Professional Documents
Culture Documents
aRobert Wood Johnson Clinical Scholars Program, bDepartment of Pediatrics, and dDepartment of Epidemiology and Public Health and General Clinical Research Center,
Yale University School of Medicine, New Haven, Connecticut; cDepartment of Pediatrics, School of Medicine, Columbia University, New York, New York; eAmerican Board
of Internal Medicine, Philadelphia, Pennsylvania
The authors have indicated they have no financial relationships relevant to this article to disclose.
ABSTRACT
BACKGROUND. The high visibility of controversies regarding vaccination makes it
increasingly important to understand how parents decide whether to vaccinate
www.pediatrics.org/cgi/doi/10.1542/
their infants. peds.2005-1728
OBJECTIVE. The purpose of this research was to investigate decision-making about doi:10.1542/peds.2005-1728
vaccinations for infants. Dr Benin is independent of any commercial
funder, had full access to all of the data in
DESIGN. We conducted qualitative, open-ended interviews. the study, and takes responsibility for the
integrity of the data and the accuracy of
PARTICIPANTS. Subjects included mothers 1 to 3 days postpartum and again at 3 to 6 the data analysis.
vaccinate (“nonvaccinators,” n ⫽ 8) either completely rejected vaccination or they PEDIATRICS (ISSN Numbers: Print, 0031-4005;
Online, 1098-4275). Copyright © 2006 by the
purposely delayed vaccinating/chose only some vaccines. Knowledge about which American Academy of Pediatrics
vaccines are recommended for children was poor among both vaccinators and
nonvaccinators. The theme of trust in the medical profession was the central
concept that underpinned all of the themes about decision-making. Promoters of
vaccination included trusting the pediatrician, feeling satisfied by the pediatrician’s
discussion about vaccines, not wanting to diverge from the cultural norm, and
wanting to adhere to the social contact. Inhibitors included feeling alienated by or
unable to trust the pediatrician, having a trusting relationship with an influential
homeopath/naturopath or other person who did not believe in vaccinating, worry
about permanent side effects, beliefs that vaccine-preventable diseases are not
serious, and feeling that since other children are vaccinated their child is not at
risk.
1532 BENIN et al
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nating their children. Attempts to work with mothers May 2002 to July 2003. English-speaking mothers with
who are concerned about vaccinating their infants infants healthy enough to be in a level 1 nursery and
should focus not only on providing facts about vaccines who delivered at the Yale-New Haven Hospital (New
but also on developing trusting and positive relation- Haven, CT) or who delivered at home in the care of 1 of
ships. 2 participating midwifery practices in Connecticut were
eligible for the study. If hospitalized, mothers were ap-
proached for inclusion during their hospitalization at a
G IVEN THE HIGH visibility in the media of controver-
sies about vaccination of infants, it is important to
understand how parents decide whether to vaccinate
time when they were not receiving narcotic pain medi-
cations or needing more than routine medical care.
Mothers who were recruited through midwifery prac-
their children to be able to communicate appropriately
tices were identified before their delivery; after they
with parents about vaccinations.1–10 Previous studies
delivered, the interviewer went to their homes to per-
have identified important promoters and inhibiters of
form the interviews. We chose to interview mothers of
parents’ acceptance of vaccines.11–18 Promoters have in-
newborns, because parents face a decision about vacci-
cluded the desire to prevent disease,11 a belief in the
nation against hepatitis B shortly after the birth of their
social contract (the desire to help the community by
child, and we wanted them to be actively involved in the
participating in herd immunity, also called “altruism”),12
decision-making process at the time of the interview. We
and the desire to do what is the cultural norm/what
also wanted to be able to explore the degree to which
most other people do (also called “bandwagoning”).12
mothers may make decisions about vaccination while
Inhibitors have included a fear of harming their child,18
they are pregnant.
adhering to a reversed social contract (feeling that their
As is frequently done in qualitative research,20,22,25,26
unvaccinated child is not at risk for disease, because
we used purposeful sampling with a random compo-
most other children are vaccinated, also called “free-
nent. To ensure saturation of themes related to non-
riding”),12,15 a preference for making acts of omission
vaccination and trust, once we had interviewed 2 pilot
over acts of commission (preferring not to have acted
mothers and 15 mothers selected randomly, we
when there is any risk to the action),15,16,19 a perceived
switched to a purposeful sampling of black mothers and
ability to control their child’s susceptibility to and out-
of mothers who did not want to vaccinate their infants.
come of the disease,15 a low perceived susceptibility to
Black mothers were sampled randomly from mothers
disease,18 a belief that it is better to develop immunity
who delivered in the hospital and who indicated on their
from disease than from vaccination,18 doubts about the
admission sheet that they were black. Mothers who did
reliability of information about vaccines,15,18 and a fear
not want to vaccinate their infants were referred by
that too many immunizations may be dangerous.11,18
midwives or by pediatricians; all who were referred were
Existing studies11–18 have been largely quantitative or
included. Only 2 mothers whom we approached refused
based on hypothetical decision-making about vaccina-
to participate; they refused because of inconvenient tim-
tion and, thus, may not have adequately elicited the
ing. This type of purposeful sampling is appropriate for
comprehensive range of mothers’ attitudes in the way
qualitative work, because the goal is to select informa-
that a qualitative study can. Qualitative research pro-
tion-rich cases who will “illuminate the questions under
vides a framework for describing social phenomena,
study” (not to select a probability-based sample).26
such as comprehension and behaviors, that are based on
Mothers were enrolled until no new concepts were
complex beliefs that may be difficult to measure in a
identified by the additional interviews, that is, until the
standardized quantitative manner.20–23 A qualitative ap-
point of “theoretical saturation,”22: (1) no new or rele-
proach is based in inductive reasoning whereby hypoth-
vant data seem to emerge regarding a category, (2) the
eses are drawn from observations (in contrast to deduc-
category is well developed in terms of its properties and
tive or hypothesis-testing methods).24 This approach
dimensions demonstrating variation, and (3) the rela-
allows for the generation of hypotheses that can subse-
tionships among categories are well established and val-
quently be tested in a quantitative manner.24 We sought
idated.22 The study was approved by the Institutional
to use qualitative methodology to describe the full range
Review Board at Yale University School of Medicine.
of mothers’ attitudes about vaccinating their children
Informed consent was obtained from all of the mothers
and the promoters and inhibitors of mothers’ acceptance
before the interviews.
of vaccinations during the time when mothers are ac-
tively deciding whether to vaccinate their infants.
Data Collection
METHODS
First Interview
Study Design and Sample For the first phase of the study, 1 author (A.L.B., a
The study was a qualitative study based on a 2-phase white, female pediatrician), conducted in-depth, open-
open-ended interview of 33 postpartum mothers from ended interviews23,27,28 in person with postpartum moth-
1534 BENIN et al
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sponses between each group of mothers and the group interested in, such contact; they cited, for example, that
of mothers who were vaccine acceptors. they did not vaccinate because it says not to in the Bible
or “to keep their bloodline pure.”
RESULTS
We interviewed 33 mothers 19 to 43 years old (median:
32 years; interquartile range: 26 –35 years) from both Knowledge About Vaccination
suburban and inner-city areas of Connecticut; 10 (33%) Sixteen mothers spontaneously offered erroneous infor-
were primigravida. The majority, 22 (67%), were white, mation during the open-ended interviews (8 vaccinators
8 (30%) were black, and 3 (9%) were Hispanic. Nine and 8 nonvaccinators). Examples of erroneous informa-
(30%) received assistance from the Women, Infants, and tion included but were not limited to: a belief that their
Children program. We were able to reach 19 (58%) for 3- to 6-month-old infant had received vaccines against
follow-up interviews. chicken pox, smallpox, or measles, mumps, and rubella;
a belief that they themselves had received a vaccination
Attitudes About Vaccination against chicken pox as a child and subsequently devel-
Based on a combination of mothers’ actions and the oped disease with chickenpox regardless of that vacci-
attitudes that they expressed during the interviews, we nation; a belief that their infant could become infected
categorized mothers into 2 main groups: “vaccinators” (n with the human immunodeficiency virus from vaccines;
⫽ 25) or “nonvaccinators” (n ⫽ 8; Fig 1). These catego- a belief that vitamin K is a vaccine; and a belief that
ries of vaccinators and nonvaccinators were further sub- infants develop influenza from the influenza vaccine.
divided into 4 categories. Vaccinators were subdivided Mothers had poor knowledge about which vaccines
into: (1) “accepters,” mothers who agreed with or did children receive. At the time of the first interview, only
not question vaccination (n ⫽ 20); or (2) “vaccine-hes- 2 mothers could identify even 1 of the vaccines that are
itant mothers,” mothers who accepted vaccination but recommended at 2 months of age from a list of possible
had significant concerns about vaccinating their infants vaccines that was included as part of the multiple-choice
(n ⫽ 5). Nonvaccinators were subclassified as (3) “late questions that followed the interview (Tables 1 and 2).
vaccinators,” mothers who either purposely delayed vac- During the follow-up interview, in response to the open-
cinating or chose only some vaccines (n ⫽ 3); or (4) ended question (ie, mothers received no prompting),
“rejecters,” mothers who completely rejected vaccina- “what vaccines has your child received?” only 2 of the
tion (n ⫽ 5). These categories are depicted in Fig 1 as mothers who had reported that they had vaccinated
occurring along a continuum, because mothers ex- their infants could correctly name ⱖ1 of the 5 vaccines
pressed ranges of attitudes that did not fit simply into their child would have received. Mothers frequently
discrete categories but rather occurred along a spectrum. named chicken pox and measles, mumps, and rubella
Mothers who were categorized as vaccine-hesitant vaccines, vaccines that their child would not have re-
and those who were categorized as late vaccinators com- ceived because all of the interviews were done by 6
prised the middle of the continuum (Fig 1). These 2 months of age, and those vaccines are administered
groups of mothers were very similar to each other with later.
respect to their desire for knowledge and their approach In response to the closed-ended multiple-choice
to obtaining information. We chose the themes impor- questions that followed the first interview, mothers in
tant to these mothers in the middle of the continuum this study who were late vaccinators answered most of
to be the focus of the data that we are reporting here the 10 multiple-choice questions correctly (median: 9;
because they sought information from their pediatric range: 6 –9; P ⫽ .014 versus vaccine acceptors), mothers
providers and because they expressed a clear interest in in this study who were vaccine-hesitant answered a
obtaining information about vaccines. We hypothesize median of 6 correctly (range: 4 –7; P ⫽ .048 versus
that they are the most amenable to improved contact vaccine acceptors), mothers in this study who were re-
with traditional pediatric and public health providers. In jecters answered a median 5.5 correctly (range: 1–9; P ⫽
contrast, mothers who were nonvaccinators on the far .93 versus vaccine acceptors), and mothers in this study
right end of the spectrum seemed less amenable to, or who were vaccine accepters answered the fewest ques-
tions correctly (median: 4; range: 2–9; reference group).
b One mother selected “none” and 2 selected the false vaccine in addition to correct vaccines.
1536 BENIN et al
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whom to trust. For example, 1 mother who was a late TABLE 3 Promoters and Inhibitors of Accepting Vaccination
vaccinator described the many sources of information Promoters of accepting vaccination
she had tried and expressed her lack of satisfaction with Vaccinators
the resulting information: Trusting the doctor
Feeling satisfied by the pediatrician’s discussion
“I’ve gotten some information from the baby care Feeling that vaccinating is the cultural norm
books…. From peers, too, friends…. Getting information Believing in the social contract
about why the vaccination schedule is the way it is, no Having positive past experiences with vaccines
one can seem to really answer for me, even my doctor. Wanting to prevent disease
I’ve asked my doctors that question…. I really haven’t Inhibitors of accepting vaccination
gotten a really good answer…. I feel like I can’t get really Vaccinators
solid information.” Fearing mistakes being made
Both vaccinators and nonvaccinators
In direct contrast to how these mothers felt, those moth- Believing children get the disease anyway (especially chicken pox and
ers who were vaccinators had decided to trust the doc- influenza)
tor. For example, one mother said, “You know I Believing that vaccine-preventable diseases are not so bad (eg, chicken
really … feel that I’ve made a decision to trust our pe- pox)
diatrician … So that, you know, I’m kind of ceding the Nonvaccinators
responsibility of getting more information over to them, Feeling alienated by and distrusting the pediatrician
Having a previous negative experience with the medical establishment
trusting her.” These mothers did not want too much
resulting in distrust
information, because they trusted the doctor. Having a trusting relationship with an influential naturopath/homeopath
Because of the implications for planning the best tim- or other person who supported not vaccinating
ing for approaching mothers with information about Distrusting the doctor’s information: doctor does not know and does not
vaccinations, we questioned mothers about when they have the time
sought information and when they made their decisions Distrusting motives: vaccination is just a money-maker for pediatricians
and vaccine industry
regarding vaccination. Except for some mothers who Believing that diseases are not around, are not serious, or are easily
were vaccine acceptors, mothers sought information treatable
while they were pregnant and had decided about Worrying about permanent adverse effects (eg, autism)
whether to vaccinate during their pregnancy. The fol- Feeling that since other children are vaccinated their child is not at risk
lowing is a quote from a woman discussing her desire to (“reverse social contract”)
have information prenatally.
“I think it should be prior [to delivery] because you
never know what’s going to happen…. So I think if you tions satisfactorily and completely. Mothers needed to
have information beforehand…. It’s like, ‘OK, got the
feel as though their pediatrician was knowledgeable and
information on this. I know it. If they come to me and
ask me if there’s something I want to do, I can make a
had all of the relevant information.
decision.’ ” Other promoters included a perception that vaccinat-
ing was a “cultural norm” and not wanting to depart
Promoters of Accepting Vaccination from that norm (also called “bandwagoning”12), believ-
Overwhelmingly, we found that for vaccinators, the ing in the social contract, mothers’ past experiences with
main promoter of accepting vaccination was trusting the diseases and vaccines for themselves or for older chil-
doctor (Table 3). As one mother phrased it, “I don’t dren, and wanting to prevent disease in their child (Ta-
know enough about how [vaccines] are put together ble 3).
and tested to have a confidence level about that. But
that’s where the doctors come and you have to trust Inhibitors of Accepting Vaccination
them.” Vaccinators and nonvaccinators expressed a fear of mis-
Another important promoter was feeling satisfied by takes being made, and several mothers described in-
the pediatrician’s discussion about vaccination, which stances when their child had received the wrong vaccine
led to trusting that pediatrician. In particular, vaccina- and how this event made them question their trust in
tors who were vaccine-hesitant recounted positive, often the pediatrician. For both vaccinators and nonvaccina-
lengthy discussions with the pediatrician. tors, inhibitors included the belief that their child would
“[The pediatrician] respected the fact that … we wanted get the diseases anyway, especially chicken pox and
to sit and talk for an hour and a half about vaccina- influenza. Mothers also believed that vaccine-prevent-
tions…. And he stayed very late one night … it wasn’t able diseases are “not so bad”; a sizeable number of
something that they could charge us for…. And it’s a mothers (12) cited chicken pox in this regard.
very busy practice. It wasn’t as if he needed to solicit our For nonvaccinators, the list of inhibitors to vaccina-
business.”
tion was lengthy. Inhibitors that were important to late
Part of being able to trust their pediatrician was find- vaccinators are shown in Table 1. There were a number
ing that their pediatrician was able to answer their ques- of other inhibitors mentioned by only a few mothers or
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information, and play an active role in deciding whether did not act condescending or rushed, and treated them
to immunize their infants. like an individual. These factors fall into the domain of
Trust or lack of trust and relationships were main trust in physicians that is referred to as “trust in compe-
determinants of mothers’ decisions about vaccination; tence.”38–41 Perception of competence is a primary com-
this reliance on trust was especially impressive, because ponent of patients’ trust in physicians; yet, because most
mothers perceived that “diseases are not around” or are patients cannot directly assess their physician’s compe-
“not so bad,” and they had little experience with vac- tence, interpersonal skills and communication style
cine-preventable diseases. Medical knowledge was not largely determine how patients perceive their physician
the main driver of vaccination: mothers in this study in this domain.39,41 Unfortunately there are little data on
who were most knowledgeable about vaccination were how to successfully intervene to improve patients’ trust
those in the middle of the continuum (possibly because of physicians.40
they had the most concerns and, accordingly, had sought Having a vaccine program that relies to such a large
out information). extent on trust leaves it vulnerable. Trust can be fragile
Discussions about vaccination can be one of the first in the face of scandals, conflicts of interest in the profes-
opportunities to form a trusting relationship between sion, and proliferation of negative information, even
parents and pediatricians. Communication about risks false negative information.33 In lieu of trust alone, com-
and benefits of vaccines has been the typical approach to munication with parents and the public about risks and
this interaction32,33 and is legally mandated.34,35 However, benefits of vaccines has been proposed as a means to
this communication does not always meet parents’ strengthen immunization activities.17,32,33,42,43 However,
needs, and the dialogue between parents and pediatri- our data suggest that a more complex picture of com-
cians on this subject is not always trusting and open, as munication needs to be developed. Although parents
evidenced by studies showing that approximately one want to receive information on vaccination from their
quarter of pediatricians do not allow patients in their pediatrician,11 pediatricians have very little time to spend
practice whose parents refused vaccinations.36,37 discussing vaccination.44,45 Moreover, it is hard to com-
Our findings indicate that relying only on dissemina- municate about risk with patients,42,46 and, specifically, it
tion of medical knowledge to parents in itself is not a is hard to educate parents about vaccines.44,47,48 This
satisfactory approach to communication regarding vac- study provides a broader context through which to ap-
cines. Instead, discussions with the mothers who were in proach communication about vaccination. These moth-
the middle of the continuum of attitudes to vaccination ers suggest that developing trusting relationships regard-
suggest that pediatric health care providers may need to ing vaccination may include not establishing policies of
focus both on developing trusting, open relationships excluding nonvaccinators from pediatric practices; hav-
and also on providing factual, scientific information ing a detailed understanding of vaccine controversies
about vaccines and vaccine controversies. As found in and scandals so that when faced with concerned moth-
other studies,11,17 mothers, including many nonvaccina- ers who are in the middle of the continuum, providers
tors, looked to their pediatric providers for information can address their needs for information; being able to
about vaccines. Yet, when we spoke with mothers who explain risks and benefits in clear and simple terms,
actively sought information from the traditional medical because most mothers have limited recognition of the
establishment, there were clear differences in the quality names and diseases that vaccines prevent; and beginning
of the experiences with the pediatric-care provider be- the process of education about vaccination during preg-
tween those mothers who chose to vaccinate (mothers nancy, because concerned mothers decide about vacci-
who were vaccine-hesitant) and those who did not nation during their pregnancy. Many of these sugges-
(mothers who were late vaccinators). Mothers who vac- tions have also been proposed by other authors,
cinated had found a pediatric provider who could an- including the recent statement from the American Acad-
swer their questions in detail and spend time with them. emy of Pediatrics Committee on Bioethics.10,37,49–52 The
In contrast, those who did not vaccinate had a pediatric question remains unanswered as to how busy pediatric
provider who did not know the answers to their ques- providers can have time to follow these suggestions. It is
tions about vaccine controversies, who could not spend possible that new Current Procedural Terminology codes
time with them, or who treated them condescendingly. for counseling about vaccination are a small step toward
Many of these mothers had found a passionate, trust- facilitating these efforts.53 In addition, given the reliance
worthy homeopath or naturopath who could offer them of mothers on providers of alternative medicine, pedia-
detailed, scientifically based information against vacci- tricians and the public health community may consider
nating. forging alliances with these groups, as well as with
Mothers identified as more trustworthy those rela- groups offering prenatal classes.
tionships in which their providers expressed a passion Our findings should be considered in light of limita-
about vaccination, seemed knowledgeable, were able to tions to the study’s generalizability and validity. We
offer satisfactory answers to questions that were asked, relied on information from a fairly modest sample of
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