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Diversity, Group Identity, and Citizenship Education


in a Global Age
JamesA. Banks

Worldwide immigrationand quests for rights by minority groups neededto functioneffectivelywithin theirculturalcommunity,
havecaused social scientists and educatorsto raiseserious questions nation-state,and regionand in the globalcommunity.Such an
about liberalassimilationistconceptions of citizenshipthat historically educationalso helps studentsto acquirethe cosmopolitanper-
have dominatedcitizenshipeducation in nation-states.The author of spectivesandvaluesneededto workforequalityandsocialjustice
aroundthe world (Appiah,2006; Nussbaum,2002). In the final
this articlechallengesliberalassimilationistconceptions of citizenship
partof thisarticle,I arguethatschoolsshouldimplementa trans-
and citizenship education. He argues that citizenship education formativeand criticalconceptionof citizenshipeducationthat
should be reformed so that it reflects the home cultures and lan- will increaseeducationalequalityfor all students.A transforma-
guages of students from diverse groups, and he contends that group tive citizenshipeducation also helps students to interact and
rightscan help individualsto attainstructuralequality.Inthe finalpart deliberatewith theirpeersfromdiverseracialand ethnic groups.
of the article, he discusses the implicationsof his analysisfor trans- I describeresearchthat illuminateswaysin which just, delibera-
tive, and democraticclassroomsand schoolscan be created.
formingcitizenshipeducation.
Conceptions of Citizenship and Citizenship
Education
Keywords: citizenship;citizenshipeducation;diversity;
A citizenis an individualwho livesin a nation-stateand has cer-
globalization;multiculturaleducation
tainrightsandprivileges,aswell asdutiesto the state,suchas alle-
giance to the government(LagassC, 2000). Citizenshipis "the
positionor statusof beinga citizen"(Simpson& Weiner, 1989,
p. 250). Koopmanset al. (2005) definecitizenshipas "theset of
onceptions of citizenship and citizenship education rights,duties,and identitieslinkingcitizensto the nation-state"
around the world face challengesfrom a number of (p. 7). These basicdefinitionsareaccuratebut do not revealthe
onceptions
historical,political,social, and culturaldevelopments. complexityof citizenshipas the concepthas developedin mod-
Worldwide immigration, globalization, and the tenacity of ernizednation-states.
nationalismhavestimulatedcontroversyand new thinkingabout Marshall's (1964) explicationof threeelementsof citizenship-
citizenshipandcitizenshipeducation(Gutmann,2004; Koopmans, civil,political,andsocial-have beeninfluentialandwidelycitedin
Statham,Giugni, & Passy,2005; Torres,1998). thefieldof citizenshipstudies(Bulmer& Rees,1996).Marshall con-
In this article,I describeassirnilatianist,
liberal,and universal ceptualizes citizenshipasdevelopmental anddescribeshowthecivil,
conceptionsof citizenshipeducation;1statewhy these concepts political,andsocialelementsemergedin subsequentcenturies.
shouldbe interrogated; andarguethatcitizenshipandcitizenship The civil aspectsof citizenship,which emergedin Englandin
educationshouldbe expandedto includeculturalrightsfor citi- the 18th century,providecitizenswith individualrights,such as
zens from diverseracial,cultural,ethnic, and languagegroups.I freedomof speech,the rightto own property,andequalitybefore
also statewhy citizenshipeducationshouldincorporaterecogni- the law.The politicalaspectof citizenshipdevelopedin the 19th
tion of group-differentiated rights(Fraser,2000; Young, 1989). century. It gives citizens the franchiseand the opportunityto
Liberalassimilationistnotions of citizenshipassumethat indi- exercisepoliticalpowerby participatingin the politicalprocess.
viduals from differentgroupshave to give up their home and The socialaspectarosein the 20th century.It providescitizens
communityculturesandlanguagesto attaininclusionandto par- with the health,education,andwelfareneededto participatefully
ticipate effectivelyin the national civic culture (Greenbaum, in their culturalcommunitiesand in the nationalcivic culture.
1974; Wong Fillmore,2005). Accordingto these conceptions Marshallviewedthe threeelementsof citizenshipas interrelated
of citizenship,the rightsof groupsaredetrimentalto the rightsof andoverlappingandcitizenshipasan idealtowardwhich nation-
the individual.In contrast,using the Civil RightsMovementof statesstrivebut which they nevercompletelyattain.
the 1960s and 1970s as an example,I arguethat groupscan help
Cultural Rights and Multicultural Citizenship
individualsto actualizetheirrightsand opportunities.
I contendthatan effectiveandtransformative citizenshipedu- Assimilationist,liberal,and universalconceptionsof citizenship
cationhelpsstudentsto acquirethe knowledge,skills,andvalues requirecitizensto give up their first languagesand culturesto
Educational Vol.37, No. 3, pp. 129-139
Researcher,
DOi: 10.3102/0013189X083 17501
c 2008AERA.http://er.aera.net APRIL2008 129

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become full participantsin the civic communityof the nation- teaching methods that reflect the learning characteristics of
state(M. M. Gordon,1964;Young,1989, 2000). Most cultural, Mexican American students as well as help them become bicogni-
social, and educationalpolicies in nation-statesthroughoutthe tivein theirlearningstylesandcharacteristics.
world,includingthe United States(Graham,2005), wereguided Kymlicka(1995), the Canadianpoliticaltheorist,andRosaldo
by an assimilationistpolicy prior to the ethnic revitalization (1997), the U.S. anthropologist,makeargumentstodaythat are
movements of the 1960s and 1970s. Beginningin the 1600s, similarin manywaysto those made by Drachslerand Kallenin
missionariesin the United Statesestablishedboardingschoolsto the early1900s andin laterdecadesbyWoodsonandby Ramirez
assimilateand ChristianizeIndianyouth (Deyhle & Swisher,in and Castafieda.Both KymlickaandRosaldomaintainthatimmi-
press).During the 1940s and 1950s, MexicanAmericanswere grantand ethnicgroupsshouldbe ableto participatefullyin the
punishedin school for speakingSpanish(Crawford,1999). The nationalcivic culturewhile retainingelementsof theirown cul-
histories and cultures of groups such as African Americans, tures.The dominantcultureof the nation-stateshouldincorpo-
MexicanAmericans,andAmericanIndianswererarelydiscussed rateaspectsof theirexperiences,cultures,and languages,which
in textbooks.When they appearedin textbooks,theyweremost will enrichthe mainstreamcultureas well as help marginalized
frequentlystereotyped(Banks, 1969). Policy and practicein groupsto experiencecivic equalityand recognition(Gutmann,
schools,as in otherinstitutions,wereguidedby Anglo-conformity 2004).
(M. M. Gordon, 1964).
Since the ethnic revitalizationmovementsof the 1960s and Expanding Marshall's Citizenship Typology
1970s, marginalizedracial,ethnic, and languagegroups have The paperin which Marshall(1964) presentedhis citizenship
arguedthat they should have the right to maintainimportant typologywas presentedas the Alfred MarshallLecturesat the
aspectsof theirculturesandlanguageswhileparticipatingfullyin University of Cambridgein February1949. The significant
the national civic culture and community (Carmichael & post-WorldWar II migrationsto the United Kingdomfromits
Hamilton, 1967; B. M. Gordon,2001; Sizemore,1973). These formercolonies such as Jamaica,India, and Pakistanwere just
groupshavedemandedthatinstitutionssuchas schools,colleges, beginning. Marshallwas consequentlyunable to foreseethese
and universitiesrespondto the groups'culturalidentities and migrationsandtheirconsequences-such asthe racialization that
experiencesby reforming curriculato reflect their struggles, occurredin responseor the immigrants'questsfor equalityand
hopes, dreams,and possibilities(B. M. Gordon, 2001; Nieto, inclusion(Solomos,2008)-and did not incorporatethem into
1999). They have also demandedthat schoolsmodify teaching his citizenshiptypology.
strategiesto make them more culturallyresponsiveto students Marshall(1964) conceptualizescitizenshipas an evolutionary
from differentracial,ethnic, cultural,and languagegroups(Au, concept that increasesequalitywhen it expands.Lipset (1964)
2006; Gay,2000; Gonzalez,Moll, & Amanti,2005). statesthatthe "assumption of equality"is perhapsthe mostimpor-
During the 1960s and 1970s, leadersand scholarsin ethnic tantaspectof Marshall'sideaof citizenship(p. ix). Marshallviewed
minoritycommunitiesin the United Statesborrowedsomeof the citizenshipandclassasopposingprinciplesandstatedthatcitizen-
concepts and languagethat had been used by advocatesand shipandthecapitalistclasssystemwereatwarduringthe 20th cen-
scholarsof White ethniccommunitiesduringfirstdecadesof the turybecausecitizenshipandequalityexpandsimultaneously.
1900s, when largenumbersof immigrantsenteredthe United ExpandingMarshall'sconceptionof citizenshipto includecul-
Statesfrom Southern,Central,and EasternEurope.Drachsler turaldemocracy and culturalcitizenshipis consistentwith his view
(1920) and Kallen(1924)-who wereadvocatesfor the cultural that citizenship evolves to reflect the historical development of
freedomsand rights of these immigrantgroupsand who were the times and expandsto increaseequality and social justice.
immigrantsthemselves-argued that culturaldemocracyis an Ethnicandlanguageminoritygroupsin societiesthroughoutthe
importantcharacteristicof a democraticsociety.Drachslerand worldaredeniedfull citizenshiprightsbecauseof theirlanguages
Kallenmaintainedthat culturaldemocracyshould coexistwith and cultural characteristics,because they regardmaintaining
politicaland economic democracyand that citizensin a demo- attachmentsto theirculturalcommunitiesas importantto their
cratic society should participatefreely in the civic life of the identities, and because of historic group discriminationand
nation-stateand experienceeconomic equality.According to exclusion(Castles& Davidson, 2000; Koopmanset al., 2005;
Drachslerand Kallen,citizensshouldalsohavethe rightto main- Kymlicka,1995;Young,1989). Consequently,the conceptionof
tain importantaspects of their community culturesand lan- citizenship in a modern democratic nation-state should be
guages,aslong asthesedo not conflictwith the shareddemocratic expandedto include culturalrights and group rightswithin a
idealsof the nation-state.Culturaldemocracy,arguedDrachsler, democraticframework.
is an essentialcomponentof a politicaldemocracy.
Multicultural Citizenship
In theearlydecadesof the20th century,Woodson(1933/1977)
madea caseforculturaldemocracywhenhe arguedthata curricu- Globalimmigrationand the increasingdiversityin nation-states
lum forAfricanAmericanstudentsshouldreflecttheirhistoryand throughoutthe world challengeliberalassimilationistconcep-
culture.Woodsonharshlycriticizedthe absenceof Blackhistoryin tions of citizenship.They raisecomplex and divisivequestions
the curriculumandarguedthatBlackstudentswerebeing"mised- abouthow nation-statescan dealeffectivelywith the problemof
ucated"becausethey were learningonly about European,not constructingcivic communitiesthat reflectand incorporatethe
African,culturesand civilizations.In the 1970s, Ramirezand diversityof citizensandyet havean overarchingset of sharedval-
Castafieda(1974) maintainedthat culturaldemocracyrequires ues, ideals,and goalsto which all of the citizensof a nation-state

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are committed (Banks,2007). In the past, the liberalassimila- (Gutmann, 2003). Individualsmore successfullyattain goals
tionistideologyguidedpolicyrelatedto immigrantsanddiversity throughthe politicalsystemwhen workingin groupsthanwhen
in most nation-states. workingalone.Importantexamplesarethe political,cultural,and
In the liberalassimilationistview, the rightsof the individual educationalgainsthatAfricanAmericanswon throughtheirpar-
are paramount,and group identitiesand rightsareinconsistent ticipationin the Civil RightsMovementduringthe 1960s and
with and inimical to the rights of the individual (Patterson, 1970s, aswell as the momentouschangesthatthe movementini-
1977). This conceptionmaintainsthat identitygroupspromote tiated in U.S. society as a whole, with significantbenefitsfor
group rightsover the rightsof the individualand that the indi- other racial,ethnic, and languagegroups,women, and people
vidual must be freed of primordialand ethnic attachmentsto with disabilities.
havefreechoiceand optionsin a modernizeddemocraticsociety The ImmigrationReformAct of 1965 (whichbecameeffective
(Patterson,1977; Schlesinger,1991). Strongattachmentsto eth- in 1968)wasa consequenceof theCivilRightsMovement.Theact
nic, racial,religious,and other identitygroupslead to conflicts abolishedthe quotasystembasedon immigrants'nationalorigins
and harmfuldivisionswithin society. Liberalscholarssuch as and liberalizedAmericanimmigrationpolicy (Bennett, 1988).
Pattersonand Schlesingeralso assumethat group attachments Immigrationto the UnitedStatesfromAsianandLatinAmerican
will die of their own weight within a modernized,pluralistic nationsincreasedsubstantially as a result.Primarilybecauseof the
democraticsocietyif marginalizedandexcludedgroupsaregiven ImmigrationReformAct, the nation'sracialandethnictexturehas
the opportunityto attainstructuralinclusionin the mainstream changedsignificantly. Before1968,mostimmigrantsto theUnited
society.In this view, the survivalof primordialattachmentsin a StatescamefromEurope.Today,most comefromAsiaandLatin
modernizeddemocraticsociety reflectsa "pathologicalcondi- America.A significantnumberalsocomefromtheWestIndiesand
tion"in which marginalizedgroupshavenot beenprovidedwith Africa.The United Statesis now experiencingits largestinfluxof
opportunitiesthat would enable them to experiencecultural immigrantssincethe late 19th andearly20th centuries.The U.S.
assimilationand structuralinclusion (Apter,1977). If Mexican CensusBureau(2000)projectsthatethnicgroupsofcolor-or eth-
Americans are structurallyintegrated into mainstreamU.S. nic minorities-will increasefrom28%of the nation'spopulation
society-argues the liberalassimilationist-theywill haveneither todayto 50%in 2050.
the desirenor the need to speakSpanish. Marginalizedgroups have organizedand worked for their
A numberof factorshavecausedsocialscientistsand political group rightsthroughoutU.S. history,bringinggreaterequality
philosophers to raiseseriousquestionsabouttheliberalanalysisand and socialjustice for all Americans.This was the casewith the
for
expectations identitygroupsin modernizeddemocraticnation- movementsfor civil rights,women'srights,and languagerights
states.Thesefactorsincludetheriseof theethnicrevitalization move- (thelastpromotingthe rightof allcitizensto speakandlearntheir
ments sincethe 1960s and 1970s, which demandrecognitionof own languagesin the public schools).Groupsin the marginsof
grouprightsas well as individualrightsby the nation-stateand by U.S. societyhavebeen the conscienceof Americaand the main
institutionssuchasschools,colleges,anduniversities (Banks,2006); sitesfor strugglesto close the gap betweenAmericandemocratic
the structural exclusionof manyracial,ethnic,andlanguagegroups idealsand institutionalizedracismand discrimination(Okihiro,
intotheUnitedStatesandotherWesternnations(Benhabib,2004; 1994). Throughtheirmovementsto advancejusticeand equal-
Castles& Davidson,2000; M. M. Gordon,1964);andincreasing ity in America,marginalizedgroupshavehelpedthe nationcome
immigration throughouttheworldthathasmademostnation-states closerto actualizingthe democraticidealsstatedin its founding
multinationaland polyethnic(Kymlicka,1995). Recentestimates documents-the Declarationof Independence,the Constitution,
indicatethat"theworld's184 independentstatescontainover600 and the Bill of Rights(Okihiro,1994).
livinglanguagegroupsand 5,000 ethnicgroups.In veryfew coun-
Universal and Differentiated Citizenship
triescanthecitizensbe saidto sharethesamelanguage,or belongto
the sameethnonational group"(Kymlicka,1995,p. 1). Groupdifferencesarenot includedin a universalconceptionof
citizenship.Consequently,the differencesof groups that have
Identity Groups in a Muiticultural Democratic
experiencedstructuralexclusion and discrimination-such as
Society
womenandpeopleof color-are suppressed. A differentiated
con-
Identitygroupscan both obstructthe realizationof democratic ception of citizenship,ratherthan a universalone, is neededto
valuesand facilitatetheirrealization(Gutmann,2003). Nonmain- help marginalizedgroupsattaincivicequalityand recognitionin
streamgroups,suchasCanadianSikhsandMexicanAmericans, and multiculturaldemocraticnations(Young,1989). Manyproblems
mainstream groups,suchasAngloCanadiansandtheBoyScoutsof resultfroma universalnotion of citizenshipaccordingto which
America,all areidentitygroups.Democraciesshouldtreatindi- "citizenshipstatustranscendsparticularityand difference"and
vidualsas civil equalsand give them equalfreedoms(Gutmann, "lawsand rules..,. areblindto individualandgroupdifferences"
2003). Identitygroupsmay try to impose theirvalueson indi- (Young, 1989, p. 250). A universalconception of citizenship
viduals.However,they mayalsoenhanceindividualfreedomby within a stratifiedsocietyresultsin the treatmentof some groups
helping individuals to attain goals that are consistent with as second-classcitizensbecausegrouprightsare not recognized
democraticvaluesand that can be achievedonly throughgroup and the principleof equaltreatmentis strictlyapplied.
action. When universalcitizenshipis determined,defined,and imple-
Identity groupsprovideopportunitiesfor their membersto mented by groupswith power and when the interestsof mar-
freelyassociateand expressthemselvesculturallyand politically ginalized groups are not expressedor incorporatedinto civic

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discussions,the interestsof groupswith powerandinfluencewill permittedby bodiesexternalto nation-statessuch as the United
determinethe definitionsof universalcitizenshipand the public Nations and the EuropeanUnion.
interest.Groupswith powerandinfluenceoftenequatetheirown Beforethe ethnicrevitalizationmovementsof the 1960s and
interestswith the publicinterest.This phenomenonoccursin the 1970s, the aim of schoolsin most nation-stateswas to develop
debateover multiculturaleducationin the nation'sschools,col- citizenswho internalizedtheir nationalvalues,veneratedtheir
leges,and universities.Criticsof multiculturaleducationsuch as nationalheroes,and acceptedglorifiedversionsof theirnational
D'Souza (1991) and Schlesinger(1991) define the interestsof histories.These goals of citizenshipeducationare inconsistent
dominantgroupsas the "public"interestand those of people of with the citizen'srolein a globalworldtodaybecausemanypeo-
colorsuchasAfricanAmericansand Latinosas "special"interests ple have multiple national commitmentsand live in multiple
that endangerthe polity. nation-states.However,the developmentof citizenswith global
and cosmopolitanidentitiesand commitmentsis contestedin
The Challenges of Global Citizenship
nation-statesthroughoutthe worldbecausenationalismremains
Culturalandgroupidentitiesareimportantin multicultural demo- strong.Nationalismand globalizationcoexistin tensionworld-
craticsocieties.However,they are not sufficientfor citizenship wide (Benhabib,2004; Castles& Davidson,2000).
participationbecauseof worldwidemigrationand the effectsof When respondingto the problemswroughtby international
globalizationon local,regional,andnationalcommunities(Banks, migration,schoolsin multiculturalnation-statesmustdealwith
2004a). Studentsneed to developthe knowledge,attitudes,and complexeducationalissuesin waysconsistentwith theirdemo-
skills that will enable them to function in a global society. craticideologiesand declarations.There is a wide gap between
Globalizationaffects every aspect of communities,including the democraticideals in Westernnations and the daily experi-
beliefs,norms,values,andbehaviors,aswell asbusinessandtrade. ences of students in schools (Banks,2004a). Ethnic minority
Worldwidemigrationhasincreaseddiversityin mostnation-states students in the United States, Canada,the United Kingdom,
andis forcingnationsto rethinkcitizenshipandcitizenshipeduca- Germany, and France-as in other nations throughout the
tion. Nationalboundariesareerodingbecausemillionsof people world-often experiencediscriminationbecause of their cul-
live in severalnationsand have multiplecitizenships(Castles& tural, linguistic, religious, and value differences.Often, both
Davidson,2000). Millionshavecitizenshipin one nationandlive students and teachersperceivethese students as the "Other."
in another.Others are stateless,includingmillions of refugees When ethnic minority students-such as Turkish students in
aroundthe world.The numberof individualslivingoutsidetheir Germanyand Muslim students in the United Kingdom-are
originalhomelandsincreasedfrom approximately33 million in marginalizedin school and treatedas the "Other,"they tend to
1910 to 175 millionin 2000 (Benhabib,2004). emphasizetheir ethnic identities and to develop weak attach-
Nationalboundariesarealso becomingmoreporousbecause ments to the nation-state.
of internationalhuman rightsthat arecodifiedin the Universal Multiculturaldemocraticnation-statesmust grapplewith a
Declaration of Human Rights (1948) and by the European numberof salientissues,paradigms,andideologiesastheirschool
Union. These rights are specified for individualsregardlessof populationsbecomemoreculturally,racially,ethnically,and lin-
the nation-statein which they live and whetherthey arecitizens guisticallydiverse.The extentto which nation-statesmakemul-
of a nation or not. Explicatedin the declarationare the rights ticultural citizenship possible, the achievementgap between
to freedomof expressionand religiousbelief, the right to pri- minorityand majoritygroups,and the languagerightsof immi-
vacy, and the rightfor an individualchargedwith a crimeto be grantand minoritygroupsare among the unresolvedand con-
presumed innocent until proven guilty (Banks et al., 2005; tentiousissueswith which thesenationsmust grapple.
Osler & Starkey,2005). Serioustensionsexistbetweenthe con- Nation-statesthroughoutthe world are tryingto determine
ceptions of international human rights and national sover- whethertheywill perceivethemselvesas multiculturaland allow
eignty.Despite the codificationof internationalrightsby bodies immigrantsto experiencemulticulturalcitizenshipor continueto
such as the United Nations, nationalism is as strong as ever embracean assimilationistliberalideology(Kymlicka,1995). In
(Benhabib,2004). nation-statesthat embracemulticulturalcitizenship,immigrant
and minoritygroupscan retainimportantaspectsof their lan-
Global Migration: A Challenge to Nations and
Schools guages and cultures while exercising full citizenship rights.
Nation-statesin variouspartsof the worldhaverespondedto the
Migrationwithin and acrossnation-statesis a worldwidephe- citizenshipand culturalrightsof immigrantand minoritygroups
nomenon.The movementof peoplesacrossboundariesis as old in significantlydifferentways. Since the ethnic revitalization
as the nation-stateitself (Luchtenberg,2004b). However,never movementsof the 1960s and 1970s, many nationalleadersand
beforein historyhasthe movementof diverseracial,cultural,eth- citizensin the United States,Canada,andAustraliahaveviewed
nic, religious,and linguistic groupswithin and acrossnation- these nations as multiculturaldemocracies(Banks, 1986). An
states been so extensive,so rapid, or raisedsuch complex and ideal exists in these nations that minoritygroupscan maintain
difficultquestionsabout citizenship,human rights,democracy, importantelementsof theircommunityculturesandbecomefull
and education. Many worldwide developmentschallengethe citizensof the nation-state.However,thereis a wide gapbetween
notion of educatingstudents to function in one nation-state. the idealsof thesenationsand the experiencesof ethnicminority
These developmentsinclude the ways that people move back groups.Most ethnicminoritygroupsin nationsthatview them-
and forth acrossnationalbordersand the rightsof movement selvesas multicultural---such as the United States,Canada,and

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Australia-experiencediscriminationin both the schoolsandthe oppression;diversitywithoutunityleadsto Balkanization and the
widersociety. fracturingof the nation-state(Banks,2004b).A majorproblemfac-
Othernations,suchasJapan(Murphy-Shigematsu, 2004) and ingnation-states throughouttheworldis howto recognizeandlegit-
Germany(Luchtenberg, 2004a,2004b;Mannitz,2004), havebeen imizedifferenceandyet constructan overarching nationalidentity
reluctantto view themselvesas multiculturalsocieties.Citizenship that incorporates the voices,experiences,and hopesof the diverse
has beencloselylinkedto biologicalheritageand characteristicsin groupsthatcomposeit. Manyethnic,language,andreligiousgroups
thesenations.Althoughthe biologicalconceptionof citizenshipin haveweakidentifications with theirnation-statesbecauseof their
bothJapanandGermanyhaserodedwithinthe pastdecade,it has marginalized statusandbecausetheydo not seetheirhopes,dreams,
left a tenaciouslegacyin both countries.Castles(2004) refersto visions,andpossibilities
reflectedin thenation-state
orin theschools,
Germany'sresponseto immigrantsas "differentialexclusion," colleges,and universities(Ladson-Billings,2004; Osler& Vincent,
whichis "partialand temporaryintegrationof immigrantworkers 2002).
into society-that is, theyareincludedin thosesubsystemsof soci- The diversitybroughtto Europeannationssuchas the United
etynecessary fortheireconomicrole:thelabormarket,basicaccom- Kingdom,the Netherlands,andFranceby immigrantsfromtheir
modation,work-related healthcare,andwelfare"(p. 32). formercolonieshasincreasedracial,ethnic,and religioustension
Sincethe 1960s and 1970s, the Frenchhavedealtwith immi- and conflict(Koopmanset al., 2005). A bittercontroversyarose
grantgroupsin waysdistinctfromthoseof the immigrantnations in Franceregardingthewearingof the hijab(veil)by Muslimgirls
of the UnitedStates,Canada,andAustralia.In Francethe explicit in state-supported schools.In March2004 the Frenchparliament
goal is assimilation-called integration-and inclusion(Bowen, passeda lawthatprohibitsthe wearingof anyostensiblereligious
2004, in press;Castles,2004; Hargreaves,1995; Scott, 2007). symbolin stateschools.Althoughthis law prohibitsthe wearing
Immigrantscan become full citizensin Francebut are required of the Jewishyarmulkeas well as largeChristiancrosses,its tar-
to surrendertheir languagesand cultures.Integrationassumes get wasthe hijab.The Frenchpolicyis a contentiousanddivisive
that culturaland ethnic differencesshould and will disappear attemptby a nationwith a strongassimilationistideologyto deal
(Hargreaves,1995; Scott, 2007). with religiousexpressionin the publicspherein a waythatis con-
sistent with its ideals of equality, liberty, and republicanism
Education for National and Global Citizenship
(Bowen,in press).Bowen (2004) describesincisivelythe differ-
Multiculturalsocietiesarefacedwith the problemof construct- ent meaningsof the headscarfcontroversyto the mainstream
ing nation-statesthatreflectandincorporatethe diversityof their Frenchand to FrenchMuslims:
citizensand yet havean overarchingset of sharedvalues,ideals,
and goalsto whichall of theircitizensarecommitted.In a demo- Formanynon-Muslim French,[theheadscarves]representmulti-
craticsociety,civicequalityand recognitionareimportantvalues pledangers to theRepublic; theoppressionof women,urbanvio-
(Gutmann, 2004). These values give ethnic and immigrant lence,internationalterrorism,andthe generalrefusalof Muslim
immigrants to integrateintothebroadersociety.Formanyof the
groupsthe rightto maintainimportantelementsof theirethnic
culturesand languagesas well as to participatein the national fivemillionor so Muslimslivingin France,thescarvesrepresent
civic culture. thefreedomof religious expression
guaranteed byFrenchlaw,the
of cultural
toleration thevalueof modesty,andthegen-
pluralism,
Nationalistsand assimilationists
aroundthe worldworrythatif eralimportance of developingwaysto be bothgoodMuslimsand
citizensareallowedto retainidentifications
withtheirculturalcom-
goodcitizens.(p.31)
munitiesthey will not acquiresufficientlystrongattachmentsto
theirnation-states.
Suchconcernsreflecta "zero-sum conceptionof As worldwideimmigrationincreasesdiversityon everyconti-
identity"(Kymlicka,2004, p. xiv). The theoreticaland empirical nent and as globalterrorismintensifiesnegativeattitudestoward
work of multiculturalscholarsindicatesthat identityis multiple, Muslims,schoolsin nation-statesaroundthe worldarefindingit
changing,overlapping,andcontextual, ratherthanfixedandstatic- difficultto implementpoliciesand practicesthat respondto the
andthatthoughtfulandclarifiedculturalidentificationswillenable diversityof students and also foster national cohesion (Banks
people to be bettercitizensof the nation-state.Writes Ladson- et al., 2005). The fouryoung Muslimmen who aresuspectedof
Billings(2004): being responsiblefor the bombingsof the Londonunderground
on July7, 2005, had immigrantparentsbut wereBritishcitizens
The dynamicof the modern (or postmodern)nation-statemakes who grew up in Leeds.They apparentlywere not structurally
identitiesaseitheran individualor a memberof a groupuntenable.
Ratherthanseeingthe choiceas either/or,the citizenof the nation-
integratedinto Britishmainstreamsocietyand had weakidenti-
ficationswith the nation-stateand with other Britishcitizens.
stateoperatesin the realismof both/and.She is both an individual
whoisentitledto citizenrightsthatpermitoneto legallychallenge The immigrantbackgroundof most of the suspectsand perpe-
infringementof those rights[andone who is] actingas a member
tratorsof worldwideviolence (Suairez-Orozco, 2006) has con-
of a group.... Peoplemovebackandforthacrossmanyidentities, tributedto the riseof Islamophobiaandracialtensionsin Europe.
andthe waysocietyrespondsto theseidentitieseitherbindspeople
The Complicated Characteristics of Student
to oralienates
themfromthecivicculture.(p. 112)
Identifications
The Challenge of Unity and Diversity
Historically,schoolsin Westerndemocraticnations,such as the
Balancingunityanddiversityis a continuingchallengeformulticul- UnitedStates,Canada,andAustralia,havefocusedon helpingstu-
Unitywithoutdiversityresultsin hegemonyand
turalnation-states. dentsto developcommitmentsand allegianceto the nation-state
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and havegivenlittleattentionto theirneed to maintaincommit- Maira(2004) usedculturalcitizenshipto describethe transna-
mentsto theirlocalcommunitiesand culturesor to theiroriginal tionalaspectsof the citizenshipidentityheld by the SouthAsian
homelands.Schoolsassumedthatassimilation into themainstream studentsin herstudy.Theseyouthsmaintainedcontactsandcon-
culturewasrequiredforcitizenshipandnationalbelongingandthat nectionswith their homelandculturesthroughpopularculture
studentscouldand shouldsurrendercommitmentsto othercom- venues,such as websites,films,music,TV serials,cableTV, and
munities,cultures,andnations.Greenbaum(1974)statesthatU.S. DVDs madein theirhomelands.
schoolstaughtimmigrantstudentshopeandshame.Thesestudents
Schools and Citizenship Education in Multicultural
weremadeto feelashamedof theirhome andcommunitycultures Nations
butweregivenhopethatoncetheyculturallyassimilated theycould
join the U.S. mainstream culture.
Culturalassimilationworkedwell The nuanced, complex, and evolving identities of the youth
for most White ethnic groups(Alba& Nee, 2003) but not for describedin the studiesby El-Haj (2007), Nguyen (2008), and
groupsof color,whichcontinueto experiencestructural exclusion Maira(2004) indicatethat the liberalassimilationistnotions of
aftertheybecomeculturallyassimilated. citizenshipareineffectivetodaybecauseof the deepeningdiver-
Recentethnographicresearchindicatesthat the narrowcon- sity throughoutthe worldand the questsby marginalizedimmi-
ceptionof citizenshipeducationthathas been embracedhistori- grant, ethnic, and racial groups for cultural recognition and
cally by schools is not consistentwith the racial,ethnic, and rights.Schoolsneed to workto implementmulticulturalcitizen-
culturalrealitiesof U.S. societybecauseof the complicated,con- ship (Kymlicka,1995), which recognizesthe rightand need for
textual, and overlapping identities of immigrant students. studentsto maintaincommitmentsto their culturalcommuni-
Researchby scholarsstudyingimmigranthigh school students ties, to a transnationalcommunity, and to the nation-statein
indicates that these students have complex and contradictory which they arelegalcitizens.
transnationalidentifications.This finding is consistent across Citizenshipeducationshouldalsohelp studentsto developan
studies of PalestinianAmericanyouth by El-Haj (2007), of identityand attachmentto the globalcommunityand a human
VietnameseAmericanhigh schoolyouth by Nguyen (2008), and connectionto peoplearoundthe world.Globalidentities,attach-
of working-classIndian American, PakistaniAmerican, and ments,and commitmentsconstitutecosmopolitanism (Nussbaum,
BangladeshiAmericanyouth by Maira(2004). Theseresearchers 2002). Cosmopolitans viewthemselvesascitizensof theworldwho
describethe nuancedand intricateidentificationsthatimmigrant will makedecisionsandtakeactionsin the globalintereststhatwill
youth havewith the United States,theircountriesof origin,and benefithumankind.Nussbaumstatesthattheir"allegiance is to the
theirlocalcommunities.This researchalsoindicatesthatthe cul- worldwidecommunityof humanbeings"(p. 4).
turaland nationalidentitiesof immigrantyouth arecontextual, Cosmopolitansidentify with peoples from diversecultures
evolving,and continuallyreconstructed. throughout the world. Nussbaum contrasts cosmopolitan
El-Haj(2007), Nguyen (2008), and Maira(2004) found that universalismand internationalism with parochialethnocentrism
the immigrant youths in their studies did not define their and inward-lookingpatriotism.Cosmopolitans"areready to
nationalidentitiesin termsof their placesof residencebut felt broadenthe definitionof public,extendtheirloyaltybeyondeth-
thattheybelongedto nationalcommunitiesthattranscendedthe nic and nationalboundaries,and engagewith differencefarand
boundariesof the United States. They defined their national near"(W. C. Parker,personalcommunication,July 18, 2005).
identities as Palestinian,Vietnamese, Indian, Pakistani,and Cosmopolitansview socialjustice and equalitygloballyand are
Bangladeshi.They believedthat an individualcan be Palestinian concernedwith threatsto the world communitysuch as global
or Vietnamese and live in many different nation-states.The warming, the HIV/AIDS epidemic, and war. Students can
youth in thesestudiesdistinguishedbetweennationalidentityand become cosmopolitancitizens while maintainingattachments
citizenship.They viewed themselvesas Palestinian,Vietnamese, and roots to their family and community cultures. Both
or Pakistanibut alsorecognizedandacknowledgedtheirU.S. cit- Nussbaum (2002) and Appiah (2006) view local identities as
izenship,which they valued for the privilegedlegal status and importantfor cosmopolitans.
otheropportunitiesit gavethem. Some of the Vietnameseyouth Schools should help students to understandhow cultural,
in Nguyen's study said, "I am Vietnameseand a citizen of the national, regional, and global identificationsare interrelated,
United States." complex,and evolving(Banks,2004b). These identificationsare
Although the immigrantyouth in Nguyen's (2008) study interactivein a dynamicway. Eachshouldbe recognized,valued,
viewedthemselvesas citizensof the United States,they did not publiclyaffirmed,and thoughtfullyexaminedin schools.Students
view themselvesas Americans.They felt that they were not shouldbe encouraged to criticallyexaminetheiridentificationsand
Americansbecauseto be Americanrequiredan individualto be commitmentsandto understandthe complexwaysin whichthey
White and mainstream.Their constructionof the criterionfor areinterrelatedand constructed.
becomingAmericanwas a consequenceof the racism,discrimi- Citizenshipeducationshouldhelpstudentsto realizethat "no
nation,and exclusionthat they experiencedin theirschoolsand localloyaltycaneverjustifyforgettingthateachhumanbeinghas
communities.Both El-Haj(2007) and Nguyen describehow the responsibilitiesto everyother"(Appiah,2006, p. xvi).As citizens
marginalizationthat immigrantstudentsexperiencein schools of the global community, students also must develop a deep
and in the largerU.S. societyreinforcestheirnationalidentifica- understandingof the need to takeaction and makedecisionsto
tion with distantnations,in which they imaginethattheywould help solve the world'sdifficultproblems.They need to partici-
experienceequalityand structuralinclusion. pate in waysthatwill enhancedemocracyand promoteequality

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and social justice in their culturalcommunities,nations, and citizenship education also recognizes and validates the cultural
regions,and in the world. identities of students. It is rooted in transformative academic
Increasingdiversitythroughoutthe world todayand increas- knowledge and enables students to acquire the information,
ing recognitionof diversity-as well as the intractableproblems skills, and values needed to challenge inequality within their com-
that the world faces-require a reexaminationof the ends and munities, their nations, and the world; to develop cosmopolitan
meansof citizenshipeducationif it is to promoteinclusion,civic values and perspectives; and to take actions to create just and
equality,and recognition (Gutmann, 2004). Liberalassimila- democratic multicultural communities and societies. Transforma-
tionist conceptionsof citizenshipeducation that eradicatethe tive citizenship education helps students to develop the decision-
culturesand languagesof diversegroupswill be ineffectivein a making and social action skills that are needed to identify
transformed"flat"world of the 21st century(Friedman,2005). problems in society, acquire knowledge related to their homes
Citizenshipeducationin the United States-as well as in other and community cultures and languages, identify and clarify their
Westernnations-should be reinventedso thatit will enablestu- values, and take thoughtful individual or collective civic action
dents to see their fates as intimately tied to those of people (Banks & Banks, 1999). It also fosters critical thinking skills and
throughoutthe world. Citizenshipeducationshould help stu- is inclusive of what DeJaeghere (2007) calls critical citizenship
dentsto understandwhy "athreatto justiceanywhereis a threat education.
to justiceeverywhere" (King, 1963/1994, pp. 2-3).
Intergroup Relations Research and Transformative
Mainstream and Transformative Citizenship Citizenship Education
Education
In democratic and transformativeclassroomsand schools, students
Citizenshipeducationmust be reimaginedand transformedto from diverse groups interact and deliberate in equal-status situa-
effectivelyeducatestudentsto functionin the 21st century.For tions. They also develop positive racialand ethnic attitudes as well
reformto succeed,the knowledgethat underliesits construction as the knowledge, skills,and perspectivesto deliberatewith students
must shift frommainstreamacademicknowledgeto transforma- from diverse groups. Deliberation among citizens from diverse
tive academicknowledge.Mainstreamknowledgereinforcestra- groups is essentialfor a democraticsociety (Gutmann, 1987; Parker,
ditionaland establishedknowledgein the socialand behavioral 2002). Researchindicatesthat equal statusamong diversegroups in
sciencesas well as the knowledgethat is institutionalizedin the contact situations is an essential condition for effective intergroup
popularcultureand in the nation'sschools,colleges,and univer- interactionsand deliberations.Cohen and Roper (1972) found that
sities (Banks,1993). Transformativeacademicknowledgecon- White middle-classstudents dominated classroominteractionswith
sistsof paradigmsandexplanationsthatchallengesomeof the key AfricanAmerican students unless interventionsincreasedthe status
epistemologicalassumptionsof mainstreamknowledge(Collins, of AfricanAmericans.Transformativeclassroomscreateconditions
2000; Harding,1991;Homans, 1967).An importantpurposeof in which students from different groups can interact in ways that
transformativeknowledgeis to improvethe human condition. enable them to view events from diverseperspectivesand to delib-
Feministscholarsandscholarsof colorhavebeenamongthe lead- erate in equal-statussituations.
ing constructorsof transformative academicknowledge(Collins, Allport (1954/1979) theorized that contact between groupswill
2000; Harding,1991; Takaki,1993, 1998). improve intergroup relationsif the contact has the following char-
Mainstreamcitizenshipeducationis groundedin mainstream acteristics:(a) The individualsexperienceequal status;(b) they share
knowledgeandassumptionsandreinforcesthe statusquo andthe common goals; (c) intergroup cooperation exists;and (d) the con-
dominantpowerrelationshipsin society.It is practicedin most tact is sanctioned by authorities, such as teachers and administra-
socialstudiesclassroomsin the United States(Parker,2002) and tors, or by law or custom (Pettigrew,2004). Multiculturaltextbooks
does not challengeor disruptthe class,racial,or genderdiscrim- and other materials (Banks, 2007; Takaki, 1993) help to create
ination in the schoolsand society.Mainstreamcitizenshipedu- equal status in classroomsby giving voice to the historiesand expe-
cation either does not include each of the four elements of riences of all students in the class and by enabling all to experience
citizenshipidentifiedin the firstpartof this article-civil, politi- equality and recognition (Cohen, 1994; Gutmann, 2004).
cal,social,and cultural-or includesthem at superficialand lim- Students have positive attitudes toward different racial and
ited levels.It does not help studentsto understandtheirmultiple ethnic groups in transformative classrooms and have equal status
and complex identities, the ways their lives are influenced by in classroom discussions and deliberations. Teachers in transfor-
globalization,or what their roles should be in a global world. mative classrooms use strategies and materials that help students
Instead,the emphasisis on memorizingfactsaboutconstitutions to acquire democratic racial attitudes and behaviors. Since the
and other legal documents,learningabout variousbranchesof 1940s, a number of curriculum intervention studies have been
government, and developing patriotism to the nation-state conducted to determine the effects of teaching units and lessons,
(Westheimer,2007). Criticalthinking skills, decision making, multicultural textbooks and materials, role playing, and other
and action are not importantcomponentsof mainstreamciti- kinds of simulated experiences related to the racial attitudes and
zenshipeducation. perceptions of students. These studies indicate that the use of
Transformative citizenshipeducationneedsto be implemented multicultural textbooks, other related teaching materials, and
in schoolsif studentsareto attainclarifiedand reflectivecultural, cooperative teaching strategiescan enable students from different
national,regional,andglobalidentificationsandunderstandhow racial and ethnic groups to develop democratic racial attitudes
theseidentitiesareinterrelatedand constructed.Transformative and to interact in equal-status situations. Such materials and

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teaching strategiescan also result in students' choosing more linguisticgroupsaremixed in contactsituationswithout struc-
friendsfromoutsidetheirown racial,ethnic,and culturalgroups turedinterventionsthatcreateequal-statusconditions,thenracial
(Slavin,2001). and ethnic conflict and stereotyping are likely to increase.
These studies provide guidelinesthat can help teachersto Studentsfromboth privilegedandmarginalizedgroupsarelikely
improveintergrouprelations,interactions,and deliberationsin to respondin waysthatwill reinforcethe advantageof the higher
transformativeclassroomsand schools. One of the earliestcur- statusgroup.In a seriesof perceptiveandcarefullydesignedstud-
riculum studies was conducted by Tragerand Yarrow(1952), ies, Cohen and her colleaguesconsistentlyfound that contact
who examinedthe effectsof a democraticmulticulturalcurricu- among different groups without deliberateinterventions to
lum on the racialattitudesof childrenin the first and second increaseequal-statusand positiveinteractionsamong them will
grades.The curriculumhad a positiveeffect on the attitudesof increaseratherthan reduceintergrouptensions (Cohen, 1984;
both studentsand teachers.The authorsgavetheirstudythe title Cohen & Lotan,1995; Cohen & Roper,1972).
TheyLearnWhatTheyLiveto highlightits majorfinding:Ifstu- Transformative Classrooms and Levels of
dents experiencedemocracytheywill internalizeit.
Researchindicatesthatcurriculuminterventionssuchas mul- Citizenship
tiethnicreaders(Litcher& Johnson, 1969); multiculturaltelevi- Transformativeclassroomsand schoolshelp studentsto acquire
sion programs(Bogatz& Ball, 1971); simulations(Weiner & the knowledge,values,and skillsneededto becomedeepcitizens.
Wright, 1973); multiculturalsocialstudiesmaterials(Yawkey& Clarke(1996) statesthat a deep citizen,
Blackwell,1974);folkdances,music,crafts,androle-playing(Ijaz
& Ijaz, 1981); plays (Gimmestad& DeChiara, 1982); discus- bothin theoperation of [hisorher]ownlifeandin someof itspara-
sions about race(Aboud& Doyle, 1996); and discussionscom- meters...[is]consciousofactinginandintoaworldshared withoth-
bined with antiracist teaching (McGregor, 1993) can have ers... [andis]conscious thattheidentityof selfandtheidentityof
othersis co-related whilealsoopeningupthepossi-
andco-creative,
positiveeffectson the racialattitudesandinteractionsof students. inandenchantment withtheworld.(p.6)
bilityofbothengagement
Research on Cooperative Learning and
Interracial Contact I havedevelopeda typologydesignedto helpeducatorsconcep-
tualizewaysto helpstudentsacquireincreasingly deepercitizenship
Transformativeand democraticclassroomsfoster cooperation
that containsfourlevels(seeFigure1). Likethe categoriesin any
ratherthancompetitionamongstudentsfromdiverseracial,eth-
typology,these levelsof citizenshipoverlapand are interrelated.
nic, and culturalgroups.Cooperationpromotespositiveinterra- levelsof citizenshipis useful.
Nevertheless,differentiating
cial interactions and deliberations.Since 1970, a group of
investigators,guidedby Allport's(1954/1979) theory,havepro-
* Legalcitizenship, themostsuperficial levelof citizenshipin the
duceda richbody of cumulativeresearchon the effectsof coop-
erativelearninggroupsandactivitieson students'racialattitudes, typology, applies to citizens who are legal membersof
friendshipchoices,and achievement.Much of this researchhas thenation-state andhavecertainrightsandobligationsto the
been conducted as well as reviewedby investigatorssuch as state but do not participatein the politicalsystemin any
Aronson (2002) and his colleagues (Aronson & Bridgeman, meaningfulways.
* Minimalcitizenship appliesto thosewho arelegalcitizensand
1979; Aronson & Gonzalez, 1988), Cohen and her colleagues
(Cohen, 1972, 1984; Cohen & Lotan, 1995), Johnson and vote in local and nationalelectionsfor conventionaland
mainstream candidatesandissues.
Johnson (1981, 1991), Slavin (1979, 1983, 1985), and Slavin
* Activecitizenship involvesactionbeyondvotingto actualize
and Madden(1979). Schofield(2004) haswrittenan informative
reviewof this research.Most of it has been conductedusingele- existinglaws and conventions. Activecitizensmayparticipate
mentaryand high school students(Slavin,1983, 1985). in protestdemonstrations or makepublicspeechesregarding
This researchstronglysupportsthe notion that cooperative conventional issuesandreforms.The actionsof activecitizens
interracialcontact situations in schools-if the conditions aredesignedto supportandmaintain-but notto challenge-
describedby Allport (1954/1979) are present in the contact existingsocialandpoliticalstructures.
* Transformative citizenshipinvolvescivicactionsdesignedto
situations-have positiveeffectson bothstudentinterracial behav-
ior and studentinteractions(Aronson& Gonzalez,1988; Slavin, actualizevalues and moral principlesandidealsbeyondthose
1979, 1983). In his reviewof 19 studiesof the effectsof coopera- of existinglawsandconventions.2 Transformative citizenstake
tive learningmethods,Slavin(1985) found that 16 showedposi- actionto promotesocialjusticeevenwhen theiractionsvio-
tive effectson interracialfriendships.In anotherreview,Slavin late, challenge,or dismantleexistinglaws,conventions,or
(2001) alsodescribedthe positiveeffectsof cooperativegroupson structures.
racialattitudesand cross-racialfriendships.Other investigators
havefound that cooperativelearningactivitiesincreasedstudent RosaParksrefusedto giveup herseatto a Whitemanon a bus
motivationand self-esteem(Slavin,1985) and helpedstudentsto in Montgomery,Alabama,on December1, 1955. Heractionwas
developempathy(Aronson,2002;Aronson& Bridgeman,1979). a pivotalevent in the Montgomerybus boycott that ended seg-
Equalstatusbetweengroupsin interracialsituationshas to regationin transportationin the South and thrustRev. Martin
be deliberatelystructuredby teachersor it will not exist (Cohen Luther King Jr. into national leadership.A group of African
& Roper, 1972). If studentsfrom differentracial,ethnic, and Americancollegestudentssat down at a lunch counterreserved

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All use subject to JSTOR Terms and Conditions
identifications
andto acquiretheknowledgeandskillsneededto pro-
motesocialjusticein communities,nations,andtheworld.
NOTES

A citizenwho has rights


I presentedversionsof this articlein a seminarat the Center for
and obligationsto the Advanced Study in the BehavioralSciences (CASBS), in Stanford,
Legal nation-state but does not
Citizen California,April26, 2006, andasthe TischLectureat TeachersCollege,
participate in the political ColumbiaUniversity,September24, 2007. I amgratefulto the CASBS's
system.
stafffor theirhelp andsupportduringmy residencyat the centerand to
the fellowsat the centerfor theirthoughtfulreactionsand comments.I
A citizen who votes in am indebtedto my colleaguesand studentsat TeachersCollegefor the
Minimal local and national elections
Citizen on conventional candidates stimulatingintellectualcommunitythat I experiencedwhen I was the
and conventional issues. Tisch DistinguishedVisitingProfessorfor the fallsemesterin 2007.
'I am usingthe termsassimilationist,
liberal,liberalassimilationist,
and
universalas synonymsin describingconceptionsof citizenshipeducation.
A citizen who takes action
Active 2My ideas regardingconvention and action beyond conventional
beyond voting to actualize
Citizen existing laws and conventions;
levels are adaptedfrom LawrenceKohlberg's(1971) stages of moral
a conventional citizen. development.

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