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Behavioural Processes 108 (2014) 155–165

Contents lists available at ScienceDirect

Behavioural Processes
journal homepage: www.elsevier.com/locate/behavproc

Emotional contagion: Dogs and humans show a similar physiological


response to human infant crying
Min Hooi Yong ∗ , Ted Ruffman
Department of Psychology, University of Otago, Box 56, Dunedin 9054, New Zealand

a r t i c l e i n f o a b s t r a c t

Article history: Humans respond to an infant crying with an increase in cortisol level and heightened alertness, a response
Received 11 February 2014 interpreted as emotional contagion, a primitive form of empathy. Previous results are mixed when exam-
Received in revised form ining whether dogs might respond similarly to human distress. We examined whether domestic dogs,
26 September 2014
which have a long history of affiliation with humans, show signs of emotional contagion, testing canine
Accepted 21 October 2014
(n = 75) and human (n = 74) responses to one of three auditory stimuli: a human infant crying, a human
Available online 4 November 2014
infant babbling, and computer-generated “white noise”, with the latter two stimuli acting as controls.
Cortisol levels in both humans and dogs increased significantly from baseline only after listening to cry-
Keywords:
Domestic dogs
ing. In addition, dogs showed a unique behavioral response to crying, combining submissiveness with
Emotional contagion alertness. These findings suggest that dogs experience emotional contagion in response to human infant
Cortisol crying and provide the first clear evidence of a primitive form of cross-species empathy.
Crying © 2014 Elsevier B.V. All rights reserved.

1. Introduction that “(i)f a child views a sad person and consequently feels sad
. . ., that child is experiencing empathy” (p. 671). In other words,
Empathy includes sub-components such as emotional con- emotional contagion is a form of empathy, albeit a non-insightful,
tagion, identification, theory of mind, perspective-taking, and primitive form.
cognitive empathy (Preston and de Waal, 2002). Empathy has also Some studies propose that animals such as chimpanzees (Parr,
been described as the recognition and sharing of emotions from 2001), rats (Church, 1959; Langford et al., 2006), mice (Bartal et al.,
another (Decety and Jackson, 2004; De Waal, 2010; Preston, 2004). 2011), pigeons (Watanabe and Ono, 1986), and chickens (Edgar
Hatfield et al. (1993) defined emotional contagion as “the tendency et al., 2011), all experience emotional contagion. For instance,
to automatically mimic and synchronize expressions, vocalizations, researchers have examined one individual’s response to a conspe-
postures, and movements with those of another person’s and, cific experiencing acute stressors such as electric shocks in rats
consequently, to converge emotionally” (p. 96). Likewise, Preston (Church, 1959) and pigeons (Watanabe and Ono, 1986), the trapped
(2004) described emotional contagion as a state “. . . where you feel cage-mate of a mouse (Bartal et al., 2011), injections to a mouse’s
the other individual’s emotion so strongly that you yourself become paw or darts to fellow chimpanzees (Langford et al., 2006; Parr,
distressed and need to be soothed, and thus you cannot help 2001), and air puffs to a chicken’s chicks (Edgar et al., 2011). All
the other individual” (p. 566). Decety and Jackson (2004) defined such scenarios have been argued to create concern or distress in
emotional contagion as sharing emotion without self-awareness. the observer regardless of whether the distress emanates from kin
Hatfield et al. (2011) argue that primitive emotional contagion can or non-kin (Preston, 2013), revealing emotional contagion response
be observed in changes in facial, vocal, and postural expressions. in the observer.
Thus, emotional contagion is a rudimentary component of empathy In the present study, we examine canine emotional contagion.
when one individual’s affective state creates a similar physiological A long history of domestication makes the possibility of this primi-
response in another, and need not entail any awareness regarding tive form of empathy toward humans plausible. Dogs are attached
own or other’s emotional state. To this end, Eisenberg (2000) states to human caregivers (Prato-Previde et al., 2003), are attentive
to human eyes (Call et al., 2003), and can use gestures such as
pointing and gazing to find food (Udell et al., 2008). Dogs might
∗ Corresponding author. Tel.: +64 3 479 7617. have been domesticated because they demonstrate such char-
E-mail addresses: min.yong@otago.ac.nz (M.H. Yong), tedr@psy.otago.ac.nz acteristics, and/or these qualities might have been selected for
(T. Ruffman). in breeding.

http://dx.doi.org/10.1016/j.beproc.2014.10.006
0376-6357/© 2014 Elsevier B.V. All rights reserved.
156 M.H. Yong, T. Ruffman / Behavioural Processes 108 (2014) 155–165

Emotional contagion has been posited when explaining to crying because the studies examining white noise show that sub-
increased canine yawning after seeing or hearing a human yawn missiveness is a response to an aversive stimulus, and because dogs
(Joly-Mascheroni et al., 2008; Silva et al., 2012), although there displayed submissive behavior after witnessing a crying human in
is debate over whether such results necessarily indicate empa- Custance and Mayer (2012). A combined experience of interest and
thy (Harr et al., 2009; O’Hara and Reeve, 2011). Other studies submissiveness in response to crying might provide evidence for
have examined canine empathic responding towards displays of primitive emotional contagion manifest in bodily postures as noted
human distress specifically. In one study, dogs became submissive by Hatfield et al. (2011). Third, because cortisol plays a prominent
(licking, nuzzling) when a human pretended to cry (Custance and role in facilitating empathy (Shirtcliff et al., 2009), we expected
Mayer, 2012), but again, the authors acknowledged a non-insightful that infant crying would be more likely to elicit a cortisol response
explanation involving previous reward for approaching distressed than the other two sounds. We did not expect a cortisol increase in
humans. Likewise, dogs might have been seeking attention from dogs or humans to white noise, because evidence from past stud-
a withdrawn human rather than offering comfort. A second study ies showed that only volumes greater than 90 dB will elicit cortisol
found no evidence of empathic responding, in that dogs did not seek (Beerda et al., 1998, 1997; Lundberg and Frankenhaeuser, 1978;
help from bystanders after observing their owner either feigning a Miki et al., 1998). Similarly, we did not anticipate an increase in
heart attack or while trapped under a bookcase (Macpherson and cortisol to babbling because babbling encourages interaction and
Roberts, 2006). affiliation, and is not a stressful stimulus (Snowdon, 1997). Finally,
When considering techniques to index canine empathy, it is we examined a subset of dogs to determine whether those lacking
helpful to turn to the human literature in which empathy has been experience with infants still responded empathically to infant cry-
studied by examining responses to human infant crying. Humans ing. In sum, if dogs show signs of emotional contagion in response to
can differentiate the urgency of crying (Boukydis and Burgess, human infant crying, we would expect to witness a unique combi-
1982), find crying aversive (Boukydis and Burgess, 1982; Zahn- nation of increased alertness, submissiveness and elevated cortisol
Waxler et al., 1992), and increase attention to crying (Boukydis levels, but not a similar combination in response to babbling or
and Burgess, 1982). Crying is thought to be an innate releaser of white noise.
empathy, selected for in evolution (Murray, 1985). Infant crying
also elicits the hormone cortisol in men and women regardless 2. Methods
of parenting experience or age (Fleming et al., 2002; Giardino
et al., 2008). Although cortisol is a general stress hormone, a recent 2.1. Participants
review suggests that it plays a prominent role in facilitating activa-
tion of the social brain (e.g. the amygdala, anterior cingulate cortex, Ninety-two pet dogs (50 females, M = 5.08 years, SD = 2.89) of
and ventromedial prefrontal cortex), boosting empathy and lower- different breeds participated in this study (Appendix A). Of the
ing callousness (Shirtcliff et al., 2009). For instance, mothers with 92 dogs, 75 lived with two or more people, 15 were currently liv-
higher baseline cortisol levels are more attentive and responsive to ing with children aged 12 and below, 56 were currently living in
infants (Giardino et al., 2008; Middlemiss et al., 2012; Thompson a multiple-dog household, and 20 were intact (i.e. not neutered).
and Trevathan, 2008), and cortisol release is “contagious” between Dogs were recruited from advertisements placed in the univer-
empathic observers and stressed, unrelated participants (Buchanan sity newsletter, local canine clubs and flyers distributed to dog
et al., 2012). In sum, because it conveys distress, crying is partic- owners from the local city council. Dog owners were given a petrol
ularly likely to elicit cortisol compared to other sounds (Murray, voucher as compensation for participating in the study. Owners
1985). were instructed not to feed or exercise their dog for at least 2 h
before coming to the lab.
1.1. Aims and hypothesis Seventy-four university students (37 females, M = 21.41 years,
SD = 2.02) were also recruited for this study (Appendix B). They
Previous studies have not examined canine physiological and were compensated in cash or received partial course credit when
behavioral responding to human infant distress, yet this measure completing a relevant form summarizing the study. Participants
has the potential to reveal not just canine empathy, but the first were in good health, not on steroid medications, had no mouth
clear evidence of cross-species emotional contagion. To this end, we bleeding over the last week, and were instructed not to consume
examined whether dogs and humans show a similar physiological any alcohol or caffeine for the day, and to abstain from eating or
response to human infant crying. We tested 75 dogs and 74 humans smoking for at least 1 h before testing.
when listening to one of three sounds: human infant crying, human
infant babbling, or white noise, each played at a mean volume of 2.2. Experimental design
82 decibels (dB). White noise and babbling were control stimuli.
Cortisol was measured before and after crying, with an interest This was a mixed-design study in which participants were ran-
in the extent of cortisol increase. We also coded canine behavior domly assigned to the condition, listening to one of three stimuli,
(alertness and submissiveness) while the sound was played, and and provided two samples of saliva (once before and once after
instructed human participants to rate the sound’s aversiveness. listening to the stimulus).
Dog owners were present throughout, though they were sensorily
isolated and did not interact with dogs. 2.3. Materials
We had three main hypotheses. First, given canine attach-
ment to humans, we hypothesized that they would respond with 2.3.1. Sounds
increased interest (alertness) to infant crying and babbling, simi- We selected three types of stimuli: infant crying, infant babbling,
lar to humans. Second, even at relatively low volumes, exposure to or computer-generated white noise. Our main interest was in the
uncontrollable white noise is aversive and elicits submissive behav- canine response to crying, a stimulus that has been shown to elicit
ior (e.g. lowered posture, shaking, stimulus avoidance, increased empathy in humans (Fleming et al., 2002; Giardino et al., 2008;
heart rate) in horses and dogs (Beerda et al., 1997; Christensen Murray, 1985). We chose infant babbling as a novel infant sound,
et al., 2005) so that we anticipated dogs would be submissive when because most of the dogs were currently not living with young chil-
listening to white noise. Likewise, if dogs found infant crying aver- dren, and babbling occurs during the same time frame as infant
sive, we expected them to display submissiveness when listening crying. Because humans perceive crying as aversive (Murray, 1985),
M.H. Yong, T. Ruffman / Behavioural Processes 108 (2014) 155–165 157

we chose white noise as a control stimulus given that both humans external laboratory and cortisol levels were tested with enzyme-
and animals also find it aversive (Beerda et al., 1997; Christensen linked immunosorbent assay (ELISA). A minimum amount of
et al., 2005; Lundberg and Frankenhaeuser, 1978; Miki et al., 1998). 200 ␮L was collected per sample. Samples between 50 ␮L to
There were 20 sound clips in total – five different human 200 ␮L were diluted and analyzed. The saliva-coated cotton was
infants crying, five different human infants babbling, and 10 clips of centrifuged for 15 min at 4000 revolutions per minute (RPM)
computer-generated white noise. The crying and babbling sounds before testing with the enzyme. The assay sensitivity range
were recordings from male and female infants of Caucasian or was 1.0 nmol/L; the within-assay imprecision (CV) was 13.6%
Asian ethnicities between the ages of two and six months, obtained at 7.4 nmol/L (n = 200), and the between-assay CV was 7.8% at
from a public sharing website. The white noise was recorded with 22 nmol/L (n = 200).
an amplifier and microphone, and was then manipulated to have Lab analysis showed that canine cortisol levels ranged from 0.7
similar frequency modulations (pitch rising and falling) and mean to 44.0 nmol/L for all 92 dogs across the pre- and post-stimulus
intensity to the five crying and five babbling stimuli (making 10 periods over the three conditions, with baseline levels between 0.7
white noise clips). All recordings were edited using the Audac- and 35.8 nmol/L. The baseline cortisol levels are higher than in prior
ity audio software (version 1.3.13). We removed high frequencies studies, suggesting the possibility that some dogs were stressed
(above 1,000 Hz) in infant cries (M = 408 Hz) to enhance the simi- prior to listening to the stimuli. For this reason, we examined the
larity with babbling (M = 389 Hz). We did not manipulate the mean baseline cortisol levels of the five previous studies using a sim-
fundamental frequency further so as to avoid a loss of context and ilar methodology to the present study, that is, healthy domestic
valence in the sounds. dogs tested in a laboratory (Beerda et al., 1998, 1997; Bergeron
Each sound clip was originally 20 s and was looped to cre- et al., 2002; Dreschel and Granger, 2009; Pastore et al., 2011). Dogs
ate a clip 13 min long. Clips were played from a computer in these studies had a mean baseline cortisol level of 8.20 nmol/L
through two external speakers. The participant was situated three (SD = 3.46) and a maximum baseline cortisol level of 16.8 nmol/L.
meters from the speakers and separated by an opaque barrier In our study, 12 dogs (13%) had baseline cortisol values above this
(1.5 m × 2.5 m × 0.10 m). Sounds were randomly allocated to each maximum baseline value. For two reasons, we calculated outliers
participant, played for 13 min and were followed by 5 min of on the basis of our own study plus these five previous studies. First,
silence. Previous research indicates that salivary cortisol levels we wished our study to be comparable to previous research. Sec-
accelerate 12 min after the onset of an auditory stressor and peak ond, calculation of outliers based solely on our own data resulted in
at 18 min (Beerda et al., 1997). significant skewing, such that our data then violated the assump-
The mean loudness of all clips was approximately 82 dB (cry- tions of analysis of variance, whereas combining the six studies (the
ing M = 82.6 dB, babbling M = 82.1 dB, white noise M = 81.6 dB) but five previous studies plus our study) to determine outliers resulted
the loudness oscillated continuously as described above. The three in a normal distribution for baseline cortisol. The mean baseline
types of sounds were further analyzed using Praat software (ver- cortisol measures of the five similar previous studies plus our own
sion 5.3.45) (Boersma and Weenink, 2012), to ensure they were study was 7.42 nmol/L (SD = 3.23). Therefore, any dog whose pre-
equivalent, as well as consistent with past research examining stimulus cortisol level measured more than 2.5 standard deviations
infant vocalizations (Boukydis and Burgess, 1982; Rautava et al., over the mean value (15.50 nmol/L) was excluded. Seventeen dogs
2007) in terms of: (a) fundamental frequency (F0: autocorrelation were excluded on this basis – two in the babbling condition, nine in
method, 20–10,000 Hz frequency range), and (b) formant frequen- the crying condition, and six in the white noise condition – leaving
cies (F1-5: burg method, 25 ms time window, maximum frequency 75 dogs remaining (38 females, M = 5.11 years, SD = 2.98).
5500 Hz, maximum 5 formants, dynamic range: 30 dB). The infant
cries were considered to be normal with a mean F0 under 500 Hz
(Boukydis and Burgess, 1982; Rautava et al., 2007). Further, as 2.4. Procedure
expected, the melody curve of fall-rise-fall contained non-linear
characteristics such as hyperphonation, vibrato/glottal roll, and Both human participants and dog owners were informed in
subharmonics (Rautava et al., 2007). When comparing cries to bab- advance that they would be listening to a sound and cortisol in
bles, there were no significant differences in duration per utterance, saliva would be measured, but not which sound stimulus they
minimum pitch, fundamental frequency, or the first three formants would be listening to themselves. While the sound was played, the
(all ps ≥ .20). experimenter was in another part of the room, with an opaque bar-
rier measuring 1.5 m × 2.5 m × 0.10 m, obscuring the experimenter
2.3.2. Saliva from the participant.
Plasma and salivary cortisol levels are consistent and highly cor- There have been mixed results regarding diurnal rhythms in
related in dogs (Kobelt et al., 2003) so that we measured cortisol dogs (Giannetto et al., 2014; Kolevská et al., 2003; Koyama et al.,
from saliva. To elicit a salivary response, dogs smelled a bag of wet 2003; Wenger-Riggenbach et al., 2010), and thus far, the exact
cat food or a box full of sausages for 10 s or until the dog had shown nature has not been established in dogs (Kemppainen and Sartin,
visual signs of salivating. No food was given prior to saliva col- 1984) so that dogs were tested between 09:00 and 19:00 h at the
lection. The dog’s lips and cheeks were lifted, and swabbed with owner’s convenience. Upon arriving, the dog was given 40 min to
cotton. Swabbing never exceeded 4 min, as procedures over 4 min explore the room with no restrictions (3.0 m × 6.5 m) (see Appendix
influence the cortisol concentration (Kobelt et al., 2003). Cortisol C) including the experimental area (3.0 m × 3.2 m), while the owner
samples were taken twice: once at 40 min after entering the lab, filled in a questionnaire about the dog’s behavior. In the first 40 min,
and once, 18 min after the onset of the sound stimulus. both owner and experimenter actively petted and attended to the
For humans, saliva was collected using a passive drool tech- dog to lower potential stress. No food was provided to the dog, and
nique. This method is considered to be the least invasive and results water was provided ad libitum.
in the cleanest sample possible. Participants gently mimicked a After taking the first saliva sample, the dog’s collar was attached
chewing motion, letting saliva pool in their mouths, before spitting to a wall-fixed lead 3.0 m long in the experimental area. The owner
it through a straw and into a labeled vial. sat on a chair in a corner of the experimental area wearing head-
Collected saliva was stored in a lab refrigerator at 4 ◦ C for phones and watching a dog documentary played on a laptop, and
no more than 6 h before transferring it to a freezer at −80 ◦ C was explicitly instructed to ignore his/her dog. The experimenter
on the same day as collection. All vials were sent to the same played the sound stimulus on a computer within the room, and
158 M.H. Yong, T. Ruffman / Behavioural Processes 108 (2014) 155–165

Fig. 1. Canine behavior in the three conditions. (A) Mean display of behavior across time (3 min) in 20 s increments for submissiveness. (B) Mean display of behavior across
time (3 min) in 20 s increments for alertness.

after 18 min, took the second saliva sample. The dog received a were as follows: looking at the sound, r = .93; looking at the dog,
treat (sausage pieces) at the end of the experiment. r = .91; discomfort, r = 1.00.
All human participants were tested between 16:00 and 17:00 h
to control for circadian rhythm. When participants first arrived at 3. Results
the lab, they were asked to rinse their mouth with tap water to
remove food particles, and then given a drink of water. The par- The raw behavioral data were examined using Shapiro-Wilk’s
ticipant then rested for 10 min before providing the first saliva test for normality (all ps < .01), which together with the histograms,
sample. After the first saliva sample was taken, the participant sat in suggested that the data were non-normal. For this reason, non-
the middle of the experimental area and the experimenter played parametric analyses were used. Unlike the behavioral data, the
a sound clip, with the second saliva sample taken after the 18th human aversiveness ratings and cortisol levels were normally dis-
minute. The participant finished by rating the sound’s aversiveness tributed (Shapiro–Wilk’s test for normality with all ps > .05).
on an 11-point Likert scale, ranging from 0 (extremely pleasant) to
10 (extremely aversive), and responding to a daily activity ques- 3.1. Canine behavior
tionnaire.
Fig. 1 shows both alert and submissive canine behavior across
time in the first 3 min. There was a significant difference in alert-
2.5. Measured variables and statistical analysis ness across the three conditions, p = .04 (Kruskal–Wallis test), with
dogs more alert when listening to both crying, U = 177.00, p = .02,
We coded canine submissiveness and alertness separately as r = .33, and babbling, U = 217.50, p = .04, r = .28 compared to white
either 0 (not present) or 1 (present) at five-second intervals after noise (Mann-Whitney U test), but with no difference between
stimulus onset, following coding of canine behavior or emotional crying and babbling, U = 309.50, p = .78, r = .04. Second, there was
states in a previous study (Custance and Mayer, 2012). Sub- a difference in submissiveness in the three conditions, p = .01
missiveness and alertness were identified from verbatim verbal (Kruskal–Wallis test), with dogs more submissive when listening to
descriptions of behavior and accompanying diagrams in Custance crying, U = 197.50, p = .01, r = .37, and white noise, U = 202.00, p = .01,
and Mayer (2012). Submissiveness included the following behav- r = .35 compared to babbling, but no difference between crying and
ioral signals: the dog’s body and head were lowered, the ears were white noise U = 280.00, p = .87, r = .02. Thus, the canine behavioral
held flat and back, the tail was lowered and sometimes slightly response to crying was a unique combination of submissiveness
between their legs or wagging rapidly side-to-side, the tongue pro- and alertness, with that combination not repeated in either control
truded slightly, or the dog raised one leg in a hesitant or placating condition (see Figs. 2 and 3). Likewise, when listening to crying,
manner. Alertness included pricked and forward ears, a slightly the 63 dogs in child-free households were more alert compared to
raised body, stiffened legs, staring, and the tail held up horizon- white noise, p = .04, and more submissive compared to babbling,
tally or higher. There was a consistent trend for the behavioral p = .02.
response to decline after 3 min, so that we subsequently analyzed
just the first 3 min. Two coders coded the data separately. The pri- 3.2. Human aversiveness ratings
mary coder was blind to the condition and hypothesis, and the
secondary coder coded 33% of the dogs for inter-rater reliability. The 74 human participants rated each sound’s aversiveness,
The inter-rater correlations between the two coders were good: and their ratings were examined using a one-way ANOVA with
submissiveness – rs = .70; alertness – rs = .74. The primary coder’s three levels (crying, white noise, babbling) (Fig. 4). There was a sig-
ratings were used in the analyses. nificant difference in ratings, F(2, 71) = 13.49, p < .01, with crying,
We also coded owner behavior while dogs listened to the sound t = 3.47, p < .01, and white noise, t = 4.73, p < .01, more aversive than
in terms of whether the owner was (a) looking toward the sound, (b) babbling, but with no difference between crying and white noise,
looking towards their dog, and (c) displaying behaviors depicting t = 1.32, p = .92.
discomfort (e.g. shifting in seat uneasily, pressing headphones to We also presented reversed versions of infant crying, infant bab-
ears to block out sounds). One coder, blind to the hypotheses and bling and white noise to 19 university students (not involved in the
conditions, coded all of the data and a second coder coded 33% of main study) (10 females, M = 19.53 years, SD = 1.43). Participants
the data. Coding took place every 5 s and each behavior was coded were asked an open-ended question asking them to identify the
as either 0 (not present) or 1 (present). The inter-rater correlations sound. All participants were able to identify the reversed infant
M.H. Yong, T. Ruffman / Behavioural Processes 108 (2014) 155–165 159

20
Baseline
* Post-stimulus

Mean cortisol levels ±SEM (nmol/L)


15

*
10

0
Cry Bab WN Cry Bab WN
Humans Dogs

Fig. 5. Cortisol response in humans and dogs. Mean cortisol levels of humans
Fig. 2. Box and whisker plot displaying canine median alert behavior when listening (n = 74) and dogs (n = 75) before and after listening to crying, babbling or white
to crying, babbling, or white noise. * p < .05. noise. * p < .05.

sounds correctly, with the white noise identified as radio static


or machinery sounds. Because reversed crying was identified as
crying, it makes a poor control.

3.3. Cortisol

For each species, we used a 2 (Time: pre-stimulus, post-


stimulus) × 3 (Condition: crying, babbling, white noise) mixed
analysis of variance (ANOVA), with cortisol at pre- and post-
stimulus as the dependent measure. Time was a within-subjects
factor, Condition a between-subjects factor, and the interaction was
of primary interest (Fig. 5). For dogs, there was a main effect of
Condition, F(2, 72) = 7.03, p = .02, qualified by the interaction, F(2,
72) = 4.95, p = .01. For humans, only the interaction was significant,
F(2, 71) = 3.32, p = .04. Paired-samples t-tests indicated that both
dogs, t = 2.25, p = .03, and humans, t = 2.48, p = .02, experienced a
rise in cortisol from pre- to post-stimulus after listening to crying.
Cortisol did not change from pre-stimulus after listening to bab-
bling or white noise in either species, all ps > .59. We then repeated
the ANOVA but excluded the 12 dogs that lived with children (3
crying, 5 babbling, 4 white noise). There was still a significant inter-
Fig. 3. Box and whisker plot displaying canine median submissive behavior when
action, F(2, 60) = 6.38, p < .01, and canine cortisol still increased from
listening to crying, babbling, or white noise. ** p < .01.
pre-stimulus when listening to crying, t = 2.31, p = .03.
To ensure initial stress levels were similar, we compared pre-
stimulus cortisol levels with a one-way analysis of variance with
8 three levels corresponding to the three conditions (crying, white
** noise, babbling). For dogs, there was no difference in pre-stimulus
**
cortisol levels in the three conditions, F(2, 72) = 2.20, p = .12, and the
same was true for humans, F(2, 71) = 0.43, p = .65. We then exam-
Mean sound rating ±SEM

6
ined canine diurnal rhythms, coding 9 am as 0, 10:30 am as 1.5, 2 pm
as 5, etc. The time of day at which dogs were tested was unrelated
to pre-stimulus cortisol levels, with neither a linear relation, F(1,
4 73) = 0.11, p = .75, nor a quadratic relation, F(2, 72) = 0.30, p = .75.
To examine whether demographic variables made a differ-
ence to cortisol levels we repeated the initial analysis – a 2
(Time: pre-stimulus, post-stimulus) × 3 (Condition: crying, bab-
2 bling, white noise) ANOVA – but included a third factor: either
canine sex, hormonal status (intact, neutered), age group (1–1.99,
2–7.99, 8+ years), number of additional dogs in the house-
hold, or whether dogs had been re-homed. Level of cortisol was
0
the dependent measure. A significant three-way interaction (e.g.
Crying Babbling White noise
Time × Condition × Sex) would indicate the rise in cortisol when
Fig. 4. Mean sound ratings by humans (n = 74) for crying, babbling or white noise listening to crying was modified by the third factor. However,
(0 = extremely pleasant, 10 = extremely aversive). ** p < .01. none of the interactions approached significance (all Fs < 0.60, all
ps > .55), indicating the cortisol increase after listening to crying was
160 M.H. Yong, T. Ruffman / Behavioural Processes 108 (2014) 155–165

unaffected by demographic variables. There was an insufficient 9


number of each breed in each condition to compare different Cry
8 *** ***
breeds. Bab
7

Mean sound rating ±SEM


3.4. Discordancy 6

5
We carried out additional analyses to determine whether
4
the aversiveness of the crying stimuli stemmed from increased
discordancy. Crying contains certain nonlinear acoustic features 3
(hyperphonation, subharmonics, deterministic chaos) that con-
2
tribute to discordancy. White noise does not contain pitch and
therefore cannot be examined for discordancy. However, discor- 1
dancy can be examined by comparing the presence of discordant 0
features in crying versus babbling. Each crying and babbling clip Sine wave Reduced pitch Original
was comprised of a series of individual cries or babbles. We broke
each sound clip into these individual cries or babbles, then exam- Fig. 6. Mean sound ratings by humans (n = 19) for sine wave, reduced pitch,
and original clips for crying and babbling respectively (0 = extremely pleasant,
ined the percentage of cries/babbles that contained nonlinear
10 = extremely aversive). *** p < .001.
acoustic features. Hyperphonation, subharmonics, and/or deter-
ministic chaos were present in 50% of cries and 59% of babbles (i.e.
were slightly more common in babbling than crying). ratings for the sine waves (when the melody was retained but the
A second way to characterize discordancy involves the melody, sound of crying or babbling was eliminated), t(18) = 0.74, p = .47.
that is, the changes in pitch (frequency) over time. We extracted Thus, crying was perceived as substantially more aversive than bab-
the pitch tiers for each crying and babbling clip, and then synthe- bling even when the pitch range was reduced considerably and
sized these pitches using a sine wave (with the resulting stimulus across-time discordancies were eliminated. In contrast, there was
sounding like a computer-generated hum changing in pitch over no difference in the aversiveness of crying and babbling when the
time). This way, the melody (harmonic series of frequencies) was melody was retained but the sounds of crying or babbling were
preserved but each stimulus sounded like a hum rather than cry- eliminated. Overall, the results indicate that crying is perceived as
ing or babbling. We also created a second batch of stimuli that aversive, not because of discordancies, but because of the mood
restricted the frequency range so that instead of frequencies vary- conveyed.
ing between 303 and 446 Hz, each clip varied in a very narrow range
between 380 and 400 Hz. This narrow range does not allow for audi- 3.5. Dog owners
ble discordancies (e.g. hyperphonation), yet each clip still sounds
like either crying or babbling. There were 30 clips in total: (a) the Dog owners were present throughout the experiment and were
original 10 clips (5 crying, 5 babbling), (b) the 10 clips converted explicitly informed not to interact with their dogs. In addition, they
to sine waves (with full frequency range), and (c) the 10 clips with were sensorily isolated – watching a dog documentary on a laptop
restricted frequency range but maintaining the sound of crying or while wearing headphones. Nonetheless, we examined the remote
babbling. These clips were presented to 19 university students (not possibility that the owners may have primed their dogs towards
involved in the main study) (10 females, M = 19.53 years, SD = 1.43). the stimulus despite the sensory isolation. However, there was no
Participants were asked to rate, “How much do you like listening to difference in owners’ attention to the documentary they watched,
this sound?” on a scale of 0 (extremely pleasant) to 10 (extremely attention to the dog, or observer-rated levels of owner discom-
aversive). It was anticipated that when converted to sine waves, fort across the three conditions (Kruskal–Wallis test, all ps > .51),
crying would not be rated as more aversive than babbling, but when indicating owners did not cue canine responses.
the sounds of crying and babbling were preserved, crying would be
rated as more aversive than babbling. 4. Discussion
Results were as expected (Fig. 6). The data were analyzed with
a 3 (Type: sine wave, reduced pitch range, original) × 2 (Mood: cry- Our study found that only crying elicited an increase in cor-
ing, babbling) ANOVA, with rating as the dependent variable. The tisol from pre- to post-stimulus in dogs and humans, as well as
effect for Type was not significant, F(1, 18) = 1.08, p = .18, but the a unique combination of behavior in dogs involving submissive-
effect for Mood was significant, F(1, 18) = 126.33, p < .001 (with cry- ness and alertness (Table 1). The pattern of responding in dogs and
ing rated as more aversive), as was the interaction, F(2, 36) = 80.32, humans was very similar; both found crying and white noise more
p < .001. The interaction was explored with three t-tests. Crying aversive than babbling, and both showed an increase in cortisol
was rated as significantly more aversive than babbling in the orig- only when listening to crying.
inal sounds, t(18) = 10.35, p < .001, and when the pitch range was In humans, an increase in cortisol and attention is interpreted as
reduced but the sounds of crying and babbling were preserved, a demonstration of emotional contagion, a component of empathy
t(18) = 10.96, p < .001, but there was no difference in aversiveness (Boukydis and Burgess, 1982; Fleming et al., 2002; Giardino et al.,

Table 1
Summary of findings.

Cortisol (change from pre- to post-stimulus) Canine behavior Aversive ratings

Alert Submissive
Humans Dogs Dogs Dogs Humans

Infant crying Increase Increase High High High


Infant babbling No change No change High Low Low
White noise No change No change Low High Highest

Note. Cortisol was measured prior to the stimulus and 18 min after onset of the stimulus. Canine alert and submissive behavior towards the stimulus was coded by raters.
M.H. Yong, T. Ruffman / Behavioural Processes 108 (2014) 155–165 161

2008). Is this also true for dogs? An alternative interpretation is 5. Conclusions


that dogs have been previously rewarded for responding similarly
to these stimuli. Several findings argue against this idea. First, if The unique pattern of physiological and behavioral responding
reward accounted for dogs’ unique combination of alertness, sub- to crying is most consistent with (a) emotional contagion in dogs,
missiveness, and increased cortisol after listening to crying, then providing the first evidence that dogs, like humans, experience a
one would expect them to show an increase in cortisol to either bab- physiological response to human infant crying, and (b) the first clear
bling (accompanying the similar level of alertness) or white noise evidence of cross-species empathy (i.e. canine emotional contagion
(accompanying the similar level of submissiveness). This did not to human distress). Our results suggest that infant crying elicited
happen. Second, one would expect that dogs living without children a rudimentary, non-insightful form of empathy, emotional conta-
would have limited opportunities for previous reward and, there- gion, in dogs and humans, although they cannot speak to whether
fore, would not show a cortisol or behavioral response to crying, but dogs have a theory of mind or cognitive empathy. Despite carefully
they did. Third, it seems unlikely that dogs would have had much controlling the acoustic characteristics of the three sounds, only
experience listening to white noise, or that humans would reward crying elicited cortisol. Crying is particularly likely to elicit cortisol
dogs for submissive behavior to white noise. Submissiveness seems because of its prominent role in empathy; crying conveys distress,
far more likely to stem from animals’ response to uncontrollable, triggering activation of the social brain, and facilitating empathy
aversive stimuli such as white noise (Beerda et al., 1998, 1997; (Murray, 1985; Shirtcliff et al., 2009), consistent with the notion
Christensen et al., 2005). If reward does not account for canine that a primitive, non-insightful form of empathy (emotional conta-
responses to white noise, it also seems less likely to account for gion) has it roots in ancient mammalian neural systems (Preston,
canine responses in the other conditions. 2013).
One might ask why dogs in our study showed more alert and
submissive behavior towards crying, whereas in Custance and
Acknowledgments
Mayer (2012) dogs only showed more submissive behavior. One
important difference between our study and theirs was the source
We thank dog owners in Dunedin whom have participated in
of “distress”. The humans present in our study (the owners) were
this research, Mr. Brian Niven from Department of Mathematics and
not crying or in distress, and therefore would not elicit any response
Statistics, University of Otago for statistical assistance, Ms. Victoria
from the dog. Instead, because the distress was coming from an
F. Ratcliffe from Department of Psychology, University of Sus-
unknown source, we expected dogs to show alert behavior (i.e. to
sex for acoustical assistance, and Mike Colombo, William Helton,
attempt to discover the source) and this happened as predicted.
Alison Mercer, and Damian Scarf for reading an earlier draft of this
Although there is always a possibility that coders may have misin-
manuscript.
terpreted canine alertness or submissiveness, this seems unlikely
given that such states were based directly on changes in behavior
(e.g. the position of the ears, body and tail). Appendix A.

Table A.1
Demographic data of participating dogs.

No. Dog breed Sex Spayed/Neutered Age Condition Inclusion Number of Other people Children ≤12
other dogs in than owner in years in home
home home

1 English Setter f Yes 3.39 Crying Yes 1 Yes No


2 Staffordshire m Yes 2.79 Crying Yes 0 No No
Terrier/Rottweiler cross
3 Long haired Weimaraner m Yes 3.43 Crying Yes 1 Yes No
4 Labrador f Yes 3.52 Crying Yes 2 Yes No
5 Lab cross f Yes 4.43 Crying Yes 1 No No
6 Huntaway/Staffordshire m Yes 4.61 Crying Yes 0 Yes Yes
Terrier
7 Border Collie f No 6.62 Crying Yes 1 Yes No
8 Stafford bull terrier f Yes 5.60 Crying Yes 0 Yes Yes
9 Collie- retriever cross f No 2.39 Crying Yes 1 Yes No
10 American Red-nose pitbull f Yes 5.47 Crying Yes 1 No No
11 Border Collie m Yes 3.16 Crying Yes 1 No No
12 Labrador m No 2.03 Crying Yes 0 Yes No
13 Labrador Retriever f Yes 10.14 Crying Yes 2 Yes No
14 Spoodle m Yes 4.34 Crying Yes 0 Yes No
15 Golden Retriever m Yes 9.61 Crying Yes 0 Yes No
16 Belgian Shepherd f No 1.17 Crying Yes 2 Yes No
17 Collie/Husky/Heading m No 1.60 Crying Yes 4 No No
18 Labrador f Yes 2.75 Crying Yes 0 No No
19 Huntaway cross m Yes 1.36 Crying Yes 0 Yes No
20 Red heeler cross f Yes 9.57 Crying Yes 1 Yes No
21 Collie foxy cross m Yes 3.86 Crying Yes 1 Yes No
22 Labrador m Yes 8.00 Crying Yes 0 Yes No
23 Boxer lab cross f Yes 4.10 Crying Yes 0 No No
24 Labrador cross f Yes 7.25 Crying Yes 0 Yes Yes
25 Boxer f Yes 6.16 Crying No 1 Yes No
26 Black lab/hunteraway m Yes 6.36 Crying No 2 Yes Yes
27 Golden Retriever f Yes 4.25 Crying No 2 Yes No
28 Golden Retriever f Yes 1.30 Crying No 1 No No
29 Golden Retriever m Yes 4.27 Crying No 2 Yes No
30 Border Collie/Kelpie Cross f Yes 9.07 Crying No 0 Yes No
162 M.H. Yong, T. Ruffman / Behavioural Processes 108 (2014) 155–165

Table A.1 (Continued)

No. Dog breed Sex Spayed/Neutered Age Condition Inclusion Number of Other people Children ≤12
other dogs in than owner in years in home
home home

31 Labrador/Staffordshire m Yes 4.88 Crying No 2 Yes No


Terrier
32 Collie blue heeler cross m Yes 6.92 Crying No 1 Yes No
33 Border Collie f Yes 8.82 Crying No 7 Yes No
34 English Setter m Yes 9.28 Babbling Yes 1 Yes No
35 Labrador/Huntaway/Beagle f Yes 2.22 Babbling Yes 1 Yes No
cross
36 Labrador f Yes 10.45 Babbling Yes 0 Yes No
37 Border Collie f Yes 1.21 Babbling Yes 7 Yes No
38 Border collie/German f Yes 8.96 Babbling Yes 0 Yes No
Shepherd cross
39 Australian Shepherd m Yes 2.72 Babbling Yes 0 Yes Yes
40 Border collie/Siberian m Yes 3.62 Babbling Yes 1 Yes Yes
Husky
41 Labrador f Yes 2.37 Babbling Yes 0 Yes No
42 Labrador f Yes 3.19 Babbling Yes 0 No No
43 Labrador/Huntaway m Yes 5.38 Babbling Yes 2 Yes No
44 Corgi f Yes 2.63 Babbling Yes 1 Yes No
45 American Red-nose pitbull m No 5.47 Babbling Yes 1 No No
46 Labrador f Yes 3.68 Babbling Yes 2 Yes No
47 Bearded collie/border collie m Yes 1.47 Babbling Yes 0 Yes No
x
48 Border Collie m Yes 8.37 Babbling Yes 1 No No
49 Border collie cross m Yes 9.47 Babbling Yes 1 Yes No
50 German m No 7.81 Babbling Yes 7 Yes No
Shepherd × Greyhound
51 Labrador Retriever f No 3.43 Babbling Yes 2 Yes No
52 German m No 1.42 Babbling Yes 7 Yes No
Shepherd × Greyhound
53 Border Collie f No 5.49 Babbling Yes 7 Yes No
54 Hungarian Vizsla m No 3.40 Babbling Yes 2 Yes No
55 Border collie cross m Yes 3.11 Babbling Yes 0 Yes No
56 Lab cross f Yes 1.29 Babbling Yes 1 Yes No
57 German wire-haired m Yes 3.54 Babbling Yes 0 Yes Yes
pointer
58 Labrador f Yes 6.97 Babbling Yes 0 Yes No
59 Labrador m No 10.39 Babbling Yes 0 Yes Yes
60 Australian Shepherd m Yes 0.88 Babbling Yes 0 Yes Yes
61 Border terrier cross f No 2.03 Babbling No 1 Yes No
62 Jack Russell/Fox terrier f No 0.84 Babbling No 1 Yes Yes
63 Golden Retriever m Yes 6.88 White Yes 1 No No
Noise
64 Black lab f Yes 8.44 White Yes 0 No No
Noise
65 Collie/Husky/Heading m Yes 4.55 White Yes 4 No No
Noise
66 Scottish deerhound m Yes 10.28 White Yes 3 Yes No
Noise
67 Black lab m Yes 7.86 White Yes 1 Yes Yes
Noise
68 Foxy/bordie f Yes 3.13 White Yes 0 Yes No
collie/heading/spaniel Noise
69 Labrador m No 5.50 White Yes 0 Yes No
Noise
70 Chesapeake Bay Retriever m No 9.64 White Yes 1 Yes No
Noise
71 Border f Yes 7.31 White Yes 0 No No
Collie/Huntaway/Labrador Noise
72 Boxer m Yes 10.38 White Yes 1 Yes No
Noise
73 Border Collie f Yes 10.36 White Yes 7 Yes No
Noise
74 French mastiff f Yes 2.21 White Yes 0 Yes No
Noise
75 Lab/collie f Yes 1.14 White Yes 0 Yes Yes
Noise
76 German f No 1.38 White Yes 7 Yes No
Shepherd/Greyhound Noise
77 English labrador f Yes 5.22 White Yes 1 Yes No
Noise
78 German f No 5.43 White Yes 7 Yes No
Shepherd/Greyhound Noise
79 German Shepherd f No 3.42 White Yes 7 Yes No
Noise
M.H. Yong, T. Ruffman / Behavioural Processes 108 (2014) 155–165 163

Table A.1 (Continued)

No. Dog breed Sex Spayed/Neutered Age Condition Inclusion Number of Other people Children ≤12
other dogs in than owner in years in home
home home

80 Bearded collie m No 1.41 White Yes 1 Yes No


Noise
81 Standard Poodle f Yes 7.72 White Yes 0 Yes No
Noise
82 Beardie collie cross m Yes 2.94 White Yes 1 No No
Noise
83 Lab kelpie cross m Yes 8.62 White Yes 2 Yes No
Noise
84 Border Collie/Huntaway f Yes 10.29 White Yes 1 No No
Noise
85 Schnauzer, Staffy and m Yes 5.08 White Yes 1 Yes Yes
Labrador Noise
86 German Shepherd f Yes 4.49 White Yes 0 Yes Yes
Noise
87 Huntaway cross m Yes 6.42 White No 0 Yes No
Noise
88 German Short-haired f Yes 5.12 White No 1 Yes No
Pointer Noise
89 American Red-nose pitbull f Yes 8.57 White No 0 Yes No
Noise
90 Huntaway cross f Yes 6.33 White No 0 Yes No
Noise
91 Labrador/Greyhound/ f Yes 2.10 White No 0 Yes Yes
collie/bully Noise
92 Border collie f Yes 5.01 White No 0 Yes No
Noise

Appendix B. Table B.1 (Continued)

No. Sex Condition Age

38 Female Babbling 24
Table B.1 39 Female Babbling 21
Demographic data of young adults. 40 Female Babbling 23
41 Female Babbling 21
No. Sex Condition Age
42 Female Babbling 25
1 Male Crying 22 43 Female Babbling 20
2 Male Crying 25 44 Male White noise 24
3 Male Crying 19 45 Male White noise 24
4 Male Crying 21 46 Male White noise 25
5 Male Crying 20 47 Male White noise 25
6 Male Crying 22 48 Male White noise 19
7 Male Crying 20 49 Male White noise 20
8 Male Crying 25 50 Male White noise 20
9 Male Crying 25 51 Male White noise 21
10 Male Crying 18 52 Male White noise 21
11 Male Crying 21 53 Male White noise 22
12 Male Crying 20 54 Male White noise 19
13 Female Crying 22 55 Male White noise 22
14 Female Crying 18 56 Male White noise 19
15 Female Crying 21 57 Male White noise 18
16 Female Crying 19 58 Male White noise 20
17 Female Crying 25 59 Female White noise 20
18 Female Crying 22 60 Female White noise 20
19 Female Crying 24 61 Female White noise 23
20 Female Crying 20 62 Female White noise 21
21 Female Crying 24 63 Female White noise 23
22 Female Crying 19 64 Female White noise 22
23 Female Crying 23 65 Female White noise 22
24 Male Babbling 20 66 Female White noise 22
25 Male Babbling 24 67 Female White noise 23
26 Male Babbling 21 68 Female White noise 24
27 Male Babbling 21 69 Female White noise 19
28 Male Babbling 23 70 Female White noise 19
29 Male Babbling 23 71 Female White noise 19
30 Male Babbling 20 72 Female White noise 21
31 Male Babbling 19 73 Female White noise 19
32 Male Babbling 24 74 Female White noise 19
33 Male Babbling 21
34 Female Babbling 22
35 Female Babbling 21
36 Female Babbling 21
37 Female Babbling 20
164 M.H. Yong, T. Ruffman / Behavioural Processes 108 (2014) 155–165

Appendix C.

Table C.1
Experiment room set-up.

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