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einrich Christoph Koch, Johann Georg Sulzer, Edited by Nancy Baker, Thomas Christense
Chapter
55
whole will themselves become clear and therefore bring to light other
concepts and ideas that border upon them. Whoever possesses this
skill will not only be able to see beyond every clear idea to discover
a further set of related ideas, but on other occasions be able to present
in an entirely new manner ideas that at one time seemed perfectly
clear. In this way the power of invention can open up entirely new
terrain. In every case, though, invention will be made easier if the
imagination upon which it is based is allowed the greatest degree of
clarity attained through attention and leisurely contemplation. Thereby
an even greater number of differing but related ideas will come to
light, facilitating their selection by the inventor.
That things actually proceed in this manner seems to be confirmed
by those individual cases of successful invention we know of. Those
who are possessed by some passion always seem to be the most creative
in finding satisfactory means. The most imaginative of them find
opportunities in those places where others would not suspect it. The
idea of abundance as the highest good always exists with the utmost
clarity in his soul, and everything else that is related to it lies nearby.
Such a man is able to draw all consequences from his dominant
desires. Somehow he is able to find things that others overlook, and
he is able to recognize quickly their connection to his main ideas, to
see how they can be appropriated as a means for his purpose and do
so. This is why we can say that as soon as the artist has attained a
clear conception of his work, he has begun to invent. [...] {89}
Here, then, is an important lesson for the artist striving to invent
something suited to his purpose. He should banish all other thoughts,
leaving only a clear conception of his goal in his soul. His attention
should be focused only upon this. If this does not happen, he should
withdraw himself into isolation. He will eventually begin to associate
everything that comes to mind with his subject, just as the spiritual
leads to abundance, devotion to salvation. If his spirit is disposed in
just this way, he can be assured that what he seeks will reveal itself
little by little. A host of useful ideas will slowly collect in his mind,
and he will eventually be able to select the best of them without
difficulty
It is of the utmost importance, though, that the artist have his
purpose so clearly and completely fixed in his mind that nothing
uncertain remains. How could a speaker possibly find some justification
for a proposition that he has not thought out fully or clearly himself?
And so it is for every invention. The poet would look in vain for
some ode, or the artist the image for some painting, so long as each
had a goal so indefinite as trying to be touching, or hoping to make
something pretty. Any work whose invention is not based upon ideas
that are clear and distinct can never become perfect. Mengs praised
Raphael for always first focusing his attention upon the meanings of
that which he wished to portray.1 One seeks through invention to
find that which makes a work perfect; but it will become perfect only
when it is exactly that which it should be. It is thus apparent that
the inventor must know precisely what the work he is laboring upon
is to be. {90} Accordingly, the invention is dependent upon a very
exact determination and very clear idea of that which the work is to
be. One sees all too often works whose author had no idea what he
was trying to do. Haven't we heard enough concerts in which the
composer seems to have intended only to make sheer noise by
wandering from one key to another? And haven't we seen enough
dances that betray no intention other than aimless poses, jerks, and
jumps? Such a lack of clear intention can turn a work into nothing
less than an enigma. One cannot say for sure what such a work may
be, even if it shares the same outer form of works possessing
unambiguously clear character.
The artist, then, must first try to form a clear and exact idea of
the work he wishes to create in his mind so that he can evaluate
whether every idea that comes to him can contribute to making the
work what it should be. If he has such a conception in mind, then
his whole attention is directed towards it; it becomes the dominating
idea in his mind, and that to which he relates all other ideas that may
occur to him, seeing if they might have some kind of relation to it.
In this way he will gather many ideas that can serve his purpose, and
it will only remain for him to choose the best of them.
Perhaps it would not be impossible to set down a few specific rules
for every artist concerning the gathering of ideas and concepts,
although this would not help those possessing neither genius nor the
requisite experience in exercising their power of imagination and
especially their fantasy. Rhetoric is probably the field of study most
experienced with such rules. The ancient rhetoricians seemed to have
l Anton Raphael Mengs (1728-79) was a painter and art critic known for his strong championing
of neo-classicism. In 1762 he published a small treatise in which he outlined his views: Gedanken
iiber die Schonheit und iiber den Geschmak in der Malerei (Zurich, 1762). [ C ]
2 The loci communes ("commonplaces") and status quaestionis ("issue of discussion") were some of
the elements taught in classical rhetoric. Hermagoras (fl. ca. 150) and Hermogenes (late second
century) were two widely known authors of rhetoric texts. [C]
3 Vollkommener Capellmeister, part 2, chapter 4. [S.]
eyes of the disciples. But the painter could just as easily present the
entire story from the perspective of Christ's enemies. And in order to
make everything even more interesting, he might choose to depict
the moment of terror in which the earthquake took place. The
invention could be a good one, despite arising as a kind of imitation.
Whoever chooses to invent by this means must discover in some pre-
existing artwork what specific purpose its inventions served, and then
take and adapt a few of them so that the same material now becomes
suited to its new purpose. {93} This is how it comes about in music
that the same phrase or motive, when set in a different tempo or
meter, is capable of expressing a totally different sentiment. Whoever
can notice these things will find success in making inventions through
imitation. One can just as surely arrive at new inventions by taking
a few principal ingredients away from some preexisting work, or
adding others, or even leaving the basic content of some work alone,
but appropriating the spirit of its presentation. In this way, many
dramatic poets have taken the spirit or principal impression of a drama
by someone else, and come up with a whole new story, as did Voltaire
when he based his own drama Semiramis upon Shakespeare's Hamlet.
There are thus many roads to base invention in the arts besides
the one shown to us by nature. Primarily among them is a constant
study of art and preexisting works.
Everything we have said in regard to invention up to this point
has dealt with the main material or subject of the whole. But all this
can be applied to the invention of individual parts. To a certain extent
every section of a work comprises a whole, whose individual parts
can likewise be found just as the section was itself found from
contemplation of the whole. Without doubt there are times when the
invention of individual parts is as difficult for the artist as is the
invention of the whole, and the lack of one part can bring the whole
thing to a halt. When facing such a situation, one is advised not to
become discouraged, but to take time. Invention never allows itself to
be forced, and will progress the least through the most concerted
efforts. We know the story of Nealies, who had finished everything
in his monumental painting except the foam he wanted to draw upon
the snouts of the horses.5 But one is not always as lucky as he was.
The best thing to do at such moments is to relax, and try not to
5 Possibly Sulzer is referring to the Italian painter Ottaviano di Martino Nelli (1375-1444). [C]
force matters. The artist should take a break from his work, even for
a long while, as if he almost wanted to forget it. Whenever one
encounters such great difficulties, he is surely going down the wrong
path. It is best that one extract oneself from this situation. Otherwise
the obscure idea one seeks will always remain hidden to view. Little
by little matters will take a turn, and with ever increasing astonishment,
he will discover that which he could not find with the greatest
exertion soon presents itself in the most natural manner.
It is one of many remarkable secrets of psychology that apparently
clear thoughts can, when one turns to them for deeper contemplation,
refuse to be developed or comprehended in a clear way. But when
they are left alone they will by themselves grow in greater clarity,
much as that period in which plants germinate unnoticed and all at
once burst into full bloom. {94} Some concepts will gestate little by
little in our mind, so to speak, and extract themselves from the mass
of obscure ideas into the clear light. Every artist must rely upon such
fortunate moments of genius, and if he cannot always find what he
diligently seeks, he must await with patience that moment when his
thoughts ripen.
The selection and disposition of parts is often considered to be an
aspect of artistic invention. But we have already said enough concern-
ing this. Properly speaking, invention means only the creation of parts,
and often far more than might be necessary. In the selection, the most
appropriate of these are sought, and the remainder thrown out; in the
disposition, they are connected to form the best whole.
It seems appropriate here to conclude by saying something about
the judgment of invention. Following the ideas discussed above, we
have seen how invention comes about either by thinking of the means
to achieve something, or by applying already existing things to a
certain purpose. Every good work of art must have a fundamental
purpose against which everything can be measured. Where no purpose
can be discovered, the invention cannot be judged. In reality one often
finds works of art whose author had no clear idea as to a goal.
Consequently the work lacked invention. The parts are cobbled
together haphazardly following the fantasy of the artist, but without
any connecting thread to tie them together. It is obvious why anyone
wanting to judge the work would be utterly at a loss in discovering
its underlying purpose. But here we are speaking about the judgment
of connoisseurs. Whenever after careful contemplation one cannot
discover how the parts of some work cohere, or what the aim of the
artists invention is, one has good reason for supposing that the
invention itself is faulty. If, however, the purpose of the work is evident,
one will be able to recognize the worth of the invention by the fitness
of the material. In any antique statue, one either knows ahead of time
what the sculptor had in mind - which god or hero he wished to
portray — or one can determine this by careful contemplation of the
work itself. In the latter case, there must be something of value in
the invention, since one's recognition of the meaning of the work
proves that the artist had not entirely missed his goal. In the former
case, one recognizes the value of the invention if everything in the
work agrees with the idea of the object. A painting in which no one
can tell what the painter had in mind is deficient at least in respect
to its invention, despite whatever pleasing lines or colors it may have.
If, however, one knows what the painter had in mind, but finds that
he has not succeeded in conveying this in his painting, then the
invention is misconceived.
individual parts. And herein lies the reason for the artist sketching his
work before trying to realize it. Because the realization of a work
demands so much attention paid to many individual details applying
only to specific parts, the artists attention to the whole may be
distracted.
Without a sketch, the artist will often find himself bogged down
in the exposition of individual parts, and afterwards discover that his
carefully worked-out ideas must be thrown out since they do not fit
in with the whole. The sketch serves to ensure that an invention,
which can otherwise quickly evaporate in one's mind as soon as it is
conceived, is firmly retained.
For all these reasons, then, it would be advisable for the artist to
practice sketching out every work as quickly and immediately as
possible after he has thought of its invention and disposition. The
slightest slackening of his attention upon the composition of the whole
can result in the loss of ideas that may never be retrieved again. It
often happens that one finds things of great beauty at certain fortunate
moments of inspiration without any premeditation, simply through
the given occasion or the chance connection of certain ideas. The
artist must never let these fortunate moments slip by. He must attempt
to make a sketch of what he has discovered, even if he does not yet
have any idea as to what their use might be. Otherwise, he risks having
the beautiful whole that he had so happily conceived in his imagination
suddenly disappear, or at least some sections whose absence would
mar the whole invention.
It would thus be good for the artist to learn a quick method of
sketching, so that in those fortunate moments when his powers of
inspiration are fired up, he may make use of this fire before it becomes
extinguished. (More observations relevant to this topic can be found
in the article "Inspiration.")
It is essential that the artist diligently practice rapid sketching so
that he may attain ever greater proficiency in it. As soon as a good
invention occurs to him, he should sketch it out. {80} Even if he has
no intention of completing it, such practice will be beneficial to him
in the future.
This is what all great painters do, and how it also comes about
that some art-lovers prefer to collect the rapidly tossed-off sketches
of the best of these masters rather than the fully finished paintings.
Particularly when done by a master, such sketches are often more
highly valued than finished paintings because the full fire of the
imagination, which is often dampened in the final realization, is more
in evidence. The sketch is a work of genius, the elaboration primarily
a work of art and taste.
6 For a discussion concerning the translation of the term "Anlage," see note 38, p. 19 above. [C]
7 Sulzer never did write the promised article on "Realization." [C]
8 Pausanias (143—76 BC) was a Greek writer famous for his geographic guides with their detailed
descriptions of the architecture and artworks of the many Greek cities he visited. Daedalus was
the legendary Athenian sculptor and architect (father of Icarus). [C]
kind of inert beauty that, as philosophers have noted, arises from both
unity and diversity.
This is form in the narrowest of senses, but a sense which is still
important in the pictorial arts. It is what the designer has in mind
when choosing the wallpaper for a room or the parquetry for the
floor; it is what the painter is thinking of when he groups his various
figures following some regularized order. These forms have a simple
pleasingness that satisfies the eye.
If however we add functionality and propriety [Schicklichkeit und
Tiichtigkeit] to this kind of beauty, the form attains more animated
energy. We can take an architectural column as an example. {251}
The proportion between its height and width, the gradual narrowing
of the column as it ascends from its bass to its top, with a rectangular
slab at the bottom and a smaller slab at the top, all these things and
more are qualities of functionality and propriety. Through them the
column shows off whatever proficiency it has. It is also the same with
a beautiful pitcher or a beautiful vase. Here material beauty is
combined with propriety, so that the form is absolutely appropriate
for its function, and may even enhance it. Such is the case with our
wine glasses; their small conical and easily held bowls sit upon a
narrow stem connected to a wide base. The combination of material
beauty with functionality and propriety is to be observed everywhere
in the forms of plants and animals. It is often lacking in works of art,
however, where thoughtless embellishments are introduced, such as in
those carving knives that are so massive and overlaid with the most
loathsome decorations that one cannot hold or use them comfortably.
Good form of the second category can awaken a great degree of
pleasure. Plants and animals are so replete with such form, that one
cannot view them without inner pleasure. In the fine arts, architecture
reveals this kind of beauty. Columns constructed following the Greek
architectural orders reveal the closest unification of beauty with
propriety and functionality. What coheres more tightly and better,
what fulfills its function more perfectly, yet with greater regularity,
than the parts of the Dorian order? [...]
The most important forms in which beauty ascends to the sublime,
are those in which beauty is united with both functionality and a
moral essence, where the matter conveys an impression of spiritual
power, where the soul becomes visible, so to speak. This may be
observed already in the animal world, and rises slowly in almost
entirely wanting. This is because the artist lacks the necessary knowl-
edge and skill to carry it out. In both the mechanical and the fine
arts, it is possible for someone inexperienced in art to compose the
principal sections of the plan or instruct someone in this skill. It can
also be that he could determine the disposition of a work but still
be fully incapable of realizing the plan himself. The average handyman
who wants a house built might know enough to be able to determine
how many and what kind of things the house should consist of. {697}
But he might be inept in arranging them. And if he has no concept
whatsoever of the disposition of his house in relation to its comfort,
it could well turn out that the house will have a most inelegant form.
We can see by this that many things relating to a plan have nothing
to do with art, and can be understood by someone completely
inexperienced with art, while other things are fully dependent upon
one's artistic knowledge and experience. But in this article, we must
limit ourselves to examining those things relating to works of art.
It first seems worthwhile asking whether works of taste should be
created following some plan. The plan would be determined by its
aim, and the more precise this aim is, the more particular will be the
plan. There are works of art that have no other purpose than to be
pleasing to the senses, and their entire value lies in form. Many short
musical compositions like a sonata, a decorative vase, and many
comparable such things are not made to engender a specific effect.
They have no plan other than to be beautiful, and their aim is achieved
when such a work is pleasing to the senses. Quite simply, they are
works of taste only, needing no reflection and contemplation in their
completion.
However extensive and expansive any work may be whose plan
counts on beauty for its effect, all its parts must constitute a well-
ordered whole. Variety and good proportion must exist between all
parts. The smallest parts must be precisely connected and enchained
in larger sections. Everything must be well grouped and be fitted
following the best metrical symmetries. Any fault in the plan of such
a work is necessarily a major one since there is nothing else to
compensate for it. In music, all pieces that contain no depiction of
an emotion must be worked out following the rules of harmony and
melody with far more care than arias or songs which express the
language of passions. A dance lacking pantomime must follow much
more strictly in every small movement the rules of art than a
9 Annibale Carracci (1560—1609) was a noted Bolognese painter famous for his classicist style.
Along with his brother Agostino and cousin Lodovico, he founded an art academy that sought to
recover the classicizing tradition of the High Renaissance from the affectations of Mannerism.
[C]
The beauty of a plan [Plan] acts as a salutary influence upon his mind,
and lightens his work. This is attested to by the Greek playwright
Comicus Menander.10 Once shortly before the festival of Bacchus, he
was asked by a friend why he had not yet finished the comedy to be
performed at the upcoming festival. He answered: "But I am finished
since I have both the invention and disposition already in mind."
It is understandable, then, why only the artist who can pleasurably
envision the main sections of his work because of their good dispo-
sition, as well as envision the whole in terms of its parts, can work
with the freedom and delight essential to making good progress. On
the other hand, if an artist is uncertain or insecure in regard to his
plan, the anxiety he is certain to feel because of this will deleteriously
influence his work. We would thus advise every artist, that in those
fortunate moments when his imagination is fired with the heavenly
inspiration of the muses, he apply himself to the disposition and
completion of his plan. A happily inspired imagination is usually of
far more value in works of art than are rational rules.
The disposition of every work must be determined in accordance
to its aim or intended effect. They are all related in that each is to
be viewed as a whole, each is to arouse our interest, and all the
individual sections must appear in their proper place such that a single
desired effect is produced. Only with such an aim can individual
elements be connected within the a whole. Every work of taste must
arouse a single main idea, no matter how extensive it may be, and its
sections must help make it complete and lively. Otherwise the work
is not a whole, but a hodge-podge of several works. If the artist begins
to labor upon some work before having a clear conception of the
whole, or before it is distinct enough, he will certainly never be
successful in its disposition.
The whole that incontestably pleases the imagination the most is
the one made up of a few, well-connected sections, although these
sections may themselves be divided into a number of even smaller
parts. A good example of this is the human body; it appears to be
the most perfect whole made up of only a few main sections, even
though it is actually composed of countless smaller elements. Every
section appears at first to be an inseparable whole until one looks
more closely and sees how each is actually made up of many smaller
10 Menander (ca. 342-290 BC) was an Athenian playwright noted for his comedies. He is supposed
to have written over one hundred plays, although only a handful have survived. [C]
parts. Each is found in the place best suited to its use as well as for
producing the closest connection to the whole. {153} In such a perfect
construction one cannot change anything — either by displacing the
parts, or by bringing them closer together - without disturbing the
appearance of the whole. So is it with every true work of art. One
believes it impossible to move a single part; everything appears to be
where it must, and no part can be understood except when viewed
in the context of the whole.
There are three primary elements that make a works disposition
perfect: the proper connection of all parts, a sufficient contrast or
diversity in the succession of these parts, and the intricacy of ideas.
It follows from this that the artist must constantly pay attention to
the disposition of his plan, that he focus the powers of his imagination
upon its content such that every part leads back to the whole in the
most natural manner, that he also makes sure the imagination and
heart are engaged by a variety of changing subjects, and that the
development of the main theme is carefully controlled such that
curiosity is evermore aroused until finally everything is reunited in a
single primary idea.
Among the serious mistakes marring good disposition that can be
mentioned are: a plan is difficult to comprehend because of the great
number of individual parts; it is difficult to recognize the aim and
essence of some idea; one can transpose, augment, or diminish an
entire section without harm to the work; secondary or subsidiary
parts are more conspicuous than are essential parts. [...]
12 David Teniers (1610-90) was a prolific Flemish painter noted for his genre scenes of peasant life.
[C]