatient clinics. Both analyze
texts. Inpatient resource allocation traditionally refers to hos- results using DES and find significant improvements in WT
pital beds, critical/intensive care units [49–51], and operating and LOS. While room pooling improves patient care, it may
theaters. Due to the high cost of adding hospital bed capacity not be a feasible or practical solution in some ambulatory care
[52], multiple studies examine new strategies for bed alloca- clinics. Norouzzadeh et al. [28] discuss the complexity and
tion [52–56] and bed management [18, 57] in hospitals. As a practicality of pooling 20 rooms among 12 residents and 6
result, many researchers work to maximize patient through- faculty physicians with the presence of 8 MAs in an internal
put, minimize wait times and total patient length of stay, or medicine outpatient clinic. To increase practicality of room
maximize occupancy of beds in hospitals to increase efficien- sharing, they propose a Bpods^ model where rooms are divid-
cy of care. Resar et al. (2011) use real-time demand capacity ed into two groups and rooms are shared among practitioners
management to predict bed demand and supply. Their im- within the same pod. The results show improvements in room
provements not only reduce patient wait times and boarding, utilization variance. While analysis of the relative benefits of
but also decrease the number of patients who leave without pooled and dedicated policies exists, there is minimal research
being seen [58]. focusing on policies for room sharing, including how many
Operating rooms are a hospital’s largest revenue and cost rooms should be shared and which clinic members should
center [59, 60], but decisions about allocation are challenging share the rooms. This research demonstrates that a middle-
due to the existence of elective (e.g. scheduled patients for ground approach to room sharing can achieve the benefits of
operation) and non-elective patients (e.g. walk-in patients to both dedicated and pooled policies.
emergency departments) with highly variable lengths of clin-
ical procedures and expected lengths of stay. Cardoen et al.
[18] provide a comprehensive review of operating room plan- 3 Cardiovascular clinic discrete event simulation
ning and scheduling. Persson and Persson [61] evaluate poli- model
cies for maximizing the utilization of operating room time in
an orthopedic surgery department using discrete event simu- Our study of room assignment policies is conducted in a car-
lation. They propose various management policies and ana- diovascular outpatient center of a teaching hospital in the
lyze the results with respect to uncertainty of patient arrivals northeast region of the United States. The cardiovascular cen-
and surgical procedures. Unlike operating rooms, outpatient ter has more than 60,000 patient visits per year and more than
clinics consist of generally equipped exam rooms that are non- 160 physicians, fellows, and nurses working in the depart-
procedural and have high turnover rates. To the best of our ment. The center is divided into three specialty clinics and this
knowledge, minimal research has been completed to address research targets the most complex of the three. Clinic man-
allocation of these rooms in outpatient clinics. agers note that historically long patient wait times in the
waiting area, and correspondingly long patient lengths of stay,
2.2 Room allocation problem in outpatient clinics are a significant concern. Using this cardiovascular clinic as a
motivating example, this research explores the use of flexible
The most common strategies for allocating generally equipped room assignments, particularly in clinics in which an even
clinic examination rooms among physicians or providers in distribution of rooms among physicians is not possible, by
outpatient clinics include dedicated and pooled policies. Cote characterizing the intrinsic balance between changes to
[27] evaluates the impact of the number of exam rooms allo- existing policies and improvements in patient LOS. For this
cated to each provider in a family practice outpatient clinic. He purpose, we develop a comprehensive simulation model, as
finds that by providing additional dedicated rooms to a phy- described in Section 3.2, that incorporates details pertaining to
sician, wait times shift from the waiting area to the exam room patient, MA, and MD flows and their interactions. A summary
and LOS remains statistically unchanged. In this regard, Berg of the key characteristics of the clinic is provided in
et al. [17] recommend that no more than two dedicated Section 3.1.
rooms should be assigned to each endoscopist in a colonos-
copy suite. 3.1 Clinic overview
Alternatively, to prevent long lengths of stay and low room
utilization, which can occur with dedicated room policies, In this clinic, patients visit with a specific cardiologist, cardiac
pooling of rooms among physicians is suggested. This is sim- surgeon, or vascular surgeon on a scheduled appointment ba-
ilar to the pooling strategy used in computer network science sis. Prior to the physician visit, a Medical Assistant (MA)
[62] and inventory management [63] applications. Rohleder prepares the patient in his or her examination room, performs
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

an electrocardiogram (EKG) and other vitals tests, and reports that those with the highest patient volumes have two rooms.
the results to the physician. Subsequently, the physician re- On average, physicians with two rooms have 20% more pa-
views the results at his or her desk, walks to the room, visits tients than physicians with one room.
with the patient, and possibly orders blood tests which are For physicians with two exam rooms, the MA will visit a
performed in the clinic’s phlebotomy lab. Once the patient patient in one of the rooms while the physician is visiting with
completes any necessary laboratory tests, he or she checks- another patient in the second room. For physicians with one
out and schedules subsequent appointments. In some cases, room, the MA and physician visit the patient sequentially. In this
patients do not check-out and, instead, leave the clinic imme- case, MAs aim to perform EKG tests prior to the appointment
diately. Figure 1 presents a visual representation of the most time. The physician completes other work pertaining to previous
common patient flow pattern in the clinic. patients in his or her office while the EKG is being performed.

3.1.1 Initial room allocation policies 3.1.2 Preliminary clinic analysis

With regard to room allocation policies, each room is assigned In order to analyze the initial state of the clinic including
to a specific physician for an entire session. MAs are patient WT and LOS, and average resource utilization, one
instructed to perform EKGs in a room corresponding to the week of observations was performed in which all patients,
patient’s physician. After the MA completes his or her activ- physicians, MAs, and rooms were observed throughout each
ities, the patient remains in the exam room until the physician session. A summary of the data collected during this observa-
is available to initiate the visit. After the physician visit, the tion period is summarized in Table 1. In the clinic, patient
MA cleans the room and prepares it for the next visit. LOS varies from 19 to 182 min with a mean of 77 min.
In the clinic, there are 6 rooms for every 4 physicians. During the clinic observation period, it was often seen that
Correspondingly, rooms cannot be evenly distributed among some physicians would have multiple patients waiting for ex-
physicians and each physician is assigned to one or two exam am rooms while other physicians’ rooms were unused. This
rooms. Physicians’ appointment schedules are created inde- can be partially explained by variation in scheduling and prac-
pendently and without a standard scheduling template. tice behaviors among physicians, including day-to-day varia-
Correspondingly, physicians vary with respect to the number tions. Correspondingly, while patients are waiting for an av-
of patients seen. For each day, managers distribute rooms such erage of 23 min in the waiting area, rooms are occupied 46%

Fig. 1 Schematic view of patient flow in the cardiovascular clinic. the MA completes an electrocardiogram (EKG) in the room and
Arrows show patient flows and numeric labels denote precedence. Each delivers the results to the physician. The physician reviews the results
patient checks-in upon arrival and waits in the waiting area for an and visits the patient in the exam room. Upon completion, the patient
available Medical Assistant (MA) and exam room. Once available, the leaves the room and walks toward the phlebotomy lab to complete nec-
MA calls the patient, completes vitals in a designated station, and routes essary tests. Some patients may check-out and schedule subsequent visits
the patient to the exam room dedicated to his or her physician. If required, prior to leaving the clinic
Vahdatzad V. et al.

Table 1 Summary of process and wait times in cardiovascular clinic team to prepare patients and perform EKG tests. Patients of
from observation data
each physician are assumed to be seen and prioritized based
Time durations (in minutes) on arrival time to the clinic. Hence, the queue discipline for
each physician is initially first-come first-served (FCFS). The
Patient performance metrics Min Mean Max clinic is modeled as a terminating system in which each day
Length of stay (LOS) 19 77 182
operates independently and all resources and patients are ini-
tialized at the beginning of each simulation. Correspondingly,
Wait time in waiting area 0 23 89
no warm-up period is utilized in the analysis, which consists of
Visit time with medical assistant (MA) 2 10 16
500 replications to account for the stochastic nature of the pro-
Visit time with physician 6 22 67
cedures such as visit times by MAs and physicians. The number
Scheduled appointment length 15 27 60
of replications is selected in a way to generate tight confidence
intervals on all metrics of interest, such that the half-width is
within 5% of the average [39].
of the time the clinic is open. The clinic managers sought a
method for addressing these concerns that did not require 3.2.1 Data collection and analysis
changing the scheduling processes. The incongruence of long
waits for patients to enter an exam room with high levels of A comprehensive analysis is performed on data from more
room availability, led to the hypothesis that adjusting room than 60,000 appointments between August 2012 and August
assignment policies could benefit patients and the system as 2013. From the analysis, no standard physician scheduling
a whole, without requiring changes to the scheduling proto- template can be identified as a result of last-minute patient
cols and changing physicians’ practice behaviors. The effects additions. Therefore, hourly patient arrival patterns with no
of room sharing in addition to the implementation of more significant batch arrival behavior are identified and modeled
efficient patient scheduling is examined in Section 5. as a non-stationary Poisson process. Seasonality based on the
day of the week is disregarded since each day is simulated
3.2 Discrete event simulation model independently and the day-to-day variations are captured in
the model inputs. Additionally, variability in the scheduled
A discrete event simulation model is developed using appointment lengths is identified (Fig. 2), and corresponding-
Rockwell Arena 14.0 software. The simulation model cap- ly incorporated into the model. No historical data pertaining to
tures details and complexities of the clinic as outlined above. the visit types (e.g., post-surgery, check-up) was available to
Using collected data to generate inputs to the simulation mod- further distinguish the drivers of the observed variability.
el, we incorporate the observed variability in different clinical Observation data was collected over three different time pe-
processes including appointment length, patient arrival pat- riods, with each observation period correspondingly focusing
terns, treatment duration, and post-visit operations. After val- on the perspectives of the (i) patients, (ii) medical assistants, and
idation of the simulation model, a study of the impact of room (iii) the overall clinic. The first patient-focused observation oc-
allocation policies with respect to patient LOS and WT in the curred in September 2013 and yielded information about the
waiting area is conducted. duration of and likelihood of patient processes including check-
As is needed for all simulation models, multiple assumptions in, EKG, vitals, MA-patient visit, patient wait time in the exam
are made in the model development. First, we assume that the room, MD-patient visit, check-out, and phlebotomy tests. To
cardiovascular clinic has limited operating hours from 8:00 AM ensure a thorough data collection, observations occurred across
to 5:00 PM, but continues operating until all scheduled patients a variety of time periods (8 am-1 pm; 1 pm–5 pm) and days of
leave the clinic and all tasks are completed by MAs and physi- the week. In November of 2013, we observed the MA process-
cians. Based on feedback from staff and through clinic obser- es and tasks that do not consist of direct contact with the patient
vations, we assume eight physicians practice each day. With a (e.g. inventory management, room cleaning, and paperwork),
total of 12 rooms considered, it is assumed that four physicians henceforth referred to as ‘documentation’. Finally, in order to
will be assigned two rooms and the remaining four will have observe the overall clinic behavior at once, a systematic obser-
one room each. Based on historical data, physicians with two vation was performed which included observation of all pa-
rooms have 20% more patients than physicians with one room. tients, physicians, MAs, and rooms from the beginning to the
Patient characteristics are assumed to be consistent over all end of each session for an entire week.
physicians and the likelihood of appointment lengths do not The data collected from these observation periods are used
differ between physicians. The time required to visit patients to define the model parameters and statistical distributions
is assumed to be a function of appointment length rather than within the discrete event simulation model. For ease of inter-
physicians’ practicing patterns. All four MAs in the clinic are pretation and validation by hospital staff, triangular distribu-
shared among all physicians and exam rooms, working as a tions are utilized to fit process times where applicable. As
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

Fig. 2 Distribution of scheduled


appointment lengths.
Approximately half of the
appointments are 20 minutes, but
the scheduled appointment length
can vary from 15 to 90 minutes.
The simulation model assigns
appointment lengths to each
patient based on this distribution

demonstrated in Section 3.2.2, the model’s accuracy is vali- simulation model incorporates all of these details to ensure
dated using this assumption. accuracy in the representation of the system.
A summary of the model inputs, as informed by the data
collection and analysis, are provided in Tables 2 and 3. The
MD-patient visit time varies significantly based on appoint- 3.2.2 Model validation
ment length, patient type (i.e. new or returning patient), and
clinic type (e.g. cardiology, surgery, radiology, and trans- In order to verify the accuracy of the simulation model, we track
plant). As a result, a triangular distribution based on the ratio each entity’s progression to ensure logical accuracy of the mod-
of the actual physician visit time to the scheduled visit time is el. The model results were presented to a team consisting of
considered in the model (i.e. min: 0.5, mode: 0.75, max: 1.25). clinicians and managers in several meetings. The team mem-
In addition to the time with patients, physicians are required to bers’ points of view and suggestions informed updating and
complete additional paperwork, or documentation, in their tuning of the model. At the conclusion of this process, it was
offices following visits. The documentation time for the phy- agreed that the represented outputs are consistent with the clinic
sician may overlap with the MA-patient visit or periods of operations. Further, as the value of animation to applied projects
time when no patients are in the clinic. The model assumes is shown by Ledlow and Bradshaw (1998), an animation of a
that if a patient is ready and waiting for the physician, the simulated clinic day was presented to clinic managers and staff
documentation process will be postponed to prioritize the vis- [65]. Figure 3 shows a snapshot of the clinic simulation anima-
it. All documentation must be completed by the end of the day. tion that is consistent with the clinic layout. The animation
With the focus on room assignments to providers, the depicts patient flows and utilization of physicians, MAs, rooms,
and EKG machines throughout a one-day period.
The model is validated statistically by comparing outputs
Table 2 Probability of patient requiring an EKG, check-out, or
of the model to observation data. Specifically, patient LOS
phlebotomy services
and WT in waiting area, being the primary outputs of interest
Probability Distribution for the analysis, are examined. As shown in Table 4, 95%
confidence intervals of both observed and simulated data are
Variable Yes No
compared. The results show no statistically significant differ-
Patient requires an EKG test 0.85 0.15 ences between the means of the observed and simulated data.
Patient requires check-out 0.75 0.25 In addition, a two-sample t-test confirms that there is no
Patient requires phlebotomy 0.20 0.80 evidence to conclude that the underlying means are different
at a 95% confidence level [66]. Therefore, the simulation
Vahdatzad V. et al.

Table 3 Process time duration


distributions. Triangular Triangular distribution parameteters for process durations (in minutes)
distribution is fitted to all patient
flow processes Process Minimum Mode Maximum

Check-in 0.50 1.20 2.20


Patient preparation (without EKG) 2.00 4.00 11.00
Vitals 0.75 1.50 2.25
EKG machine preparation 1.00 2.00 4.00
EKG test 4.00 6.00 11.00
MA documentation per patienta 4.00 7.00 8.00
MA reporting visit results to physician 0.50 0.75 1.25
Physician documentation per patienta 7.00 10.00 12.00
Check-out 1.00 3.50 12.00
Phlebotomy 8.00 10.00 12.00
Patient walking time from/to waiting area 1.00 2.00 5.00
a
Documentation refers to the tasks conducted in relation to a visit that are not conducted in the presence of the patient

model is assumed to be an accurate representation of the true allocation policies within a clinic, particularly those that in-
system and is used as the foundation for the analysis of the crease flexibility and resource sharing, can improve patient
impact of different room allocation policies on WT in waiting lengths of stay with minimal impact to physicians’ access to
area and LOS in the following sections. rooms. There are multiple strategies that can be implemented
that constitute ‘changes in room allocation’ which strike a
balance between traditional dedicated policies and fully
4 Results pooled resource sharing. Similarly, these policies can be de-
fined for different phases of the patient’s visit. We evaluate the
Utilizing the validated simulation model of the cardiovascular impact of MA-room and MD-room allocation policies, indi-
clinic, described above, we examine how changes to room vidually and simultaneously. In Section 4.1, we present a

Fig. 3 Animation snapshot of final simulation model using Arena 14.0. The model depicts the dynamic state of patients, physicians, MAs, staff, exam
rooms, and EKG machines throughout the day in an outpatient cardiovascular clinic
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

Table 4 Simulation model validation. Patient LOS and WT in waiting area of simulation model and observed data are compared. Results validate the
model and show no statistically significant differences between observed and simulated outputs

Simulated Observed

Metric Mean 95% CI Mean 95% CI

Patient length of stay 76.10 [74.24, 77.95] 77.42 [72.03, 82.80]


Patient wait time in waiting area 23.19 [21.81, 24.51] 23.41 [20.32, 26.53]

paradigm for MA-room assignment policies including adap- physician. When the adaptive policy is implemented, in order
tive policies which adjust room allocations based on the state to expedite the process of preparing a patient to visit with the
of the clinic. Next, in Section 4.2, we present the concept and physician, the MAs will perform the EKG and vitals of the
outcomes of hybrid MD-room allocation policies which char- most-delayed patients in any available room even if all rooms
acterize varying levels of room sharing among physicians. dedicated to the physician are occupied. For all other patients
Finally, in Section 4.3, we analyze the cumulative effective- and physicians, a fixed allocation policy is used. A depiction of
ness of these MA- and MD-room allocation policies. the differences between these three policies is shown in Fig. 4.
With the purpose of only changing policies for a subset of
4.1 MA-room allocation policies physicians, who are behind schedule, the adaptive policy is
defined by a parameter corresponding to the number of de-
The first phase of a patient’s visit consists of the MA-patient layed patients required to utilize a flexible, rather than fixed,
visit in which an EKG and vitals are performed. In the initial MA-room assignment approach. To account for this policy
clinic setting, a Bfixed^ allocation policy is employed in which structure in the simulation model, every time a patient
MAs are restricted to perform the EKG and vitals in one of the checks-in, the number of patients waiting for his or her partic-
rooms assigned to the patient’s physician. Correspondingly, ular physician in the waiting area is checked. If the number of
patients who have been waiting for a long time, or Bdelayed patients in the queue is higher than the predefined threshold
patients,^ may wait for a specific room to become available level and an MA is available, the patient with the longest
even when other rooms (assigned to other physicians) are current wait time (for that physician) will be prioritized to
available. Alleviating long waits to complete EKGs and vitals, begin the MA-patient visit in any available room. To assure
in the Bflexible^ allocation policy the MA-patient visit may consistency of the FCFS policy, if during the MA-patient visit
occur in any available room, regardless of the physician’s a room assigned to the physician becomes available it will be
room assignments. In the flexible policy, patients will return reserved for the patient.
to the waiting area following the MA-patient visit and wait The sensitivity of the effectiveness of reducing LOS corre-
until a room designated to their physician becomes available. sponding to the Bdelayed^ queue length parameter, or thresh-
Alternatively, we analyze a third Badaptive^ strategy for old, is shown in Fig. 5. The flexible policy is achieved when
identifying which room an MA-patient visit should occur in. the queue length parameter is set to zero. In other words, even
The adaptive MA-room allocation policy is a combination of if there are no patients in queue waiting to be visited, upon
the flexible and fixed policies. More specifically in this policy, arrival each patient has the MA-patient visit in the first avail-
only when a physician is behind schedule, with several of his or able room before returning to the waiting area. If an incremen-
her patients in the waiting area, will the MA-patient visit occur tal increase in the threshold level does not imply a change in
in the first available room, as in the flexible policy. Otherwise, average LOS, a fixed allocation policy is achieved. It can be
the MA-patient visit will occur in a room designated to the inferred that with high threshold levels patients will always

MA-room Allocation Policy Spectrum


Patient
Delayed patient
Exam room
Fixed Adaptive Flexible
Fig. 4 MA-room Allocation Policy Spectrum. While in a fixed MA- experiencing a long wait, the MA will visit the patient in any available
room allocation policy, MAs visit patients only in rooms designated to room, similar to the flexible policy, while other patients are visited in
the patient’s physician. In a flexible allocation policy, MAs can visit the designated rooms, as in the fixed policy
patient in any available room. In an adaptive policy, if a patient is
Vahdatzad V. et al.

Fig. 5 Average patient length of stay (LOS) with respect to MA-room threshold, the MA-room policy transitions to a flexible policy. The
allocation policy. The horizontal-axis defines the threshold of the number adaptive policy in which the threshold level is one patient leads to the
of patients in queue of each physician. When the queue length exceeds the smallest LOS

use designated rooms since the queue length will rarely reach Correspondingly, an adaptive policy can achieve much of
the predefined level. the benefits while potentially minimizing the challenges of a
For any positive threshold level not corresponding to a fully flexible policy.
fixed allocation policy, we denote it as an adaptive MA- Overall, the results demonstrate that an adaptive policy,
room allocation policy. For the cardiovascular clinic, this cor- even one with a high threshold value, can lead to a significant
responds to queue lengths between 1 and 8. For instance, if the improvement over a fixed policy. Thus by introducing flexi-
threshold equals 2, each time a patient arrives, the number of bility in the design of operational policies, with a correspond-
patients in the queue of his or her physician should exceed two ing shift when significant delays are seen, the overall system
before moving to a flexible policy from a fixed policy. In the performance can be improved.
model of the cardiovascular clinic, the most significant reduc-
tion in LOS, compared with the fixed policy, occurs when the 4.2 MD-room allocation policies
threshold varies between 1 and 3. The average LOS among all
patients decreases approximately 5 minutes using this adap- In the second phase of the patient experience, defined as the
tive MA-room policy. Interestingly, the flexible MA-room MD-patient visit, the physician and the patient meet in an
allocation policy is not strictly better than the adaptive policy exam room. The initial system corresponds to the Bdedicated^
for all threshold levels. This phenomenon occurs due to the MD-room allocation policy, in which each room is assigned to
extra time required for patients to change clothes after the exactly one physician and physicians are assigned to either
EKG and to move either to the waiting area or to a newly one or two exam rooms. As outlined above, with a dedicated
available exam room, which in turn leads to increased walking MD-room allocation policy long wait times for rooms can
distances and times for both patients and the MAs, who are a occur. Alternatively, in a Bpooled^ MD-room allocation poli-
scarce system resource. cy, as has been examined in previous studies [15, 29], rooms
The results show that an adaptive MA-room allocation pol- are not assigned to specific physicians. Instead, a patient oc-
icy with certain thresholds outperforms both flexible and fixed cupies the first available room and the physician is informed
room allocation policies. While the flexible policy leads to a of where to visit with the patient. In some clinical settings,
smaller average LOS, compared with the fixed policy, it is where specialized equipment is needed, a pooled MD-room
important to note that implementation of a flexible policy allocation policy may not be feasible.
may introduce more operational complexity and require im- As an alternative to the pooled and dedicated MD-room
provements in communication and information flow. allocation policies, a Bhybrid^ MD-room allocation policy
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

may be used. In this policy, each room is assigned to a subset (S). We correspondingly define a low (L), moderate (M), and
of physicians who share the room. Any of the assigned pro- high (H) level of flexibility for each of these two parameters.
viders may use the room for MD-patient visits, and corre- The nine hybrid MD-room allocation policy scenarios
spondingly MA-patient visits. While this hybrid policy of are depicted in Fig. 6. Based on the clinic layout, each
sharing rooms falls along a spectrum between the pooled of four physicians are assigned to a pod of six rooms.
and dedicated policies, there are multiple options for how While the figure refers only to six rooms and four phy-
partial room sharing can be implemented. Specifically, these sicians, this pattern is repeated for every group of six
policies may vary with respect to the number of physicians rooms in the simulation model. Due to the structure of
sharing each room and the number of rooms being shared. the space in the cardiovascular clinic and operational
With a variety of possibilities for implementation of such a challenges, sharing of rooms beyond the pods is not
policy, we analyze the relationship between these room shar- considered to be a feasible approach. The base scenario
ing flexibility features and reductions in LOS as compared corresponds to a dedicated MD-room allocation policy
with fully dedicated or pooled MD-room allocation policies. where two physicians have one dedicated room each
For implementation of a hybrid MD-room allocation policy, and two physicians have two dedicated rooms each. In
patients are assumed to be prioritized to occupy a dedicated alignment with the observation data, physicians A and
room rather than a shared room, if both are available. Nine B, whom originally have two rooms, will have approx-
hybrid MD-room allocation policy scenarios are investigated. imately 20% more patients. Scenario HPHS corresponds
Each is defined by the (i) number of physicians sharing each to a pooled MD-room allocation policy in which all
room, or physician flexibility (P), and (ii) the number of rooms physicians have access to all rooms within the 6-room
that are shared among multiple physicians, or space flexibility pod.

Fig. 6 Proposed hybrid Assignment of 4 physicians to 6 exam rooms


MD-room allocation policy
Dedicated MD -room

scenarios. Each scenario shows a Ph A Ph A


Base Model (dedicated MD-room policy)
variation of assigning six rooms
among four physicians. Scenarios Ph B Ph B
Each of physicians A and B have two dedicated rooms
differ in the number of shared Each of physicians C and D have one dedicated room
rooms (space flexibility) and the Ph C Ph D
number of physicians with access
to the shared rooms Pooled policy
(physician flexibility)
A,C, A,C, A,B, A,B,
A,B A,B
D D C,D C,D
High ( HS )

B,C, B,C, A,B, A,B,


A,B L P H S A,B M PHS H H
D D C,D P S C,D
A,C, B,C, A,B, A,B,
C,D C,D
D D C,D C,D
Number of room s being s hared
Space f lexi bili ty (S)

A,C, A,B,
A A,B A A
Moderate ( MS )

D C,D
B,C, A,B,
B L P M S A,B B MPMS B H PM S
D C,D
A,C, B,C, A,B, A,B,
C,D C,D
D D C,D C,D

A A A A A A
Low ( LS )

B LP LS B B M P LS B B H P LS B

A,C, B,C, A,B, A,B,


C,D C,D
D D C,D C,D

Low ( L P ) Moderate (M P ) High ( H P)

Physician flexibility (P)


Number of physicians sharing each room
Low High
Vahdatzad V. et al.

Scenarios LPLS, LPMS, and LPHS correspond to a low level blocking (in which a patient is waiting due to lack of avail-
of physician flexibility with at most two physicians assigned ability of an exam room). Beyond the patient experience, MD-
to each room. In scenario LPLS, each pair of physicians with room allocation policies also affect the experience of physi-
one room share their rooms while the remaining physicians’ cians within the clinic. Since room sharing is expected to also
room allocations remain unchanged. In scenario LPMS, as impact the physician experience, we examine the effect of the
compared to scenario LPLS, each physician with two rooms policies on room blocking, or the frequency with which phy-
instead has one dedicated and two shared rooms, such that sicians are blocked from accessing a resource.
only one-third of the rooms are dedicated. Further expanding
on these two scenarios, in scenario LPHS all rooms are shared Patient length of stay analysis The average patient LOS,
by two physicians and no rooms are dedicated to a single denoting the difference in clinic arrival and departure times
physician. By comparison to each other, scenarios LPLS, for patients, for each of nine hybrid MD-room allocation sce-
LPMS, and LPHS have low, moderate, and high levels of space narios is depicted in Fig. 7. All of the partial room sharing
flexibility, respectively, as defined by the number of rooms scenarios outperform the dedicated MD-room allocation pol-
shared by multiple physicians. icy (base model), which has an average LOS of 76 minutes.
A moderate level of physician flexibility is seen in scenarios When a greater percentage of physicians have access to more
MPLS, MPMS and, MPHS in which three of the four physicians shared rooms, patient LOS decreases significantly. The best
are assigned to each shared room. The implementation of these results are achieved when the number of rooms being shared
scenarios is exemplified by examining scenario MPMS. While and the number of physicians sharing rooms are both high in
in the base model each of physicians A and B have two exam scenario HPHS, or a pooled policy. As shown by comparison
rooms, in this scenario each of these physicians has one dedi- with scenarios adjacent to HPHS, specifically MPMS, MPHS,
cated room and access to two shared rooms. Thus patients are and HPMS, the incremental impact of additional flexibility in
prioritized to be visited in the physician’s dedicated room unless one parameter is highly dependent on the second parameter.
occupied. If occupied, any of the available shared rooms Correspondingly, in order to increase patient quality of care, it
assigned to the physician may be used. If all three rooms are is not necessary to use a fully pooled MD-room allocation
full, the patient will wait in the waiting area until one of the policy. Instead, it is possible to achieve a similar average
rooms becomes available. Physicians with one dedicated room LOS with a partial room sharing strategy.
in the base model have access to four of the shared rooms in When holding the level of one parameter constant, intuitively
scenario MPMS and their patients may be seen in any of the four the overall trend dictates that increasing flexibility, from low to
available rooms. If no shared rooms are available, patients will high, leads to a decrease in LOS. Counterintuitively, if the num-
wait in a queue, with a first-come first-served (FCFS) queue ber of rooms being shared, or space flexibility, is low, increasing
discipline, until one of the rooms becomes available. the number of physicians participating in sharing worsens aver-
In scenarios HPLS, HPMS, and HPHS all physicians have age LOS (Scenarios LPLS, MPLS, and HPLS). This occurs due to
access to every shared room, but the number of shared rooms the fact that when the number of physicians having access to a
varies. In scenario HPLS only one-third of the rooms are small percentage of shared rooms increases, physicians who
shared. While in scenarios HPMS and HPHS two-thirds of all only have access to shared rooms are more likely to have long
rooms are shared with moderate and high levels of space flex- wait times for access. Additionally, if physician flexibility re-
ibility, respectively. While this proposed hybrid MD-room mains low, increasing space flexibility will result in minimal
assignment matrix covers several cases of room sharing improvements (Scenarios LPLS, LPMS, and LPHS).
among physicians, there are many possible room sharing sce- In addition to a comparison of the mean LOS between the
narios that can be implemented. Thus, rather than examine all scenarios, Fig. 8 presents results depicting the variation in
possible scenarios, we characterize the relationship between LOS. The minimum and 25th-percentile observed LOS values
the space flexibility (S) and physician flexibility (P) charac- do not differ substantially among the scenarios, as they corre-
teristics in hybrid MD-room allocation policy scenarios in spond to times when the clinic is not overcrowded. A more
order to contrast the partial room sharing approach with the significant difference in the variation in LOS between scenar-
two common pooled and dedicated policies that researchers ios is seen in the comparison of the maximum and 75th-
often limit consideration to. percentile LOS values. In scenarios M P H S, H P M S, and
HPHS, which achieve smaller average LOS, the variation in
4.2.1 Analysis of MD-room allocation policies LOS is also decreased as compared with other scenarios.
Overall, when space and physician flexibility increase propor-
The effects of MD-room allocation policies on the timeliness tionally, not only does the average LOS decrease, but the
of care provided to patients can be measured with multiple variation is also reduced.
performance metrics including LOS, waiting times in the While the results of the analysis demonstrate that any
waiting area and in the exam room, and the likelihood of partial room sharing decreases patient LOS compared with
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

Fig. 7 Average LOS


corresponding to nine hybrid
MD-room allocation policy
scenarios. Scenarios vary in both
physician flexibility, the number
of physicians assigned to shared
rooms, and space flexibility, the
number of rooms designated as
shared. All nine scenarios
outperform the dedicated
MD-room allocation policy, but
the efficacy varies between
scenarios

a dedicated MD-room allocation policy, it also highlights costs, it is not necessary to share all rooms among all phy-
that if partial room sharing is going to be effective improve- sicians in the pod to reduce patient LOS. In fact, much of
ments to both parameters, space flexibility and physician the benefit can be achieved through moderate increases in
flexibility, must be implemented. Additionally, when greater flexibility in room sharing, if both space and physician flex-
flexibility is assumed to require greater implementation ibility are implemented.

Fig. 8 Comparison of LOS


variation for the nine hybrid
MD-room allocation policy
scenarios. LOS variation
decreases when space and
physician flexibility increase
proportionally
Vahdatzad V. et al.

Wait time analysis In conjunction with decreases in LOS wait time is identified to be the most important characteristic
from added flexibility, patient wait times (WT) also decrease. for managers, implementing a policy with balanced space and
Patients experience waiting either (i) in the waiting area, or (ii) physician flexibility is advised.
in an exam room when the provider is not yet available. As
shown in Fig. 9, although the total patient wait time decreases Patient blocking analysis The reduction in time spent in the
significantly as space and physician flexibility increases, the waiting area can be explained by an analysis of the reasons
hybrid MD-room allocation policy scenarios exhibit different patients are not seen immediately, or experience patient
behaviors with regard to length of wait time in each area. blocking, after checking in. Patient blocking may be a result
While less flexible scenarios result in longer wait times in of rooms or MAs being unavailable. Patients in the waiting
the waiting area, patients wait less when they are in the exam area are not directly blocked by physician unavailability since
room. In scenarios with more flexible policies, patients wait patients are required to be roomed and visited by MAs first.
longer in the exam rooms due to the reduction in likelihood Only when both the room and the MA are available, will there
that room availability is a system bottleneck. be no patient blocking. As shown in Fig. 11, all of the hybrid
In addition to comparing average wait times, the likeli- MD-room allocation policy scenarios outperform the dedicat-
hood of a patient experiencing an Bexcessive^ wait time is ed MD-room allocation policy with respect to the total per-
also analyzed. Excessive wait time refers to instances in centage of time with patient blocking. As flexibility in room
which a patient is perceived as having a long wait time in sharing increases, the likelihood of blocking from a lack of
either the waiting area or the exam room. Evidence from MA availability increases slightly due to the reduction in the
previous studies confirms an inverse relationship between likelihood that room availability is a bottleneck.
long wait times and patient satisfaction [67, 68].
Additionally, many patients are not willing to wait more Physician blocking and idle time analysis In addition to the
than a pre-defined amount of time for receiving care [69]. impact on the patient experience, the change in MD-room al-
While patient wait time tolerance varies depending on dif- location policies also affects the other primary stakeholders,
ferent social and personal factors [70], we consider any the physicians. Physician delays, or physician blocking, occurs
wait time more than 30 minutes as an excessive wait time. when a physician is unable to visit the next patient directly after
Figure 10 presents the percentage of patients experiencing completing a visit with another patient. Correspondingly, the
excessive wait times in the waiting area or the exam room rate of physician blocking provides insight into the amount of
in each of the MD-room allocation scenarios. physician idle time, as blocking implies that physicians are
Results from the excessive wait time analysis are consistent prevented from moving on to their next tasks. Blocking does
with the previous results. Scenarios LPHS, MPLS, and HPLS are not occur if no patients are waiting in the clinic (Bno patient^).
not significantly better than the dedicated MD-room allocation Additionally, blocking does not occur if the next patient is
policy with respect to the rate of excessive wait times, even waiting and ready in another exam room (Bpatient ready^).
though they perform better with respect to the average total Blocking may occur for two reasons. First, the next patient is
wait time. Also, scenarios MPHS and LPMS slightly outper- in the waiting area due to the lack of availability of an exam
form the pooled scenario (HPHS) showing that, if excessive room (Broom blocking^). In this case, the physician must

Fig. 9 Patient wait time


decomposition based on
MD-room allocation policies.
Average patient wait time
significantly decreases as
physician and space flexibility
increases proportionally. Despite
this overall decrease, the average
wait time in the exam room
increases with proportional
increases in flexibility
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

Fig. 10 Excessive patient wait


time comparison among
MD-room allocation policies.
When physician and space
flexibility increase proportionally
the frequency of patients
experiencing excessive wait times
in either the waiting area or the
exam room decreases. With
respect to excessive wait time
frequency, scenario MPHS
outperforms other scenarios

wait until the newly available room is cleaned and an MA can Clinic closing time analysis Beyond the focus on patients
complete the vitals and EKG process. Second, the next patient and physicians, an overall view of the efficiency and ef-
is in an exam room with the MA completing the vitals and fectiveness of the clinic as a whole is achieved with an
EKG process (BMA blocking^). In this case, the physician is analysis of the clinic closing time. For a simulated day,
idle until the MA completes this process. the clinic closing time refers to the time that the last pa-
A summary of the likelihood of a physician experiencing or tient leaves the clinic and all MAs and physicians com-
not experiencing blocking, and the underlying cause, for each plete their documentation activities. Similar to the
of the policies is presented in Fig. 12. The likelihood of having blocking rate, an earlier clinic closing time implies that
no patients waiting and the likelihood of MA blocking remain the system is more efficient and includes less idle time for
consistent for the various MD-room allocation policies. As physicians and MAs. 95% confidence intervals of clinic
flexibility in room sharing increases, the rates of room closing time are presented in Fig. 13. These results indi-
blocking decrease and the rates of patients being ready in- cate that not only does the average closing time of the
crease, proportionally. Thus, from a physician’s perspective, clinic change, but also the variability in the observed clos-
the likelihood of experiencing idle time decreases with the ing time decreases as both space and physician flexibility
implementation of the shared policies. increase.

Fig. 11 Patient blocking analysis


based on MD-room allocation
policies. Patient blocking refers to
the unavailability of a resource
causing a patient not to be seen
immediately. Room blocking
decreases as physician and space
flexibility increase
Vahdatzad V. et al.

Fig. 12 Physician blocking


analysis based on MD-room
allocation policies. The likelihood
of physicians experiencing delays
decreases with the
implementation of more flexible
room allocation policies

Overall, our findings imply the effectiveness of Specifically, as MD-room sharing increases this allows for
implementing flexible MD-room allocation policies for pa- more Bassigned^ rooms where an MA can complete the MA-
tients, physicians, and clinic performance. These policies de- patient visit without returning to the waiting area. Further, not
crease patient LOS and WT (including excessive wait times), all combinations of MA-room and MD-room allocation poli-
improve physicians’ access to rooms, reduce idle time, and cies are feasible. For example, flexible and adaptive MA-room
improve clinic performance by reducing clinic closing time. allocation policies do not apply when a pooled MD-room al-
Therefore, benefits of room sharing result in improvements for location policy is implemented. This relationship is further
all stakeholders of an outpatient clinic. articulated in Table 5. When both flexible MA-room and
pooled MD-room allocation policies are implemented, patients
4.3 Interactions between MA-room and MD-room will no longer return to the waiting area between visit phases.
allocation policies For ease of presentation and interpretation of the results, we
consider the adaptive MA-room allocation policy to require a
While flexibility and pooling of resources has been shown to threshold of 2 patients in a physician’s queue before changing
be beneficial for MA-room and MD-room allocation policies to a flexible policy. When the number of patients in the waiting
independently, the two policies are intrinsically linked. area queue for each physician exceeds 2, the most delayed

Fig. 13 Comparison of the


observed clinic closing times for
each MD-room allocation policy.
With increases in physician and
space flexibility, the average
clinic closing time decreases
leading to less physician and
MA overtime
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

Table 5 Relationships between simultaneous implementation of MA-room and MD-room allocation policies

MD-room allocation policy

Dedicated Hybrid Pooled

MA-room Fixed MAs visit a patient only in one MAs visit a patient only in one of the Not applicable
allocation policy of the rooms designated to (dedicated or partially-shared)
that patient’s physician. rooms assigned to that
Physicians only visit patients in patient’s physician.
designated rooms. Physicians only visit patients in one
of the assigned rooms – whether
partially-shared or dedicated).

Adaptive MAs visit most delayed patient MAs visit most delayed patient of a Not applicable
(of a physician that is physician that is running behind
running behind) in any in any available room.
available room. Delayed patient will return to the
Delayed patient will return to waiting area and wait until a
the waiting area and wait dedicated or partially-shared
until a room designated to the room allocated to the patient’s
patient’s physician physician is available.
is available. Physicians only visit patients in one
Physicians only visit patients in of the assigned rooms – whether
designated rooms. partially-shared or dedicated).

Flexible MAs visit all patients in any MAs visit all patients in any MAs visit all patients in any
available room. available room. available room.
Patients will return to the Patient will return to the waiting area Each patient remains in room
waiting area and wait until a and wait until a dedicated or after the MA-visit.
room designated to the partially-shared room allocated to Physician visits patient in the
patient’s physician is the patient’s physician is avail- same rooms where
available. able. MA-visit occurred.
Physicians only visit patients in
designated rooms.

patient is visited in any available room, while other patients are each of the nine hybrid MD-room allocation policy scenarios
visited in designated or shared rooms of their physician. and the dedicated MD-room allocation policy in combination
Figure 14 presents the corresponding average patient LOS for with fixed, flexible, and adaptive MA-room allocation policies.

Fig. 14 Interactions between


MD-room and MA-room
allocation policies. In all
scenarios, using an adaptive or
flexible policy decreases the
average LOS, but as the number
of physicians sharing rooms and
the number of rooms being
shared increases, the impact of the
MA-room allocation policy
becomes less significant
Vahdatzad V. et al.

Regardless of the MD-room allocation policy, the fixed MA- than implementing more complex flows for all patients, it will
room allocation policy results in a greater average LOS for instead only be practiced for the subset of patients that are
patients than adaptive or flexible policies. Adaptive and flexible experiencing long wait times in the waiting area. Beyond dem-
MA-room allocation policies result in similar LOS performance onstrating the effectiveness of an adaptive policy, the results of
across all MD-room allocation policies. In scenarios MPMS, the analysis, allow for determination of an appropriate threshold
MPHS, and HPMS, in which both the space flexibility and the by which to define the adaptive policy. In addition to improving
physician flexibility are moderate or high, differences among patient satisfaction through decreased average length of stay and
MA-room allocation policies are negligible. In other words, wait times [71–73], patient satisfaction is expected to increase
MD-room allocation policies have a more significant influence since the treatment process will be initiated more quickly.
than MA-room allocation policies in influencing LOS in the The primary disadvantage of the flexible and adaptive MA-
simulated system. Thus, if physicians have access to an appro- room policies is that the MA-patient visit may occur in a dif-
priate number of rooms and rooms are shared, MA-room allo- ferent room than the MD-patient visit and that the patient may
cation can be disregarded without affecting patient LOS. need to return to the waiting area between these two phases.
Correspondingly, if a dedicated MD-room allocation policy is This may be particularly burdensome for patients with mobility
used, implementing an adaptive MA-room allocation policy restrictions. In implementation, characteristics pertaining to the
can improve the system performance. patient type may be considered before adopting such a policy.

5.2 Advantages and disadvantages of MD-room allocation


5 Discussion policies

The results demonstrate the potential value of implementing The results presented in Section 4.2.1, demonstrate the impor-
new room allocation policies in outpatient clinics and further tance of sharing rooms particularly at clinics which initially
support the need to consider implementing new room sharing have uneven room assignments. When a physician has access
strategies, at various phases of the patient visit. This new to only one room, each time a patient arrives to the clinic, the
paradigm of deploying room sharing strategies in various MD-patient visit can only begin after the MA-patient visit is
phases of the visit can result in improvements in timeliness complete. In our analysis of historical room schedules, the
of care, namely with respect to length of stay and wait time, number of patients seen per physician is not linearly propor-
while also achieving beneficial results for practitioners, with tional to the number of rooms. Correspondingly, rooms are a
decreased blocking rates, and the clinic as a whole, with less significant bottleneck for physicians with one dedicated room
overtime. The advantages and disadvantages of implementing and having access to more rooms, even if shared with other
these adaptive MA-room and hybrid MD-room allocation pol- physicians, reduces the average patient LOS.
icies are presented in Sections 5.1 and 5.2, respectively. To When a physician has two dedicated exam rooms, it is
further demonstrate the generalizability of these findings, an expected that rooms will not be a significant bottleneck since
analysis of the sensitivity of the results with alternate under- each physician can visit a patient in one room while an MA-
lying assumptions is presented in Section 5.3. patient visit occurs in the second room. With variability in the
length of appointments and arrival patterns, there remains the
5.1 Advantages and disadvantages of adaptive MA-room possibility that the next patient will not have completed the
allocation policies MA-patient visit before the physician is available. This often
happens when MAs, who serve multiple physicians, are not
The numerical results above demonstrate that using alternative available. As a result, a physician may have to wait, or is
policies for MA-room assignments (i.e. adaptive and flexible blocked, between visits. Hence, although rooms are not sig-
policies), a rarely examined part of the patient experience, can nificant bottlenecks, physicians with two rooms can benefit
improve average patient LOS in comparison to the traditional from access to additional shared rooms, as it allows MAs more
fixed policy. Despite these results, transitioning to either an opportunities to prepare the next patient in advance.
adaptive or flexible policy will likely increase complexity of Correspondingly, the effects of implementing the MD-room
patient flows and may require additional decision making by allocation policies are not equivalent for physicians that have
staff or management. A summary of patient process flows, and only one room and physicians with two rooms in the dedicated
the additional processes and decisions required to implement MD-room allocation policy. As shown in Fig. 16, physicians
these policies, is shown in Fig. 15. The shaded procedures and with one room experience greater rates of room blocking than
decisions will be included when flexible or adaptive MA- physicians with two rooms, but the difference between the two
room allocation policies are used. subsets of physicians decreases as space-flexibility increases.
The advantage of using an adaptive MA-room allocation pol- As the number of physicians that have access to shared rooms
icy rather than a flexible MA-room allocation policy is that rather increases, room blocking decreases significantly for physicians
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

Process Flows with the Implementation of Flexible and Adaptive MA-Room Allocation Policies

Patient arrival Check in

Waiting area
Wait for
MA/room

(MA blocking)
(Room blocking) Yes

No
MA available?

(Room blocking)
Yes

(Room blocking)
No No Empty Empty
MD behind No Vitals No
designated designated
schedule? completed?
room? room?

Yes
Yes Yes Yes

Route to waiting Route to any Route to Route to


area available room designated room designated room

Physician visit
Room

No
Vitals Phlebotomy?
80%

Yes
20% Phlebotomy tests
No EKG?
15%

General decisions and processes 85% Yes


No Schedule
appointment
EKG test 25% required?
Extra decisions in “flexible” and
“adaptive” MA-room allocation Yes
75%
Physical flows Check out
No Patient in
Decision flows designated
room? Patient discharge
Yes

Fig. 15 Process flows with the implementation of flexible and adaptive MA-room allocation policies. When transitioning from a fixed policy to a
flexible or adaptive policy, shaded processes are added to the general process and patient flows.

with one room while slightly increasing for physicians with While the findings presented above provide actionable in-
two rooms. In scenarios in which all rooms are shared, the sights for the simulated clinic, a critical question pertaining to
gap between room blocking for physicians with one and two implementation is the practicality of room sharing in different
rooms is minimal, causing more uniform access for all physi- clinics. Physical factors such as clinic layout and distance
cians. Thus while the blocking rate for the one type of physi- between physicians’ offices and exam rooms would need to
cian increases, this results in all physicians having a more be considered before implementing a room sharing strategy in
similar experience and rate of blocking. other practices. Additionally, operational factors such as room
Vahdatzad V. et al.

Fig. 16 Room blocking rate comparison for physicians with one and two rooms in the initial dedicated policy. As room sharing increases, physicians
with one room experience less room blocking and there is a slight increase in blocking for physicians with two rooms

ownership protocols and patient scheduling patterns can lead while also keeping all stakeholders satisfied may be a chal-
to the consideration of different room sharing policies, wheth- lenging daily problem. From a clinic administration per-
er partially or fully adaptive. spective, room sharing execution may be more difficult
First and foremost, key to a successful implementation of as the number of rooms or the number of physicians using
room sharing is a subset of protocols for managing how the partial sharing increases. This challenge of implementation
rooms will be shared and prioritized among physicians. In the can be lessened through the use of a hybrid-room alloca-
proposed simulation model, several rules were added to assure tion policy, in which full space-flexibility is not used. The
appropriateness of room sharing. For instance, patients are results above demonstrate that this can achieve similar ben-
prioritized to occupy dedicated rooms, if both dedicated and efits as compared with a fully flexible system.
shared rooms of their physician are available. Additionally,
patients of one physician are not allowed to occupy more than 5.3 Sensitivity analysis
three rooms at the same time, unless no other physicians can
utilize the space. As mentioned earlier, it is crucial, yet difficult, to generalize
In general, the queue policy for rooms are FCFS, first-come the results for other outpatient clinics with disparate settings.
first-served, but at the time that a room becomes available, the Two of the main characteristics of the studied system, believed
first patient in the queue should satisfy one of the following to contribute to the value of deploying flexible room sharing
conditions to be routed to the available room. policies, include (i) varying patient volumes among physicians
and (ii) inefficient scheduling practices. Correspondingly, we
& Physician of the patient is available and not busy. conducted a sensitivity analysis to evaluate the benefit of the
& Physician of the patient has completed a visit and no other same MD-room sharing policies when these characteristics are
patient of same physician is waiting in a room. changed. As shown below, the results of the analysis remain
& No other patient is in queue for the room. the same for these alternate settings, although the scale of the
benefit varies. This supports the generalizability of the results
If none of these condition holds, the same conditions will for application in other outpatient clinics.
be checked for the next patient in the queue. In clinic obser-
vations, we found that the MAs are cognizant of the physi- 5.3.1 Clinics with consistent patient volumes
cian’s schedules, whether running late or on time, and often among physicians
were comfortable with prioritizing tasks accordingly to ensure
effective patient flow. One of the primary assumptions, informed by the cardiovas-
Depending on the structure and culture of the clinic, cular clinic’s data, is the relationship between the average
managing how to share all rooms between physicians daily number of patients seen by a physician and the number
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

of rooms assigned to the physician. As discussed above, our with respect to physician flexibility, not space flexibility
assumption is that physicians are assigned to one or two (LPHS , MPHS , HPHS). Interestingly, the scenario with a mod-
rooms, where physicians with two rooms have approximately erate level of physician-flexibility results in the best perfor-
20% more patients than physicians with one room. In other mance in such a system indicating that extreme levels of flex-
settings, the number of rooms assigned to physicians may not ibility may not always achieve the best results.
be a function of the daily volume of patients and instead may
be informed by other factors. An alternate model, in which all 5.3.2 Impact of patient scheduling
physicians have the same patient volume, even while physi-
cians have different numbers of rooms in the initial system, is One of the key characteristics of the studied clinic, in practice
constructed. To ensure consistency for comparison of the re- and in the model, is a potentially inefficient scheduling system
sults, the MA-room allocation policy remains the same while which leads some physicians to have multiple patients waiting
the effects of changes to the MD-room allocation policy are while others have no patients waiting. Correspondingly, imple-
investigated. mentation of hybrid room allocation policies is found to be
For the new setting with consistent patient volumes by beneficial. To study the relative effects of the scheduling policy
physicians, and all else remaining the same as above, the av- and the flexibility in room sharing, we constructed an alternate
erage LOS with the initial dedicated MD-room allocation pol- simulation model which approximates the system with an im-
icy is 77.1 minutes, slightly higher than the initial setting proved scheduling mechanism.
presented in Section 4.2.1, (i.e. 76.1 minutes). Similar to the In the statistically verified model of the initial system,
previous setting, the results in Fig. 17, demonstrate that in patients’ arrivals follow a non-stationary Poisson process,
order to achieve the best results both space and physician where the number of patients per hour of the day varies and
flexibility are needed. Otherwise, minimal or no improvement patients are assigned to a physician based on a fixed proba-
is obtained by limiting the focus to one type of flexibility. bility distribution function. While no one appointment sched-
Overall, the partial room sharing scenarios (i.e. MPMS , uling structure that performs well under all circumstances
HPMS, and MPHS) achieve similar, although slightly better, exists [8], in the improved scheduling mechanism each phy-
results than the pooled policy, HPHS. Interestingly, in this sician has a distinct template and exactly one patient is sched-
setting, a fully pooled policy does not perform best, further uled for a visit at a time. This corresponds to the individual-
supporting the value of considering hybrid approaches. block variable intervals scheduling scheme used in other ap-
In an alternate setting with consistent patient volumes by plications [74–76]. In the updated simulation, the scheduled
physicians, each physician may have access to the same num- appointment length distribution remains unchanged, but the
ber of rooms. In such a setting, flexibility can only be achieved arrivals of patients are such that the time between patient

Fig. 17 LOS comparison of


hybrid MD-room allocation
policies when the number of
74
patients per physician is
consistent among providers 73

72

71

70

69

68

67

66

65

64
Vahdatzad V. et al.

arrivals for a particular physician is equal to the appointment as both the number of rooms being shared and the number of
length of the prior patient. If a patient’s appointment runs physicians sharing each room change simultaneously, the re-
long this can result in multiple patients of the same physician duction in LOS is significant.
being in the system. The results of this sensitivity analysis demonstrate the gen-
Additionally, in this updated simulation, the information eralizability of the key findings from the initial clinic setting.
regarding appointment lengths is used to improve room as- While other factors such as alternative scheduling mecha-
signments. In addition to the previous conditions applied to nisms and reduced variability in the patient volume per phy-
patient selection from the queue (Section 5.2), now if a patient sician may influence system performance, regardless of these
is waiting for a physician with both dedicated and shared changes implementation of partial room sharing policies re-
rooms, and the previous patient in a dedicated room is expect- mains beneficial and much of the benefit of this sharing can be
ed to leave the room in less than 5 minutes, the next patient achieved with a compromise approach that does not require
will wait for that room. These updates approximate a more full pooling of resources with respect to space flexibility and
idealistic system that uses information about appointment physician flexibility.
times to ensure a more efficient clinic. Correspondingly, a key finding that can be applied across
The results of the analysis of this new system, which is clinics is that flexibility should not be considered only with
equivalent to the original clinic setting in all features except respect to one dimension. In order to achieve benefits of hy-
the use of the new scheduling policies, are shown in Fig. 18. In brid MD-room allocation, as shown above, it is necessary to
this new setting, with the revised scheduling policies, the av- increase flexibility in the two features simultaneously to
erage LOS in the base model with a dedicated MD-room al- achieve system efficiencies. Focusing on only one dimension
location policy is 73.1 minutes, less than what achieved in the of flexibility may result in no change or decreased perfor-
initial system. Similar to what is found in the initial clinic mance. More generally, the ratio of rooms being shared and
analysis (Section 4), significant benefits can be achieved by physicians sharing rooms should be proportional, resulting in
deploying partial room sharing policies which adjust for both a similar turnover rate among all rooms, to achieve benefits.
the number of rooms being shared as well as the number of
physicians sharing these rooms.
When the system is updated to have a consistent number of 6 Conclusions
patients per physician in addition to implementing the new
scheduling policies, results consistent with the other simulated To date most research examining patient flows within healthcare
systems are found (Fig. 19). Partial room sharing with regard settings disregards the critical interplay between operational pol-
to one flexibility feature without changing the other feature icies and room allocation in ambulatory care settings.
shows minimal or no benefits for the average patient LOS. But Correspondingly, in seeking to improve timeliness of care, the

Fig. 18 Comparison of hybrid


MD-room allocation policies
73
with an individual-block
variable intervals revised
scheduling policy 72

71

70

69

68

67

66

65

64
Decreasing patient length of stay via new flexible exam room allocation policies in ambulatory care clinics

Fig. 19 Impact of hybrid


MD-room allocation policy in
clinics with the revised
scheduling policy and a consistent
number of patients per physician.
In this case, the difference in the 70
average LOS between the
dedicated and fully pooled
policies is significantly higher
than in previous models 65

60

55

50

focus is generally on the need for additional capacity rather than importance of increasing both space and physician flexibility
adjustments to operational policies. Further, when room usage is simultaneously, in order to achieve the best results. Further
examined discussions tend to focus on two extreme perspectives via a sensitivity analysis, we demonstrate how the results for
– dedicated and pooled assignments of resources. this cardiovascular clinic can be generalized to other clinic
As we demonstrate, through consideration of flexible room settings.
allocation policies that bridge the spectrum between the ded- We find that even with no changes to the MD-room
icated and pooled perspectives, significant improvements in allocation policies, decreases in patient LOS can be
physician idle time, demonstrated through decreased physi- achieved through implementation of room sharing for
cian blocking and earlier clinic closing times, and timeliness the MA-patient phase of the visit. Alternatively, when
of patient care, as measured by the average patient length of MD-room allocation is appropriately defined, such that
stay, rates of excessive wait times in the waiting area and exam the number of shared rooms and the number of physicians
rooms, can be achieved. Further, the traditional approaches of per shared room are increased proportionally, the choice
pooled and dedicated room allocation do not always produce among MA-room allocation policies is minimally signifi-
the best results. cant. Thus while the first priority of a clinic should be to
We expand beyond the common physician-centric room increase room sharing among physicians, if this cannot be
allocation focus and examine room allocation for two distinct achieved, improvements to LOS can be made through use
phases of the visit, the MA-patient visit and the MD-patient of adaptive MA-room allocation policies.
visit. We examine three different MA-room allocation poli- This research addresses the minimally explored role of
cies: Bfixed^, Bflexible^, and Badaptive^ that are enacted for room assignments in outpatient clinics and presents a new
patients that are significantly delayed. In the second phase, taxonomy of exam room sharing – accounting for multiple
we examine three MD-room allocation policies: Bdedicated^, phases in the visit and defining key flexibility parameters –
Bpooled^, and Bhybrid^ enabling sharing of subsets of rooms that may be influential in a variety of service sector applica-
among subsets of physicians. This allows for an in-depth tions, including other outpatient clinics. This taxonomy and
study of the value of resource sharing, or flexibility, indepen- analysis method may be further expanded to consider addition-
dently and in aggregate. Via the use of a discrete event sim- al parameters for defining partial resource sharing and further
ulation model, applied to a congested cardiovascular clinic, applied to other phases of patient visits for other ambulatory
we demonstrate the value of these paradigms for innovation care specialties in future research. For instance, patient sched-
in exam room management in outpatient clinics and how uling patterns and appointment lengths are parameters that
much of the benefits of resource pooling can be achieved may impact room sharing policies.
without fully changing the entire system, which may be dif- Further opportunities exist to utilize optimization models to
ficult to implement. Additionally, the results signify the minimize the walking distances for both patients and
Vahdatzad V. et al.

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