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research-article2020
JETXXX10.1177/1526602820969681Journal of Endovascular TherapyJia et al

A SAGE Publication

Clinical Investigation

Journal of Endovascular Therapy

Drug-Coated Balloon Angioplasty


1­–7
© The Author(s) 2020
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DOI: 10.1177/1526602820969681
https://doi.org/10.1177/1526602820969681

in the Treatment of Infrapopliteal www.jevt.org

Artery Lesions (AcoArt II–BTK)

Xin Jia, MD1* , Baixi Zhuang, MD2*, Feng Wang, MD3*, Yongquan Gu, MD4*,
Jiwei Zhang, MD5, Xinwu Lu, MD6, Xiangchen Dai, MD7, Zhaoyu Liu, MD8,
Wei Bi, MD9, Changwei Liu, MD10, Shenming Wang, MD11,
Francesco Liistro, MD12, and Wei Guo, MD1

Abstract
Purpose: To compare the safety and efficacy of drug-coated balloon (DCB) vs uncoated balloon angioplasty in the
treatment of de novo and restenotic infrapopliteal lesions in patients with chronic limb-threatening ischemia (CLTI).
Materials and Methods: The prospective, multicenter, randomized study AcoArt II–BTK study (ClinicalTrials.gov identifier
NCT02137577) enrolled 120 patients who were randomly assigned to angioplasty with either a DCB (n=61; mean age
70.7±7.4 years; 36 men) or a conventional balloon catheter (n=59; mean age 70.8±9.0 years; 36 men). There were no
significant differences observed in baseline clinical or target lesion characteristics between the groups. The target lesion
length was 169.95±86.35 mm in the DCB group vs 179.93±80.16 mm in the control group, and approximately three-
quarters of the lesions were chronic occlusions. Primary patency was assessed by angiography at 6 months, and mortality
and clinically-driven target lesion revascularization (CD-TLR) were evaluated at 12 months. Results: Primary patency at 6
months was 75.0% in the DCB group and 28.3% in the control group (p<0.001), while late lumen loss was 0.43±0.62 mm
for DCBs vs 0.99±0.55 mm for controls (p<0.001). Freedom from CD-TLR at 12 months was 91.5% in the DCB group
vs 76.8% in the controls (p=0.03); there was no significant difference in mortality (1.7% DCB vs 3.6% controls; p=0.53).
Conclusion: This study demonstrated that the Litos/Tulip DCBs are safe and effective in treating infrapopliteal lesions,
with improved angiographic and clinical outcomes vs plain balloon angioplasty. The DCBs demonstrated significantly higher
primary patency with fewer CD-TLRs than conventional angioplasty. The safety of the DCBs was noninferior to that of the
uncoated balloons after 1 year of follow-up.

Keywords
anterior tibial artery, balloon angioplasty, below-the-knee artery, chronic limb-threatening ischemia, chronic total occlusion,
drug-coated balloon, mortality, patency, randomized clinical trial, target lesion revascularization

Introduction artery lesions using the Orchid DCB (Acotec Scientific)


with the same coating formulation.4,5 The purpose of this
The treatment of femoropopliteal artery lesions with drug- trial was to prospectively assess the safety and efficacy of
coated balloons (DCBs) has been shown to be superior to Litos and Tulip DCBs vs uncoated balloons in the treatment
conventional balloon angioplasty with uncoated balloons in of infrapopliteal lesions in patients with chronic limb-
terms of clinical efficacy.1–5 However, the role of DCBs in threatening ischemia (CLTI).
the revascularization of occluded infrapopliteal arteries is a
matter of ongoing controversy. Randomized trials evaluat-
ing the performance of DCBs vs uncoated balloons in this Materials and Methods
vascular territory have yielded inconsistent results.6–10 The
Study Design
Litos and Tulip DCBs (Acotec Scientific, Beijing, China)
are low-profile balloon catheters coated with paclitaxel, dif- The AcoArt II–BTK study was a prospective, multicenter,
fering only in their guidewire compatibility. In the AcoArt I randomized controlled trial that sought to assess the safety
study, positive results were obtained for femoropopliteal and efficacy of Litos or Tulip DCBs vs uncoated balloons
2 Journal of Endovascular Therapy 00(0)

(control) for patients with stenotic or occlusive infrapopli- Study Devices


teal lesions. The main inclusion criteria were single or
sequential de novo or restenotic lesions with >70% diam- The study devices consisted of both the 0.014-inch wire–
eter stenosis in the infrapopliteal arteries, at least 1 patent compatible Litos and the 0.018-inch–compatible Tulip
runoff vessel to the foot, Rutherford category 4 to 6 isch- series catheters, which are identical in terms of platform,
emia, and a maximum of 2 different arteries to be treated in drug material, and coating technology. The balloons, which
the same limb. The main exclusion criteria were acute are coated in an inflated state, are covered with 3-µg/mm2
thrombosis in the target vessel, planned major amputation paclitaxel in a matrix containing magnesium stearate as a
polymer-free natural excipient. Magnesium stearate is a
of the target limb, history of open surgery of the target
liposoluble substance that reduces drug loss during the
vessel, the need for intervention in both limbs at the same
delivery process, and the unique coating technology enables
time, an existing stenosis or occlusion >150 mm in the
paclitaxel to take on the proper crystalline form to ensure
inflow vessels (including the iliac artery, superficial femo-
drug retention. The DCBs ranged in length from 20 to 300
ral artery, and popliteal artery), and in-stent restenosis. All
mm and were available with diameters of 2 to 4 mm.
patients were randomly assigned to the DCB or control
group (1:1 ratio) by a central randomization computer sys-
tem. Successful guidewire crossing of the lesion was Angioplasty Procedure
required for enrollment in the study.
Candidates meeting the eligibility criteria underwent the
Angiographic outcomes were adjudicated by the Good angioplasty procedure according to local standards and at
Laboratory Practice–certified coreLab Black Forest (Bad the discretion of the physician. Upon successful navigation
Krozingen, Germany). Measurement was performed using of the target lesion but prior to randomization, the lesion
QAngio XA software (version 7.3; Medis Medical Imaging, was predilated with an uncoated balloon (Amphirion Deep;
Maastricht, the Netherlands). Clinical monitoring included Medtronic, Minneapolis, MN, USA), with prolonged infla-
100% retraceable source document verification, and all tion (<180 seconds) recommended to reduce flow-limiting
adverse events were reported to the Beijing Medical dissection and residual stenosis. After this, the patient was
Products Administration. Data management and statistical considered enrolled. Patients randomized to the DCB group
analysis were performed by the Medical Research & were treated with a Litos or Tulip DCB having the same
Biometrics Center (National Center for Cardiovascular diameter as the reference vessel diameter and of sufficient
Diseases, Beijing, China). length to cover the entire target lesion and at least 10 mm
This study was sponsored by Acotec Scientific and was beyond the predilation length. DCB dilation was main-
conducted in conformity with the Declaration of Helsinki tained for no less than 60 seconds. Bare metal stents (BMS)
and the provisions for the conduct of clinical trials of could be placed in cases of flow-limiting dissection and
medical devices issued by the National Medical Products serious residual stenosis. Other endovascular treatments
Administration. It was approved by the ethics committees of were prohibited, including debulking or cutting balloons.
the Chinese PLA General Hospital and the 10 other partici- Patients enrolled in the control group had the same proce-
pating hospitals. All patients gave written informed consent dure with an uncoated balloon (Amphirion Deep) after pre-
prior to any study procedure. The trial was registered on the dilation. Dual antiplatelet therapy was recommended for no
National Institutes of Health website (ClinicalTrials.gov less than 1 month after the procedure (100 mg/d acetylsali-
identifier NCT02137577). cylic acid and 75 mg/d clopidogrel). Clinical follow-up was

1
Chinese PLA General Hospital, Beijing, China
2
Xiyuan Hospital, China Academy of Chinese Medical Sciences, Beijing, China
3
The First Affiliated Hospital of Dalian Medical University, Dalian, China
4
Xuanwu Hospital, Capital Medical University, Beijing, China
5
Renji Hospital, Shanghai Jiaotong University School of Medicine, Shanghai, China
6
The Ninth People’s Hospital, Shanghai Jiaotong University School of Medicine, Shanghai, China
7
Tianjin Medical University General Hospital, Tianjin, China
8
Shengjing Hospital of China Medical University, Shenyang, China
9
The Second Hospital of Hebei Medical University, Shijiazhuang, China
10
Peking Union Medical College Hospital, Beijing, China
11
The First Affiliated Hospital, Sun Yat-sen University, Guangzhou, China
12
Cardiovascular Department, San Donato Hospital, Arezzo, Italy

*Xin Jia, Baixi Zhuang, Feng Wang, and Yongquan Gu contributed equally to this work and have shared first authorship.

Corresponding Author:
Wei Guo, Chinese PLA General Hospital, No. 28 Fuxing Road, Beijing, China.
Email: guoweiplagh@sina.com
Jia et al 3

Figure 1.  Patient flow diagram.

scheduled 30 days, 6 months, and 12 months postopera- extremity. Secondary outcomes were (1) device success,
tively; in-hospital angiography was required at 6 months. defined as the balloon catheter reaching the target lesion(s),
expanding as expected without leakage, and being with-
drawn successfully; (2) technical success, defined as suc-
Patient Enrollment cessful vascular access, device success, and completion of
Between May 2014 and June 2018, 120 patients were the endovascular procedure with ≤50% residual stenosis
randomized (Figure 1) to either DCB angioplasty [61 of the treated lesion; (3) the need for CD-TLR within 12
patients/65 lesions (mean age 70.7±7.4 years; 36 men)] or months; (4) late lumen loss (LLL) and transverse-view ves-
uncoated balloon angioplasty [59 patients/66 lesions (mean sel area loss (TVAL) at 6 months measured on angiography;
age 70.8±9.0 years; 36 men)] at 11 centers in China. Table and (5) MAEs within 12 months. LLL was defined as the
1 lists the baseline patient characteristics. Most patients had difference between the minimum lumen diameter (MLD)
diabetes and hypertension, and nearly all patients (119/120) immediately after the procedure and the MLD at the
suffered from CLTI (Rutherford category 4–6). The target 6-month follow-up. TVAL was the percentage of side-view
lesion lengths were similar (169.95±86.35 mm in the DCB lumen area lost between the post revascularization (pr)
group and 179.93±80.16 mm in the control group), as were and follow-up (fu) angiograms, calculated as 100% –
the proportions of total occlusions (75.0% and 83.1%, (TVAfu/TVApr).
respectively).
Statistical Analysis
Outcomes and Definitions Continuous variables are presented as the mean ± standard
The primary efficacy outcome was primary patency at 6 deviation and were compared using the Student t test or the
months, defined as the absence of target lesion occlusion on Mann-Whitney U test for nonnormally distributed data.
angiography or the need for clinically-driven target lesion Categorical variables are presented as numbers (percent-
revascularization (CD-TLR) and no major amputation of ages) and were compared using the chi-square, Fisher exact,
the target limb. The follow-up window at 6 months ranged or Mann-Whitney U test. Survival was estimated using the
from 5 to 9 months. The primary safety endpoint was 30-day Kaplan-Meier method; groups were compared using the log-
major adverse events (MAEs), defined as a composite of rank test. Estimates are presented with the 95% confidence
all-cause death, TLR, and major amputation on the target interval (CI). A 2-sided p<0.05 indicated a significant
4 Journal of Endovascular Therapy 00(0)

Table 1.  Baseline Characteristics of Patients and Lesions Randomized to Treatment With Drug-Coated or Uncoated Balloons.a

DCB Control p
Patients (n=61) (n=59)  
  Age, y 70.7±7.4 70.8±9.0 0.95
 Men 36/61 (59) 36/59 (61) 0.82
  Coronary artery disease 22/61 (36) 20/59 (34) 0.81
 Hypertension 50/61 (82) 44/59 (75) 0.33
 Hyperlipidemia 25/61 (41) 16/59 (27) 0.11
  Diabetes mellitus 45/61 (74) 42/59 (71) 0.75
  Current smoker 16/61 (26) 16/59 (27) 0.60
  Current alcoholic 10/61 (16) 6/59 (10) 0.32
  Rutherford category 0.76
  3 1/61 (2) 0/59  
  4 27/61 (44) 24/59 (41)  
  5 24/61 (39) 28/59 (47)  
  6 9/61 (15) 7/59 (12)  
  Ankle-brachial index 0.56±0.27 0.51±0.31 0.41
Lesions (n=65) (n=66)  
  Chronic total occlusion 48/64 (75.0) 54/65 (83.1) 0.26
  Target vessels 0.34
  TA 1/65 (1.5) 1/66 (1.5)  
  TA+PTA 10/65 (15.4) 4/66 (6.1)  
  TA+PA 5/65 (7.7) 9/66 (13.8)  
  ATA 31/65 (47.7) 33/66 (50.0)  
  PTA 14/65 (21.5) 12/66 (18.2)  
  PA 4/65 (6.2) 7/66 (10.6)  
  Calcification grade 0.328
  0 (none) 9/65 (13.8) 12/66 (18.2)  
  1 (unilateral <5 cm) 17/65 (26.1) 16/66 (24.2)  
  2 (unilateral >5 cm) 0/65 0/66  
  3 (bilateral <5 cm) 22/65 (33.8) 23/66 (34.8)  
  4 (bilateral >5 cm) 8/65 (12.3) 4/66 (6.1)  
  Unknown 9/65 (13.8) 11/66 (16.7)  
  Target lesion length, mm 169.95±86.35 179.93±80.16 0.51
  Reference vessel diameter, mm 2.50±0.37 2.43±0.33 0.28
  Minimum lumen diameter, mm 0.14±0.30 0.07±0.21 0.17
  Diameter stenosis, % 95 97 0.23

Abbreviations: ATA, anterior tibial artery; DCB, drug-coated balloon; PA, peroneal artery; PTA, posterior tibial artery; TA, tibiofibular artery; TVA,
transverse-view vessel area.
a
Continuous data are presented as the mean ± standard deviation; categorical data are given as the number (percentage).

difference. SAS statistical software was employed for all the procedure to 1.46±0.41 mm and 1.39±0.40 mm, respec-
calculations (version 9.4; SAS Institute, Cary, NC, USA). tively, after treatment.
Efficacy outcomes are presented in Table 3. The pri-
mary patency rates at 6 months were 75.0% in the DCB
Results
group vs 28.3% in the control group (p<0.001), with an
Device and technical success rates were 100% in both the absolute risk reduction of 50%. LLL at 6 months was
DCB and control groups (Table 2). The mean device diame- 0.43±0.62 mm in the DCB group vs 0.99±0.55 mm in the
ter was 2.72±0.25 mm in the DCB group and 2.64±0.25 control group (p<0.001). The TVA of the target lesion at
mm in the control group (p=0.07). No bailout stent was 6 months was 329.79±215.21 mm2 in the DCB group vs
required in the DCB group, while 1 BMS (1.5%, 1/66) was 172.46±157.08 mm2 in the control group (p<0.001), and
implanted in the control group. The MLD increased from the TVAL was 11.94%±33.50% vs 54.18%±34.03%,
0.14±0.30 mm (DCB) and 0.07±0.21 mm (control) before respectively (p<0.001). MAEs occurred in none of the
Jia et al 5

Table 2.  Procedure Characteristics per Lesion.a

DCB (n=65) Control (n=66) p


Predilation balloon diameter, mm 2.50±0.36 2.43±0.38 0.22
Devices/per lesion 2.2 1.2 <0.001
Inflation time, mm 168.19±30.77 153.40±39.95 0.002
Balloon diameter, mm 2.72±0.25 2.64±0.25 0.07
Minimum lumen diameter post, mm 1.46±0.41 1.39±0.40 0.28
Diameter stenosis, % 41 42 0.66
Bailout stenting 0 1/66 (1.5) 0.32
TVA pre, mm2 133.70±118.31 138.19±99.57 0.82
TVA post, mm2 391.68±204.75 398.08±179.32 0.85
Technical success, % 100 100  
Device success, % 100 100  

Abbreviations: DCB, drug-coated balloon; TVA, transverse-view vessel area.


a
Continuous data are presented as the mean ± standard deviation; categorical data are given as the number (percentage).

Table 3.  Efficacy Outcomes at the 6-Month Angiographic Follow-up.a

DCB Control p
Primary patencyb 36/48 (75.0) 13/46 (28.3) <0.001
Occlusionc 10 26  
CD-TLRd 3 12  
Major amputation 1 1  
Minimum lumen diameter, mm 1.05±0.72 0.37±0.47 <0.001
Late lumen loss, mm 0.43±0.62 0.99±0.55 <0.001
TVA, mm2 329.79±215.21 172.46±157.08 <0.001
TVAL, % 11.94±33.50 54.18±34.03 <0.001

Abbreviations: CD-TLR, clinically-driven target lesion revascularization; DCB, drug-coated balloon; TVA, transverse-view vessel area; TVAL,
transverse-view vessel area loss.
a
Continuous data are presented as the mean ± standard deviation; categorical data are given as the number (percentage).
b
Calculated in the angiographic follow-up cohort.
c
Calculated per patient (for patients with >1 lesion, if any lesion was occluded during the 6-month follow-up, the patient was included in the occlusion
group).
d
Calculated per patient (for patients with >1 lesion, if any lesion was revascularized during the 6-month follow-up, the patient was included in the
CD-TLR group).

control patients vs 1 patient (1.6%) in the DCB group with wounds in the control group (p=0.39). The healing
(p=0.33) who underwent repeat angioplasty within 30 time did not differ significantly (p=0.18).
days. The proportion of patients with MAEs at 12 months
was 11.9% in the DCB group vs 28.6% in the control group
Discussion
(p=0.03; Table 4). One patient (1.7%) died of pneumonia
in the DCB group, and 2 patients (3.6%) died of cardiac Treatment of CLTI patients represents a challenge for endo-
complications in the control group within 12 months. One vascular specialists due to the anatomical pattern of infra­
patient in each group experienced a major amputation of popliteal atherosclerotic disease, with long and multivessel
the target extremity within 6 months (both patients were occlusions. Restenosis remains the Achilles’ heel of plain
Rutherford category 6 at baseline). Kaplan-Meier analysis balloon angioplasty and can be as high as 70% in the tibial
(Figure 2) revealed that the freedom from CD-TLR at the arteries.6–10 The AcoArt II study was designed to prove the
12-month follow-up was 91.8% (95% CI 81.9% to 97.3%) efficacy and safety of DCBs vs conventional balloons in
in the DCB group and 78.0% (95% CI 65.3% to 87.7%) BTK interventions. The DCBs showed similar safety to
in the control group (p=0.028). Complete foot healing uncoated balloons in terms of all-cause mortality and
(Table 4) was achieved in 26 of 31 patients with wounds major amputation rate at 1-, 6-, and 12-month follow-up.
(83.9%) in the DCB group vs 24 of 32 patients (75.0%) Compared with previous studies,6–10 our data show superior
6 Journal of Endovascular Therapy 00(0)

Table 4.  Safety and Clinical Outcomes at 12 Months.a

DCB (n=61) Control (n=59) p


Safety endpoint 7/59 (11.9) 16/56 (28.6) 0.03
 Death 1/59 (1.7)b 2/56 (3.6) 0.53
 CD-TLRc 5/59 (8.5) 13/56 (23.2) 0.03
  Major amputation 1/59 (1.7) 1/56 (1.8) 0.97
CD-TLRc 5/59 (8.5) 13/56 (23.2) 0.03
Complete healing 26/31 (83.9) 24/32 (75.0) 0.39
Healing time, d 103.35±86.21 141.29±111.87 0.18

Abbreviations: CD-TLR, clinically-driven target lesion revascularization; DCB, drug-coated balloon.


a
Continuous data are presented as the mean ± standard deviation; categorical data are given as the number (percentage).
b
Death was due to pneumonia at 247 days after the procedure.
c
Calculated per patient (for patients with >1 lesion, if any lesion was revascularized during the 6-month follow-up, the patient was included in the
CD-TLR group).

reported previously,8,9 in which no differences in terms of


LLL or binary restenosis were observed between DCBs
and uncoated balloons.
The efficacy of a DCB depends on the capability to
release the paclitaxel particles into the vessel wall and to
provide drug retention for a long antiproliferative effect.
Both of these aspects depend on the carrier and coating
technology used, which makes each DCB different from
another. The increased patency provided by the DCBs in
this randomized trial translated into a better clinical out-
come with a significant reduction in the need for TLR and a
higher rate of complete wound healing. Longer follow-up
data are being collected to determine if the benefit shown at
12 months can be maintained long term.

Limitations
In the study protocol, follow-up was not required by the
Figure 2.  Freedom from clinically-driven target lesion physician who treated the patient. No specific measures
revascularization (CD-TLR) at 12 months. were taken to blind the person who performed the repeat
angiography or who made the decision about CD-TLR,
safety results, with relatively low mortality (1.7% in DCBs whereas quantitative evaluation of the angiograms was per-
vs 3.6% in controls) and major amputation rates (1.7% in formed by a core laboratory blinded to the type of treatment
DCBs vs 1.8% in controls) at 12 months. This observation provided.
is probably related to the presence of wound care teams and
surveillance programs in all 11 centers participating in the
Conclusion
trial. Moreover, vessel patency is necessary but not suffi-
cient for ulcer healing, and as a consequence, every CLTI This study demonstrated that the Litos/Tulip DCBs are
center should provide a combination of patency and healing safe and effective in treating infrapopliteal lesions, with
surveillance to improve limb preservation. The presence or improved angiographic and clinical outcomes vs plain
absence of a wound care program may explain the large dif- balloon angioplasty. The DCBs demonstrated significantly
ference in the proportion of major amputations reported in a better primary patency with fewer CD-TLRs than conven-
recent meta-analysis on trials focusing on DCBs for BTK tional angioplasty. The safety of the DCBs was noninferior
interventions.11 to that of the uncoated balloons after 1 year of follow-up.
The efficacy of DCBs in controlling intimal hyperplasia
is shown by reductions in LLL, vessel occlusion, and Declaration of Conflicting Interests
TVAL relative to those of conventional angioplasty at The author(s) declared no potential conflicts of interest with respect
6 months. These results compare favorably with those to the research, authorship, and/or publication of this article.
Jia et al 7

Funding femoropopliteal arteries: evidence from the AcoArt I Trial.


JACC Cardiovasc Interv. 2016;9(18):1941–1949.
The author(s) disclosed receipt of the following financial support
6. Liistro F, Porto I, Angioli P, et al. Drug-eluting balloon in
for the research, authorship, and/or publication of this article: The
peripheral intervention for below the knee angioplasty evalu-
AcoArt II–BTK study was sponsored by Acotec Scientific.
ation (DEBATE-BTK): a randomized trial in diabetic patients
with critical limb ischemia. Circulation. 2013;128:615–621.
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Xin Jia https://orcid.org/0000-0003-0012-847X lower limb multilevel treatment with drug eluting balloon—
randomized trial: 1-year results. J Cardiovasc Surg (Torino).
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