This document discusses the relationship between principled adjudication and the doctrine of precedent in judicial decision making. It makes two key points:
1) Precedent hinders rather than ensures weighing of rights, as judges can follow precedent without fully considering rights in each case.
2) While precedent is not essential for principled decisions, it does ensure judges apply more conservative principles from past cases, rather than more radical principles. This political effect of precedent may be desirable to restrain judicial reform, or undesirable if it causes stagnation in the law.
This document discusses the relationship between principled adjudication and the doctrine of precedent in judicial decision making. It makes two key points:
1) Precedent hinders rather than ensures weighing of rights, as judges can follow precedent without fully considering rights in each case.
2) While precedent is not essential for principled decisions, it does ensure judges apply more conservative principles from past cases, rather than more radical principles. This political effect of precedent may be desirable to restrain judicial reform, or undesirable if it causes stagnation in the law.
This document discusses the relationship between principled adjudication and the doctrine of precedent in judicial decision making. It makes two key points:
1) Precedent hinders rather than ensures weighing of rights, as judges can follow precedent without fully considering rights in each case.
2) While precedent is not essential for principled decisions, it does ensure judges apply more conservative principles from past cases, rather than more radical principles. This political effect of precedent may be desirable to restrain judicial reform, or undesirable if it causes stagnation in the law.
The discussion so far has, I hope, led to two conclusions.
First, that precedent hinders rather than
ensures a weighing of rights in the adjudicative process. Secondly, that there may be, nonetheless, good reasons for retaining enactment and gravitational force. These reasons have nothing to do with “ fairness,” as Dworkin defines it. They are, I suggest, political reasons. These conclusions are not wholly surprising if one stands back from the intricacies of Dworkin’s theory, and questions the intimate connection he makes between principled adjudication and the doctrine of precedent. Judges can make perfectly principled decisions even if they are not constrained to follow earlier decisions. The principled nature of a decision (whether it is made by a judge or by anyone else) depends on the present intention of the decision-maker to make the same decision in all analogous cases in the future, and depends on the decision itself not being generated by policy considerations. His decision does not become unprincipled merely because he does not give especial weight to the fact that certain other decisions were decided in a certain way in the past. His present decision can be principled even though he rejects the principles applied in the past. Principle can exist, quite happily, independent of precedent. The crucial point is that the principles will be different in the absence of a doctrine of precedent : they will be more radical. Precedent ensures that the principles Hercules applies in hard cases 44 THE MODERN LAW REVIEW [Vol. 43 are conservative ~nes.~~ It ensures that in searching for solutions to new problems, Hercules must operate with a conservative ideology. He must search the past for authority to justify the principles he wishes to apply. This may be desirable, for example to restrain the reforming instincts of the judge. Or it may be undesirable, causing the stagnation of the common law, its inability to resolve new problems. As Denning L.J. suggested in Packer v. Packer, “ If we never do anything which has not been done before, we shall never get anywhere. The law will stand still whilst the rest of the world goes on; and that will be bad for both.” 30 We have to decide whether we want Hercules to be a “timorous soul ” or a “ bold spirit.” s1 Acceptance or rejection of enactment and gravitational force in hard cases will be the key to ensuring the siiccess of the choice we make. Precedent, then, is not essential to principled adjudication in hard cases. Enactment and gravitational force may, indeed, endanger the principled nature of decisions made by Hercules. A judge will find it easier, in hard cases, to shelter behind earlier decisions, rather than articulate and justify the “principles” he is applying to resolve a dispute. Perhaps it was for this reason that Dr. Johnson warned Boswell: “ As to precedents, to be sure they will increase in course of time; but the more precedents there are, the less occasion is there for law; that is to say, the less occasion is there for investigating principles.” 32 I am reluctant to commit myself to specifying whether the political justifications for precedent (ensuring conservative principles; enabling the common law to develop, albeit at a slow pace; supporting a political theory of levels of rights; preventing the content of our legal rights from being too uncertain) come under the heading of “ principle ” or “ policy.” Dworkin’s replies to his critics suggest a degree of caution (or at least a safety-net) when walking that tight-rope. I merely propose, tentatively, that the political justifications for precedent cannot be embraced within the neutral concept of “ fairness ” used by Dworkin to explain the existence of gravitational force. DAVID PANNICK.* ~ 2u In “ Professor Dworkin‘s Theory of Rights,’’ 26 Political Studies 123, 133-136, Raz points out that Dworkin’s rights thesis is a conservative thesis: “ for it instructs [judges] always to perpetuate the existing ideology of the law.” Dworkin’s rights thesis is, I suggest, n conservative thesis because of the existence of the doctrine of precedent: it is the doctrine of precedent that compels respect for earlier decisions. 30 [19531 2 AU E.R. 127, 129. 31 The dichotomy suggested by Denning L.J., dissenting, in Candler, v. Crane, Christmas & Co. C19511 2 K.B. 164, 178. 32 March 28, 1772. Similarly, Cardozo, The Growth of Lm (pp. 65). B.A., B.C.L., Fellow of All Souls College, Oxford.