6/15/22, 8:37 AM Uniform Commercial Code | Department of State
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Uniform Commercial Code
OVERVIEW
New York State’s Uniform Commercial Code (“UCC”) guides the sale of
commercial business transactions, including the sale of goods
between parties. Article 9 of the UCC governs transactions that
combine a debt with a creditor’s interest in a debtor’s personal
property. The Department of State maintains Uniform Commercial
Code Article 9 financing statements and amendments as well as
notices of federal tax liens and related notices and certificates.
U C C F I N A N C I N G S TAT E M E N T & U C C F I N A N C I N G S TAT E M E N T
AMENDMENT
Online Filings
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File a UCC Financing Statement
Uniform Commercial Code Financing Statement is available online and by paper.
This legal form gives notice that a creditor has or may have an interest in the
personal property of a debtor.
F I L E ( / F I L E - U C C - F I N A N C I N G - S TAT E M E N T )
File a UCC Financing Statement Amendment
A UCC Financing Statement Amendment is available for filing online and by paper. A
UCC Financing Statement Amendment may terminate, continue, assign or amend a
Uniform Commercial Code Financing Statement.
FILE (/FILE-AMENDMENT)
(/uniform-commercial-code-rules)
Uniform Commercial Code Rules
(/uniform-commercial-code-
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rules)
Rules and Regulations Pursuant to NYCRR Title 19, Chapter III,
Administration.
LEARN MORE (HTTPS://[Link]/UNIFORM-COMMERCIAL-CODE-RULES)
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UCC Fee Schedule
(/ucc-fee-schedule)
Fees applicable to the Uniform Commercial Code.
LEARN MORE (HTTPS://[Link]/UCC-FEE-SCHEDULE)
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(/ucc-forms)
UCC Forms
(/ucc-forms)
Approved forms for filing pursuant to the Uniform Commercial Code.
STATUTORY PROVISIONS (/ucc-forms#statutory-provisions)
FORMS (/ucc-forms#forms)
FEE SCHEDULE (/ucc-forms#fee-schedule)
LEARN MORE (HTTPS://[Link]/UCC-FORMS)
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(/ucc-frequently-asked-questions)
UCC Frequently Asked Questions
(/ucc-frequently-asked-
questions)
Frequently asked questions relating to filing pursuant to the Uniform
Commercial Code.
LEARN MORE (HTTPS://[Link]/UCC-FREQUENTLY-ASKED-QUESTIONS)
(/filing-under-article-9-uniform-commercial-code)
Filing Under Article 9 of the Uniform Commercial Code
(/filing-under-article-9-uniform-commercial-code)
General guidelines for filing pursuant to the Uniform Commercial Code.
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LEARN MORE (HTTPS://[Link]/FILING-UNDER-ARTICLE-9-UNIFORM-
COMMERCIAL-CODE)
(/xml-implementation-guide-0)
XML Implementation Guide
(/xml-implementation-guide-0)
Extensible Markup Language (XML) is an open-standards-based technology,
adopted by the World Wide Web Consortium (W3C).
/XML-IMPLEMENTATION-GUIDE (/XML-IMPLEMENTATION-GUIDE)
UCC/LIEN SEARCH
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BY DEBTOR
( H T T P S : / / A P P E X T 2 0 . D O S . N Y. G O V / P L S / U C C _ P U B L I C / W E B _ S E A R
BY FILING NUMBER
( H T T P S : / / A P P E X T 2 0 . D O S . N Y. G O V / P L S / U C C _ P U B L I C / W E B _ S E A R
B Y S E C U R E D PA R T Y
( H T T P S : / / A P P E X T 2 0 . D O S . N Y. G O V / P L S / U C C _ P U B L I C / W E B _ S E A R
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