No.

of Printed Pages : 2 I MFP-001

MANAGEMENT PROGRAMME/
POST GRADUATE DIPLOMA IN FINANCIAL
MARKETS PRACTICE
Term-End Examination
December, 2019

1 1:3
MFP-001 : EQUITY MARKETS

Time : 3 hours Maximum Marks : 100

(Weightage : 70%)

Note : Attempt any five questions. All questions carry

equal marks.

1. Define Risk. Discuss the different types of risks

in the market.

2. Describe the structure and legal framework of

the Reserve Bank of India (RBI). What are the
functions of the RBI ? Discuss the roles and
responsibilities of the RBI.

3. Explain Book Building. What are the steps

involved in issue of equity shares using the book
building process ? Discuss the benefits and
limitations of book building issue.
MFP-001 1 P.T.O.
4. Describe the process of order execution. Discuss
the different types of order execution in
Securities trading.

5. Why should an investor develop an investment

philosophy before actually investing ? Discuss
the popular investment styles.

6. Explain the classification of Financial Ratios.

Describe the analysis and significance of
different financial ratios.

7. Define 'Dividends'. Why do corporates provide

dividends to investors ? What are the important
dates that need to be taken care of while
adjusting the stock prices ?

8. Write short notes on any four of the following :

(a) Anchor Investor
(b) Order Books
(c) Over-the-Counter Exchange of India
(d) Underwriting
(e) Stock Lending

MFP-001 2 1,500