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NUAC Investments

INVESTMENT MANAGEMENT AGREEMENT

The undersigned, ________________________________________________________


[hereinafter “Client”] hereby appoints NUAC Investments [hereinafter “Manager”], a
XXXXXXX Corporation, registered as an [INVESTMENT MANAGEMENT], to act as
investment company for, and, to manage the assets of Client’s account [hereinafter “Account”] in
accordance with the following terms and conditions of this agreement [hereinafter “Agreement”].

Section 1. Investment Management. Manager is to invest and reinvest the securities, cash and/or
other investments held in the Account and engage in such transactions on the Client’s behalf as
the Manager may deem appropriate, in Manager’s sole discretion, subject to the investment
guidelines described by this Agreement. In connection with the advisory services being provided
to Client, Manager is entitled to RELY on the financial information and other information
provided by Client. Client agrees to inform Manager promptly in writing of any material change
in Client’s circumstances which might affect the manner in which Client’s assets should be
invested and to provide Manager with such information as it shall reasonably request. Manager’s
authority under this agreement will remain in effect until changed or terminated by Client in
writing.

Section 2. Execution of Investment Account Transactions. Manager will arrange for the
execution of securities transactions for the Client through brokers or dealers that Manager
reasonably believes will provide best execution. Manager generally will seek competitive
commission rates but will not necessarily attempt to obtain the lowest possible commission for
transactions for the Account. Client understands that it is anticipated that all or a significant
amount of brokerage transactions for Client’s account will be placed through Manager’s
Custodian [see section 4]. In selecting broker/dealers for a particular transaction, Manager may
consider all relevant factors, including the execution capabilities required by the transaction, the
importance of speed, efficiency or confidentiality, familiarity with sources from whom or to
whom particular securities might be purchase or sold, as well as any other relevant matter.
Manager may select broker/dealers which provide it with research or other transaction-related
services.

Client hereby grants Manager the authorization to effect “agency cross” transactions [i.e.,
transaction in which Manager acts as broker for the party or parties on both sides of the
transaction] with respect to the Account to the extent permitted by law. Client acknowledges that
Manager may receive compensation from the other party to such transaction [the amount of
which may vary], and that, as such, Manager will have a potentially conflicting division of
loyalties and responsibilities. Client understands that its consent to “agency cross” transactions
contained herein can be revoked at any time by written notice to Manager. Consistent with
obtaining best execution, transactions for Client may be directed to brokers in return for research
services furnished by them to Manager. Such research generally will be used to service all of
Manager’s clients, but brokerage commissions paid by Client may be used to pay for research
that is not used in managing Client’s account. Manager may, in its discretion, because the Client

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to pay brokers a commission greater than another qualified broker might charge to effect the
same transaction where Manager determines in good faith that the commission is reasonable in
relation to the value of the brokerage and research services received.

Transactions for each client account generally will be effected independently, unless Manager
decides to purchase or sell the same securities for several clients at approximately the same time.

To the extent permitted by law, Manager shall be permitted to, but is not obligated to, combine or
‘batch’ such orders to obtain best execution, to negotiate more favorable commission rates or to
allocate equitably among Manager’s clients. Client may experience differences in prices and
commissions or other transaction costs that might have been obtained had such orders been
placed independently. Under this procedure, transactions will be averaged as to price and
transaction costs and will be allocated among Manager’s clients in proportion to the purchase
and sale orders placed for each client account on any given day in a fashion that is deemed
equitable to all.

Client authorizes and directs Manager to instruct all brokers and dealers executing orders for
Client to forward confirmations of those transactions to Custodian [Waterhouse Securities, Inc.]
and Manager. If Client wishes, Manager will instruct the brokers and dealers that execute orders
for Client’s account to send Client all transaction confirmations. Or, Client may choose not to
receive confirmation and instead rely on statements from Custodian and interim statements
Manager provides, to keep informed of the status of the Account. Client may notify our office if
Client does not wish to receive individual confirmation. Client may change this decision at any
time in writing. Manager may give a copy of this Agreement to any broker, dealer or other party
to a transaction for the Client’s account, or the Custodian as evidence of Manager’s authority to
act for Client. In no event will Manager or its affiliates be obligated to effect any transaction for
Client which it or they believe would be violation of any applicable state or federal law, rule or
regulation, or of the regulations of any self-regulatory body.

Section 3. Assignment. This Agreement may not be assigned by either party without the prior
written consent of the other party.

Section 4. Custodial Arrangement. Custody of Client’s assets will be maintained at


[CUSTODIAN], collectively [“Custodian”]. Manager maintains the right to change custodians at
any time for any reason. Manager will not possess custody of the assets. Client will be
responsible for paying all fees, if any, to Custodian. Client authorizes Manager to give Custodian
instructions for the purchase, sale, conversion, redemption, exchange or retention of any security,
cash or cash equivalents or other investment for the Account. Client authorizes Manager to
instruct Custodian to send Client monthly statements showing all transactions occurring in the
Account during the period covered by the statement and to provide Manager with those same
statements. Client is responsible for reviewing statements provided by Custodian and confirming
and reporting any discrepancies to Manager. Interim statements provided by Manager at the
request of Client are not to be relied upon as fact. Manager will make all efforts to ensure that the

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information is timely and accurate, but Client is to rely on statements furnished by the Custodian
as fact.

Section 5. Valuation. All valuations will be performed by Custodian and relied upon by Manager.
Any valuation shall not be deemed a guarantee of any kind whatsoever with respect to the value
of the assets of the Account. Client will receive monthly statements from Custodian valuing the
investment positions of the portfolio.

Section 6. Fees. Client will pay Manager a fee [the “Fee”] for its investment advisory services.
Fees shall be paid in advance to Manager on a monthly basis. The Fee for each month shall be
determined as follows: [First Day of Month Portfolio Value or pro-rata for inter-month deposits]
x [“Equity Fee” or “Fixed Income Fee”] divided by twelve (12). Client authorizes Manager to
notify the Custodian to deduct from this account and pay to Manager the Fee in accordance with
fee calculation. Client understands that Account assets invested in shares of mutual funds,
annuities or other investment companies [‘Funds’] will be included in calculating the value of the
account for purposes of computing Manager’s fees and the same assets will also be subjected to
additional advisory fees and other fees and expenses, as set forth in the prospectuses of those
funds, paid by the funds but ultimately borne by the investor. Fees may be negotiated and may
differ among clients based upon a number of factors, including but not limited to, the type of
Account, the size of the Account, and the number and range of supplemental advisory and
client-related services to be provided. Manager retains the right to increase Fee for any reason at
any time, no more than 10% in any calendar year. Client agrees advisor may charge fixed
operating costs as realized against the account in addition to management fees.

Schedule A Fees
For all accounts: management fee in advance is up to 3.0% annually paid
quarterly

Performance Incentive
A performance incentive of up to 50% shall be payable monthly in arrears subject to an annual
high water mark, shall be charged for qualified clients.

Operational expenses may be charged against client account as deemed necessary by investment
advisor.

Upon termination of this Agreement, Manager shall be entitled to charge a proportionate part of
Fee that has not been collected. Until paid, the fees and expenses of Manager shall constitute a
lien upon the assets of the Account. Accounts shall be charged a $50 one time application fee to
open the account. All accounts will incur a $75 termination cost to close an account. Roth and
IRA Rollover accounts shall be charged a $50 administration fee to withdraw money. Manager
reserves the right to sell any security in Client’s account to cover cost of Fees. Manager retains
the right to waive application fee.

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Section 7. Confidentiality. Except as otherwise agreed in writing or as required by law, Manager
will keep confidential all information concerning Client’s identity, financial affairs, or
investments. NUAC Investments does not sell customer information to anyone.

Section 8. Conflicts of Interests. Client understands that Manager serves as investment company
for other clients and will continue to do so. Client also understands that Manager may give
advice or take action in performing their duties to other clients, or for their own accounts, that
differ from advice given to or acts taken for the Client. Manager is not obligated to buy, sell or
recommend for Client any security or other investment the Manager may buy, sell or recommend
for any other client or for its own accounts. This agreement does not limit or restrict in any way
Manager from buying, selling or trading in any security or other investments for their own
accounts.

Section 9. Risk Acknowledgment. Manager does not guarantee the future performance of the
Account or any specify level of performance, the success of any investment decisions or strategy
that Manager may use. Client understands that investment decisions made for Client’s account by
Manager are subject to various markets, currency, economic, political and business risks, and
that those investment decisions will not always be profitable. Except as may otherwise be
provided by law, Manager will not be liable to Client for (i) any loss that Client may suffer by
reason of any investment decision made or other action taken or omitted in good faith by
Manager with that degree of care, skill, prudence, and diligence under the circumstance that a
prudent person acting in a fiduciary capacity would use (ii) any loss arising from Manager’s
adherence to Client’s written or oral instructions; or (iii) any act or failure to act by the
Custodian, any broker or dealer who which Manager directs transactions for the Account, or by
any other third party.

Section 10. Performance Fees. There shall be no compensation made from the Account to
Manager based on a share of capital gains or appreciation of the Client’s funds, otherwise known
as performance fees.

Section 11. Entire Agreement. This Agreement represents the entire agreement between the
parties with regard to the investment advisory matters described herein and, except as otherwise
noted herein, may not be modified or amended except by mutual written consent.

Section 12. Death or Disability. If Client is a natural person, the death, disability or incompetence
of Client will not terminate or change the terms of this agreement. However, Clients executor,
guardian, attorney-in-fact or other authorized representatives may terminate this Agreement by
giving written notice to Manager.

Section 13. Governing Law. This agreement shall be construed under the laws of the State of
Florida, without reference to the conflict of law’s provisions thereof. Nothing in this section shall
relieve an Manager from any obligation pursuant to any provision of the Investment companys
Act of 1940, or the rules and regulations there under or other federal case law, interpretative

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opinions, and administrative actions by the SEC (as in existence on April 8, 1997) or state law to
disclose any information to its clients not specifically required by this section.

Section 14. Severability. If any provision of this Agreement shall be held or made invalid by a
statute, rule, regulation, decision or a tribunal or otherwise, the remainder of this Agreement
shall not be affected thereby and, to this extent, the provision of this Agreement shall be deemed
to be several.

Section 15. Trading Authorization. Client hereby grants Manager complete and unlimited
discretionary trading authorization and appoints Manager as agent and attorney-in-fact with
respect to the Account. Pursuant to such authorization, Manager may, in its sole discretion and at
Client’s risk, purchase, sell, exchange, convert and otherwise trade in the securities and other
investments in the Account, as well as arrange for delivery and payment in connection with the
above, and act on behalf of the Client in all other matters necessary or incidental to the handling
of the Account. Manager may take any action or non-action as it deems appropriate, with or
without the consent or authority from the Client, and may exercise its discretion and deal in and
with such assets exactly as fully and freely as the Client might do as owner thereof, except that
Manager IS NOT AUTHORIZED TO WITHDRAW ANY MONEY, SECURITIES, OR OTHER
PROPERTY IN THE NAME OF THE CLIENT other than the management fee, account opening
fee or termination fee. Should Client appoint a custodian other the Waterhouse Securities in
connection with the Account,

Client grants Manager full authorization to issue such instructions to and engage in such
transactions with that custodian as may be appropriated in connection with the management for
the Account. This trading authorization is a continuing one and shall remain in full force and
effect until terminated by Client or Manager pursuant to the provisions of section 17,
‘Termination of Agreement’. The termination of this authorization will constitute a termination
of this Agreement.

Section 16. Client Authority. If this Agreement is entered into by an individual, Client represents
and warrants that at all times during the term of the Agreement, Client may lawfully, and as is
duly authorized and empowered to, authorize Manager to exercise investment discretion with
respect to the assets of Client’s Account. Client also represents that he or she is of the age of
majority.

If this Agreement is entered into by a corporation, partnership, or trust, Client represents and
warrants that at all times during the term of the Agreement, (i) this Agreement has been duly
authorized, executed and delivered by the Client and constitutes it valid and binding obligation,
enforceable against the Client in accordance with its terms, (ii) no governmental authorizations,
approvals, consents or filings are required in connection with the execution, delivery or
performance of this Agreement by the Client, (iii) the execution, delivery and performance of
this Agreement by the Client will not violate or result in any default under the Client’s certificate
of incorporation or by-laws (or equivalent constituent documents), or any provision of any plan

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or trust governing the assets in the Account, any contract or other agreement to which the Client
is a party or by which it or its assets may be bound or any statute or any rule, regulation or order
of any governmental agency or body, (iv) the list of signatures attached hereto, constitutes the
valid signatures of all directors, officers, employees or agents for the Client authorized to take
action with respect to the Account (or all such persons to whom Client has delegated fiduciary
responsibility to take action with respect to the Account) and Manager shall be entitled to rely
conclusively on any document executed by any of them and (v) the Client is not an investment
company (as that term is defined in the Investment companys Act of 1940). If Client is a
corporation, the person signing this agreement for the Client represents that he or she has been
authorized to do so by appropriate corporate action. If this agreement is entered into by a trustee
or other fiduciary, the trustee or fiduciary represents that Manager’s investment management
strategies, asset allocation methods, and investment advisory services are authorized under the
applicable plan, trust or law and that the person signing this agreement has the authority to
negotiate and enter into the Agreement. Client will inform Manager of any event that might
affect this authority or the property of this Agreement.

Section 17. Termination of Agreement. This Agreement shall be valid until terminated by Client
or Manager. This Agreement may be terminated at any time upon written [including email or
fax] notice by either party and termination will become effective upon receipt of such notice.
Such termination will not, however, affect the liabilities or obligations of the parties under this
Agreement arising from transaction ignited prior to such termination, including the provisions
regarding arbitration, which shall survive any expiration or termination. Upon the termination of
this Agreement, Manager shall be under no obligation whatsoever to recommend any action with
regard to, or to liquidate, the securities or other investments in the Account. Manager retains the
right, however, to complete any transact open as of the termination date and to retain amounts in
the Account sufficient to effect such completion. Upon termination, it shall be Client’s exclusive
responsibility to issue instruction in writing regarding any assets held in the Account. Client is
responsible for providing Manager with the name of another custodian at the time the Agreement
is terminated if Client chooses not to maintain custody of the Account with Custodian. Accounts
that have assets of less than $10,000, that do not contribute the minimum $125 per month for any
three month period, can be terminated without notice by Manager. In the event of such
termination, taxable accounts may be liquidated with the proceeds mailed to Client. Accounts
can be transferred to the retail division of Waterhouse. Once transferred to the retail division,
Account shall be subject to additional annual fees and/or inactivity fees. Upon such termination,
Advisor shall be entitled to a prorated investment fee in addition to a $75 account termination
fee. Manager is free to provide a time period longer than five business days for penalty-free
termination by their clients. If the client chooses to terminate the contract within the five
business day period, the Manager can only charge for fees incurred prior to the termination
excluding administrative fees, account set-up fees, and minimum quarterly fees.

Section 18. Disclosure. Client acknowledges that Client has received and had an opportunity to
read Manager’s Brochure (and Form ADV Part II ) as required by Rule 204-3 of the Investment
companys Act of 1940, as well as a copy of this Agreement. If Client has not received Part II of

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Form ADV or a copy of this Agreement, more than 48 hours prior to the date of execution of this
Agreement, Client shall have the right to terminate this agreement without penalty within five
business days of the execution of this Agreement by Manager, provided that any investment
action taken by Manager with respect to the Account prior to any such termination will be at the
Client’s risk.

Client acknowledges receipt of Part II of Form ADV; a disclosure statement containing the
equivalent information; or a disclosure statement containing at least the information required by
Schedule H of Form ADV, if the client is entering into a wrap fee program sponsored by the
investment company. If the appropriate disclosure statement was not delivered to the client at
least 48 hours prior to the client entering into any written or oral advisory contract with this
investment company, then the client has the right to terminate the contract without penalty within
five business days after entering into the contract. For the purposes of this provision, a contract is
considered entered into when all parties to the contract have signed the contract, or, in the case of
an oral contract, otherwise signified their acceptance, any other provisions of this contract
notwithstanding.

Section 19. Miscellaneous. No term or provision of this Agreement may be waived or changed
except in writing signed by the parties against whom such a waiver or change is sought to be
enforced. Manager’s failure to insist at any time upon strict compliance with this agreement or
with any of the terms of the Agreement or any continued course of such conduct on its part will
not constitute or be considered a waiver by Manager of any of its rights or privileges. This
Agreement contains the entire understanding between Client and Manager concerning the subject
matter of this Agreement.

Section 20. Representations by Client. Client represents that the terms hereof do not violate any
obligation by which Client is bound, whether arising by contract, operation of law, or otherwise,
and that, if required, (i) this contract has been duly authorized by appropriate action and is
binding upon Client in accordance with its terms, and (ii) the Client will deliver to Manager such
evidence of such authority as it may reasonably require, whether by way of a certified resolution,
trust agreement, or otherwise.

Section 21. Other Clients. Client understands that Manager performs investment advisory
services for various other clients. Manager agrees to act in a manner consistent with its fiduciary
obligation to deal fairly with all clients when taking investment actions. Client agrees that
Manager may give advice and take action in the performance of its duties with respect to any of
its other clients that may differ from the timing or nature of action taken with respect to the
Account.

Section 22. Other. Manager reserves the right to refuse to accept or renew this Agreement in its
sole discretion and for any reason.

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Client acknowledges that Manager, its affiliated broker/dealer, or the firm through which it
clears securities may withhold any tax to the extent required by law, and may remit such taxes to
the appropriate governmental authority.

For the purpose of referring to this Agreement, the date of this Agreement shall be the date of
acceptance by Manager.

The Manager may have certain fee-sharing/referral compensation arrangements with


marketing representatives and/or other affiliates. These arrangements may vary and will be
disclosed to the Client.

As used herein, reference to persons in the masculine gender shall include persons of the
feminine gender. References in the singular shall, as and if appropriate, include the plural.

All written communication to Manager pursuant to this Agreement shall be sent to Manager
at mentioned address. All written communication to Client shall be sent to the address contained
in the client documentation unless Client designates otherwise in writing.

Section 23. Arbitration Agreement.

Arbitration is final and binding on the parties.

The parties are waiving their right to seek remedies in court, including the right to jury by trial.

Pre-arbitration discovery is generally more limited than and different from court proceedings.

The arbitrators’ award is not required to include factual findings or legal reasoning and any
party’s right to appeal or to seek modification of rulings by the arbitrators is strictly limited.

The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated
with the securities industry.

Client agrees that all claims or controversies, whether such claims or controversies arose prior,
on, or subsequent to the date hereof, between Manager and Client and/or any Manager’s present
or former officers, directors, or employees concerning or arising from (i) any account maintained
by Client with Manager individually or jointly with others in any capacity, (ii) any transaction
involving Manager or any predecessor firms by merger, acquisition occurred in such account or
accounts, or (iii) the construction, performance or breach of this or any other agreement between
Client and Manager, or of any duty arising from the business of Manager or otherwise, shall be
determined by arbitration before, and only before, any self-regulatory organization. Client may
elect which of these arbitration forums shall hear the matter by sending a registered letter or
telegram to: NUAC Investments, c/o DOMINICAN REPUBLIC ADRESS. If Client fails to

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make such election before the expiration of five (5) days after receipt of a written request from
Manager to make such election, Manager shall have the right to choose the forum.

Client agrees that any controversy relating to any of Client accounts or any agreement with
Manager will be submitted to arbitration conducted only under the provisions of the Constitution
and Rules of the New York Stock exchange, Inc. or pursuant to the code of the Arbitration of the
National Association of Securities Dealers, Inc. Arbitration must be initiated by service upon the
other party of a written demand for arbitration or notice of intention to arbitrate. Judgment, upon
any award rendered by the arbitrator, may be entered in any court having jurisdiction. No person
shall bring a putative or certified class action to arbitration, nor seek to enforce any pre-dispute
arbitration agreement against any person who has initiated in court a putative class action; or
who is a member of a putative class who has not opted out of the class with respect to any claims
encompassed by the putative class action until (i) the class certification is denied; or (ii) the class
is decertified; or (iii) the customer is excluded from the class by the court.

Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights
under this agreement except to the extent stated herein.

Section 24. Privacy. Federal law requires us, and other financial institutions to disclose our
Privacy Policy. We respect your right to keep your personal information confidential and
understand your desire to avoid unwanted solicitations. We hope that by taking a few moments to
our Policy, you will have a better understanding of what we do with the information you provide
us.

NUAC Investments generally does not disclose personal information about our clients or former
clients to anyone. We do disclose personal information about our clients to our any of our
affiliates and with client authorization. Except as otherwise described in this notice, we restrict
access to nonpublic personal information about you to employees of our firm and other parties
who must use that information to provide services to you.

We limit the collection, use and retention of client information to what we reasonably believe
will help us deliver superior service, to administer our business, manage our risks, market our
services and products, and to meet applicable laws and regulations.

We provide clients with relevant and appropriate choices regarding the sharing of
information with our affiliates and others. We will give clients choices regarding the sharing of
information with affiliates and third parties in accordance with applicable law and their
agreements with us.

We comply with the USA Patriot Act, Section 326. Please read this important information
about procedures for opening a new account. To help the government fight the funding of
terrorism and money laundering activities, Federal law requires all financial institutions to
obtain, verify, and record information that identifies each person who opens an account. When

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you open an account, we will ask for your name, address, date of birth (for individuals), and
other information that will allow us to identify you. We may also ask to see your driver’s license
or other identifying documents.

We may disclose certain nonpublic information about you for the following reasons:

To comply with a validly issued and enforceable subpoena or summons.

In the event of a prospective purchase, sale, or merger, provided that we take appropriate
precautions (for example, through a written confidentiality agreement) so the prospective
purchaser or merger partner does not disclose information obtained in the course of the review.

We may disclose information we have about clients as permitted by law. For example, we
may share information with regulatory authorities and law enforcement officials who have
jurisdiction over us or if we are required to do so by applicable law and to provide information to
protect against fraud.

As a part of any actual or threatened legal proceedings or alternative dispute resolution
proceedings either initiated by or against us provided we disclose only the information necessary
to file, pursue, or defend against the lawsuit and take reasonable precautions to ensure that the
information disclosed does not become a matter of public record.

To provide information to affiliates of the firm and nonaffiliated third parties who perform
services or functions for us in conjunction with our services to you, but only if we have a
contractual agreement with the other party which prohibits them from disclosing or using the
information other than for the purposes for which it was disclosed. (Examples of such
disclosures include using an outside service to provide budgeting services to potential, current or
former clients.)

We can also use the information collected under this Policy to perform services within the scope
of our engagement and to inform you through any communications channel including phone, fax,
electronic mail, about new services and to provide information that we think will be of interest to
you such as conferences we hold, changes in the law, or other professional or business
developments. If you do not wish to receive such information, you may opt out by sending an
email to info@nuacinvestments by advising us of your decision and we will discontinue sending
you information other than in regard to your account. We also collect information about financial
transactions that you have carried out, such as the buying or selling of any securities through us,
our affiliates or other parties; we may also receive information from a consumer reporting
agency. We apply the same privacy policies and practices to our former clients that we do to our
existing clients.

All collected information is retained in accordance with Federal law.

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Schedule A

Portfolio Size Annualized Fee up to


$0-$100,000,000,000 3.0%

Performance Incentive Up to 50%

Operational Costs as Billed

Fees - All fees are annual, and deducted monthly. Performance is paid monthly in arrears.
Operational costs billed as incurred.

Both NUAC Investments and the client retain the right to cancel the Agreement at any time.

Client and Manager have executed this Discretionary Investment Management Agreement
on this ____ day of ___________________, 2015.

In signing this Investment Advisory Agreement, I hereby state that I understand Agreement in its
entirety, including;

Process of Account Investment Management


Risks Acknowledgement
Custody Arrangement
Trading Authorization
Termination of Account
Fee Calculation
Manager’s Privacy Policy

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_____________________________________________ ____________________________
PRINT NAME SOCIAL SECURITY OR TAX I.D.
NUMBER

_____________________________________________
SIGNATURE OF CLIENT

_____________________________________________ ______________________________
PRINT [Joint] SOCIAL SECURITY OR TAX I.D.
NUMBER

_____________________________________________
SIGNATURE OF CLIENT [Joint]

_____________________________________________
SIGNATURE OF CLIENT

_____________________________________________
SIGNATURE OF CLIENT [Joint]

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