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Society for Music Theory

Debussy's Late Style and the Devices of the Early Silent Cinema
Author(s): Rebecca Leydon
Source: Music Theory Spectrum, Vol. 23, No. 2 (Autumn, 2001), pp. 217-241
Published by: University of California Press on behalf of the Society for Music Theory
Stable URL: http://www.jstor.org/stable/745987
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Debussy's Late Style and the Devices
of the Early Silent Cinema

Rebecca Leydon

INTRODUCTION which a paradigmatic plot-a typical series of events in a pre-


scribed order-is deduced from a repertoire of texts. Newcomb
Mosaic-like designs characterize musical form in Debussy's stresses that this paradigmaticplot
late style, exemplified in the twelve piano etudes, written in 1915, ... is not the same thingas a quasi-architecturalformalschema,such as
and the contemporaneous chamber music. Like their orchestral ABA, with its patternsof repetitionandcomplementarities. The paradig-
precursor Jeux, these works exhibit fragmented arrangements of maticplot may be a unidirectional unfoldingof events,withoutovertrep-
heterogeneous motivic materials and free juxtaposition of tonal etition.Nor is it the same as a seriesof musicalsectionsdefinedby spe-
and nontonal pitch resources. Such moments are peculiar to and cific thematiccontent.The surfacecontentof each individualinstanceof
pervasive within the composer's late style. But above all, it is the the series may differ widely. The paradigmaticplot is a series of func-
fascinating methods of "enchainment"in these works-their enig- tions, not necessarilydefinedby patternsof sectionalrecurrencesor by
matic transitions, their disjunctive reiterations and duplications- the specificcharactersfulfillingthe functions.2
that has puzzled and intrigued listeners and performers.This paper
Newcomb's approach, then, does not rely solely upon the
proposes a model for the continuity and succession of ideas in schematic conventions peculiar to musical forms. Instead, New-
Debussy's late style by situating his late works within the context comb asks, What are the codes according to which we isolate dis-
of the technologies used in the early silent cinema-specifically,
crete musical events, and what are the codes we invoke to locate
the repertory of cinematic editing techniques that are contempora-
these events within a paradigmatic series? The patterns that char-
neous with this music.
acterize musical continuity and succession (as opposed to specific
In positing a cinematic model for Debussy's music, I am imag-
motivic content) are perceived according to patternsthat are stored
ining something like Anthony Newcomb's narratological concept in memory, patterns that are generalizable enough to govern event
of "modes of continuation."1Modeling his approach to musical
successions in more than one medium:
form on the narratology of the Russian Formalist Vladmir Propp,
Newcomb views narrativeas an ordered series of "functions" and Inasmuchas musicmay be (andis by manylisteners)heardas a mimetic
characterizes the structural analysis of narrative as a process by themimesisinvolvedis of modesof continuation,
andreferentialmetaphor,

'Newcomb1987. 2Newcomb1987, 165.


218 Music Theory Spectrum

of changeandpotential.Andmodesof continuationlie at the veryheartof Debussy himself, reveal the extent to which early cinema im-
whetherverbalor musical.3
narrativity, pressed its spectators. I begin with a discussion of early film criti-
cism that refers to cinematic techniques and film-editing practices
Because so much of Debussy's music essentially preserves the
made possible by and peculiar to the motion-picture camera,
recognizable shapes of familiar tonal objects (triads and seventh which techniques and practices give expression to a new kind of
chords, for example), our attention is drawn more directly to their visual logic. They include the "fade," in which the screen gradu-
curious linkages. While the pitch-collectional basis of Debussy's
ally turns black; the "dissolve," in which one image gradually dis-
music (its pervasive octatonicism and hexatonicism, for example,
appears while another emerges; the "cut-in,"an instantaneous cut
as elucidated by Allen Forte and Richard Parks4)is responsible for
to a close shot; the juxtaposition of different camera angles; and
many unusual new sonorities, Debussy's originality so often lies the varieties of special effects involving stop-motion tricks, ad-
in the new orderings and contexts for familiar sonorities. In the re-
justment of film speed and direction, double-exposure of the film,
mainder of this paper I shall demonstrate how, upon the develop-
and matted images. The accounts of early film reviewers make
ment of a new popular narrativemedium around 1900-the silent
clear that such devices represented a radical departure from the
cinema-new paradigmatic modes of continuation emerge, ones
temporal and spatial orientations to which traditionaltheater-goers
that modify the classical narrative syntax of traditional story-
were accustomed. In the second part of the paper, I consider a
telling media. Just as Newcomb imagines a kind of a cross- number of musical situations as cognates for cinematic ones, and
domain mapping among music and the nineteenth-centurynovel, I
I illustrate how the particularnarrative situations that give rise to
claim that the repertoire of cinematic editing devices can serve as
these devices in films can suggest specific formal functions for the
a key interpretantfor a set of homologous musical structures. In
musical passages in which analogous devices occur in Debussy's
positing cinematic devices as cognates for musical ones, my goal late works. In the final section of the paper, I discuss how De-
is to foster discussion about musical signification, which may in
bussy's cultivation of a "cinematic" style may be understood in re-
turn provide a basis for more effective pedagogy and performance
lation to French nationalism in the years surrounding the first
of this music. Finally, cinematic models offer an attractivealterna-
world war.
tive to rigidly hierarchical accounts of Debussy's musical syntax.
Although very few of the films from the early 1900s have sur- THE EARLYCINEMA
vived, extant film reviews and contemporary criticism evoke a
vivid sense of the early cinema, how it was received and what its
It is a matter of some debate exactly who should be considered
most salient devices were. For modern cinema audiences, these
the original inventor of cinema, since a number of moving-picture
devices have been largely internalized as part of a "film-reading"
technologies were developed independently at around the same
competence, but early film reviews by Emile Vuillermoz, Louis time in Europe and America. Certainly ideas about motion pictures
Delluc, Louis Aragon, and others, as well as remarks made by were circulating in France from an early date. In the 1880s, for ex-
ample, the British photographer Eadweard Muybridge had orga-
3Newcomb1987, 167. nized lectures in the Parisian salons to show his "motion studies,"
4Forte 1991 (developing work begun in Forte 1988), and Parks 1989.
Parks'scomprehensivetheoryof Debussy's pitch languageexpandsand encom- sequences of photographs taken in quick succession and then pro-
passes Forte's octatonic angle, and explores the role of hexatonicism,diatoni- jected onto a screen using a device called a "Zoopraxiscope." A
cism, pentatonicism,and otherreferentialcollections in the music. related form of entertainment,popular in the Montmartrecabarets
Debussy's Late Style and the Devices of the Early Silent Cinema 219

of the 1890s, was the ombres chinoises; Richard Langam Smith ization of ordinary objects and events, like the movement of the
has written of the "shadow plays" performed by Henri Riviere in train or the factory workers. Anything that moved could supply
the Chat Noir to piano accompaniment by Eric Satie, Charles de the subject for a film. Soon, however, the moving-picture tech-
Sivry, and other musicians in regular attendance at the popular nology was put to the more specialized use of bringing unusual
club. Smith speculates that Debussy himself attended these proto- scenes and images of remote places into the local theatre. Many
cinematic spectacles, and may well have provided musical accom- of the first popular cinema productions were of scenic points of
paniments on occasion. Indeed, Smith argues that these music-hall interest, like Niagara Falls, the American West, views from the
spectacles likely played a significant role in the genesis of De- bridge of a ship on the high seas or through the window of a mov-
bussy's Iberia and other works.5 ing train. These kinds of "naturefilms" were enormously popular
Louis Lumiere is usually credited with the invention of cin- at the 1900 Paris Exposition. A technically spectacular example is
ema. With his brother Auguste in their Lyons factory, Lumiere Raoul Grimoin-Sanson's Cineorama, in which ten projectors were
manufactured photography equipment and in the 1890s designed arranged in the middle of a spherical auditorium, offering the
the first "cinematographe,"a machine that combined the functions viewers the experience of the Sahara desert as seen from a bal-
of a moving-picture camera and a projector. On December 28, loon.7
1895-the date usually considered the birth of cinema-Lumiere The film theorist Noel Burch has remarkedon the unique sense
screened a number of short films before a paying audience.6 One of motion and space that is represented in these first cinematic
of these films, entitled La Sortie des usines Lumiere, is typical events; the experience for the spectator is quite different from any-
of these first works by Lumiere: a single shot of the outside of the thing associated either with the traditional theatre or with an ordi-
factory shows the doors swinging open and workers emerging nary lived experience of space. Burch points out that the work of
from inside. Lumiere went on to make hundreds of these short early film-makers antedates what he calls the "InstitutionalMode
single-shot films. Perhaps the most famous of these is L'Arrivee of Representation" [IMR] in cinema.8 The IMR is the repertoire
d'un train a la Ciotat, which shows a steam train moving towards of filmic devices that would eventually become a fully developed
the camera at an oblique angle; it is anecdotally reported that the visual language of cinema, a language to which all present-day
members of the audience frantically took cover under their chairs, spectators have been thoroughly exposed through movies and
so unpreparedwere they for the realism of this cinematic image. television. It is a language that is in no way "natural,"Burch em-
The first cinema audiences were fascinated by the simple de- phasizes, but is rather a product of a particular history. While a
piction of motion itself, as they experienced a sort of defamiliar-
7Also shown at the Exposition was the Lumiere Brothers' Mareorama,
5Smith1973. which simulatedthe view from the bridge of a ship on the high seas. Similar
6AlthoughLumiereis usually creditedwith developing the combined cam- films were popular across the Atlantic: in 1904 the American film-maker
era and projector,two Americans,ThomasArmatand C. FrancesJenkens,had George C. Hale presentedhis Toursand Scenes of the World,which simulated
independently come up with a similar invention, the "Phantoscope,"some the view one would have from the window of a train.Othernotableexamples
months earlier.They had used this device to projectmoving picturesfor an au- of these early "interestfilms" are those of James Freer, a Canadianfarmer
dience at an exhibitionin Atlantain 1895, but they did not meet with any com- from Brandon,who capturedscenes of the wilds of Manitoba.Freer's films
mercial success at that time. By this date, ThomasEdison had alreadypatented were shown throughoutEuropeduringthe late 1890s in a tourorganizedby the
his "kinetoscope,"a contraptionthatallowed a single spectatorto view tiny pro- CanadianPacificRailwayCompany.
jected moving images. 8Burch1990.
220 Music Theory Spectrum

modem film-maker can rely on spectators' ability to understand, or ourselves,and understandthat objectivebody is also a body-subject
for instance, that a juxtaposition of two views of a single object whose sight is as intentionaland meaningfulas our own. What is so
shot from two different angles represents the same object, the first uniqueaboutthe cinema's'viewingview', however,is thatit presentsand
film-makers had no such common visual code: an instantaneous representsthe activityof vision not merelyas it is objectivelyseen by us,
shift in perspective was not something with which spectators had but also as it is introceptively
lived by another.Thusthe cinema's'view-
had any prior experience. Similarly, a modern film-maker can ing view' is a modelof vision as it is livedas 'my own'by a body-subject,
andits uniquenessis thatthis 'viewingview' is objectivelyvisible for us
rely on certain visual conventions to convey temporal ideas, like in the same form as it is subjectively visual for itself.... The structure
"later" or "meanwhile," but these codes were unavailable to the andactivityof the cinema's'viewingview' are isomorphicwith our own
first people working within the medium. To grasp the impact of bodilyexperienceof vision as we dynamicallylive it as 'mine.'9
early film, the modem spectator must try to imagine the silent cin-
ema as seen through the eyes of an audience unstudied in the vari- What was so unusual about the early silent cinema, then, was
ous conventions that modem cinema audiences have internalized the mobility and flexibility of the camera's eye and the radically
as a film-reading competence. new representations of space made possible by the multiplicity of
The unique experience of space that Burch describes is a result shots and perspectives.?0While some of these cinematic devices
of a variety of cinema-specific devices made possible by the flexi- can be understood as extensions of the lighting and staging tech-
bility of the camera's eye. A camera may record moving objects niques already available in live theatre or opera, other devices rep-
from a fixed position; it may pan across a static scene from a fixed resent a radical departurefrom traditional stage presentation. The
point; it may also shift instantaneously to a new view or angle; first spectators' inexperience with these devices is brought into re-
and the camera may be mounted on a conveyance which itself lief when we consider the utter transparencyof the same devices
moves through space. In this last case, the "trackingshot," the cin- for modem viewers. For instance, a 1906 film called La Danse du
ematic spectator experiences a curious kind of motionless voyage. Diable, produced by the Pathe-Freres film company, presents an
It is as though the camera has a bodily agency, serving as a site of elaborately costumed character who appears to be rolling around
subjectivity which the viewer is invited to occupy. On the other on the floor. The scene is filmed with the camera oriented in a
hand, the camera's eye may also represent something seen by a
particular subject within the diegetic world of the film. Or the 9Sobchack1991.
camera may function like an unmarked omnipresent narratorin a 'OEarlyfilm-makersfrequentlytreatedthe cinematicframe itself as a flexi-
novel, seeing everything from all points of view. The silent cin- ble form by employing irises and masks (adjustable aperturesof different
shapes and sizes), which providedalternativesto the normalrectangularform
ema, lacking overt narration, creates a unique situation in which of the cinematic frame. Examples can be found throughoutD. W. Griffith's
the spectator's position with respect to the imaginary space of the Intoleranceof 1916. Multiple-frameimagerywas also sometimesemployed,in
film is ambiguous. Vivian Sobchack has explored the fluctuating which the screen was divided into separatesegments containingdifferentim-
subjective position of the cinematic spectator, the different possi- ages. This technique reached its zenith with the films of Abel Gance in the
bilities for what she calls the "site of sight" or the "viewing view": 1920s, but it alreadyoccurredin Phillips Smalley's Suspenseof 1913. It is also
importantto rememberthat the aspect ratio of the framein the early cinema-
... we knowfromour own lived experiencewhatourbodily orientation, the ratio of the frame's width to its height-was not standardized.Unlike the
attention,and visual investmentin the world 'look like' as they inform later "talkies,"no space was requiredalong the side of the film strip for the
and play acrossour objectivelyvisible bodilypresenceto others.We can band of sound. Consequently,silent cinema's screen was generally wider than
see the visible andobjectivebody of anotherwho is lookingat the world the one we are accustomedto seeing today.
Debussy's Late Style and the Devices of the Early Silent Cinema 221

downward vertical tilt. It is difficult for modem spectators to grasp well-known film La voyage dans la lune of 1902, based on Jules
the point of this peculiar film unless we realize that we are not Veme's novel of the same name. A notable instance is when the
supposed to recognize the downward tilt of the camera. Rather we explorers first arrive at their destination (in a rocket shot from a
are meant to perceive the actor performing his acrobatics within cannon): as the characters lie down to sleep on the moon's sur-
the traditional proscenium frame and thus witness a "magical," face, Melies has the actors occupy the bottom part of the frame
gravity-defying dance. Noel Burch remarks: while the upper portion remains completely black. Into this black
area, Melies inserts a second image-a process called "matting,"
The effectivenessof this trickat the time undoubtedlylay in the fact that
in which an additional image is produced either through re-
the clues to downwardverticalitywereabsolutelyunrecognizable-it was
an unthinkableangle neverseen in a systemwhose basic referencepoint exposure of a selected portion of the film or by actually fitting a
was a flat screen unfailinglyperpendicularto the gaze of a spectator second piece of film into the space. At this point in the film, a series
seatedin a theatre." of magical dissolves now begins, with images of stars, celestial
bodies, and actors dressed as various mythological personae fad-
These rather simplistic examples aside, the technical sophisti- ing in and out of view in the space above the sleeping explorers.
cation of many early films was often quite remarkable, as film- Other French film-makers began to make use of multiple cam-
makers rapidly began to take advantage of a host of new tech- era set-ups, filming the actors from various angles and continu-
niques and special effects, many of them developed by the cinema ously changing the perspective in the editing. They also began to
pioneer George Melies. Between 1895 and 1914, Melies made incorporate the "cut-in" (or "close-up"), an instantaneous shift
over a thousand fantasy films that exploit all types of cinematic from a distant framing to a closer view of the same space.'3
devices. As the director of the Theatre Robert-Houdin, Paris's Naturally such devices have been internalized as part of a moder
foremost magic theatre, Melies treated the cinema essentially as a film-reading competence, but early film reviews reveal the extent
sort of magic show, and his work explores an array of cinematic to which cinema's first viewers were impressed by the shifting
illusions. For example, it was Melies who first used the uniquely perspectives of the camera. Contemporary accounts indicate that
cinematic technique of the dissolve, in which one image is seen to the shifting spatial orientation was so strongly marked in relation
gradually fade away at the same time as a second image gradually
emerges. Adjustment of the film speed and direction, double expo- thresholdof about 24 frames per second, these early films had a pronounced
sures and superimpositions,stop-motiontricks, glass shots (in which flicker when projected-hence the term "flicker"or "flick" used to refer to
the camera shoots through glass on which a scene has been movies. Today,in orderto eliminatethe flicker,silent films are sometimespro-
painted) and model animationwere all used extensively by Melies.12 jected at sound-film speed which accounts for the fast motion that is erro-
neously associatedwith cinemaof this period.
Many examples of these camera tricks are found throughout his '3Whileit is sometimesreportedthat early Frenchfilmmakersused the long
shot almostexclusively,Burchhas shown thatthis is not the case.
"Burch 1990, 228. Another film of this type is The Ingenious Soubrette,
Contraryto a highly tenaciousmyth, the mediumclose-up and even the
producedby Pathe Freresin 1902, which shows a woman apparentlywalking true close-up are found in the very earliest stages of the cinema, in
straightup the side of a wall in orderto hang a picture. Europeand in the USA. They rapidlybecame an establishedpresencein
'2Variablefilm speed appearsvery early in cinemahistory,as representedby the first decade, so that it can be stated, with no wish to cultivatepara-
time-lapse experiments such as Muybridge's motion studies. The "normal" dox, that the developmentof institutionalediting among the Americans,
speed of early silent film is in the range of 16-20 framesper second, consider- the Danes, and so on, was to reducethe proportionof mediumclose-ups
ably slower than that of modem film. Because this rate is below the fusion andclose-ups in the cinema. (Burch 1990, 24.)
222 Music Theory Spectrum

to normative proscenium staging that it could significantly impair this power(hithertoreservedto the humanimagination)to leap fromone
the audience's ability to comprehend a narrative.For example, as end of the universeto another,to drawtogetherantipoles,to interweave
late as 1912, a film critic known as Yhcam complained of the dis- thoughtsfar removedfrom one another,to compose, as one fancies, a
rupting effect produced by the close-up: ceaselesslychangingmosaicout of millionsof scatteredfacetsof the tan-
gible world... all this could permita poet to realizehis most ambitious
In orderthattheir[theactors]facialexpressionscouldbe seen clearlyby dreams-if poets wouldbecomeinterestedin the cinemaandthe cinema
the spectators(in all comersof thehall),thedirectorhas hadto projectthe wouldinterestitself in poets! . . . Morefortunatethanpaintingandsculp-
actorsin close-shotsas often as possible.This method,whichgives good ture,the cinema,like music, possesses all the riches, all the inflections,
results,has quicklydegeneratedinto an excessivepractice.... Naturally, andall the nuancesof beautyin movement:cinemaproducescounterpoint
little by little, this misusehas been pursuedconscientiouslyby the direc- and harmony . . but still awaits its Debussy.'5
tors of othercompanies.Now we have reachedwhatcould be called the
age of the legless cripple.For threequartersof the time, the actorsin a This account is striking since it links Debussy's name with cin-
scene are projectedin close shot, cut off at the knees; from an artistic ematic techniques; it also emphasizes the conspicuousness of film
pointof view the effectproducedis highlydisagreeableandshocking... editing for this viewer (who barely even mentions the film's "con-
the impression[is] of charactersof unnaturalgrandeur. And whenthe ag- tent" in the complete review). Whether viewers found these cine-
grandizementdiminishesand they returnto normal,the same character matic devices attractive or disruptive, it is certain that such tech-
seems too small;the eye takesa certaintime to get used to this.... The
directorshouldalwaysbegin by projectingthe subjectwith a clearrefer- niques represented a radical departure from the temporal and
ence point,for examplea dog with a man.If laterhe wantsto increasethe spatial orientations to which traditional theater-goers were accus-
size of one or the other,in orderto bettercapturedetails,he shouldan- tomed.
nounceto the audiencethatthe subjectis being projectedin an enlarge- Above all, the first proponents of the cinema valued it most for
mentof two, three,or fourtimes.14 its verisimilitude, its ability to depict "things as they really are,"
particularly things in the natural world. And many critics were
While these instantaneous changes in the camera's view were
quick to see the poetic possibilities in cinema, a potential for a
sometimes experienced as disruptive, other critics were delighted kind of psychological verisimilitude. Writers like Vuillermoz were
by the same effect. One was Emile Vuillermoz, the student and bi- interested in the way that devices such as the dissolve could evoke
ographer of Gabriel Faure, who was well-known as a critic of both dreams, hallucinations, or imitate real human perception. It was
music and film. In his review of a 1915 film, The Battle Cry of claimed that cinema could achieve this representationin a manner
Peace, he writes: more compelling than could traditional painting or poetry. This
Here I touch on one of the most marveloustechnicalpossibilitiesof the opinion enjoyed the support of contemporary psychoanalysis: In
cinemaart.This abilityto juxtapose,withinseveralseconds,on the same 1914, the German psychoanalyst Otto Rank wrote that
luminousscreen,images which generallyare isolatedin time or space, in the movies, which is suggestiveof dreamtechniquein
Representation
more than one respect,expressesin clear and sensualpicture-language
'4Yhcam 1912.QuotedinAbel1988,72-3. Wellafterthetechnique hadbe- certainconditionsand connectionsthat the Poet cannotalways express
comewidespread, complaintsaboutthe close-upcontinuedto be voiced:the
film-maker andwriterHenriDiamant-Berger feltit wasmuchoverused, andthe withwords.16
celebratedwriterColetteobjectedto "thetechnique thatseparates
twospeakers
of a dialogue,thatprojectsthemin turnin hugeclose-ups,justwhenit is impor- 'Vuillermoz 1916. Quotedin Abel 1988, 131.
tantto comparetheirfacestogether." '6Rank1971, 7. Originallypublishedas Der Doppelganger(Leipzig: 1914).
Debussy's Late Style and the Devices of the Early Silent Cinema 223

But while cinema's verisimilitude was praised by writers like There remainsbut one way of revivingthe taste for symphonicmusic
Vuillermoz, the realism of the camera could sometimes contradict amongourcontemporaries: to applyto puremusicthe techniquesof cine-
traditional codes of representation. Film legend has it that when matography.It is the film-the Ariadne'sthread-that will show us the
Muybridge's first stop-motion analyses of race horses revealed way out of this disquietinglabyrinth.20
that the positioning of the horse's legs did not correspond to the
standard way of depicting this motion in painting, some people MUSICAL COUNTERPARTS TO CINEMATIC DEVICES
had difficulty believing that the photographs were real.17This sort
of contradiction would have delighted Debussy and other artists of In his late works, Debussy employed a variety of unusual pro-
the day who felt that real, "natural"representation had been hin- cessive strategies, and a model for his "modes of continuation"-
dered by academic formulae. The desire to bring the full supple- those characteristic means of following one musical event with
ness of the natural world into the theatre, reflected so clearly in another-can be found in the cinematic devices I have been de-
events like the Cineorama of 1900, is equally evident in Debussy's scribing: the dissolve, the juxtaposition of different camera angles,
desire to cultivate in music "an art of the open air, an art compara- the direct cut, the close-up, as well as adjustments of film speed
ble to the elements-the wind, the sea, and the sky!"-a kind of and direction, superimpositions and matted images, and double-
randomness, "subject to laws of beauty inscribed in the move- exposure of the film. Given how conspicuous these techniques
ments of nature herself."'8 Debussy argues that music is better were for the first cinema audiences, could the formal disruptions
equipped than the other arts to depict the suppleness of nature, by represented by these filmic devices have suggested solutions for
virtue of its temporal dimension: the problem of continuity and succession with which Debussy was
the paintersand sculptors faced in his modified tonal idiom? Cinematic devices, in other
Despite theirclaims to be representationalists,
can only presentus with the beauty of the universein their own free, words, may have served as a source of new formal options that
somewhatfragmentary, Theycan captureonly one of its as-
interpretation. became available with the advent of a new narrative medium.
pects at a time, preserveonly one moment.It is the musiciansalonewho Certain punctuation shots, for examples, like the dissolve and the
havethe privilegeof being able to conveyall the poetryof nightandday, direct cut, have musical counterparts in Debussy's techniques of
of earthand sky. Only they can recreatenature'satmosphereand give transition and enchainment. Moreover, the particularnarrativesit-
rhythmto herheavingbreast.19 uations that give rise to these devices in films suggest the possibil-
ity of signifying relationships with the musical passages in which
What many artists found attractive in the cinema was precisely
cognate devices occur.
its spatial and temporal flexibility, something which gave it the
The dissolve is one of the most salient devices specific to the
power to counteract the stiffness of rigid academic representa- cinematic medium. It allows the film-maker to link any two shots
tional codes. It is not surprising, therefore, that Debussy consid-
with a perfectly smooth transition. A comparable musical tech-
ered the cinema as a promising model for music. In a 1913 SIM
nique would link two musical events in a similarly seamless man-
bulletin Debussy writes:
ner. A technique closely analogous to the dissolve is illustrated by
the passage in Example 1. In the third measure, the flute sustains
17Burch1990,11. the note E, effecting a diminuendo, while the viola emerges on the
'8Smith1977,245 and84.
'9Smith1977,295. 20SIMbulletin,November1, 1913. Quotedin Smith 1977, 298.
224 Music Theory Spectrum

Example 1. Sonatafor Flute, Viola, and Harp,"Pastorale,"mm. 1-4: A Dissolve-like transition


5
I

Flute

P melancoliquement

Viola

p doux et pnetrant

1?P?1
^^r I I 0 9
Pf\
~~- 90 0 00
r _-
pb; ; _,^_'.
Harp

'):f1 4- r f f :;r ?v r t

same pitch. When performed skillfully this passage creates the im- same genus. A half-diminished seventh chord, for instance, which
pression of a smooth dissolve from the timbre of the flute to that belongs to both the diatonic and octatonic genera, may be used to
of the viola.2l effect a shift from one collection to the other. In this way Parks
This timbral effect is not common in Debussy's music, but the elucidates a background of fluctuating referential collections
cinematic dissolve does suggest a way that we might think about a throughout a piece, connected via these kinesthetic pivots.
more general feature of Debussy's language, what Richard Parks These linking events function similarly to the cinematic dis-
calls the "kinesthetic shift."22Parks identifies the pitch resources solve, where one image disappears as another emerges. For a brief
of Debussy's music according to their membership in representa- moment, the cinematic spectator sees two images at the same
tive super-sets or "referential collections": the pentatonic, dia- time; likewise, the "pivot" sonority that links two referential col-
tonic, hexatonic, octatonic, and dodecaphonic collections (plus an lections momentarily implies two musical spaces for the listener.
additional collection that Parks calls the "8-17/18/19 complex"). Example 2 shows some instances of this type of transition in the
He then demonstrates the linking action of subsets that are shared etude "Pour les agrements": X marks a transition from one dia-
between two referential collections. These are pivots for "modula- tonic referential collection to another, and Y marks a transition
tions" between different referential collections, or for "mutations" from a diatonic collection to a whole-tone environment.
(in a Guidonian sense) between different transpositions of the Certainly this device is not without precedents in Debussy's
earlier "pre-cinematic" style-indeed, similar dissolve-like mo-
ments may be identified in much earlier tonal music. But this tech-
2'The popular 1969 recording of this work by Roger Bourdin, Colette
Lequin,andAnne Challanachieves this effect perfectly. nique acquires a new mimetic significance once the cinema be-
22Parks1989. comes available as an interpretant.Even in the early example of
Debussy's Late Style and the Devices of the Early Silent Cinema 225

Example 2. "Pourles agrements,"mm. 32-5: Dissolves

rit. X /,//
32 A L I Il
a, I l

molto
leggiero

i A
-9:_. ."A)!
^J^ti' 7v=.'. - _ ^_ -w ^_ 4.-u.
sim.
Pp

J J
34 ~: ~if'. ', = Jpma

-Mf - p ma sonoro

~J.
-.> t= g,
~? -
p .t
~~~~~~
-~r
,:
t I : 1
I4^
"k
' .:9B
-~~ .. 9

Melies' La voyage dans la lune, the dissolve was employed to nary flow of narrativetime. The rich network of temporal associa-
convey a quite specific meaning: Melies' way of using the dis- tions that the dissolve invokes is brought into play when Debussy
solve in La voyage in connection with the sleeping explorers sets employs kinesthetic shifts to serve as a possible musical cognate,
the stage for its subsequent use as a signifier for a time lapse-a suggesting that successively linked referential collections need not
means of linking consecutive shots that are temporally distant in a necessarily be understood as unfolding on the same temporal
narrative.The dissolve eventually came to be used in order to ini- plane, or as hierarchically interrelated in the manner of a tonal
tiate an interior monologue, and especially to represent a past prolongation. The type of smoothly graduated transition associ-
memory (as in the opening scene of Hitchcock's Rebecca [1940]: ated with the dissolve contrasts with the "direct cut," which in-
"Last night I dreamed I went to Manderley..."), as well as to volves an instantaneous shift to a new shot. Likewise, the smooth
punctuate moments that are understood to stand outside the ordi- modulations in Examples 1 and 2 contrast with the abruptchanges
226 Music Theory Spectrum

of material shown in Example 3, another passage from "Pour les grated personae.23Debussy's intention here, I believe, is to depict
agrements." The segments marked W, X, Y, and Z are linked by Pierrot in fragments-perhaps as a kind of Chaplinesque clown-
recurring motives, but these connections are overridden by the via a series of rapid direct cuts and continuous changes in per-
marked discontinuities in register, dynamics, and referential col- spective.
lection. These kinds of rapid changes between sharply contrasting In his late works, Debussy often eschewed smoothness of for-
images are precisely what Vuillermoz found so appealing and mal continuity. Transition through graduated transformation is a
Yhcam so frustrating about early cinema. We might think of this characteristic associated more with his earlier, so-called Impres-
passage as representing a series of direct cuts among a variety of sionistic style, and his later reliance on sudden musical contrasts
different views of some object whose unity is preserved in the might be understood as a rejection of those Impressionistic
motivic aspects of the example: the recurring 3-9[027] trichords, ideals.24It is interesting to note that cinema underwent a similar
whole-tone segments, the transpositions and expansions of the change in editing style during its early history: the earliest films of
4-4[0125] motive, and so on, set against the backdrop of the dia- Georges Melies in France and those of Edwin Porter in America
tonic, hexatonic, chromatic, and pentatonic collections. regularly use dissolves to connect shots instead of having direct
Many of the abrupt transitions in the second movement of the cuts.25After around 1903, however, direct cutting became standard
Cello Sonata, some of which are marked with asterisks in Ex- practice, although some film-makers and critics continued to find
ample 4, recall the cinematic effects of direct cutting and close-up. this practice visually jarring.26For example, as late as 1914 the
The example traces the path of the tritone motive that first appears British film-maker Cecil Hepworth regularly inserted short pieces
at the end of m. 3: the tritone dyad creeps upward by half-step- of blank film in between cuts in order to temper what he saw as a
G-DK, Ab-D, A-E. The next expected dyad, Bb-E, arrives in m. disruptive break.27Nevertheless, the wide acceptance of the direct
5 but is inverted around its E axis: the cello's Bb-E appears as the cut as a viable and comprehensible means of linking different
top two notes of a rolled chord, and this gesture initiates the intro- shots prefigures the kinds of abrupt formal divisions we find in
duction of the higher range, more volatile rhythmic values, and Debussy's music. The dissolve, on the other hand, begins to be
hair-pin dynamics. Like the inversion of the tritone in m. 5, the used for the more specialized purpose of conveying a time lapse
subsequent alternations between pizzicato and arco, the abrupt or to demarcate an event from the diegetic past. Debussy's more
harmonic contrasts, and the sudden shifts in register in mm. 7-9 sparing use of impressionistic shifts in his late works could be un-
are reminiscent of a cinematic "shot/reverse-shot"technique, a de- derstood as recognition of this more specialized function of the
vice in which the camera shoots from two angles 180 degrees dissolve in film and its more specific connotations.
apartin order to capture the facial expressions of two actors facing
one another in a scene. Indeed, in the case of the cello sonata, this 23SeeWatkins1994, 277 ff.
notion of an interaction among different "characters"seems espe- 24Lawrence Bermantakesthis view in his comparisonof Jeux andPreludea
cially relevant: conceived as a portrait of Pierrot (Pierrot fache l'apres-midid'unfaune. See Berman1980, 225.
avec la lune was Debussy's working title)-a character prone to 25Salt1990, 32. Anotherway in which the early filmmakersconnectedshots
was to insert an appropriateintertitle,a bit of dialogue or text explaining the
drastic mood swings, and, at least in his early 20th-century mani-
scene.
festations, one exhibiting a kind of multiple-personality disorder a directcut is less costly and time-consumingto producethana
26Naturally,
-the Serenade draws upon a highly appropriate set of cinemati- dissolve, andthis is likely an importantreasonfor the change in editing style.
cally inspired devices in order to characterize Pierrot's uninte- 27Bottomore1990, 105.
Debussy's Late Style and the Devices of the EarlySilent Cinema 227

Example 3. "Pour les agr6ments," mm. 27-32: Direct Cutting


W-diatonic
27

'^ ^^^
^IP027 027 0246J13--Ji3
027 027 0246

X-hexatonic

0125 246
I ---I I 0246 I
0125

(
p 7 7
?
'9 subito
Ppo subito PP
? I-:

( 9:~~9 .7~,? _ v
-
i
7^ rZ
Z-pentatonic
Y-chromatic

Y-chromatic Z-pentatonic
0125 0125

31 quasi cadenza

027 lower staff only 027


1 p

228 Music Theory Spectrum

Example 4. Cello Sonata, second movement, "Serenade," mm. 1-9. Shot/reverse-shot?

Moderement anime
fantasque et leger Tritone T1

- - - - Yp -
( < 17 -~~ PP
<
7

P
P

Io~o PPc

*
I
*. I
* *.
I I
*
I I
t=
h
=
~ ~ ~ ^~~~~
6A~ I.
_jj~~~~~~~~ r
iarco ~
~~pizz. arco ~ ~pizz.
6 ^^ ^:
p , P p P
pc~Z

p sf p pp p PP
pp - A

The cut-in, shot/reverse-shot, and dissolve represent simple "switch-back editing."28 In this editing technique, several shots are
kinds of editing schema, recurring patterns that become increas- arranged repeatedly in alternation with one another, and their
ingly familiar to film-makers and spectators through continued repetition is meant to imply a relationship of simultaneity between
and exposure.
use and
use These are
exposure. These modes of continuation
are modes against which
continuation against which
28Mostfilm historiesidentify this device as an Americaninvention,firstde-
musical patterns might be matched. A more complex schematic veloped around1905, althoughit also appearsin Frenchfilms aroundthe same
editing pattern is the procedure known as "cross-cutting," or time. It was subsequentlypopularizedby D. W. Griffith,who used it extensively
Debussy's Late Style and the Devices of the Early Silent Cinema 229

the scenes. A stereotypical example is a scene in which images of sure seems to begin over again in m. 3 following a kind of digres-
a villain tying his victim to the railroad tracks are intercut with sion in m. 2. The sense of temporal disjunction in these examples
shots of a speeding train. The device is often used to generate sus- distinguishes these and similar instances of duplication from the
pense in "last-minute rescue" situations and usually involves an straightforwardrepetition of an idea in classic sentential phrases.
acceleration in the editing rhythm. Noel Burch refers to the device Like film-makers who wished to show two things happening at
as the "alterating syntagm," to emphasize that it is a pattern sig- once, Debussy intended duplications to suggest a kind of narrative
nifying "meanwhile" ratherthan "next."As he explains: simultaneity in these moments utterly unlike the process of a clas-
sical presentation-phrase.
A thresholdwas crossedwhenit becamepossibleto 'deduce'fromthe re-
Sometimes, early film-makers were confronted with the in-
lationshipof successionbetweentwo tableauxin the time of the film (of
its reading)the idea thatthey were diegeticallysimultaneous.... A dis- verse problem of representing two distinct spaces within a single
tinctionbeganto be madebetweentwo meaningsattributable to the tran- shot. A favorite solution was the superimposition, in which a sec-
sition betweentwo biunivocallyconcatenatedshots:in the firstcase ... ond image is inserted into a portion of the frame through a matting
what is signifiedis that the time of the second shot is linkedto that of process or through double exposure of the film. In the silent era,
the firstby a relationof posterity;in the second,thata seriesof shotsseen this second image was often called a "dream balloon," since its
repeatedlyin alternationwith anotherseries implies a relationshipof si- most common function was to represent a character's dreams or
multaneitywiththe latter.29 hallucinations. The convention first appears in Melies' films like
This filmic situation can inform our understanding of the pas- La voyage dans la lune. Another well-known early example of
sage shown in Example 5, in which the alternating syntagm is in- matting occurs in the 1902 Edwin Porter film, Uncle Josh at the
voked. In this case, the editing process eventually settles on one Moving Picture Show. The film tells a story about a man's first
visit to the movies; "Josh"is seen watching a film, which appears
"image," the viola's tritone motive. This passage is a good exam-
to him so realistic and engrossing that he cannot distinguish be-
ple of Debussy's more generalized technique of "duplication"-
the repetition of short fragments with a disjunctive interface be- tween the film and reality. At one point, Josh becomes so involved
tween the statement and its repetition. John Clevenger prefers the with the scene he is watching-a woman in distress-that he actu-
term "reiteration"for this technique, which is found throughout ally lunges at the screen to intervene. When he attempts to duke it
out with the image of the villain, he has to be restrained by the
Debussy's oeuvre but that saturates the musical surface of his late
works. In Example 5, the clock-work rhythm of the viola at the un projectionist. Throughout Porter's film, a matted image is used to
poco piu mosso, poco a poco at m. 48 creates the impression that represent the movie within the movie. The function of the matted
ordinary time is resuming following the switch-backs of the previ- image here is to set off a fictional space within the diegetic space
ous measures. Such moments of duplication frequently seem to of the film. The same device is applied in more sophisticated ways
in the films of D. W. Griffith. The last several minutes of Griffith's
disrupt an ordinary processive sense of time: in Example 6, from
the Etude "Pour les arpeges compos6s," the idea in the first mea- Intolerance, for example, contain a series of double-exposures,
with the frame divided into separate segments representing illu-
sion and reality. In one scene, the sky above a battlefield is trans-
in his films, includingIntoleranceand Birth of a Nation. BarrySalt notes that
the device is alreadyfully developedin the 1906 Vitagraphfilm The Hundred- formed into a choir of angels, signifying a utopian vision of
to-One Shot. heaven that contrasts with the conflict below. Ethereal images-
29Burch1990, 157-8. fields of flowers bathed in light and playing children-hover over
230 Music Theory Spectrum

Example5. Sonatafor Flute,Viola, and Harp,"Finale,"mm. 43-50: Cross-cuttingand Duplication


43
43 lointain tm
lointain p
I auJ I 3 un poco plu mosso 3

p -p 1 p

(sul tasto) (sul tasto)


(du talon) 3 3 3 (du talon) 3 3 3

:
.Y \o ,v i= I e dim. Pe =I- P . -
pi-i f pif Pi f dim. p - p

pi f pp subito pii f p f mf

-lc
Exa mple "Pul j argscops j :
i6 Dt

Example6. "Pourles arpegescomposes,"mm. 40-3: Duplication

6ff^f^f
4..MtW
^^WtA: , , r r
)

p sfz
sfz z==- pii p z_
<=pince
ft.-.4
t)-1 J3:####,
10
:v J :Tz
~ -m ~ I ~i 6 h ~ rb~1iI
I 6
Y

4y
Y
J d 7 J
??~~~t~tYr;l 1 * M!
#0##7 h

1. * * , *
Y
Debussy's Late Style and the Devices of the Early Silent Cinema 231

scenes of chain-gangs, signifying a utopian future beyond the mis- camera. This "coda" image does not represent any particular ac-
erable present. Again, these examples use superimposition to set tion in the film-the story has already ended; it does suggest a
off a fictional, illusory, or "wishful" realm within the film. general mood of balefulness. Considering certain musical events
This cinematic device suggests a way of thinking about certain as analogs for emblematic shots offers the analyst a useful alterna-
musical devices co-emergent with the cinema, such as situations tive to a notion of "coherence" that compels us to account for the
in which contrasting musical environments are presented simulta- structuralfunction of each event in a piece of music. A model that
neously, most notably in polytonality. In Debussy's late works incorporates the structural "functionlessness" of the emblematic
several examples of "superimposing" materials connote contrast- shot allows some musical events to have a role beyond that in a
ing musical spaces. One is shown in Example 7, a passage from strictly hierarchical or goal-directed design. This is especially cru-
the Etude "Pour les sonorites opposees." Here, even the notation cial for post-tonal works in which the relations between musical
Debussy uses recalls the look of a cinematic "dream balloon" set events within the work may be metaphorical and associative rather
off to one side of the frame. This passage can be viewed as repre- than causal or hierarchical.
senting two "opposed"tonal spaces that correspond to two diegetic Perhaps the most significant way in which the silent cinema
spaces in a film, one "real" (the notes which accord with the no- could serve as a compositional model and as a key interpretantfor
tated key signature) and one "imagined" (the chords written in listeners was this: film editing suggested a reconfiguration of con-
small notes on the upper staff). Such an analytical perspective has ventional narrative syntax in which events needed not always to
ramifications for how one might think about the resolution of act as "cardinal functions," moving the plot inexorably forward.
"tonal problems" and "goals" later in the piece. For instance, Indeed, a narrative might be structured more as a collection of
Example 8 shows a passage from the end of this piece in which a indices, with a global form emerging from the purely rhythmic
series of chords sounds in the same register as the earlier F-major aspects of a succession of images. Likewise, musical forms might
chord. If these chords recall the "dream-world"represented by the cohere not on the basis of an over-arching Ursatz or other central-
earlier chords, they may point toward an unattainable tonal goal izing and coordinating feature, but ratheras a montage of ideas.
that remains unrealized at the end of the piece. This might explain Debussy's preoccupation with these cinematic modes is clearly
why the D#-major chord in m. 73 seems somehow unresolved- most pronounced in his late works. Understanding of formal syn-
perhaps even implying an impossible resolution. tax in a late work like Jeux, for example, might be considerably
The curious disembodied chords at the end of "Pour les enriched if musical counterparts to cinematic devices are consid-
sonorites oppos6es" recall another early cinematic device. Edwin ered in analysis. Lawrence Berman has written persuasively about
Porter's popular 1903 film, The Great Train Robbery, employs a Jeux, claiming that this work can be understood as a reworking of
device known as the "emblematic shot," which was copied in both the poetic and musical premises of the earlier Prelude a
many subsequent films.30The film is about the exploits of a band l'apres-midi d'un faune.31 Berman views Jeux as a second, more
of violent robbers, and it concludes with a shoot-out in which the successful rendering of the Mallarme poem upon which Faune is
crooks make off with the spoils. Following the conclusion of the based. The two works share common narrative elements in their
narrative,the terminal image in the film shows a medium close-up scenarios: the theme of pursuit, and the menage a trois. The roles
shot of a cowboy who points and shoots a gun straight into the of the faun and the two nymphs depicted musically in the Prelude

30Salt1990, 32. 31Berman1980, 225.


232 Music Theory Spectrum

Example7. "Pourles sonoritesopposees,"mm. 54-6: Dream Balloons


Calmato
--va ,---..

Example8. "Pourles sonorit6sopposees,"mm. 70-5, recallingthe "dream-world"of the calmato section

(de plus loin. ..) . -----------------.


--------------.
8va.. --.-.
---------------------------------------- -a
70 3
a AA. _I I L_ :f t^ i #

pp - --- smorzando p pp

> : -:? ? ~~ ~ ~ h~Ri

,:#### ^ ?i
ha_
9 0
W.- W.-

*_.......... *_

map onto those of the man and the two women playing tennis in tinuity and its disorienting, over-abundance of motivic material-
the later work. In light of these correspondences, we might imag- precisely the kinds of narrative modes that become possible and
ine Jeux as a kind of Modernist version of Mallarme's pastoral credible in the age of cinema.
scene, with the mythological characters transformedinto modem- A formal analysis of Jeux is well beyond the scope of the pre-
day counterparts-athletes in tennis clothes carrying rackets. I sent paper, but a more modest work, the piano Etude "Pour les
suggest that Jeux might be understood more specifically as a cine- 'cinq doigts'-d'apres Monsieur Czerny," can illustrate how
matic rendering of the Prelude, for what Jeux retains and greatly Debussy's cinematic mode transformedaspects of his earlier style
amplifies from the earlier Prelude is its qualities of formal discon- by comparing the 1915 Etude with a well-known earlier work:
Debussy's Late Style and the Devices of the Early Silent Cinema 233

Example9 "Pourles 'cinq doigts'-d'apres MonsieurCzemy,"mm. 1-10: Superimpositionof the two differenttonal worlds
Sagement accel.
' ' '
. S: '-
/' f .}
p ben legato

6 Anime (Mvt de Gigue)

: mf mlto dim.

1 rS#B
l-3

'
d=f?_= _

the opening movement of the Children's Corner Suite, "Doctor the piece and into a day-dream world. The moment of deepest
Gradus ad Parassum," published in 1908. Clearly, both of these day-dreaming occurs with the arrival of Ab in the bass in m. 37,
works are intended to be humorous, and both vividly evoke the shown in Example 10(b). Here, the "main theme" of the move-
image of a distracted piano student practicing tedious technical ment returns; we hear the trite figuration from m. 1, now trans-
exercises. Each work concludes with an accelerando and final formed via transposition and augmentation into an expressive
presto section, signifying-certainly in "Doctor Gradus" but gesture in which each note carries melodic weight. In the Etude,
perhaps also in the Etude-a pupil rushing to finish the practice which is likewise grounded in C major, the other-world repre-
session. sented by Ab is simultaneously present from the very beginning;
Example 9 illustrates how the commonplace "Czerny"exercise the Ab interrupts the white-note world already in m. 2. While
that begins "Pour les 'cinq doigts'" is complicated by the super- "Doctor Gradus" presents the unfolding of a classical narrative
imposition of an intrusive Ab, which clashes with the five white structure, in which the moment of furthest remove is reached via
notes in the left hand. In order to make sense of this superimposi- the gradual and progressive development of motivic material, the
tion in the Etude, consider how the same pitch-class relationships Etude expresses a more "life-like" representation of the distracted
play out in "Doctor Gradus ad Parnassum,"the opening measures piano student, at least in terms of the cinematic representational
of which are shown in Example 10(a). We hear the music gradu- codes that were available to the composer. Black-note/white-note
ally slipping out of an ordinary C-major world at the beginning of superimpositions continue throughout the first 30 measures of the
234 Music Theory Spectrum

Example 10(a). Children'sCornerSuite, "DoctorGradusad Pamassum,"mm. 1-5

)I i_ _Tr

Example 10(b). Children'sCornerSuite, "DoctorGradusad Parnassum,"mm. 30-40: the "dream-world"


Retenu

o_______dim._ _ ~dim.

Tempo y 0

ic
33

...-: rrr .-4 r r [ 4

p expressif pi Pl -----

( SS -
7
-

i
e
J; ;:
1 J 1

Anime un peu

r r r r r r r
expressif
PP expressif expressif

Z A; 3()- "
(fSblbLb ': $ A ^
Debussy's Late Style and the Devices of the Early Silent Cinema 235

piece, as Debussy sustains a cinematic portrayal of the ongoing representing another (white notes). At the same time there is a
tension between tedious technical labor and the play of the imagi- more literal acceleration-poco a poco accelerando e cresc.-and
nation. Debussy's superimpositions encourage us to consider the the passage culminates in a reprise of the etude's original tonality,
five-finger white-note exercises and the Ab within the black-note C major, in m. 97. The analogy with cinematic cross-cutting sug-
world as starting points for two parallel, ongoing processes that gests an analytical approach in which we could identify several
we can continue to trace throughout the piece. different processes going on at the same time, all converging to-
As the piece proceeds, Debussy turns to techniques of "direct wards the same goal. For example, we catch intermittent glimpses
cutting" between the two musical worlds juxtaposed in the open- of an ongoing process in the events (labeled B in the example) at
ing measures. Example 11 shows a passage from the middle of the mm. 72, 79, 83, and 85. This process may be furtherextended, via
Etude in which occurs a sudden change of register, pitch collec- the T5 relation that obtains between mm. 79 (an Ab harmony)
tion, texture, and dynamics. In the segment marked X, the left and 83 (Db), to the downbeats of m. 91 and following (Gb). At the
hand isolates motive M from within the previous gesture, marked same time, a second simultaneous process is represented by the
as Y. The way in which X is framed here by Y recalls a cinematic intervening measures. It is, in part, the association between cine-
"cut-in"-a close-up view, usually of a character's face, interpo- matic cross-cutting and the last-minute rescue that imbues the
lated between two shots taken from a greater distance. Example Etude's conclusion with its sense of urgency.
11 presents a musical device whose cinematic counterpart in-
volves a sudden focus on a detail within the cinematic space. In CINEMA AND DEBUSSY'S NATIONALISM
the Etude, the equivalent of a cinematic background is suddenly
removed at X, and the motive M occupies the resultant musical The emblematic shot, the dream balloon, the dissolve, direct
vacuum. This detail is subsequently taken up as the generative cutting, and switchback editing are a repertoire of compositional
motive of the passage beginning at m. 48. In silent films, the techniques that early film-makers developed for connecting differ-
close-up frequently reveals a character's subjective reaction to a ent kinds of shots. These devices could be employed to convey
situation; the audience is given an opportunity to read the charac- temporality and spatiality in unique ways. Consequently, the cin-
ter's face, and to identify with that character's subjective position ema, with its ability to juxtapose disparate images in this fashion,
in the narrative.Debussy's closing in on motive M and the subse- was frequently seen as an exemplary medium for artists at the turn
quent development of that idea express a similar sense of marked of the century, particularly those active in France, who were at-
interiority,recalling the intimacy of the cinematic closeup. tempting new types of temporal and spatial representation. The
The filmic situation of switch-back editing can inform our un- enthusiastic Emile Vuillermoz, who urged poets to take an interest
derstanding of a passage shown in Example 12, where the alter- in the cinema, claimed that film could express a uniquely modem
nating segments A, B, and C recall the alternation of images in a conception of space and time, comparable with and even surpass-
film. As would be the case in a "rescue" or "chase" film, this pas- ing the latest trends in painting and in poetry:
sage occurs towards the end of the work. The duration of each of The cinema'smiraculousgift of ubiquity,its powerof immediateevoca-
the separate "images" fluctuates in interesting ways in this pas- images are all neededto executethis
tion, its wealthof interchangeable
sage; the "editing rhythm" accelerates as the music progresses, tourde force.Thousandsof tiny framesin a movingfilmstripact like the
much the way it would in a D. W. Griffith film. Beginning in m. cells of the humanbrain:the same overwhelmingrapidityof perception,
91, the size of the grouping units reduces to one beat, with beats 1 the samemultiplicityof many-facetedmirrorswhicheffortlesslyjuxtapose
and 3 representing one tonal space (six flats) and beats 2 and 4 the farthesthorizons,suppressdistances,abolishthe bondageof time and
236 MusicTheorySpectrum

Example 11. "Pourles 'cinq doigts'-d'apres MonsieurCzemy,"mm. 43-50: The Cut-in,which focuses on a detail within the frame

'Y Iy
'M

I
X

fM
,F ri
// .
47 /a r ritI // Mouvement

'' I-___---- -- bbb^


\dim. PP leggierissimo
-rrrf dim.
^mT__ rf:yz:-m
VI
-_
^
rR;r r ~ ,.n imm^~s~ b^&^-
I I
,.Rm
x

space, embraceall the cardinalpoints [of the compass]simultaneously, These remarks indicate how easy it would have been at this
and transportus in a fractionof a secondfrom one extremepoint in the time for an artist to consider film, painting, and music as capable
universeto another!... Herethereare subtletiesand ingenuitiesof edit- of expressing the same essential formal qualities. Indeed, the idea
ing thatconfirmthe infinitesupplenessof cinematographictechniqueand that a composer could translate cinematic devices into musical
its astonishingattribute-whichone couldcall "symphonic"-ofcombin-
ones, or vice versa, is similar to the Symbolist poets' idea of
ing chordsof impressionsand writinga kind of visual counterpointfor
severalinstruments.32 mysterious correspondences among objects and images and
musical sounds found in the writings of Mallarm6 and Poe. The
32Vuillermoz1917. Quotedin Abel 1988, 133-4. Symbolists, with whom Debussy was involved, tended to ascribe a
Debussy's Late Style and the Devices of the Early Silent Cinema 237

Example 12. "Pourles 'cinq doigts'-d'apres MonsieurCzerny,"mm. 70-98: Switchbackediting


A R A

Rubato ( Mouvt Rubato

ti9~~~~~~~~~:7
r=-r~~~~~~r-fj fb-Jr.-*H~~~~~~~~~
#Q~ #
or

c
Cedez
74 Mouvt Poco meno mosso . . 1

piutp pp sempre

B C
Tempo (meno mosso) Cedez
79 ^^ ^ ^ ^ , & ^ ^^:

K _pi_
pip pp
_

3vblb,' D- ?L D- 6 --
!

238 Music Theory Spectrum

Example 12. [continued]


B C B

83 Tempo (meno mosso)


r= Y C-IK *1

m _~ S-
;i _-
:.n

pia p

8 w K tJ i K 7 R J J J j J J J

~86;;1~~
7'
zsfz $: 7 4 9: sD

89 . f: sfz ~ poco a poco accelerando

\ P^^ga P P -n=======^?^ -p ^ZZ==========-


PPP poco a poco crescendo /
~ ~~~
*l..~9:Iocrs ~ ~ ~ ~ ~ ~ ~ p

V -,
l *7
9:hhrn z
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Debussy's Late Style and the Devices of the Early Silent Cinema 239

Example 12. [continued]

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955 5

I 5 5 5 V

f5 ff

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^
musical value to poetic images, and they deliberately cultivated a It is clear from the attention that prominent music critics like
confusion among the perceptions of the various senses.33 Vuillermoz were giving cinema that it represented something
much more than a fad or novelty, and that film was acquiring con-
330ne artistwho actively sought to combine Symbolist ideals with cinema
was Leopold Survage, a Russian-bornpainterwho came to Paris in 1908. In siderable cultural importance in France. Certainly, the cinema en-
1913 and 1914, Survageexhibited his work with the Cubists at the Salon des joyed a high public profile, not only as a fascinating new popular
Independents.His 1914 article"Le Rythmecolore"outlines a projectfor a film entertainment, but also as particularly French technology, one
based on animatedabstractimages. "The fundamentalelement in my dynamic which occupied a significant position within the national econ-
art is colored visual form, which plays a part analogous to that of sound in
music."Like many of his contemporaries,Survageconceives of image, sound, omy. In the first decade of the twentieth century, several large film
and motion as inextricablylinked with one anotherand with the psychological companies with control over all levels of production, distribution,
states of the artist. He goes on to say that these non-representationalmoving and exhibition began to replace the early artisan-based outfits like
images, by virtue of the fact that they are moving, would somehow evoke the those of Lumiere and M6lies. In the years before the outbreak of
changing emotional state of the artist. For Survage, Vuillermoz, and others, the First World War, accepted statistics of the time claimed that
music and cinema are distinguished by being temporal phenomena, and, as
such, both cinema and music are thoughtto be "life-like,"expressinga kind of ninety percent of the films seen around the world were produced
in France. Between 1905 and 1914, the two largest French film
mutability comparableto the workings of real human perception and intra-
psychic experience.Survage 1914 is quotedin Abel 1988, 90. companies, Pathe-Freres and Etablissements Gaumont, produced
240 Music Theory Spectrum

films and film-making equipment on a vast scale, and even con- As the war dragged on, cinemas were eventually reopened, but,
ducted experiments with color processing and sound synchroniza- because the whole structure of French film production was no
tion.34 longer in place, it was imported American films that largely filled
Cinema thus came to serve as a locus for nationalistic pride, the theatres. The French industry never recovered its losses, and
providing manifest evidence of French ingenuity and creativity. by 1919, at most only about 15% of the films seen in Paris were
Because the cinema was perceived as something particularly French-made. It was claimed in the journal Mon-Cine in 1919 that
French, as a medium in which the French had a superior expertise, "the French cinema is stripped of its glories, it will perish, and we
it was often invoked by artists and critics with nationalistic lean- will have to resign ourselves to being a country that no longer
ings. Modelling one's art or poetry on the devices of the cinema makes good films."36
represented a way in which artists could be modern and, at the The prestige and the nationalistic associations of the early cin-
same time, uniquely and essentially French. To these artists, there- ema would have made it all the more attractive to Debussy as a
fore, it was a matter of national disgrace when, with the declara- model for musical forms. Debussy's own crusade for a nationally
tion of war in August of 1914, the lucrative French film industry distinct musical tradition, with himself playing the role of the ex-
immediately collapsed. As film historian RichardAbel reports: emplary musicien francais, becomes most pronounced in his later
career. His desire to express what he felt to be a uniquely French
All branchesof the industryimmediatelyclosed down.The generalmobi-
lization emptiedthe studios of directors,actors,and technicians.Even kind of lyricism is perhaps best achieved in these late works,
the Frenchfilm star,Max Linder,althoughrejectedby the army,left for which also, I believe, most clearly capture the spirit of cinema.
the frontto delivermilitarydispatchesbeforegoing off to makefilms in Perhaps Debussy's deployment of filmic devices, his cultivation of
the UnitedStates.The desertedspaces of the studioswere requisitioned the modes of cinematic editing and its special temporal and spatial
for militarystoresandhorsebarns,andPathe'sfilm-stockfactoryat Vin- associations, was motivated by a sense of the cinema as a particu-
cennes was transformedinto a war plant. The cinemas, along with all larly French art. And this awareness of cinema's "Frenchness"
othershows,closedtheirdoorsin the nationalinterest.35 was probably most acutely felt with the demise of the French film
of peoplein theirstudiosanddistri- industry in 1914. At a time when Debussy's work becomes most
34These employedthousands
companies
bution centers throughoutEurope and North America. At its height, Pathe- self-consciously French, the cinematic aspects of his style become
Freres employed around5,000 people in France, while Gaumont,its largest most pronounced.
competitor,had over 2,000 employees aroundthe world. Chains of cinemas But before the attempt to claim film as a French art, cinema of-
sprangup; Gaumont'schain includedthe grandGaumont-Palacein Paris with fered to all tur-of-the-century artists the means to make a radical
seating for 3,400 spectators.At the same time, many smallercompanies were break from previous modes of representing time and space. The
able to specialize within particularareas of the industry,like the productionof
newsreels.A small but prestigiouscompany,Film d'Art, producedfilms featur- techniques of the cinema, as I have suggested, are the filmic ana-
ing Comedie Franqaiseactors and directors in original scenarios written by log to the formal discontinuities embraced by these artists, not the
Comedie Francaise dramatists.A subsidiarycompany of Pathe-Frerescalled least of whom was Debussy. Thus, recognizing a relationship
the "Societe cinematographiquedes auteurset gens des lettres"(S.C.A.G.L.) between filmic and compositional techniques can create a new un-
produced adaptationsof literary classics for the screen. In contrast to their
Americancontemporaries,who mainly targeteda vaudevilleaudience,the first derstanding of his music, particularly in the analysis of his con-
Frenchfilm-makersproducedfilms for a wide varietyof audiencetypes across spicuous techniques of formal enchainment, which can be contex-
the social spectrum.
35Abel1984, 9. 36Quotedin Abel 1984, 6.
Debussy's Late Style and the Devices of the Early Silent Cinema 241

tualized within the "modes of continuation" peculiar to a co- Smith,RichardLangam.1973. "Debussyand the Art of Cinema."Music
emergent narrative medium such as film. The silent cinema's and Letters 54: 61-70.
montage of shots and perspectives, its reconfiguration of narrative . 1977. Debussy on Music. New York:A. A. Knopf.
time, and its multiplicity of "viewing views" give Debussy's formal Sobchack,Vivian. 1991. "TheActive Eye: A Phenomenologyof Cine-
procedures a particularly modem cast. May we, long-accustomed matic Vision." Quarterly Review of Film and Video 12/3: 25.
to the techniques of film, appreciate these procedures anew. Survage, L6opold. 1914. "Le Rythme color6." Les Soirees de Paris 26-7
(July-August): 426-7.
LISTOFWORKSCITED Vuillermoz, Emile. 1916. "Devant l'6cran." Le Temps,29 November: 3.
.1917. "Before the Screen: Les Freres corses." Le Temps, 7
Abel, Richard. 1984. French Cinema: The First Wave, 1915-1929. Prince-
ton UniversityPress. February:3.
Watkins, Glenn. 1994. Pyramids at the Louvre: Music, Culture, and
. 1988. French Film Theory and Criticism: A History/Anthology,
volume1: 1907-1929. Princeton:PrincetonUniversityPress. Collage from Stravinksy to the Postmodernists. Cambridge: Harvard
University Press.
Berman, Lawrence. 1980. "Prelude to the Afternoon of a Faune and Jeux:
Yhcam. 1912. "Le Cin6matographe."Cine-Journal, 4 May: 16-17.
Debussy's Summer Rites." 19th Century Music 3: 225-38.
Bottomore,Stephen.1990. "Shotsin the Dark."In EarlyCinema:Space,
Frame, Narrative.Edited by Thomas Elsaesser and Adam Barker. ABSTRACT
London:BritishFilmInstitutePublishing. The articlesituatesDebussy'slate workswithinthe contextof the tech-
Burch,Noel. 1990. Life to those Shadows.Translatedby Ben Brewster. nologies of the early silent cinema. Cinematic techniques developed by
French film-makers during Debussy's lifetime can provide the basis for a
Berkeley:Universityof CaliforniaPress.
model of continuityand successionin this music and suggest some new
Forte,Allen. 1988. "Pitch-classSet Generaandthe Originof the Modern
Harmonic Species." Journal of Music Theory 32: 187-279. ways of approachingform in his late style. Cinemawas of considerable
consequence in France during Debussy's mature career, and the technical
. 1991."Debussyandthe Octatonic."
MusicAnalysis10: 125-69. devices of the cinema constituted a markedly new way of representing
Newcomb, Anthony. 1987. "Schumannand Late Eighteenth-Century time and space. Very few of the films from the late 1890s and early 1900s
Narrative Strategies." 19th Century Music 11: 164-74. have survived, but the extant film reviews and contemporary criticism pro-
Parks, Richard. 1989. The Music of Claude Debussy. New Haven: Yale vide a vivid sense of the early cinema, its reception, and its characteristic
UniversityPress. devices. Particular cinematic editing techniques are noted as models for
Rank, Otto. 1971. The Double: A Psychoanalytic Study. Translated and Debussy's own characteristic repertoire of musical devices. Finally, some
editedby HarryTucker,Jr.ChapelHill: Universityof NorthCarolina of the connections are made between cinema and Debussy's nationalism
Press. in the years surroundingthe first world war.
Salt, Barry. 1990. "Film Form 1900-1906." In Early Cinema:Space,
Frame, Narrative. Edited by Thomas Elsaesser and Adam Barker.
London:BritishFilmInstitutePublishing.

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