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Estimating the stability of a vertical cut considering tension cracks View project
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ABSTRACT
Geotechnical, mining, tunneling and geo-environmental infrastructure activities are often initiated by excavating trenches.
Since trench failures can cause loss of life and consequential damage to adjacent properties, trenches should be designed
with extreme precaution. Typically, trenches are excavated into unsaturated soils; therefore, trench stability is significantly
affected by the matric suction distribution profile between the soil surface and the groundwater table. Especially in the case
where a geotechnical engineer intends to excavate a trench to a certain depth without support (i.e. shores), it is essential
to reliably estimate the critical height of a trench (i.e. maximum depth of a trench that can be excavated without failure) by
considering the matric suction distribution profile. In the present study, an attempt is made to determine the critical height
of an unsupported vertical trench in an unsaturated sand for various matric suction distribution profiles. Critical heights
were estimated using geotechnical modelling software (i.e. SLOPE/W in association with SIGMA/W) and by calculation
using an extended Rankine’s theory of active earth pressure.
Les activités d'infrastructure géotechnique, minière, tunnel et de géo-environnement sont souvent déclenchées par
l'excavation des tranchées. Étant donné que les défauts de tranchée peuvent causer une perte de vie et des dommages
aux propriétés adjacentes, les tranchées doivent être conçues avec une précaution extrême. Typiquement, les tranchées
sont creusées dans des sols non-saturés; par conséquent, la stabilité des tranchées est sensiblement affectée par le profil
de répartition de l'aspiration entre la surface du sol et la nappe phréatique. Surtout dans le cas où un ingénieur
géotechnique a l'intention de creuser une tranchée à une certaine profondeur sans appui (c.-à-d. non blindées,
étrésillonnées ou étayées), il est essentiel d'estimer de manière fiable la hauteur critique d'une tranchée (c.-à-d. la
profondeur maximale d'une tranchée qui peut être excavée sans échec) en considérant le profil de distribution d'aspiration.
Dans la présente étude, on tente de déterminer la hauteur critique d'une tranchée verticale non-supportée dans un sable
non-saturé pour différents profils de distribution d'aspiration. Les hauteurs critiques ont été estimées à l'aide d'un logiciel
de modélisation (SLOPE/W en association avec SIGMA/W) et par calcul en utilisant une extension de la théorie de
Rankine.
2 WALL FAILURES IN UNSUPPORTED VERTICAL Figure 3. Side wall shear (Manitoba 2007)
TRENCHES
c. Slough-in (cave-in) – common to previously excavated
The Occupational Health and Safety Code (Alberta 2009) material, fill, and granular soils where the water table
nicely summarized the details of trench failure. A trench is above the base of the excavation, or where soils are
wall collapse might involve multiple tons of soil, which is organic or peat (Figure 4)
more than enough weight to suffocate a human. Rescue
attempts may be more difficult when the wall failure
involves previously disturbed soil (Figure 1). In this case,
failure is typically initiated at the base of the trench wall
(Zone 1). This localized failure (or movement) leads to the
failure in Zone 2. Finally, the failure in Zone 3 occurs due
to the self-weight of the soil. This failure mechanism is a
Figure 4. Slough-in (cave-in) (Manitoba 2007)
plausible explanation for why rescuers are sometimes
trapped along with the first victim(s).
d. Rotation – common in clay-type soils when excavation
walls are too steep, or when moisture content
increases rapidly (Figure 5)
% Finer
UNSATURATED SAND
40
In the present study, an attempt is made to estimate the
critical height of an unsupported vertical trench in an
unsaturated sand based on i) extended Rankine’s active 20
earth pressure theory and ii) slope stability analysis using
numerical modelling software. It was assumed that vertical
trenches were excavated into a sand (Unimin 7030 sand) 0
0.01 0.1 1 10
for various levels of the groundwater table. Basic soil
properties of the sand are summarized in Table 2. Particle Size (mm)
Figure 6. Grain size distribution curve of Unimin 7030 sand
Table 2. Basic soil properties of Unimin 7030 sand
Saturated unit weight, sat (kN/m3) 20.4 0.4 S
1
n
ln e
Void ratio, e 0.63
a
a 11.415
Effective cohesion, c’ 0 0.3 m 54.202
Effective internal friction angle, ’ 35.3˚ n 5.1322
0.2
The active earth pressures for both saturated and paz vzK a 2 c ua uw tan K a [9]
unsaturated conditions are illustrated in Figure 9.
For an unsaturated soil, the unit weight with respect to
suction can be calculated by relating the volumetric water
content to soil suction as shown in Eq. [10].
Gs ua uw 1 e
w [10]
1 e
where, (hz – ua) = net lateral pressure, (vz – ua) = net Ka z 2c K a 2 K a ua uw tan K a z 2 c ua uw tan K a
overburden pressure
Figure 10. Components of active earth pressure
If the pore-air pressure is assumed to be atmospheric distribution and critical height in an unsaturated soil
pressure (i.e. ua = 0), the total active earth pressure at a
Figure 11 to Figure 13 show the distributions of the 0.0
overburden pressure, total cohesion, and the resultant total
active pressure for the water levels of 0.3, 0.6 and 1.5 m
from the soil surface, respectively. The negative sign in the
zc
active earth pressure distribution indicates tension. 0.2
0.0
0.4
Depth (m)
zc
0.1
0.6
0.2
Depth (m)
0.8
0.3
1.0
-4 -2 0 2 4 6
0.4 Pressure (kPa)
Overbuden pressure Figure 12. Distributions of overburden pressure, total
Total cohesion cohesion, and active earth pressure (elevation of water
Active earth pressure
table = 0.6 m from the surface)
0.5
-3 -2 -1 0 1 2 3 4 0.0
Pressure (kPa)
Figure 11. Distributions of overburden pressure, total
cohesion, and active earth pressure (elevation of water 0.3
table = 0.3 m from the surface)
-0.54
-0.51
-0.54
-0.57
-0.60 Critical height = Depth of GWT
-0.63
-0.66 -0.57
-0.69
-0.72
-0.75
-0.78
-0.60
-0.81
-0.84
-0.87
-0.90
-0.63
-0.93
-0.96
-0.99
0.8
-1.02
-1.05
-1.08
(staged excavation in 0.01m increments)
-1.11
-1.14
-1.17
-1.20
0.4
1.012
Critical Height
-0.03
-0.06
-0.09
-0.12
-0.15
-0.18
-0.21 0.2
Pore-W ater Pressure
-0.24
-0.27
-0.30
Entry of slip surfaces
-0.33
-6 - -4 kPa -0.36
-0.39
-4 - -2 kPa -0.42
-0.45
-2 - 0 kPa -0.48
-0.51
0 - 2 kPa
-0.54
-0.57
2 - 4 kPa
-0.60
4 - 6 kPa
-0.63
-0.66
-0.69
0.0
-0.72
Exit of slip surfaces
6 - 8 kPa
8 - 10 kPa
-0.75
-0.78
-0.81
0.0 0.5 1.0 1.5
-0.84
10 - 12 kPa -0.87
12 - 14 kPa
-0.90
-0.93
-0.96
Depth of GWT (m)
14 - 16 kPa -0.99
-1.02
16 - 18 kPa -1.05
-1.08
18 - 20 kPa -1.11
20 - 22 kPa
-1.14
-1.17
-1.20
Figure 16. Variation of critical height with respect to the
22 - 24 kPa
depth of groundwater table using extended Rankine active
-1.23
-1.26
-1.29
-1.32
-1.35