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Journal of Agricultural Science (2009), 147, 355–364.

f 2009 Cambridge University Press 355


doi:10.1017/S0021859609008570 Printed in the United Kingdom

Proceedings of the Fourth Meeting of the


EURO Working Group on Operational Research
(OR) in Agriculture and Forest Management
(EWG-ORAFM)

EDITED BY

D. L . S A N D A R S 1* A N D L. M . P L À 2
1
Natural Resources Management Centre, Cranfield University, Cranfield, Bedfordshire MK43 0AL, UK
2
Department of Mathematics, University of Lleida, 73 Jaume II, 25001 Lleida, Spain

This working group, which is concerned with operational research methods and applications to agricultural
science in its broad meaning (i.e. including Forest Management and Fisheries), was formed in 2003 within the
European Association of Operational Research Societies (EURO). The first meeting of the group was held at
the former Silsoe Research Institute in 2004. The group holds regular meetings in Europe at approximately
yearly intervals, usually within the EURO Conferences. The next meeting will be held at the EURO XXIII
conference in Bonn in 2009 followed by the EURO XXIV conference in Lisbon in 2010.
The fourth meeting of the working group was a joint meeting with the British Operational Research Society’s
special interest group on Agriculture and Natural Resources. It was chaired by D. L. Sandars of Cranfield
University and Dr L. M. Plà of the University of Lleida and organized as a stream within the OR50
Conference, and was held at the University of York from 9 to 11 September 2008 where the following papers
were read.

* To whom all correspondence should be addressed. Email: daniel.sandars@cranfield.ac.uk


356 Abstracts of communications

ABSTRACTS OF COMMUNICATIONS

KEYNOTE – A review of the practice and achieve- AUDSLEY, E., MILNE, A. E. & PAVELEY, N. (2006 b). A foliar
ments from 50 years of applying OR to agricultural disease model for use in wheat disease management
systems in Britain. E. AUDSLEY AND D. L. decision support systems. Annals of Applied Biology 147,
SANDARS. Natural Resources Management Cen- 161–172.
WILLIAMS, A. G., AUDSLEY, E. & SANDARS, D. L. (2006).
tre, Cranfield University, Cranfield, Bedfordshire Final report to Defra on project IS0205: Determining the
MK43 0AL, UK environmental burdens and resource use in the production
of agricultural and horticultural commodities. London:
The current paper will survey how things have Department for Environment, Food and Rural Affairs
changed over nearly 50 years of OR applied to agri- (Defra).
culture. The first ‘ OR group ’ was set up at the
National Institute of Agricultural Engineering by Dan
Boyce in 1969 and is now at Cranfield University. The Five objects of modelling. H. MÜLLER-MERBACH.
current paper will examine how, and what, factors Informatik und Operations Research, Technische
have influenced the type of work and the methods Universita¨t Kaiserslautern, Germany
used. What applications have stood the test of time
and what are just distant memories in paper publi- Most projects of OR analysis include mathematical
cations ? models of reality. The current paper reviews the dif-
Agricultural OR has moved on from its early be- ferent skills of modelling that are required, depending
ginnings in agriculture in applying OR techniques on the kind of object to be modelled. Five kinds of
with simple analyses, to using and creating complex objects (i.e. five kinds of reality) are to be distinguished
computer models. This follows the growth of com- (Müller-Merbach 1986 ; Müller-Merbach 2007) :
puting power and associated techniques. The early (i) Man-made structures (such as laws, e.g. tax laws;
network analysis of work–study times of unit oper- bill-of-material data ; technical designs) require
ations to identify best procedures to harvest vegetables familiarity with the content of the corresponding
has disappeared. Dynamic programming and prob- documents : re-modelling. The reality is already
ability methods, which are really only understood by structured, such as in text documents, in tables of
specialists, never quite make it from theory to appli- data, in technical drawings, etc.
cation, being closest with weeds and modern com- (ii) Man-discovered structures (from natural and
puters. However, linear program models of farms, engineering sciences) require an understanding of
while still not applied to actual farms, have found the particular natural ‘laws ’: per-modelling.
continuing use in combination with GIS databases as Many of such natural ‘ laws’ are documented in
part of policy advice (Audsley et al. 2006 a), although mathematical terms and have to be adapted to
often driven by economists and with continuing the notation and structure of the model type un-
research into what the objective function should be. der construction.
Rather than techniques, holistic systems modelling (iii) Empirical findings (such as statistical data,
for decisions, such as environmental LCA (Williams measurement results and observational data), i.e.
et al. 2006) and optimizing fungicide decisions data without a mathematics-based theory require
(Audsley et al. 2006 b), have become the important mathematical creativity : fore-modelling. These
OR contributions to agriculture. Although OR might data have to be transformed such that they fit
be described as alive, it clearly needs to identify itself with the structure of the model type under con-
and its specific contribution to analysing decisions, struction.
to set it apart from the ‘ anyone can simulate and (iv) Man-discovered conjectures (such as hypotheses
optimize using a computer ’. The distinctive OR skill from the liberal arts and the social sciences) re-
of holistic systems modelling of combinations of quire familiarity with that part of scientific en-
processes at the decision maker level is as important deavour that include the behaviour of humans :
as the ability to use techniques. trans-modelling. Due to the limited reliability
AUDSLEY, E., PEARN, K. R., SIMOTA, C., COJOCARU, G.,
of the behavioural data, it might become necess-
KOUTSIDOU, E., ROUNSEVELL, M. D. A., TRNKA, M. & ary to include some probability or fuzzy set
ALEXANDROV, V. (2006 a). What can scenario modelling features.
tell us about future European scale land use, and (v) Personal and collective goals (such as objectives
what not? Environmental Science & Policy 9, 148–162. for optimization) correspond with the decision
Abstracts of communications 357

makers’ preferences : pre-modelling. The collec- Routing Problem (VRP), one must consider weight
tive goals respond to the individual goals of the constraints on the network, multi-depots and time
decisions makers (and of others) ; this variety windows at the depots and industrial sites. Four Tabu
cannot fully be covered by MCDM features. Search (TS), a mathematical optimization method,
strategies were developed and tested for the TTVRP,
The five kinds of objects (i.e. reality) will be presented which differ with respect to the size of the considered
as a horseshoe : upper level (i and v) for human de- neighbourhood of a solution. The so-called Tabu
cisions, middle level (ii and iv) for human discoveries, Search with alternating strategy (TSAS) seems to be a
lower level (iii) for empirical findings, left arm (i and promising method to overcome the high computing
ii) for hard knowledge and right arm (iv and v) times caused by an extensive neighbourhood search.
for vague knowledge. Sir Charles Popper (1902–94) In this method, after a number of iteration steps
emphasized the difference : ‘ Physical laws … are within a restricted neighbourhood, an iteration step
valid anywhere and always’, whereas : ‘ Sociological with a full neighbourhood search is triggered. The
laws … differ in different places and periods’ (Popper TSAS is implemented with fixed and dynamic par-
1959). Many models refer to more than one kind of ameter settings. Compared with the Standard TS,
object. The particular skills required for the model- which considers the whole neighbourhood of a sol-
ling of the five kinds of objects will be discussed. ution in each iteration step, TSAS is much faster and
offers a good solution quality. Comprehensive nu-
MÜ LLER-MERBACH, H. (1986). Letters from the IFORS
merical studies with real-life-sized data compare the
President. European Journal of Operational Research 25,
423–447. different TS strategies with respect to solution quality
MÜ LLER-MERBACH, H. (2007). A system of five object types and computing time. The results show that TSAS
of ‘a posteriori’ knowledge. Knowledge Management with fixed parameter settings needs only between 0.25
Research & Practice 5, 151–153. and 0.55 of the computing time of TS (depending on
POPPER, K. (1959). The Logic of Scientific Discovery (trans- these settings) ; the dynamic TSAS needs between 0.40
lated from: Logik der Forschung). Hutchinson, London. and 0.50 of the computing time of TS (depending on
480 pp. (Revised 1980). the solution path). The best-found solution values of
TS and TSAS lie closely together for the considered
40 test cases. The dynamic TSAS performs best with
Tabu-search-based scheduling of log trucks. P. respect to the number of best-found solutions.
HIRSCH AND M. GRONALT. Institute of Standard Solver Software is used to generate lower
Production and Logistics, University of Natural Re- bounds for the solution quality as a benchmark for
sources and Applied Life Sciences, Feistmantel- the heuristics. These lower bounds may violate some
strasse 4, A 1180 Wien, Austria constraints of the TTVRP and are obtained after 86
400 s (24 h) computing time of Standard Solver
In Central Europe, transportation accounts for an Software. The deviations of the heuristically obtained
estimated 0.30 of the total costs of round timber. best-found solutions after a computing time of 1560 s
Hence, it is necessary to apply some new sophisticated from these lower bounds are between 0.0016
planning concepts for round timber transport. It and 0.0513. For a detailed description of the used
starts with the solution of the Transportation methods and the TTVRP please refer to Gronalt
Problem (TPP) to optimize the flow of round timber and Hirsch (2007); the presented results show that
from wood storage locations to industrial sites for a the TS methods are capable of solving TTVRPs
medium-term planning horizon. In order to guaran- with good solution quality in reasonable computing
tee that the transported quantities are evenly dis- times.
tributed among the single days of the planning
horizon with respect to the workload of the carriers GRONALT, M. & HIRSCH, P. (2007). Log-truck scheduling
and industrial sites, the Timber Transport Order with a Tabu Search strategy. In Metaheuristics – Progress
Smoothing Problem (TTOSP) is solved. The daily in Complex Systems Optimization (Eds K. Doerner,
routing decisions for log trucks are described by M. Gendreau, P. Greistorfer, W. Gutjahr, R. Hartl &
the Timber Transport Vehicle Routing Problem M. Reimann), pp. 65–88. New York, USA: Springer.
(TTVRP). The TTVRP is characterized as follows : a
fleet of heterogeneous log trucks, which are situated
at the respective homes of the truck drivers, has to Delivering products in an agribusiness company: an
fulfil a number of transports of round timber between application case. J. FAULIN1, E. DE PAZ1, F.
different wood storage locations and industrial sites. LERA2 AND J. M. PINTOR3. 1Department of Stat-
All transports are carried out as full truckloads. istics and Operations Research, 2Department of
Since the full truck movements are predetermined, the Economics, 3Department of Mechanical Engineer-
objective is to minimize the overall distance of empty ing, Public University of Navarre, 31006 Pamplona,
truck movements. In addition to the standard Vehicle Navarre, Spain.
358 Abstracts of communications

The current paper describes one of the most import- Omega – The International Journal of Management
ant logistic problems of a characteristic group of fruit Science 31, 387–395.
and vegetable companies situated in Southern GOMEZ, A. C. & SALAZAR, A. (1991). Volúmenes óptimos de
Navarre (Spain). Usually, these companies produce transporte y transformación en el sector remolachero-
azucarero español. Investigación Agraria: Economı´a 6,
frozen vegetables. The main products are the follow- 95–107.
ing : peas, beans, cauliflowers, spinach, potatoes, car- TOTH, P. & VIGO, D. (2002). The Vehicle Routing Problem.
rots, Brussels sprouts, broccoli, peppers (red, green, Philadelphia, USA: SIAM Monographs on Discrete
sliced, etc.), sweetcorn, Russian salad, oriental salad, Mathematics and Applications.
American salad, vegetables for soup and vegetables
for paella. This wide variety of products requires fresh
produce, the raw materials, to be delivered through- The terminal location problem in a cooperative forest
out the year. However, the most important crops are fuel supply network. P. RAUCH. Universität für
peas, beans and peppers. Typically, these companies Bodenkultur (BOKU – University of Natural Re-
are the suppliers of large chains of supermarkets in sources and Applied Life Sciences), Wien, Austria
Spain, such as Eroski, Mercadona or Carrefour.
Another similar example can be studied in the Gómez In the current paper, the design of a forest fuel
& Salazar’s (1991) reference. network is considered, which aims at minimizing the
Thus, good planning of the pick up and delivery of overall supply cost. The network consists of direct
the aforementioned products is needed. A concrete supplies from the forest to a total of 28 combined heat
procedure using the Vehicle Routing Problem model and power (CHP) plants and supply lines by using
(Toth & Vigo 2002) was implemented in the current different terminal types. A Mixed Integer Linear
paper. The vehicle routing problems were analysed Programme (MILP) model is solved to find an opti-
using heuristic and exact methods. Here, the possi- mal spatial arrangement of terminals by considering
bilities of linear programming were studied as a tool different terminal types with respect to their chipping
for solving problems of distribution. Various trans- technology and the chipping volume processed. The
portation problems are considered, making special solution of the MILP models provides a design of the
reference to linear programming models that solve optimal procurement system for the whole study re-
problems of commodity distribution with constraints. gion. The optimal solution requires 19 terminals out
Therefore, the current paper describes the im- of the 38 suggested.
plementation of the MIXALG (MIXed ALGorithm) Different scenarios, including changes in transpor-
procedure to the vehicle routing management prob- tation cost and inland energy wood utilization rate,
lem of such agribusiness companies (Faulin 2003 a, b). are used to test sensitivity of the network design.
Furthermore, logistic and transportation activities Simulation of transportation cost changes shows that
are analysed in the real managerial world. MIXALG the optimal network design is stable within an in-
uses some subroutines (heuristic and exact) in order crease of 20–50 % as well as between 70 and 110 %.
to optimize (minimize) the supply transportation Solutions of the other increased rates show that the
costs and the distribution expenses of the company. optimal number of terminals is decreased when the
Moreover, an important constraint is the supply of transport cost rises and when inland mobilization rate
raw materials and the delivery of final products at increases.
their destinations on time and in the quantity and
quality needed.
The results showed not only a reduction of between
8.13 and 18.77 %, depending on the algorithm used, Predicting farmer decision behaviour, taking a plan-
in transport and distribution costs but also broadened ning model beyond profit maximization. D. L.
the scope of the factors that influence decision- SANDARS AND E. AUDSLEY. Natural Resources
making. The main advantage of the current model is Management Centre, Cranfield University, Cran-
its flexibility because it can be applied, in a general field, Bedfordshire MK43 0AL, UK
form, to any firm that is trying to optimize the costs of
its own transport system and to employ efficiently its Stakeholders, such as policy makers, wish to know
drivers and vehicles. Finally, the outcomes of a new ex ante or before the event what the consequences of
delivery policy in an agribusiness company are pres- change, such as new policies, technologies, etc., will
ented. be. The farmers will strive to optimize their actions
FAULIN, J. (2003 a). Combining linear programming and
given that change, but often in ways that are largely
heuristics to solve a transportation problem for a canning unwelcome and were unexpected at the time. The law
company in Spain. International Journal of Logistics of unintended consequences re-occurs.
Research and Applications 6, 17–27. Profit-maximizing whole-farm linear-programming
FAULIN, J. (2003 b). Applying MIXALG procedure in a models, such as the Silsoe Whole Farm Model
routing problem to optimize food product delivery. (SFARMMOD), have been used to analyse this
Abstracts of communications 359

situation with some degree of success. The approach Incorporating price variability in a climate change
is not without its criticism at the level of individual adaptation model. J. M. GIBBONS1 AND S. J.
decision makers who seem to have multiple decision RAMSDEN2. 1School of the Environment and
objectives (Gasson 1973). However, at an aggregate Natural Resources, Bangor University, Bangor,
level profit maximization does describe the collective Gwynedd LL57 2UW, UK, 2Division of Agricultural
behaviour of farmers as individual differences average and Environmental Sciences, School of Biosciences,
out. Linear programmes are very good at analysing University of Nottingham, Sutton Bonington Cam-
policy based on coercion or exchange, but not policy pus, Loughborough, Leicestershire LE12 5RD, UK
based on persuasion (e.g. free technical advice or
education) (Janssen & Van Ittersum 2007).
The current paper explores an alternative or An approach to introducing price instability into a
modified objective function based on utility or welfare dynamic catchment-level optimization model, com-
maximization. Utility theory was first put forward by prising 29 representative mixed integer-programming
the English Philosopher, Jeremy Bentham. Multi sub-models, is described. The existing model includes
Attribute Utility Theory (MAUT) is made up of nu- simulated weather-induced yield variability, irri-
merous goals, such as sufficient income, free time, gation demand and climate effects up to the 2050s for
congenial surroundings, etc. People often exhibit di- part of the Nar catchment in the East Anglian region
minishing marginal utility where their last unit of, of England. Decision makers within each sub-model
say, income means less than their first. The optimiz- go through a plan-making step, where previous
ation problem has now become one of multiple non- years’ data (for example, yields) are used to form
linear objectives. This optimization problem is solved expectations on what will occur in the next year. The
using separable programming. plan-making step results in an optimal farm plan for
By combining published sources with farmer in- the expected values ; however, the actual outcome will
terviews six additional components of utility in ad- differ from the expected values due to weather varia-
dition to profit were obtained, which, in total, are bility ; therefore, a resolution step is used to determine
represented by 16 measurable attributes. Utility pref- the actual outcome of the ‘ optimal ’ farm plan; for
erence curves have been elicited using a curve drawing yield, values are obtained from a bootstrap sample of
bisection technique and the trade-off weights using 50 years of simulated yield data. In the existing
the Swing weight technique (Belton & Stewart 2002). model, the only data that vary across years are crop
Initial results suggest that there are problems with yields and irrigation demand for root crops : potatoes
non-independence between attributes, but the profit and sugar beet. Clearly, agricultural prices are an-
motive has emerged the stronger objective, as ex- other source of variability. The modelling process was
pected. These elicitation methods are typically ap- therefore extended to include bootstrap sampling of
plied iteratively and the lack of iteration due to market price data to generate output variability (yield
practical constraints may be partially to blame for and price) estimates for winter wheat, winter barley,
some of the biases. There are major modelling chal- winter oilseed rape, sunflowers, potatoes and sugar
lenges in the representation of the attributes in the beet. It was assumed that price and yield for the
linear programme. Validation is also a major issue in catchment were independent ; however, the positive
that farmers’ production decisions are well surveyed, co-variability of different crop prices was maintained.
whereas their estate management and conservation Other than these changes, the model was identical to
decisions are not. that reported in Gibbons & Ramsden (2008); here,
BELTON, V. & STEWART, T. J. (2002). Multiple Criteria
the model was used to generate results for the Nar
Decision Analysis: An Integrated Approach. Dordrecht, catchment, under climate and weather effects for the
The Netherlands : Kluwer. 2020s and 2050s. These results were compared with
GASSON, R. (1973). Goals and values of farmers. Journal of those from the ‘with price variability ’ model, em-
Agricultural Economics 24, 521–542. phasizing differences in irrigation demand, invest-
JANSSEN, S. & VAN ITTERSUM, M. K. (2007). Assessing farm ment in irrigation capacity and root crop areas. The
innovations and responses to policies: a review of bio- paper concludes with a discussion of the limitations
economic farm models. Agricultural Systems 94, 622–636. of the approach and the trade-offs associated with
adding to model complexity in biological and socio-
economic systems.
GIBBONS, J. M. & RAMSDEN, S. J. (2008). Integrated model-
ling of farm adaptation to climate change in East Anglia,
UK: scaling and farmer decision making. Agriculture,
Ecosystems and Environment 127, 126–134.
360 Abstracts of communications

Using a discrete stochastic programming model to es- apply, scoring-and-ranking procedures fail to account
timate climate change effects on crop/livestock sys- for the spatial arrangement of barriers. Thus, they
tems in semi-arid areas. M. BENDAOUD AND can be highly inefficient in terms of producing up-
M. RIVINGTON. Macaulay Institute, Craigie- stream habitat gains. This is very clearly demon-
buckler, Aberdeen AB15 8QH, UK strated using both an artificial network and a real-life
dataset of barrier culverts located in the state of
Crop productivity in arid and semi-arid areas is sub- Washington, USA. To help address this shortcoming,
ject to high variability, mainly determined by the an integer programming formulation is presented
rainfall distribution. In the mixed livestock/cropping along with exact and heuristic solution methods in
systems, an animal’s productivity and profitability is order to find optimal or near-optimal solutions to the
greatly dependent on crop and pasture yields. problem of passage barrier removal and repair. As a
A mathematical programming bio-economic farm further problem extension, a simple bio-economic
model has been developed to simulate different scen- model of fish population growth and harvesting is
arios of climate change and policy reforms. The also presented and analysed.
model was parameterized using mainly a long-term
trial run in Aleppo, northwest Syria.
The model includes detailed modules for livestock, Emergy analysis of Scottish cropping system. C. F. E.
nutrition and herd dynamics. The crop module uses TOPP1, M. DEBELJAK2 AND G. SQUIRE3. 1Land
an empirical model to link a climatic database to crop Economy and Environment Department, SAC, West
yields and pasture growth. The crop and livestock Mains Road, Edinburgh EH9 3JG, UK, 2Depart-
activities are linked through storage consumption or ment of Knowledge and Technologies, Jozef Stefan
pasture growth and grazing dynamics. Institute, Jamova 39, Ljubljana SI-1000, Slovenia,
The model is run for a cropping season (1 year) 3
Scottish Crop Research Institute, Invergowrie,
and is dynamic with 12 time periods (months). The Dundee DD2 5DA, UK
decision process is stochastic and permits options
allowing generation of strategic and tactical decisions Arable/grasslands have to be multi-functional ; hence,
to adjust to the new risk conditions and information. they need to be managed to preserve their own in-
The risk behaviour model considered is the tegrity, ensure food security, satisfy social preferences
‘ Target MOTAD’ approach (Tauer 1983). The spe- for biodiversity, scenery and access, provide a living
cifications of the model are its stochastic structure, for farmers, respond to economic realities, and take
the detailed animal biological components and their on new biotechnology and global shifts in climate. As
integration within a coherently structured decision- an initial step to assess the health and sustainability of
making model. arable/grassland systems, emergy analysis is being
The model simulates the flexibility of the agri- conducted. Emergy synthesis is based on open system
culture of arid lands by adjustments of herd sizes, thermodynamics and is measured in solar emergy
animal performance and feeding strategies, with a set joules. It was developed to evaluate ecosystem pro-
of 45 strategies and tactics corresponding to 45 dis- cesses and their properties. One of its major ad-
crete stochastic sequences of states of nature defined vantages is the ability to evaluate systems that are
for three seasons (autumn, winter and spring). This driven by multiple forms of energy, and hence eco-
model was used to compare a baseline situation to a logical, economic and social aspects of the farming
scenario of climate change. system are included in the analysis, and compared on
the basis of a common currency. It is based on the
TAUER, L. W. (1983). Target MOTAD. American Journal of maximum empower principle, which is regarded as a
Agricultural Economics 65, 605–610.
general criterion for judging the impacts of human
activities on the planet. The basis for this concept is
that as energy is transformed from one component to
How to choose : prioritizing the removal of fish passage another, the total quantity of energy decreases, but
barriers. J. O’HANLEY1 AND D. TOMBERLIN2. the quality increases. The transformity of a product,
1
Kent Business School, University of Kent, which is used to convert energy to emergy, is the ratio
Canterbury, Kent CT2 7PE, UK, 2National Marine of the energy previously used up to make a product
Fisheries Service, Santa Cruz, CA, USA divided by the energy remaining in the product. In
order to apply emergy analysis to a system, it is
The presence of small artificial barriers that hinder necessary to have knowledge about and to under-
the upstream migration of fish is a critical and chal- stand its internal relationships and to quantify the
lenging problem in riparian habitat restoration plan- energy and mass flows entering and leaving the sys-
ning. Far and away the most common method for tem. Hence, for an agricultural system data are re-
prioritizing barrier removal and repair decisions is quired on solar energy, rainfall, loss of topsoil, fuel
scoring and ranking. Although simple to use and use, seeds, fertilizer and pesticide inputs, labour,
Abstracts of communications 361

mechanical inputs and production from the farm. The proposals for improving environmental burdens of
viability of the farming system will be assessed by the food production are instructive. The key variable for
following four major indices : reducing agricultural burdens is nutrient utilization
’ How much local renewable resources have been efficiency and not, for example, how many eggs a hen
activated by the particular crop field? lays per year. Increasing milk yield has no effect on
’ How much non-renewable resources have been ac- energy needed per litre of milk ; reducing fertilizer has
tivated within and outside the particular crop field? only a small effect of energy per tonne of grain.
’ What is the general efficiency of energy use by Although organic farming causes some reduction in
particular crop field ? energy required, it also increases leaching of nitrate to
’ What is the sustainability index of particular crop water and requires considerably more land.
field?
WILLIAMS, A. G., AUDSLEY, E. & SANDARS, D. L. (2006).
Final Report to Defra on Project IS0205: Determining
the Environmental Burdens and Resource Use in the
Production of Agricultural and Horticultural Commodities.
A systems modelling approach to Life Cycle London, UK: Department for Environment, Food and
Inventories of agricultural and horticultural pro- Rural Affairs (Defra).
duction. E. AUDSLEY AND A. G. WILLIAMS.
Natural Resources Management Centre, Cranfield
University, Cranfield, Bedfordshire MK43 0AL, UK
The use of time series modelling to assess the impact
To support policy decision-making, it is necessary to of media campaigns on cases of food poisoning.
know how environmental impacts are changed by D. HOLLAND AND E. PUNTON-LI. Food Stan-
alternative methods of producing primary agricul- dards Agency, UK
tural commodities, such as wheat, potatoes, chicken,
beef, milk and lamb. Should one reduce the input of The biggest food safety issue currently in the UK is
fertilizers, pesticides, and cultivation energy ? Should foodborne illness, more commonly known as food
one feed cows more concentrates for higher yields per poisoning. The symptoms and effects of foodborne
cow to reduce the maintenance feed per litre of milk ? disease are unpleasant and in some instances can
Is organic farming better ? A system-model-based cause death, with around 500 fatalities a year in the
environmental Life Cycle Assessment (LCA) is used UK.
to calculate the burdens of producing food com- Since 2002, the Food Standards Agency has run a
modities (see www.agrilca.org ; Williams et al. 2006). number of food hygiene media campaigns as part of
An essential aspect is that the functional unit is a its strategy to reduce cases of foodborne disease.
tonne of the commodity not an area of land. These campaigns have focused on a range of hygiene
Models of the systems and process ensure that messages, such as cross-contamination and cooking
when changes are made, they are properly accounted food properly.
for and components that are linked to them also Although the Agency has good evidence from sur-
change. This ensures that short-termism is not prac- veys that public awareness of the issues has increased
ticed, because, for example, soil provides a large nu- following these campaigns, there had been no evalu-
trient buffer that could be plundered for several years ation of the effect on the actual number of cases of
before yields fall. This is clear when comparing typi- foodborne disease. This was due to the difficulty of
cal short-term crop yield v. fertilizer response curves knowing what the numbers of cases would have been
with those from the long-term experiments. if the campaigns had not taken place.
Livestock farming, particularly sheep, has in- To evaluate the likely impact on actual cases, time
tegrated systems of cross-breeding to build hybrid series models were produced for the two most com-
vigour. Thus, hill farmers produce ewe lambs for up- mon forms of foodborne disease in the UK – these are
land farmers who produce cross-bred ewes for low- Campylobacter and Salmonella. The analysis was
land farmers who produce the majority of the lambs based on the number of laboratory reported cases in
eaten. Models define these industry structures and England and Wales.
how they must change if, for example, lowland or hill Models were produced using two separate tech-
farming is not sustainable. Feed models link the out- niques, namely Structured Times Series Modelling
puts to nutritional demand, fertility, productivity and (Harvey et al. 1997) and Autoregressive Integrated
manure production. A manure model estimates the Moving Averages (ARIMA) (Box & Tiao 1975).
long-term release of nutrients, which displaces the Each took into account the underlying trend, sea-
need for fertility or increases yields, and the emissions sonality and significant explanatory variables. The
to the air. results from the two techniques were similar both in
This modelling provides a highly interactive terms of the structure and in the values of the pre-
framework for the analysis. The results of studying dictions.
362 Abstracts of communications

The models were then used to forecast the number Sow replacement decisions are among the most im-
of cases of foodborne disease from the start of each portant management decisions in piglet production.
campaign. Where there was an over-forecast for a After each farrowing, Finnish piglet producers re-
number of weeks following the campaign, a campaign place, on average, some 0.25 of sows with a new gilt,
variable was added and tested for significance. From and replacement costs typically incur 0.10–0.15 of
this, an overall estimate of the likely reduction in the production cost of a piglet. Improvements in man-
number of cases of foodborne disease was calculated agement and genotype of animals can therefore
using ascertainment rates determined by Adak et al. improve the profitability of pig farming. However, the
(2002). piglet producer faces great uncertainty about future
As well as estimating the likely impact of cam- productivity of both current and replacement sows.
paigns, this approach can also be used to provide in- The current paper presents a stochastic dynamic
sights as to what types of campaigns work and when programming model for optimizing replacement de-
to run them. cisions. Stochastic dynamic programming is well sui-
The authors would like to acknowledge Adam Crowe, an ted to modelling the uncertainty about future
MSc student from the London School of Economics, who productivity because it can take into account that the
did much of the analysis. producer can update management decisions when
new information regarding productivity is obtained
ADAK, G. K., LONG, S. M. & O’BRIEN, S. J. (2002). Trends in and thus uncertainty is partially revealed. The state
indigenous foodborne disease and deaths, England and variables provide information on litter size and
Wales: 1992–2000. GUT – An International Journal of parity. Transition equations used in the model filter
Gastroenterology and Hepatology 51, 832–841. information from the production process and con-
BOX, G. E. P. & TIAO, G. C. (1975). Intervention analysis dense it into the state variables, i.e. parity and litter
with applications to economic and environmental prob- size (Kristensen & Søllested 2004). The model is ap-
lems. Journal of the American Statistical Association 70, plied to an empirical problem where the producer
70–79. optimizes replacement decisions after committing to
HARVEY, A. C., KOOPMAN, S. J. & MARCO, R. (1997). The
modelling and seasonal adjustment of weekly obser-
one of two genotypes (i.e. production technologies).
vations. Journal of Business and Economic Statistics 15, Technologies differ in productivity so that one pro-
354–368. duces more piglets than the other, but the difference
in litter size is unknown.
The model suggests that uncertainty about litter
size affects returns per animal place in two opposite
Optimal replacement policies for dairy cows based on ways. Firstly, when variation in piglet yield over
daily yield measurements. L. RELUND-NIELSEN. parity is taken into account and replacement de-
Department of Genetics and Biotechnology, Univer- cisions are adjusted according to the observed yield,
sity of Aarhus, Denmark an increase in variation can increase returns per sow
place. However, if variation in litter size increases
In agriculture, Markov decision processes (MDPs) only a little, the impact on returns can be small as the
with finite state and action space have often been used repeatability of litter size between successive parities
to model sequential decision making over time in is quite low. For instance, a 10 % increase in variation
dairy herds. However, the length of each stage has in litter size increased return on sow place only by
been at least one month, resulting in the models being e17. Secondly, in cases where the option value is not
rarely used at an operational level in modern herd taken into account, an increase in variation can de-
management systems. crease returns per sow place. The option to first learn
In the current paper, a multi-level hierarchic MDP the benefits of a new technology and only thereafter
calculating optimal replacement decisions is devel- commit to it is valuable particularly when estimated
oped. The model considers time steps of 1 day and is difference in productivity is smaller than standard
based on daily milk yield measurements that are deviation of the estimate.
available in modern milking systems. A state space KRISTENSEN, A. R. & SøLLESTED, T. A. (2004). A sow re-
model for the daily milk yield is formulated and em- placement model using Bayesian updating in a three-level
bedded into the MDP. hierarchic Markov process: II. Optimization model.
Livestock Production Science 87, 25–36.

Optimization of piglet production with a stochastic


dynamic programming model. J. K. NIEMI. Capacity building in the Kenya dairy industry.
Agrifood Research Finland (MTT), Economic Z. KIRUTHU1 AND W. IRAKI2. 1University of
Research, Luutnantintie 13, FI-00410 Helsinki, Ghent, Belgium, 2University of Nairobi, School of
Finland Business, Kenya
Abstracts of communications 363

Development is borne out of continuous improve- A branch-and-price algorithm for harvest scheduling
ment, yet Kenya’s agricultural sector has been slow in subject to maximum area restrictions. I. MAR-
embracing new practices or improving existing ones. TINS1, F. ALVELOS2 AND M. CONSTANTINO3.
1
Extension services that used to be the vanguard Instituto Superior de Agronomia, Centro de In-
of continuous improvement in Kenya’s agricultural vestigac¸ão Operacional, Portugal, 2Universidade do
sector have dwindled since the liberalization of the Minho, Centro Algoritmi, Portugal. 3Faculdade de
economy in the 1990s. Cieˆncias de Lisboa, Centro de Investigac¸ão Oper-
The current topic is motivated by the realities of acional, Portugal
post-economic liberalization, culminating in the re-
alization that if Kenya has to develop faster, focus on
agricultural sector improvement, where most of its The current work considers a forest harvest-
rural poor derive their livelihood, is of paramount scheduling problem, with restrictions on the maxi-
importance. The current paper focuses on the Kenyan mum clear-cut area, known in the literature as Area
dairy industry, specifically how its performance can Restriction Model (ARM). In this problem, stands are
be enhanced by building the capacity of the primary substantially smaller than the maximum clear-cut
stakeholders through: good agricultural practices area, so that harvesting simultaneously two neigh-
such as record keeping, animal husbandry, healthcare bouring stands does not necessarily represent a spatial
and nutrition and extension services ; logistics/supply violation.
chain management ; good hygienic practices in milk Three major integer-programming formulations
handling and storage ; and improved market access. have been proposed for the ARM. The first formu-
The industry is dominated by small-scale farmers who lation has an exponential number of constraints
generally do not employ formal methods for the (e.g. Martins et al. 1999; McDill et al. 2002). The se-
continuous improvement of knowledge and skills re- cond model has an exponential number of variables
sulting in challenges such as high production and (e.g. Martins et al. 1999; Goycoolea et al. 2005). The
transportation costs, high post-harvest losses (milk third formulation encompasses a polynomial number
spoilage and spillages), quality and safety concerns of variables and constraints (Constantino et al. 2008).
and limited market access. An informal market, All of these formulations constitute an important step
where a larger proportion of the marketed raw milk in being able to solve the ARM to optimality. Solving
(Kenya Dairy Board, June 2008) is sold to direct these formulations via branch-and-bound is well suit-
consumers without either preservation or value ad- ed for real problems of small to medium size but not
dition, compared to what is processed, has evolved. for larger problems.
This has led to subsistence agriculture, which is not a Branch-and-price is an appealing technique for in-
viable option for eliminating poverty (von Braun & teger programming models, where the number of
Kennedy 1994). The farmers and their cooperative variables is extremely large, as every linear pro-
have no existing models to plan; they use rules of gramme in the branch-and-bound tree is solved with a
thumb and ‘negotiations ’. In order to address the sufficiently meaningful subset of variables. The cur-
farmer’s plight Operations Research (OR) models, rent work proposes a branch-and-price algorithm for
such as transportation, inventory and network the second model. One building block, the pricing
analysis, used in other sectors such as manufacturing sub-problem, is to find, for each period, a subset S of
and engineering to drive their continuous improve- stands such that the sum of the weights of the stands
ment, will be used. The main question is how to build minus the weights of the cliques intersecting S is
and sustain the capacity of individual farmers, farmer maximum and the area of S does not exceed the
groups and cooperatives subsequently inculcating a maximum clear-cut area. The computational com-
self-propelled continuous improvement culture and plexity of this problem is nondeterministic poly-
enhancing performance and sustainable development. nomial-time hard (NP-hard).
By interviewing farmers, and observing them in Computational results indicate that branch-and-
practice, useful lessons on how to build and sustain price is able to obtain solutions within 0.001 of the
capacity in the dairy industry will be learnt. optimum in reasonable time. This conclusion is similar
to Vielma et al. (2007), who use the same model but
VON BRAUN, J. & KENNEDY, E. (1994) Conclusions for generate all columns a priori. However, the number of
Agricultural Commercialization Policy. In Agricultural
Commercialization, Economic Development and Nutrition.
columns increases exponentially with the ratio be-
(Eds J. Von Braun & E. Kennedy) pp. 365–376. Balti- tween the maximum clear-cut area and the average
more, USA: The John Hopkins University Press for the area of stands. Nevertheless, the tests presented here
International Food Policy Research Institute. indicate that the time to obtain a good solution with
the branch and price approach does not depend on
that ratio. Finally, it is important to point out that
these are preliminary results, so more tests have to be
done.
364 Abstracts of communications

CONSTANTINO, M., MARTINS, I. & BORGES, J. G. (2008). A new Constraints. Working Paper No. 2/1999. Faculdade de
mixed integer programming model for harvest schedul- Ciências, Lisbon: C.I.O.
ing subject to maximum area restrictions. Operations Re- MCDILL, M. E., REBAIN, S. A. & BRAZE, J. (2002). Harvest
search 56, 542–551. scheduling with area-based adjacency constraints. Forest
GOYCOOLEA, M., MURRAY, A. T., BARAHONA, F., EPSTEIN, Science 48, 631–642.
R. & WEINTRAUB, A. (2005). Harvest scheduling subject to VIELMA, J. P., MURRAY, A. T., RYAN, D. M. & WEINTRAUB,
maximum area restrictions : exploring exact approaches. A. (2007). Improving computational capabilities for ad-
Operations Research 53, 490–500. dressing volume constraints in forest harvest scheduling
MARTINS, I., CONSTANTINO, M. & BORGES, J. G. (1999). problems. European Journal of Operational Research 176,
Forest Management Models with Spatial Structure 1246–1264.

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