Professional Documents
Culture Documents
Kindle Edition
by
John Manley
2017 ©NavsBooks
Edition 1
All rights reserved, no part of this book may be reproduced in any manner without the express written consent of the publisher, except for
brief extracts for reviews and articles. Although the author and publisher has exercised the greatest care in compiling this book they do not
hold themselves responsible for the consequences arising from any inaccuracies. Extracts from British MCA M Notices re-produced under
OGL.
Contents
Defining a vessel
A quick summary
The Journey Starts
Welcome to the first book in the series of Really Handy Guides to revising ship certification. This is a
guide for the professional mariner studying for their officer qualifications; it mixes facts about the
certificates, revision questions, and then adds a bit more. It has not a definitive text book on vessel
certification, so if that is required please refer to the source documents.
A logical, if not legally accurate method has been used to group the certificates within this series, a
method that will help in remembering the ever growing pile of certification that a ship is required to carry.
Commencing at identifying and defining a vessel the series will then move to cover managing, making
safe, protecting the environment, and finally employing the vessel. Along the way there will be some
diversions beyond the certificates themselves to break up the study and add some additional useful
information.
For those feeling the need to revise, each section will end with some revision questions and answers. For
those after pure facts, just press the skip hyperlinks to move along to the next topic.
To assist in remembering certificate carriage requirements, this book has arranged the documents into
the following groups:
Certificate of Registry
The Continuous Synopsis Record
Documents that define two important facts about its vessel, its tonnage and loadline-
In between some of these certificates will be found some diversions into related topics, diversions that will
not only create a chance to pause, but also expand the study beyond the certification itself. And so the
first steps are taken, into the realm of vessel identification.
Identifying the Vessel
At the start of this exploration of ship certification are two documents that identify a vessel. In an industry
where ships can change owners, flags and names these are fundamental documents.
This certificate provides a link between the flag flown at the stern of a vessel, and the country that flag
represents. The Certificate of Registry proves a ship’s nationality, and is the most important document
held by a ship. It will be required when obtaining clearance in a foreign port, and when boarded by
officials in a war zone or embargoed area. This document will also be of use when selling a vessel,
arranging finance, or obtaining protection from a warship. It is issued by the flag state on whose registry
the ship is entered, and different flag states have different requirements for registration.
The Certificate of Registry is required for any ship on international voyages, apart from Government
owned vessels and very small vessels
In UK law, commercial vessels under 100 GT and pleasure vessels less than 24 metres in length are
listed on a Small Ship Register. This registration is only required if sailing on the ‘high seas’ or
visiting foreign ports
It is valid for 5 years, or on change of ownership
The certificate of registry does not prove ownership or show mortgages
It cannot be subject to detention and must remain on the vessel unless required to obtain custom
clearance
Many countries require the certificate to be produced on entering or leaving a port
Different countries have different qualification requirements for vessel registration
Identity details:
Name, Official number, Call sign, IMO number
Ship description:
Port, Type of ship, Method of propulsion, Engine make and model, Total engine power
Tonnages:
Gross tonnage, Net tonnage, Registered tonnage
Dimensions:
Length, Breadth, Depth
Build details:
Year of build, Name of builder, Country of build
Ownership:
Name and address of owners
Validity:
Issue and expiry dates, Signature
Italics used in this book indicate revision guidance, comments, and groupings that assist in understand
the certificates.
"Every State shall fix the conditions for the grant of its nationality to ships, for the registration of
ships in its territory, and for the right to fly its flag. Ships have the nationality of the State whose flag
they are entitled to fly. There must exist a genuine link between the State and the ship"
"Every State shall issue to ships to which it has granted the right to fly its flag documents to that
effect."
UNCLOS Article 91 Nationality of ships
The quotations within this book are not intended to be definitive, so if the exact wording is important,
track down the original legislation.
Two of the numbers explained
Before leaving the Certificate of Registry here is a quick detour into some of the information contained on
the document.
Stated on this certificate are two fundamental numbers that links all the of certification with the ship.
Whilst the name of the ship may change these remain unchanged. One of these numbers is international,
and one national.
This is a permanent number that remains with the ship throughout its life; a number that identifies a ship
regardless of what name, flag, and ownership changes it goes through, from build to scrapping. It is
formed of the three letters ‘IMO’, followed by seven digits. The digits are the numbers used in Lloyds
Register against the ship.
Key facts
This number is issued by a flag state when a ship enters its register. It is is assigned by the Registry with
a carving note, and will remain with the ship unless it changes flag.
Official Number = Issued by flag state for the period the ship is on their registry
Revision Questions
Revision questions are spread throughout this book. If you are studying for an exam you may find these
useful.
Note: In UK law, commercial vessels under 100 GT and pleasure vessels less than 24 metres are listed on
different registers. They need to be registered if sailing on the ‘high seas’ or visiting foreign ports in order
to remain under flag state law.
Identity details
Ship description
Tonnages
Dimensions
Build details
Validity
Ownership
Gross tonnage
Net tonnage
Registered tonnage
National (closed)- The ship owners must have genuine links with the flag state
Flags of convenience (open)- No genuine link with the flag state is required
Offshore (Second)- A register established under separate legislation to its parent register
Question: Who issues a ship's official number, and for how long does it last?
Answer: The flag state when a ship enters its register. It will remain with the ship unless it changes flag.
Note: It is required by SOLAS Chapter XI, regulation 3- 'Ship identification number'. The IMO number is
formed of the three letters ‘IMO’, followed by seven digits.
Note: The number is to be clearly legible on all plans, manuals and other documents required by IMO
conventions to be carried on board ships
Important note: A certificate of Registry cannot be subject to detention and must remain on the vessel
unless required to obtain custom clearance.
The next document does more than evidence the ship's current identity, it also records its past identities.
The Continuous Synopsis Record
A record of a ship's life
The Continuous Synopsis Record (CSR) provides an on-board record of the life of the ship. A CSR is
required to be carried by all passenger and cargo ships of 500 GT and above on international voyages.
Key facts
The CSR is required by SOLAS Chapter XI-1 - Special Measures to Enhance Maritime Safety, Regulation 5
- Continuous Synopsis Record.
For ships constructed before 1 July 2004, the Continuous Synopsis Record shall, at least, provide the
history of the ship as from 1 July 2004.
The Flag state issues the CSR 1 to the ship, which is given a sequential number, the initial one issued on
build being 1. All the CSR 1s have to be retained on board.
On each change a form CSR 2 is completed showing the new details. The original is kept with the CSR 1
on the ship, and a copy sent to the flag state administration. The CSR3 is a summary of the amendments.
The flagstate keeps a copy, which may be in an electronic form, of each CSR document issued to the ship.
The CSR shall be in English, French or Spanish language. Additionally, a translation into the official
language or languages of the Administration may be provided.
Ship identification
Registration details:
The name of the State whose flag the ship is entitled to fly
The date on which the ship was registered with that State
The port at which the ship is registered
The date on which the ship ceased to be registered with that State
Ownership information:
Certification
The name of all classification societies with which the ship is classed
The name of the Administration or of the Contracting Government or of the recognized organization
which has issued the Document of Compliance
The name of the Administration or of the Contracting Government or of the recognized organization
that has issued the Safety Management Certificate
The name of the Administration or of the Contracting Government or of the recognized security
organization that has issued the International Ship Security Certificate
Actions required by Masters
If the Master establishes that there are outstanding amendments not reflected in the latest CSR document
the master should:
Complete new amendment form(s) relating to each outstanding amendment and attach it to the latest
CSR document
List the amendment(s) referred to in the index of amendments (CSR 3) attached to the latest CSR
document
Forward copies of the amendment form(s) to the ships Administration
In cases of the loss of, or damage to, any document in a ships CSR file:
Summary
Note: It is required by SOLAS Chapter XI-1 - Special Measures to Enhance Maritime Safety, Regulation 5 -
Continuous Synopsis Record.
Note: If the ship's CSR records are lost or damaged it is essential that they are restored as quickly as
possible in order to avoid potential delays to the ship's voyage.
Note: The Flag state issues the CSR 1 to the ship, which is given a sequential number, the initial one
issued on build being 1.
Ship identification
Registration details
Ownership information
Certification
The two documents covered in this chapter provide important evidence of a vessels identify. The
Certificate of Registry is proof of a vessel's nationality, and the Continuous Synoptic Record (CSR)
documents the vessel's history. In an industry where ship's may frequently change owner, flag and name
these two documents form a fundamental part of any interaction with shore authorities. Before this book
starts to explore the certification involved in defining a vessel it will have a quick detour into the key
maritime conventions.
The Maritime Conventions
Identifying the ship
United Nations Convention on the Law of the Sea (UNCLOS)
“The United Nations Convention on the Law of the Sea lays down a comprehensive regime of law and
order in the world’s oceans and seas establishing rules governing all uses of the oceans and their
resources. It enshrines the notion that all problems of ocean space are closely interrelated and need
to be addressed as a whole.”
Territorial seas
Innocent passage
Transit passage through straits
Exclusive economic zones (EEZ)
Continental shelf exploitation
Freedoms of the high sea
Marine pollution responsibilities
Disputes
The International Tribunal for the Law of the Sea is an independent judicial body established by the
United Nations Convention on the Law of the Sea to adjudicate disputes arising out of the interpretation
and application of the Convention.
Defining the ship
International Convention on Tonnage Measurement of Ships, 1969 (Tonnage
Convention)
This Convention introduced an universal tonnage measurement system. The Convention provides for gross
and net tonnages, both of which are calculated independently.
“It has long been recognized that limitations on the draught to which a ship may be loaded make a
significant contribution to her safety. These limits are given in the form of freeboards, which
constitute, besides external weathertight and watertight integrity, the main objective of the
Convention.” IMO website
Annex I
Chapter I – General
Chapter II – Conditions of assignment of freeboard
Chapter III – Freeboards
Chapter IV – Special requirements for ships assigned timber freeboards
Annex II covers Zones, areas and seasonal periods
Annex III contains certificates, including the International Load Line Certificate
Managing the vessel
The International Convention on Standards of Training, Certification and
Watchkeeping for Seafarers (STCW), 1978
International Convention on Standards of Training, Certification and Watchkeeping for Seafarers entered
into force in 1984. The main purpose of the Convention is to promote safety of life and property at sea and
the protection of the marine environment by establishing in common agreement international standards of
training, certification and watchkeeping for seafarers.
The Manila amendments to the STCW Convention and Code were adopted on 25 June 2010, marking a
major revision of the STCW Convention and Code.
The STCW regulations are supported by sections by the STCW Code. The Convention contains basic
requirements which are then enlarged upon and explained in the Code.
Part A of the Code is mandatory. The minimum standards of competence required for seagoing personnel
are given in detail in a series of tables. Part B of the Code contains recommended guidance which is
intended to help implement the Convention.
The Maritime Labour Convention, 2006 establishes minimum working and living standards for all
seafarers working on ships flying the flags of ratifying countries. It is widely known as the “seafarers’ bill
of rights,” The convention is an international labour Convention adopted by the International Labour
Organization (ILO).
Keeping the ship safe
The International Convention for the Safety of Life at Sea (SOLAS), 1974
“The SOLAS Convention in its successive forms is generally regarded as the most important of all
international treaties concerning the safety of merchant ships. The first version was adopted in 1914,
in response to the Titanic disaster, the second in 1929, the third in 1948, and the fourth in 1960. The
1974 version includes the tacit acceptance procedure – which provides that an amendment shall enter
into force on a specified date unless, before that date, objections to the amendment are received from
an agreed number of Parties.” IMO Website
The 1974 Convention has been updated and amended on numerous occasions. The Convention in force
today is sometimes referred to as SOLAS, 1974, as amended.
Keeping the seas clean
The International Convention for the Prevention of Pollution from Ships, 1973
(MARPOL)
MARPOL is the key international convention covering prevention of pollution of the marine environment
by ships from operational or accidental causes.
The MARPOL Convention was adopted on 2 November 1973 at IMO. MARPOL has been updated by
amendments over the years. The convention currently includes six technical Annexes.
International Convention for the Control and Management of Ships’ Ballast Water
and Sediments, 2004 (BWM Convention)
The Convention aims to prevent, minimize and ultimately eliminate the transfer of harmful aquatic
organisms and pathogens through the control and management of ships’ ballast water and sediments. It
enters into force on 8 September 2017.
Under the Convention, all ships engaged in international traffic are required to manage their ballast
water and sediments to a certain standard, according to a ship-specific ballast water management plan.
All ships will also have to carry a ballast water record book and an international ballast water
management certificate.
The Convention prohibits the use of harmful organotins in anti-fouling paints used on ships and
establishes a mechanism to prevent the potential future use of other harmful substances in anti-fouling
systems. Annex I of the Convention states that all ships shall not apply or re-apply organotins compounds
which act as biocides in anti-fouling systems.
International Convention on Civil Liability for Bunker Oil Pollution Damage, 2001
(Bunkers Convention)
The Convention was adopted to ensure that adequate, prompt, and effective compensation is available to
persons who suffer damage caused by spills of oil, when carried as fuel in ships’ bunkers
International Convention on Civil Liability for Oil Pollution Damage, 1992 (CLC
Convention)
The Convention covers those who suffer oil pollution damage resulting from maritime casualties involving
oil-carrying ships. The Convention places the liability for such damage on the owner of the ship from
which the polluting oil escaped or was discharged. The Convention applies to seagoing vessels carrying oil
in bulk as cargo, but only ships carrying more than 2,000 tons of oil are required to maintain insurance in
respect of oil pollution damage.
Certificates that define a ship
This chapter covers the certification that defines two fundamental pieces of information about a vessel, its
tonnage and draft.
This certificate states the Gross and Net tonnages of a ship. It is a document required by the International
Convention on Tonnage measurement of Ships, 1969. Gross tonnage (GT) is used to determine which
regulations apply to which ships, whilst Net tonnage (NT) is used to determine the size of harbour and
canal dues.
Key facts
An International Tonnage Certificate is required by ships engaged on international voyages, but not
by ships of war and vessels of less than 24 metres in length
It is issued on build or alteration, after a tonnage survey has been conducted
Gross tonnage (GT) is the measure of the overall size of a ship. It is derived from a formula that
multiplies the internal volume of a ship in cubic metres by a constant (K) contained in a table within the
tonnage convention.
Net tonnage (NT) is the measure of the useful capacity of a ship determined in accordance with the
Convention. It is also derived from multiplying the internal volume by the constant K, but then applies a
formual that uses the summer moulded summer draft and moulded depth. An additional factor is used for
passenger ships.
Front page
Name of Ship
Distinctive Number or Letters
Port of Registry
Dimensions
Length
Breadth
Moulded depth amidships
The Gross and net tonnages
Date of issue
Rear page
A table showing the spaces included within the tonnage. The table lists for each space: name, location,
length
The Suez and Panama tonnage certificates
These are issued on behalf of the canal authorities who both use a different measurement system from the
international certificate. The certificates are not mandatory, and are only required if the vessel intends to
use the canals. Most international trading ships however, are issued with the certificates on build.
The International Load Line Certificate
Defining how deep a vessel can load
This is the first of the certificates involved in vessel safety, and it is derived from legislation with a long
history. Its roots are in the pioneering work of the Victorian British MP Samuel Plimsol; an early pioneer
for vessel safety whose name is now enshrined in the name of the mark found on the side of every ship
today.
The more freeboard that a vessel has, then the greater its reserves buoyancy, and greater the angle to
which she can be inclined without immersing the deck edge. GZ is increased and therefore so is stability.
In addition, the range of stability increases, giving greater dynamical stability. All these are factors that
improve a vessel's safety at sea.
The loadline certificate is required by the International Convention on Load Lines, 1966. All ships on
international voyages require to hold the certificate, apart from:
Ships of war
Ships of less than 24 metres in length
Pleasure yachts not engaged in trade
Fishing vessels
The certificate is first issued after an initial survey before the ship is put in service. This survey shall
include a complete inspection of its structure and equipment in so far as the ship is covered by the
International Load Line Convention. The survey ensures that the arrangements, materials and scantlings
fully comply with the requirements of the Convention on Load Lines. The certificate must be accompanied
by a Record of particulars.
The loadline of a ship is derived from tables within the load line convention. These tables are based on the
length of the ship and type, and they give the basic freeboard after a block coefficient adjustment. This
figure then adjusted for several factors to give the summer freeboard. All other seasonal freeboards are
calculated based on the summer value.
Type A ship means a ship which is designed to carry only liquid cargoes in bulk, and Type B ship means
a ship other than a Type A ship.
For depth
For position of deck line
For superstructure
For trunks
For sheer
For bow height
For depth
For position of deck line
For superstructure
For trunks
For sheer
For bow height
Surveys
The loadline certificate is covered by the Harmonised System of Survey and Certification (HSSC) system,
a system that will be covered in a later book in this series.
The certificate is renewed after a survey that must be undertaken at a period not exceeding five years.
This survey is to ensure that the structure, equipment, arrangements, materials and scantlings fully
comply with the requirements of the Load Line Convention.
An annual inspection is also to be conducted within three months either way of each annual anniversary
date of the certificate, this is to ensure that alterations have not been made to the hull or superstructures
which would affect the calculations determining the position of the load line.
Protection of openings
Guard rails
Freeing ports
Means of access to crew’s quarters
The certificate contains three groups of information- ship details, freeboards, and survey details.
Ship details
Name of ship
Distinctive Number or letters
Port of Registry
Length
Gross tonnage
Type of ship
Freeboards (from the deck line) and load lines assigned for:
Survey details
Date of survey
Any Conditions
Endorsement of annual Survey
The loadline certificate is accompanied by a document called 'The record of particulars relating to
conditions of assignment' which contains details of ship's fittings and equipment that are included
within the loadline survey.
Many certificates contain such a supplementary document. These supplements are useful when preparing
a ship for a survey as they provide an indication of the scope of inspections.
Doors
Hatchways
Machinery space openings
Ventilators
Air pipes
Cargo ports and similar openings
Scuppers, inlets discharges
Side scuttles
Freeing ports
Protection of the crew
Timber deck cargo fittings
Other special features
Loadlines
1835 Lloyds Register introduced cargo limits based on freeboard, but these only applied to vessels on
their register.
1876 The British Merchant Shipping Act made the load lines mandatory. This act was advocated by
Samuel Plimsoll, a member of the British Parliament and coal merchant.
Note: HSSC standardises the period of validity and the intervals between surveys for the nine main
convention certificates to simplify the survey and certification process.
"Except as provided in paragraphs (2) and (3) of this Article, the appropriate load lines on the sides of
the ship corresponding to the season of the year and the zone or area in which the ship may be shall
not be submerged at any time when the ship puts to sea, during the voyage or on arrival." Load Line
Convention
Ships of war
Ships of less than 24 metres in length
Pleasure yachts not engaged in trade
Fishing vessels
The basic freeboard is obtained from tables within the load line convention using the ship type and
length
This freeboard is then adjusted by several factors to give the summer freeboard
The seasonal freeboards are calculated from the summer freeboard
Note: Tropical freeboard is one forty-eighth of the summer draught below the summer freeboard. Winter
freeboard is one forty-eighth of summer draught above the summer draft.
Winter North Atlantic freeboard applies to ships of not more than 100 metres in length. It is the winter
freeboard plus 50 mm.
Protection of openings
Guard rails
Freeing ports
Means of access to crew’s quarters
Question: What are the four load lines shown on the certificate?
Answer:
Question: What are the corrections made to a basic freeboard for a type A ship?
Answer:
For depth
For position of deck line
For superstructure
For trunks
For sheer
For bow height
That question marks the end on the section of defining a vessel, and the end of the topics covered in this
book. There is one last section though, a potted summary of the certification so far covered.
Identifying and Defining a Vessel
A Quick Summary
Certificate of Registry
The Continuous Synopsis Record
UNCLOS
SOLAS Chapter XI-1 - Special Measures to Enhance Maritime Safety
International Convention on Tonnage measurement of Ships
International Convention on Load Lines
Validity periods
The Certificate of Registry cannot be subject to detention and must remain on the vessel unless
required to obtain custom clearance
The official number It is issued by IHS maritime and Trade on behalf of the IMO
The three parts of the CSR:
Form 1 The CSR
Form 2 Amendment form
Form 3 Index of amendments
Gross tonnage (GT) is the measure of the overall size of a ship.
Net tonnage (NT) is the measure of the useful capacity of a ship
For loadline puroses a type 'A' ship is a ship which is designed to carry only liquid cargoes in bulk
The loadline certificate is covered by the Harmonised System of Survey and Certification (HSSC)
system
And now...
This revision journey through ship's certification will now continue with the more books in the series, the
next one covering vessel managment.
The Really Handy revision aids for mariners also incudes books on Collision Regulations, The ISM Code,
IALA buoyage and seamanship. Visit the Navsregs Blog to discover more about the topics covered in these
publications.
And finally.....