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SERGIO MANGHI
Dipartimento di Studi Politici e Sociali, Università degli Studi di Parma, Parma, Italy
Lecture given at the International meeting “La natura sistemica dell’uomo. Il pensiero
di Gregory Bateson a cento anni dalla nascita,” October 22–23, 2004, Turin, Italy. English
translation by Elena Campari.
Address correspondence to Sergio Manghi, Dipartimento di Studi Politici e Sociali,
Università degli Studi di Parma, Borgo Carissimi 10, 43100 Parma, Italy. E-mail: sergio.
manghi@unipr.it
561
562 SERGIO MANGHI
Grass dies.
Men die.
Men are grass. (Bateson, 1991, p. 240)
In fact, the title of Bateson’s speech was Men are grass. It might well be a line
in a poem. But it is not. The entire syllogism was produced by a schizophrenic.
On the other hand, the misunderstanding can easily be explained: poets and
schizophrenics, Bateson underlines, share the tendency to express themselves
through metaphors, and “men are grass” is, indeed, a metaphor. However, Bateson
insists, metaphors are not just similes—of the type: men are like grass, given that
they share a certain aspect (bilateral symmetry in the case of a blade of grass, for
instance, or the process of being born, growing, and dying, or any other aspect
an observer may wish to point out). Metaphors lead us beyond the “controlled”
threshold of mere simile (Tamburini, 1966). They call into play more mysterious
mental processes that, in order to function in their specificity, need to imply a sort
of identity between the “things” that are being compared. In short, they require con-
siderable cognitive rashness, as poets and poetry readers well know. They impose
a certain credulity: the verb to be, connecting grass and men in the aforementioned
syllogism, involves the interlocutors much more intimately than if it were kept
under control by the word like. Indeed, in the field of poetry writing, even the word
like is taken as not obstructing, but rather favoring that very credulity: “like a trap
for sacrifice,” in Alda Merini’s beautiful line of verse (1991), communicates ideas
and sensations that would be quite different if the function of like was to arouse
our suspicion toward the seduction of metaphor. In other words, to remind us that
only a diligent prose version of the poem can reveal its true meaning.
Metaphor can reach the extreme limit and completely annul the like, giving
us perfect credulity, one might say, which is totally heedless of the limit-passage
between the literal and the metaphoric, which poets and poetry readers never cease
to scrutinize or to visit intermittently out of the corner of their eyes. It is, indeed,
the state of perfect credulity of the schizophrenic delirium. But beware: it is also
the state of perfect credulity to which (hopefully, in his case) the catholic believer
accedes, for whom the bread is the body of Christ—and not like the body of Christ,
in the manner of mere similitude. It is, more generally, the state of credulity that is
required in order to experience the so-called sacrament, a uniquely pregnant type
of metaphor that flashes out to the bizarre world of us human creatures, the only
BATESON’S SCHIZOPHRENIC AND GIRARD’S SCAPEGOAT 563
genetically visionary ones on the planet, the reflection of the innocence, of the
immediacy and grace we are used to detecting in the other creatures. Bateson’s
choice to place the figure of the schizophrenic at the heart of such a remarkably
biographical speech is in itself significant. It tells us, first of all, how fascinated
he was, not only intellectually, by the schizophrenic experience: he even reveals
a certain complacency when, in that same speech, he reports that a reviewer had
actually accused him of thinking—most inappropriately, for a scientist—in terms
of syllogisms in grass (“Well, I had to agree that this is the way I think”: Bateson,
1991, p. 240). But the choice to make the figure of the schizophrenic the focus
of his speech also tells us something else: it tells us what explicative value he
attributed, as a scientist, to that figure.
The fact is that, for Bateson, that strange nonlinear logic, which we habitu-
ally acknowledge in the metaphors of the poet, of the schizophrenic, and of the
believer, has a reach that goes well beyond our habitual gaze. For Bateson, even
before characterizing the experience of the speaking animal, that strange logic
characterizes the evolutionary and connective logic of the living universe, what
we usually call biological evolution (Manghi, 2002), and what Bateson condensed
into the term Creatura in an important piece of writing from the 1960s (cf. “Form,
Substance, and Difference,” now in 1972, pp. 448–465). As he would have writ-
ten later: “Metaphor runs right through Creatura” (in Bateson and Bateson, 1987,
p. 28).
For Bateson, the creatural universe was an immense, uninterrupted “mental pro-
cess,” of which the speaking animal was but an emergence, albeit very peculiar,
with his religious or nonreligious beliefs, his poems, and his follies: not separable
from his more literally prosaic works because, despite the apparent clarity of the
literal–metaphoric dualism, or of the prose–poetry dualism, “all verbal commu-
nication necessarily contains metaphor” (Bateson and Bateson, 1987). In other
words, as Nietzsche stated: our non-metaphorical words are simply words whose
metaphorical origin we have forgotten.
The sub-title of his speech Men are grass, was, significantly, The metaphor
and the world of mental process. And in the conclusion Bateson pointed out that
the metaphorical–literary difference only appeared very recently in the history
of the living, through the verbal language that is typical of our species. Thus, it
was reasonable to suppose that up until then the “mental process” had worked
on the basis of the “illogical” grammar that surfaces in the language of poets
and of schizophrenics. An evolutionary grammar built on those strange nonverbal
metaphors that are formal living analogies; in other words homologies, such as
those highlighted in the comparison between grass and man. Bateson wrote that a
hundred thousand years ago there were no syllogisms like those his severe reviewer
believed legitimate, but only syllogisms in grass:
. . . and still the organisms got along all right. They managed to organize them-
selves in their embriology to have two eyes, one on each side of a nose. They
managed to organize themselves in their evolution. So there were shared predi-
cates between the horse and the man, which zoologists call today homology. And
it became evident that metaphor was not just pretty poetry, it was not either good
564 SERGIO MANGHI
or bad logic, but was in fact the logic upon which the biological world had been
built, the main characteristic and organizing glue of this world of mental process
which I have been trying to sketch for you in some way or another. (Bateson,
1991, p. 241)
was whether the psychosis can be seen, first of all, as a path to self-recovery and
not as a disease. Seen as a necessary therapeutic path in a double-binding commu-
nicative context. Curative, albeit very painful for all those who are not part of the
nightmare: a “curative nightmare,” Bateson calls it. Where the symptom is never
only defense against the illness, but an attack against the illness:
In almost every such family, it is possible to recognize that the psychotic individual
has the funcion of a necessary sacrifice. (Bateson, 1962b, p. xvii)
. . . the patient’s love for his parents enforces upon him a deep secrecy regarding
the sacrificial nature of his behavior. (Bateson, 1962b, p. xiii)
Before the psychosis his exactitude was his self-sacrificing mode. During psy-
chosis, he passes through the phase of bitterness, where the violence takes the
place of the former precision.
We may suppose that this code of concealment and sacrifice was in many ways
uncomfortable and that his groping after evangelical religion was both a quest for
some escape and a cleaning to whatever would support his careful uprightness.
(Bateson, 1962b, p. xix)
whose father, a British prime minister, was shot at and killed by a madman in front
of the House of Commons (cf. in this regard Bertrando’s acute considerations,
2005).
In short, Perceval’s self-sacrifice simply outlined a clear, distinct difference
where everything risked being lost in chaos, without any of the subjects involved
being aware of it: the difference between normality and folly, considered as a
dualistic difference (aut-aut). Through an active, unconscious acceptance of this
difference as a vital foundation for the survival of the entire system, Perceval
stemmed the widespread indifferentiation. That ominous spread of the grey area,
as Primo Levi called it, where persecutors and victims become stickily indistin-
guishable (cf. Levi, 1986).
The flight from the “trap for sacrifice” in which Perceval was caught was not
achieved, however, by refusing his role as master of ceremonies in the name of
behavior based on self-awareness and rational self-determination (as at times he
seems to believe, forgetting that he was speaking “with hindsight”), but rather by
a rigorous interpretation of that role, which activated his unconscious, aesthetic–
religious knowledge. The knowledge that in Bateson’s text appears also through
the musical metaphor of “orchestration”:
sensitivity:
The more intense that desire is, the more it seems ours. But this experience is
deceitful. (Girard, 2004, p. 25)
Learning the contexts of life is a matter that has to be discussed, not internally,
but as a matter of external relationship between two creatures. (Bateson, 2002,
p. 124)
Over the past forty years I have developed a concept of desire which is closer
to that of the Brahmana than to western concepts: it is the mimetic concept of
desire. [. . .] desire is a social phenomenon which originates from an existing
desire, the desire of the majority, for instance, or that of an individual we take as
a model, without even realising it, because we admire him, because we all admire
him . . . (Girard, 2004, p. 25)
Love, hate, fear, confidence, anxiety, hostility, etc. [. . .] these abstractions [are]
referring to patterns of relationships. (Bateson, 1972, p. 140)
the communicative human actions these stabilizing fixed points need constantly to
be reconstructed and constantly to obtain consent, symbolic legitimacy. Men are
grass, but special grass: grass that can go mad.
That can experience, in fact, schizophrenia. Grass constantly at risk of los-
ing its contours, or, at the other extreme, of making them become too rigid.
The contours of the difference oneself–other, oneself–others, we–they; of the
difference literal–metaphoric, prosaic–poetic, reality–illusion; of the difference
map–territory, name–thing, sign–meaning. . . . The contours of any “difference
that makes a difference,” to use another well-known expression of Bateson’s. The
risk of getting lost is always present, even where the dance of relations has not
fallen into the psychotic form. Acutely present, in particular, in our present “liquid”
modernity (cf. Bauman, 2000; Manghi, 2005).
The deeper we move into our fateful interiority, the more we encounter not
a well-certified and well-contoured Self, but a relationship. A relationship with
the other and the others, others to whom we intimately belong, whether we like
it or not. Even the most miraculous of the others: friendship, love, ecstasy. But
also the most disturbing of the “others,” the most enigmatic and perturbing: folly;
even violence, as Bateson recalls when speaking of Perceval. Where differences,
instead of being reciprocally recognized, plunge into the anguish of the grey area.
It is not a beautiful dance. It is at the same time a beautiful and terrible dance.
The terrible side of our interactions has been perceived for millennia to be
so threatening that it has creatively given rise to sophisticated architectures of
taboos, rites, and myths, which were given the task of setting up fixed points—
differences, frames, hierarchies. Entrusted with the task of protecting us against
the risk of seeing close up the absence of a “solid” foundation in our interactions.
From the risk of plunging into the vertigo of violent and mad reciprocities. Without
those fixed points human groups would never have been able simply to survive, to
sustain themselves, to evolve. In good and, obviously, in evil.
In particular, according to Girard, we have created that fixed point that originates
magically from the cathartic sacrifice of the scapegoat. As Freud (1913) had intuited
in Totem and Taboo. And as Nietzsche (1882) had intuited in the famous fragment
of The Gay Science on the death of God. As Bateson intuited, more than one and
a half centuries ago John Perceval had shown how well he knew the rules of this
ancient ceremony of the founding of the social order.
Sacrifice converts a scenario of dis-orderly symmetrical reciprocities from a
threatening crescendo—a schismogenetic scenario, Bateson would say—into an
orderly social scenario. No longer stickily, violently grey. Ordered by the reassuring
geometry of all-against-one, a geometry that is no longer symmetrical–horizontal
(like the dominating one in the previous dis-order), but complementary–vertical.
Girard believes that there has always been a tight knot tying the institution of
the sacred, the sacrificial ceremony and symbolic order together. A knot we are
constantly tempted to return to, to tighten when any relational, communicative,
social crisis loosens it until it risks being undermined—loosening all links. It is the
knot, we could say the bind (according to Girard a double bind, in good as in evil)
that, as indifferentiation spreads, both real or expected, holds firmly a difference
that, for the whole community, makes a difference.
572 SERGIO MANGHI
We should not forget that the victim himself is always seen as a divinity or substi-
tute for divinity, given that his death brings peace once again. And consequently
he is considered sacred. (Girard, 2003, pp. 90–91)
Gregory Bateson has been blessed, and cursed, with a mind that sees through
things to a world of pattern and form that lies beyond. (Keesing, 1974, p. 370)
Many signs appear to indicate that the time has come to explore the space that
separates (not only in the Lager!) the victims from the persecutors [. . .]. Only a
schematic rhetoric can claim that that space is still empty. (Levi, 1986, p. 27)
on common sense that we cannot but call Christian, as the distinguished Italian
philosopher Benedetto Croce stated. Assumptions anticipated by significant en-
lightenment preceding Christianity, of course. In particular Greek and obviously
Hebrew. And Girard’s last essay, which we have quoted from, is dedicated to the
subtle mimetic and sacrificial knowledge contained in the Indian Veda. But it is in
the Gospel, in the morals of slaves, as Nietzsche disdainfully called it, that is, in
the religion of the victims, that Girard grasps the most explicit revelation of the
things hidden since the foundation of the world, as Christ stated, and which Girard
uses as a title for his well-known work: the revelation of the sacrificial solution
that we have unconsciously cultivated for millennia as if it were an insuperable
natural mechanism.
It is only in the Gospel, Girard believes, that—and here I am translating into my
own words—a completely relational sociology of human interactions emerges. A
sociology in which all that we do is done by ourselves, and not individually but
through interaction. Without sure foundations, once the deepest foundation has
been removed, that is, the difference that more than any other has long made a
difference: the sacral foundation of the victim. Not natural factors, divine will,
structures, or systems “upstream” from our gestures, but we ourselves, we pro-
cure the good and the evil that we do to ourselves. We ourselves, the most fragile
of terrestrial creatures, the most exposed to the destructive risk of dis-identity.
We ourselves, through the vertiginous dance of losing ourselves and finding our-
selves again one in the other, one against the other, one through the other. A
dance that is always tempted by exclusive, marginalizing, violent stabilizing short
cuts.
These are also the hidden things that Perceval discovers. And it is not by chance
that his leaving the black and white universe of the paranoid, his new tolerance of
doubt, of uncertainty and of ambivalence (Manghi, 2004b), all coincide with his
adherence to—that can only be called Christian—a culture of the victims, of the
vanquished, of the last:
I open my mouth for the dumb; and let it be recollected, that I write in defence of
youth and old age, of female delicacy, modesty, and tenderness, not only of man
and of manhood. (Perceval, in Bateson, 1962a, p. 4)
RETURN TO BATESON
Let us now briefly conclude. By passing through Girard’s analysis, the Batesonian
problem of the schizophrenic has broadened. It has become the problem of the
scapegoat. Of our age-old tendency to build traps for sacrifice. In other words,
of a basic mechanism of human cultures, concealed till recently by fascinating
rites and by seductive mythological justifications, often masked by the best of
intentions. Like purifying the world of evildoers. But also like healing a pathology,
as Perceval warns us, and Bateson confirms, bringing to light a deep analogy
between the psychiatry of the early 1800s and the contemporary one (cf. Bertrando,
2005).
574 SERGIO MANGHI
What pattern connects the crab to the lobster and the orchid to the primrose and
all the four of them to me? And me to you? And all the six of us to the amoeba
in one direction and to the back-word scapegoat in another?
The Batesonian figure of the schizophrenic thus appears to be even more preg-
nant, I believe. And Perceval’s reasons even more stringent. I would like to say
more topical, in these times of growing uncertainty, of great fears, of new terrify-
ing violence, in the large world as in our small daily affairs. And we feel that the
beautiful question regarding the pattern that connects has become more suggestive.
But apart from more suggestive, this question now sounds to our ears more
disenchanted at the same time. Although it does not cease, on the one hand, to
invite to the aesthetics of recognizing oneself in the beauty of all living creatures,
right to the mysterious excess of imagination of the schizophrenic, this question
now invites us with greater clarity, on the other hand, to not avert our eyes from
that dark clot that is thickening around the interactive and symbolic event we call
schizophrenia. Not to avert our eyes from the age-old sacrificial scenario of which
that clot reminds us all. To be able to read in the gaze of each victim the things of
our cohabitation that we have kept hidden since the foundation of the world. And,
like Perceval, to be able to draw from it the knowledge required for a nonviolent
coexistence of our differences.
In this challenge, at once inseparably scientific, political, aesthetic, and re-
ligious, the ecology of mind, the subtle learning to recognize oneself in one’s
relation even with the most mysterious of others, remains, I believe, one of the
most extraordinary opportunities we have at our disposal of “seeing our own follies
in wider perspective” (Bateson, 1972, p. 477; cf. Manghi, 2001).
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