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MA et al.: CMOS 76–81-GHz 2-TX 3-RX FMCW RADAR TRX 235
TABLE I
R ADAR S PECIFICS
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236 IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 55, NO. 2, FEBRUARY 2020
Then, the noise figure (NF) of the RX is calculated accord- the SNR requirement is relaxed to 11 dB for 20 repeating
ing to the receiving signal power. For one receiving channel, measurements, 99% detection probability, and 10−8 FAR.
the output SNR of the radar is shown as follows: According to (11)–(13), the phase noise at 1 MHz offset should
be less than −86.5 dBc/Hz. In this setting, the influence of the
SNRsingle = 174 − NF + Sin,min − 10 lg RBW (9)
phase noise on the SNR is much greater than the RX noise.
where NF is the noise figure of the RX, Sin,min is the minimum The nonlinearity of the FMCW chirp would influence
receiving signal power, and RBW is the resolution of FFT, the radar distance resolution. Following [2, eq. (10)] and
which are utilized to get beat frequencies. The RBW is deter- [35, eq. (5)], the nonlinearity of the FMCW chirp is defined
mined by the FFT sampling frequency and the data length. as follows:
The data length is limited by the system frame per second δf
(FPS) and the data processing speed. For an FPS of 20 Hz, Lin = (14)
BW
the data length of 10 ms is reasonable, resulting in a 100-Hz where BW is the bandwidth of the FMCW chirp and δ f is
RBW. the frequency error. After taking the chirp nonlinearity into
For an MIMO radar with M-transmitting channels and account, the distance resolution is given by
N-receiving channels, the output SNR will increase by
10lgMN dB c 2
R = + (Lin · R)2 . (15)
SNRarray = SNRsingle + 10 lg M N. (10) 2BW
For 4-GHz BW and 150-m detection distance, the nonlinearity
According to [32], the SNR needs to be larger than ratio Lin should be less than 0.02% to obtain 0.05-m distance
15.3 dB with 99% detection probability and 10−8 false alarm resolution.
ratio (FAR). Thus, the NF is derived to be not less than The angular resolution ϕ of the radar is determined by
18.7 dB. the half-power beamwidth of the antenna pattern, which can
The performance of the waveform generator is critical to be written as [32]
implement a multi-mode radar. To satisfy the system res-
λ
olution in Table I, the FMCW chirp (sawtooth) bandwidth ϕ = 0.88 (16)
and duration must be carefully designed. The relationships Darray
between the distance, the velocity resolution, and the chirp where D array is the aperture of the antenna array. To offer
waveform are shown in Fig. 2. Since the required R is an angular resolution of 5◦ , the aperture of the antenna array
0.05 m, the maximum bandwidth of the chirp needs to be should be larger than 54 mm. For an MIMO system, the virtual
wider than 3 GHz. As v is 0.5 m/s, the data length per aperture is
frame nT needs to be larger than 3.9 ms.
The PLL phase noise and nonlinearity of the on-chip Darray = NTX · NRX · d. (17)
FMCW chirp generator also have significant influence on the NTX and NRX are the number of TX and RX channels,
radar performance. The phase noise would be converted into respectively. d is the spacing between antennas. With a spacing
the baseband noise after the down-conversion and contributes of λ/2, 1.95 mm, the number of MIMO virtual receiving
to the deterioration of SNR. Following [33, eqs. (5) and (56)], channels should be larger than 20.
the phase variance at the IF output can be given by To meet the requirement of a maximum velocity of 30 m/s,
∞
2 Dϕ 4π f L R which is derived in the following, the minimum chirp dura-
σϕ,out = Sϕ,out ( f )d f = 1 − exp −
0 π fL c tion T should be less than 32.5 μs:
(11) λ
v max = . (18)
where f L is the PLL bandwidth, R is the target distance, and 4T
Dϕ is the phase diffusivity. Dϕ is derived as follows [34]:
Dϕ = 2π 2 Sϕ,VCO ( f )( f )2 (12) III. C IRCUIT I MPLEMENTATION
A. System Architecture
where Sϕ,VCO ( f ) is the PLL phase noise at a specific
frequency offset f in the region of the phase noise spectrum Fig. 3 illustrates the architecture of the proposed
with −20 dB per decade. According to [33, eq. (41)], the PLL’s 76–81-GHz, FMCW radar TRX. The system consists of two
phase noise contribution to the SNR is TXs and three RXs for MIMO operation. A mixed-mode,
PLL chirp generator around 38.5 GHz is integrated, which
1 2
= 2σϕ,out . (13) is distributed in the local oscillator (LO) network to multiple
SNR P N branches. The LO network includes five frequency doublers
As mentioned before, the required SNR of the radar system dedicated for each TX/RX channel, as well as a pair of input–
is determined by the detection probability and the FAR [32]. output LO buffers for multiple chip cascading. In the chirp
In practical applications, the detection probability can be generator, a programmable waveform controller is utilized to
increased by repeated measurements, thus reducing the SNR generate a triangular or sawtooth waveform control code. Each
requirement of the system. By setting the PLL bandwidth RX consists of a low-noise amplifier (LNA), a mixer, an IF
and the target distance to 300 kHz and 150 m, respectively, baseband amplifier, and a programmable analog baseband,
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238 IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 55, NO. 2, FEBRUARY 2020
Fig. 8. Transient simulation results of (a) ON/ OFF keying and (b) BPSK.
Fig. 7. (a) Simplified schematic of MCRs. (b) Simulated Z21 with a fixed Q
of 5 and a variable k from 0.1 to 0.5.
Fig. 9. Scheme of the mixed-mode PLL chirp generator and LO distributions.
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MA et al.: CMOS 76–81-GHz 2-TX 3-RX FMCW RADAR TRX 239
Fig. 11. Schematic of the current steering DAC, integrator and anti-aliasing
filter, and VCO.
Fig. 10. Conceptual block diagram of the 2-D Vernier TDC and the
calibration loop.
with the LSB current of 1.28 mA mainly works in the fast
down-segment of the sawtooth chirp, which provides fast loop
dynamics. It is also helpful when a chirp slope larger than
In the DPD, a TDC is used to detect the period of the 4 GHz/0.1 ms is needed.
divided clock. However, the mismatch between the rising and The VCO uses the cross-coupled LC VCO topology.
falling times in the TDC degrades its performance. To address By using the split varactors with different dc biases, the VCO
this issue, a dual-rising edge DPD including a wide range achieves a wider linear tuning range. The tail filtering tech-
2-D Vernier TDC is employed. This TDC includes two delay nique is adopted to improve its phase noise performance. The
chains. The time resolution of the TDC, , is the delay VCO oscillates at 38.5 GHz. A 2-bit switched-capacitor array
time difference between the delay units in two delay chains. provides four discrete tuning curves, and each tuning curve
To retain the monotonicity of the TDC, the delay time of provides a tuning range of more than 2.0 GHz. With the
each delay unit in two chains should be designed carefully. frequency doubling scheme, this work could support a wide
Fig. 10 shows one example, where the delay times of each chirp bandwidth up to 4.0 GHz.
delay unit in two chains are set to τx = 6 and τ y = 5 , At the presented frequency, doubling LOs are distributed
respectively. into five branches and then doubled to 77 GHz to drive
The delay units in two chains may cause the delay time two TXs and three RXs. Extra buffers are inserted to ensure
mismatch. A DLL [42] is utilized to calibrate the delay enough LO amplitude to drive the passive mixer in the RX and
time mismatch. During the calibration, the delay unit in the the PA in the TX. Compared with the conventional solution
X-chain is first configured as a reference. Then, the delay of doubling the LO first and then distributing the 77-GHz
time difference between the 5th stage output in the X-chain LOs, this work minimizes the 77-GHz routing, which would
and the 6th stage output in the Y-chain is estimated and introduce high loss and need extra buffers to compensate the
feedbacked to control the delay units in the Y-chain. When the loss. Although more frequency doublers are needed, the power
calibration is settled, the delay time difference would be zero. consumption is still reduced, since the 77-GHz LO buffer is
Then, 5τx = 6τ y = 30 , which eliminates the delay time much power-hungry than the frequency doubler.
mismatch between the delay units in two chains. The TDC The PLL bandwidth is configurable based on the chirp
finally achieves 2.3-ns detection range and 10-ps resolution. configuration, where the PLL settling time and the integrated
Compared with the conventional works, an integrator is phase noise are the major considerations. To obtain a linear
inserted between the DAC and the VCO to relax the resolution FMCW chirp, the PLL settling time is limited by the time
requirement on the DAC. During the FMCW signal generation, step t of the digital waveform generator and the period of
the DAC output represents only the slope of the FMCW the chirp [11]. The PLL settling time should be much longer
waveform and is constant in the ideal FMCW waveform case, than t. Otherwise, a step-like chirp wave, rather than the
which significantly reduces the required resolution on the desired straight line waveform, would be generated, which
DAC and lowers down its design complexity. The schematic produces a square-wave modulated IF frequency (instead of a
of the cascaded DAC, integrator and anti-aliasing filter, and monotone) after the RX down-conversion and deteriorates the
VCO is shown in Fig. 11. Considering the loop dynamics range resolution of the radar. In this work, t is 25 ns. So,
in the fast down-segment of the sawtooth chirp, a coarse-to- the loop bandwidth should be much less than 1/ t = 40 MHz.
fine segmented current DAC is employed in this work. The Moreover, a wide loop bandwidth would increase the inte-
7-bit fine DAC with the LSB current of 10 μA is used for grated phase noise contribution to the frequency error.
ordinary FMCW chirp generation, supporting a chirp slope On the other hand, the loop bandwidth should not be too
from 10 kHz/25 ns to 4 GHz/0.1 ms. The 4-bit coarse DAC narrow, otherwise the high-order harmonics of the chirp will
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MA et al.: CMOS 76–81-GHz 2-TX 3-RX FMCW RADAR TRX 241
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242 IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 55, NO. 2, FEBRUARY 2020
Fig. 20. Photograph of the RF board including TX/RX antenna arrays and
cascaded packaged chips.
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MA et al.: CMOS 76–81-GHz 2-TX 3-RX FMCW RADAR TRX 243
TABLE II
C OMPARISON
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244 IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 55, NO. 2, FEBRUARY 2020
Fig. 23. Measured angle pattern of the single corner reflector after calibration.
Fig. 22. Frequency and phase offsets among different channels. (a) 50 tests
with the corner reflector at the distance of 3 m. (b) Test with the corner the sidelobe and improve the angular resolution, radar super-
reflector at the distance of 3, 3.5, 4, and 4.5 m (average over 50 tests at each resolution algorithms based on Capon and MUSIC are utilized.
distance). As illustrated in Fig. 18, the SLL is lower than −30 dB and
the main lobe width is greatly reduced.
the phase and the limitation of the FFT frequency resolution,
the delay difference t cannot be calculated accurately by the C. FOV Measurement
measured frequency or phase offsets. So, both the frequency
To test the FOV of the MIMO radar, a corner reflector is
and phase offsets have to be measured. Fig. 22(b) illustrates
placed at a distance of 5 m and an angle of about −50◦.
the obtained average frequency and phase offsets over 50 tests
The measured result is shown in Fig. 24; the central point
among different channels with the corner reflector at different
of the main lobe is −53◦, which represents the actual tar-
distances. In practical applications, the average frequency
get. However, the result suffers from an ambiguity problem.
and the phase offset among multiple tests are used for off-
In the angle pattern, the width of the beam is broadened and
line calibration. The measurement shows that the standard
the power leaks to the neglect angle. Using the BeamScan
deviations of the frequency and phase offsets for each channel
algorithm, it is almost impossible to distinguish whether the
after multiple tests at different distances are less than 0.31 kHz
target is in the positive or negative direction. The performances
and 0.08 rad, respectively, which demonstrates the robustness
of Capon and MUSIC are much better due to their narrow
of the utilized offline calibration. Then, the frequency and
main lobe width. However, the noise bottom of the spectrum
phase offset compensation are realized in the digital baseband
is raised, resulting in the decrease of SNR. Fortunately, this
before radar signal processing. With the calibration, even
problem can be overcome by employing a constant false alarm
the frequency and phase offsets among chips from different
rate (CFAR) algorithm, since there is nearly no side lobes in
process corners can be compensated. Then, the cascaded
the spectrum.
multichip system is able to function normally.
The measured result of the single corner reflector with
calibration is shown in Fig. 23, in which the power has D. Distance and Angular Resolution Measurement
been normalized to the peak value. By using the normal FFT With Two Targets
(BeamScan) algorithm, the −10 dB width of the main lobe Two corner reflectors are used to evaluate the distance
is 11. There are side lobes in the spectrum due to the rectangle and angular resolution of the radar. As shown in Fig. 25,
window in sampling and the SLL is −13 dB. To compress the two corner reflectors are placed in front of the radar with
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MA et al.: CMOS 76–81-GHz 2-TX 3-RX FMCW RADAR TRX 245
Fig. 27. Measured angle pattern with two corner reflectors and a minimum
variance (capon) beam former-based algorithm.
Fig. 25. Measurement scenario of distance and angle resolution with two
corner reflectors.
Fig. 26. Measured distance pattern with two corner reflectors by using a
sawtooth wave with 4-GHz bandwidth and 200-μs period.
Fig. 28. Measurement scenario of radar’s multi-target performance.
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246 IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 55, NO. 2, FEBRUARY 2020
VI. C ONCLUSION
In this work, a 76–81-GHz, 2TX, 3RX, FMCW radar TRX
based on a mixed-mode PLL chirp generator in a 65-nm
CMOS is presented, enabling multi-chip cascading operation
for MIMO processing. A mixed-mode PLL is utilized to
generate the FMCW chirp signal. A high-linearity LNA
and a passive mixer are employed to resist the TX leakage.
A bottom-switching PA is proposed for bi-phase modulation.
Fig. 30. Measurement scenario in a parking space with several cars in front
of the radar. The measurement results show a 4-GHz FMCW bandwidth,
133-MHz/μs maximum chirp slope, 13.4-dBm PA output
power, and −8.5-dBm RX input P1dB, at the cost of 921-mW
power consumption, in total.
Based on the proposed radar TRX, cascading prototype
hardware is developed with two chips, forming a 12-channel
MIMO radar with 2 TXs and 6 RXs. The calibration is
completed to compensate the amplitude and delay offsets
among different channels. A simple, 2-D FFT algorithm as
well as a minimum variance super-resolution algorithm are
implemented to get the radar power distribution map. The
measured range and angle resolution achieve 5 cm and 9◦ with
4 GHz/200-μs chirp configuration, respectively. The measured
FOV of the system is from −53◦ to 53◦. Experiments in real
scenarios are accomplished to evaluate the radar performance.
The corner reflectors, trees, bicycles, and cars are successfully
detected.
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248 IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 55, NO. 2, FEBRUARY 2020
Wei Deng (S’08–M’13–SM’17) received the B.S. Shufu Wang received the B.S. degree from the
and M.S. degrees in electronic engineering from the North China University of Technology, Beijing,
University of Electronic Science and Technology China, in 1995, the M.S. degree from the Harbin
of China (UESTC), Chengdu, China, in 2006 and Institute of Technology, Harbin, China, in 1997, and
2009, respectively, and the Ph.D. degree in electronic the Ph.D. degree from Harbin Engineering Univer-
engineering from the Tokyo Institute of Technology, sity, Harbin, in 2001.
Tokyo, Japan, in 2013. He is currently with Radarchip Technology Com-
From 2013 to 2014, he was a Post-Doctoral pany, Ltd., Beijing. His research interest includes the
Researcher with the Tokyo Institute of Technol- wireless transceivers for millimeter-wave radars and
ogy. From 2015 to 2019, he was with Apple Inc., Internet of Things (IoT).
Cupertino, CA, USA, working on radio frequency
(RF), millimeter-wave (mm-wave), and mixed-signal IC design for wireless
transceivers and Apple A-series processors. Since 2019, he has been a Faculty
Member with the Department of Microelectronics and Nanoelectronics, Insti-
tute of Microelectronics, Tsinghua University, Beijing, China. He has authored
or coauthored over 70 IEEE journal and conference articles. He holds four
issued U.S. patents. His research interests include RF, mm-wave, terahertz,
and mixed-signal integrated circuits and system for wireless communications, Nan Qi (M’13) received the B.S. degree from
radars, and imaging systems. the Beijing Institute of Technology, Beijing, China,
Dr. Deng was a recipient of several national and international awards, in 2005, and the M.S. and Ph.D. degrees in
including the China Youth Science and Technology Innovation Award, microelectronics from Tsinghua University, Beijing,
the IEEE SSCS Predoctoral Achievement Award, the Chinese Government in 2008 and 2013, respectively.
Award for Outstanding Self-Financed (non-government sponsored) Students From 2013 to 2015, he was a Research Scholar
Abroad, the Tejima Research Award, and the ASP-DAC Best Design Award. with the Department of Electrical Engineering and
He currently serves as a Technical Program Committee Member of the IEEE Computer Science, Oregon State University, Cor-
Symposium on VLSI Circuits (VLSIC) and the IEEE European Solid-State vallis, OR, USA. From 2015 to 2017, he was a
Circuits Conference (ESSCIRC). Post-Doctoral Senior Circuit-Design Engineer with
the Hewlett-Packard Labs, Palo Alto, CA, USA.
In 2017, he joined the Institute of Semiconductors, Chinese Academy of
Sciences, Beijing, where he is currently a Full Professor of electronic circuits
and systems. His research interests include the design of integrated circuits
Zipeng Chen received the B.S. degree in microelec- for high-speed wireline and wireless transceivers.
tronics from Tsinghua University, Beijing, China,
in 2015, where he is currently pursuing the Ph.D.
degree with the Institute of Microelectronics.
His research interests focus on millimeter-
wave (mm-wave)/THz circuit, frequency-modulated
continuous-wave (FMCW) radar, phased array cir-
cuit and system, and wireless transceiver design.
Yibo Liu received the B.S., M.S., and Ph.D. degrees
from Tianjin University, Tianjin, China, in 2012,
2014, and 2019, respectively. He is currently pur-
suing the Ph.D. degree with the Institute of Micro-
electronics, Tsinghua University, Beijing, China.
His research interests include CMOS millimeter-
wave and terahertz integrated circuits and transceiver
Jianxi Wu received the B.S. degree in micro-
systems design for wireless communications.
electronics from Nankai University, Tianjin, China,
in 2016, and the M.S. degree from the Institute
of Microelectronics, Tsinghua University, Beijing,
China, in 2019.
His current research interest is the circuit and
system design of transceiver for radar applications.
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