100% found this document useful (1 vote)
430 views9 pages

Uniform Commercial Code - Department of State

The document provides an overview of New York State's Uniform Commercial Code (UCC) which guides commercial transactions including the sale of goods. It notes that Article 9 governs secured transactions and that the Department of State maintains UCC financing statements and amendments. It lists options to file UCC statements online or by paper and provides additional resources on UCC rules, forms, fees, and search functions.

Uploaded by

nujahm1639
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
100% found this document useful (1 vote)
430 views9 pages

Uniform Commercial Code - Department of State

The document provides an overview of New York State's Uniform Commercial Code (UCC) which guides commercial transactions including the sale of goods. It notes that Article 9 governs secured transactions and that the Department of State maintains UCC financing statements and amendments. It lists options to file UCC statements online or by paper and provides additional resources on UCC rules, forms, fees, and search functions.

Uploaded by

nujahm1639
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
  • Overview: Provides an introduction to the Uniform Commercial Code and its purpose in regulating commercial transactions.
  • Filing Statements: Details the procedure for filing UCC financing statements and amendments both online and by paper.
  • UCC Forms: Lists the forms approved for filing pursuant to the Uniform Commercial Code.
  • Frequently Asked Questions: Answers common questions related to the UCC filing process.
  • XML Implementation Guide: Introduces the XML guide as an open-standards technology adopted by W3C, relevant to UCC filings.
  • UCC Lien Search: Explains how to conduct a search for UCC liens by debtor, filing number, or secured party.
  • Additional Resources: Offers additional resources and contact information for the Department of State, including translation services.

6/15/22, 8:37 AM Uniform Commercial Code | Department of State


Translate

Department of State (/)

COVID-19 UPDATES (/customer-services-and-examination-updates)

NOTICE: Starting on June 6, 2022, all guests and customers visiting the Division of
Licensing Services and/or Division of Corporations in our Albany office will be required
to have a picture ID and check in with security in the lobby.

Uniform Commercial Code

OVERVIEW
New York State’s Uniform Commercial Code (“UCC”) guides the sale of
commercial business transactions, including the sale of goods
between parties. Article 9 of the UCC governs transactions that
combine a debt with a creditor’s interest in a debtor’s personal
property. The Department of State maintains Uniform Commercial
Code Article 9 financing statements and amendments as well as
notices of federal tax liens and related notices and certificates.

U C C F I N A N C I N G S TAT E M E N T & U C C F I N A N C I N G S TAT E M E N T


AMENDMENT

Online Filings
[Link] 1/9
6/15/22, 8:37 AM Uniform Commercial Code | Department of State

File a UCC Financing Statement

Uniform Commercial Code Financing Statement is available online and by paper.


 This legal form gives notice that a creditor has or may have an interest in the
personal property of a debtor.

F I L E ( / F I L E - U C C - F I N A N C I N G - S TAT E M E N T )

File a UCC Financing Statement Amendment

A UCC Financing Statement Amendment is available for filing online and by paper.  A
UCC Financing Statement Amendment may terminate, continue, assign or amend a
Uniform Commercial Code Financing Statement.

FILE (/FILE-AMENDMENT)

(/uniform-commercial-code-rules)

Uniform Commercial Code Rules


(/uniform-commercial-code-
[Link] 2/9
6/15/22, 8:37 AM Uniform Commercial Code | Department of State

rules)

Rules and Regulations Pursuant to NYCRR Title 19, Chapter III,


Administration.


LEARN MORE (HTTPS://[Link]/UNIFORM-COMMERCIAL-CODE-RULES)

(/ucc-fee-schedule)

UCC Fee Schedule


(/ucc-fee-schedule)

Fees applicable to the Uniform Commercial Code.


LEARN MORE (HTTPS://[Link]/UCC-FEE-SCHEDULE)

[Link] 3/9
6/15/22, 8:37 AM Uniform Commercial Code | Department of State

(/ucc-forms)

UCC Forms
(/ucc-forms)

Approved forms for filing pursuant to the Uniform Commercial Code.

STATUTORY PROVISIONS (/ucc-forms#statutory-provisions)

FORMS (/ucc-forms#forms)

FEE SCHEDULE (/ucc-forms#fee-schedule)


LEARN MORE (HTTPS://[Link]/UCC-FORMS)

[Link] 4/9
6/15/22, 8:37 AM Uniform Commercial Code | Department of State

(/ucc-frequently-asked-questions)

UCC Frequently Asked Questions


(/ucc-frequently-asked-
questions)

Frequently asked questions relating to filing pursuant to the Uniform


Commercial Code.


LEARN MORE (HTTPS://[Link]/UCC-FREQUENTLY-ASKED-QUESTIONS)

(/filing-under-article-9-uniform-commercial-code)

Filing Under Article 9 of the Uniform Commercial Code


(/filing-under-article-9-uniform-commercial-code)

General guidelines for filing pursuant to the Uniform Commercial Code.

[Link] 5/9
6/15/22, 8:37 AM Uniform Commercial Code | Department of State


LEARN MORE (HTTPS://[Link]/FILING-UNDER-ARTICLE-9-UNIFORM-

COMMERCIAL-CODE)

(/xml-implementation-guide-0)

XML Implementation Guide


(/xml-implementation-guide-0)

Extensible Markup Language (XML) is an open-standards-based technology,


adopted by the World Wide Web Consortium (W3C).


/XML-IMPLEMENTATION-GUIDE (/XML-IMPLEMENTATION-GUIDE)

UCC/LIEN SEARCH

[Link] 6/9
6/15/22, 8:37 AM Uniform Commercial Code | Department of State

BY DEBTOR
( H T T P S : / / A P P E X T 2 0 . D O S . N Y. G O V / P L S / U C C _ P U B L I C / W E B _ S E A R

BY FILING NUMBER
( H T T P S : / / A P P E X T 2 0 . D O S . N Y. G O V / P L S / U C C _ P U B L I C / W E B _ S E A R

B Y S E C U R E D PA R T Y
( H T T P S : / / A P P E X T 2 0 . D O S . N Y. G O V / P L S / U C C _ P U B L I C / W E B _ S E A R

Department of State

About

Accessibility

Commissions & Committees

Contact Us

Disclaimer
Employment Opportunities

Events

Executive Law 100-a

FOIL

Funding & Bid Opportunities


[Link] 7/9
6/15/22, 8:37 AM Uniform Commercial Code | Department of State

General Counsel

Language Access

Meeting Minutes

New New York Leaders

Open Government

Pressroom

Privacy Policy

Site Map

State Register

Transparency Plan

CONNECT WITH US

 FACEBOOK

 TWITTER

 YOUTUBE

 Translation Services

This page is available in other languages

English

Español

中文

Русскийy

‫יידיש‬

বাঙালি

한국어

[Link] 8/9
6/15/22, 8:37 AM Uniform Commercial Code | Department of State

Kreyòl Ayisyen

Italiano

‫العربية‬

Polski

Français

‫اردو‬

Translate

[Link] 9/9

6/15/22, 8:37 AM
Uniform Commercial Code | Department of State
https://dos.ny.gov/uniform-commercial-code
1/9
COVID-19 UPDATE
6/15/22, 8:37 AM
Uniform Commercial Code | Department of State
https://dos.ny.gov/uniform-commercial-code
2/9
File a UCC Fina
6/15/22, 8:37 AM
Uniform Commercial Code | Department of State
https://dos.ny.gov/uniform-commercial-code
3/9
rules) (https:/
(https://dos.ny.gov/ucc-frequently-asked-questions)6/15/22, 8:37 AM
Uniform Commercial Code | Department of State
https://do
6/15/22, 8:37 AM
Uniform Commercial Code | Department of State
https://dos.ny.gov/uniform-commercial-code
5/9
(/ucc-frequentl
6/15/22, 8:37 AM
Uniform Commercial Code | Department of State
https://dos.ny.gov/uniform-commercial-code
6/9

 LEARN MORE (
6/15/22, 8:37 AM
Uniform Commercial Code | Department of State (https://dos.ny.gov/)
https://dos.ny.gov/uniform-commercial-co
(https://ht.dos.ny.gov/uniform-commercial-code)6/15/22, 8:37 AM
Uniform Commercial Code | Department of State
https://dos.ny
6/15/22, 8:37 AM
Uniform Commercial Code | Department of State
https://dos.ny.gov/uniform-commercial-code
9/9
Translate
Kreyò

You might also like